Documents

Grant of Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 99-15, Involving Salomon Smith Barney Inc. (Salomon Smith Barney), Located in New York, NY

Federal Register · Notice · Sep 7, 2000

During the comment period, the Department received two written comments and no requests for a hearing. … Therefore, the commenter urged the Department to approve the Final Exemption. The second comment was submitted by Salomon Smith Barney.

Prohibited Transaction Exemption 2002-20; Grant of Individual Exemptions; Union Bank of California (UBOC)

Federal Register · Notice · Mar 28, 2002

Written Comments The Department received three written comments with respect to the proposed exemption. … Written Comments During the comment period, the Department received one written comment with respect to the proposed exemption and no requests for a public hearing.

Class Exemption Relating to Certain Employee Benefit Plan; Foreign Exchange Transactions Executed Pursuant to Standing Instructions

Federal Register · Notice · Nov 13, 1998

Paperwork Reduction Act Analysis: Pursuant to the Paperwork Reduction Act of 1995, Pub. L. 104-13, 44 U.S.C. … before granting an exemption from section 406(b) of the Act.

Proposed Exemptions; Metropolitan Life Insurance Company

Federal Register · Notice · Oct 20, 1997

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Grant of Individual Exemptions; Salomon Smith Barney Inc. (SSB), Citigroup Inc. (Citigroup) and their Affiliates (collectively, the Applicants)

Federal Register · Notice · Apr 3, 2001

All comments and requests for a hearing were due on March 12, 2001. During the comment period, the Department received no requests for a hearing. … At the close of the comment period, the Department forwarded copies of these letters to the applicant for a written response.

Grant of Individual Exemptions; Real Estate Equity Trust No. 1 (the Trust), et al.

Federal Register · Notice · Apr 9, 1997

Written Comments The Department received one written comment with respect to the proposed exemption and no requests for a public hearing. … The comment letter has been included as part of the public record of the exemption application.

Proposed Exemptions; The Walston & High, P.A. Profit Sharing Plan (the Plan) et al.

Federal Register · Notice · Jun 28, 2001

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and requests for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Proposed Exemptions; Prudential Property Investment Separate Account (PRISA) and Prudential Property Investment Separate Account II (PRISA II)

Federal Register · Notice · Sep 13, 1995

Comments and request for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and … The role of the Advisory Councils is to monitor, review, comment, and advise.

Grant of Individual Exemptions; Metropolitan Life Insurance Company

Federal Register · Notice · Apr 22, 1998

Written comments The Department received one written comment with respect to the Notice and no requests for a public hearing. … longer than the period specified in the MetLife Trust GIC.

Grant of Individual Exemptions; TCW Group, Inc., Trust Company of the West, TCW Funds Management, Inc., TCW Galileo Funds, (Collectively; TCW)

Federal Register · Notice · Nov 4, 1997

We also note that the plan fiduciary (usually the employer/ sponsor) is responsible under the Act for the decision to retain TCW, as well as for periodically monitoring TCW's performance. … The Department concurs with this comment. 2. Discussion of the Second Comment A.

Grant of Individual Exemptions; Operating Engineers Pension Trust, et al.

Federal Register · Uncategorized Document · Apr 13, 1994

In light of this fact, the Department determined to extend the comment period on the proposed exemption until February 28, 1994, to ensure that all interested persons had sufficient time to comment on … As of the close of the comment period on February 28, 1994, the Department had received one letter from an interested person commenting on the proposed exemption and requesting a hearing.

Grant of Individual Exemptions; Connecticut Plumbers and Pipefitters Pension Fund (the Pension Fund), Connecticut Pipe Trades Local No. 777 Annuity Fund (the Annuity Fund), Connecticut Pipe Trades Health Fund (the Health Fund) (Collectively the Funds) et al.

Federal Register · Notice · Apr 26, 2002

In light of the fact that notification to interested persons was delayed, and in order to allow such interested persons the benefit of the full thirty (30) day comment period, the Department required, … During the comment period, the Department received no comments and no requests for a hearing from interested persons.

Proposed Exemptions; H. Ray McPhail (Mr. McPhail) and the H. Ray McPhail Profit Sharing Plan (the Plan)

Federal Register · Notice · Apr 7, 2000

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … While the SEC's interpretation of the periodic reporting requirements is subject to change, periodic reports concerning a trust will be filed to the extent required under the Securities Exchange Act of

Grant of Individual Exemptions; Standard Bank Employees Profit Sharing Plan, et al.

Federal Register · Notice · May 6, 1999

Written Comments The Department received one written comment with respect to the Notice and no requests for a public hearing. … Correspondence received from the applicant's representative during the comment period stated that the Welfare Plan is interested in purchasing the Property in part for future expansion.

Grant of Individual Exemptions; John Taylor Fertilizers Company

Federal Register · Notice · Nov 25, 1998

The notices also invited interested persons to submit comments on the requested exemptions to the Department. … WRITTEN COMMENTS: The applicant (i.e., TMCC) submitted a written comment on the notice of proposed exemption (the Notice) relating to the proposed definition of ``Permitted Investments'' contained in Section

Proposed Class Exemption To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program

Federal Register · Notice · Mar 28, 2002

Federal agencies with an opportunity to comment on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). … period set forth above.

Proposed Exemptions; Abbott Pension Plan et al.

Federal Register · Uncategorized Document · Jun 21, 1994

Comments and request for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and … the Interim Period with respect to the AT&T Lease.

Proposed Exemptions; Beall Corporation

Federal Register · Notice · Oct 25, 1996

Written Comments and Hearing Requests All interested persons are invited to submit written comments or request for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Comments and request for a hearing should state: (1) the name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the exemption and

Grant of Individual Exemptions; Boston Cement Masons Union Local No. 534 Deferred Income Plan, et al.

Federal Register · Notice · Mar 15, 1995

of 1974 (the Act) and/or the Internal Revenue Code of 1986 (the Code). … In addition to the comments described above, the Department also received comments from the applicant, GM.

Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Mental Health Parity

Federal Register · Notice · Jun 20, 2001

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA95)(44 U.S.C. 3506(c)(2)(A)). … The Mental Health Parity Act of 1996 (MHPA) (Pub.