Documents

Briefs, oral arguments, agency decisions and the Federal Register.

18 results

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  • Implementing Regulations for the Government Securities Act of 1986

    Federal Register · Uncategorized Document · Feb 28, 1994

    , 15530-31 (April 17, 1991). --------------------------------------------------------------------------- The comment period for the proposed rules closed on June 17, 1991. … of the financial institution for one or more limited periods commensurate with the circumstances, provided the appropriate regulatory agency is satisfied that the financial institution is acting in good

    Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Bank Holding Companies and Change in Bank Control

    Federal Register · Proposed Rule · Jan 3, 2001

    BHC Act. … In addition, the Agencies solicit comment on whether real estate management should include management of the air rights above and the oil and mineral rights beneath particular parcels of land.

    66 FR 307Federal Reserve SystemTreasury Department
  • Bank Holding Companies and Change in Bank Control

    Federal Register · Rule · Jan 31, 2001

    Some commenters recommended that the agencies eliminate or delay adoption of any fixed holding periods and rely on the supervisory process to enforce the limitations in the GLB Act restricting the period … After carefully considering the comments in light of the language and purposes of the GLB Act and BHC Act, the agencies have retained the holding period provisions of the interim rule with several modifications

    66 FR 8466Federal Reserve SystemTreasury Department
  • Bank Holding Companies and Change in Bank Control

    Federal Register · Rule · Mar 28, 2000

    and purposes of the GLB Act and the BHC Act. … During the comment period, the Board and the Secretary will discuss the issues raised by this proposal with the other Federal banking agencies and with other appropriate functional regulators.

    65 FR 16460Federal Reserve SystemTreasury Department
  • Bank Holding Companies and Change in Bank Control

    Federal Register · Proposed Rule · Feb 27, 2001

    ACTION: Joint proposed rule; extension of comment period. … The Agencies are extending the comment period on the proposal. DATES: Comments must be received by May 1, 2001.

    66 FR 12440Federal Reserve SystemTreasury Department
  • Amendments to Regulations for the Government Securities Act of 1986

    Federal Register · Rule · Mar 1, 1995

    L. 103-202). --------------------------------------------------------------------------- The Department first published these amendments in proposed form on June 22, 1994,6 and the comment period … The Department specifically requested comment about the limitations on this exception.

    60 FR 11022Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Government Securities Act Regulations: Large Position Rules

    Federal Register · Proposed Rule · Feb 9, 1996

    The Department has received a request for a 30 day extension of the comment period from a trade association representing approximately 300 government securities brokers and dealers (Public Securities Association … period until Monday, March 18, 1996.

    61 FR 4944Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Government Securities Act Regulations: Large Position Rules

    Federal Register · Proposed Rule · Dec 18, 1995

    \5\60 FR 4576 (January 24, 1995). --------------------------------------------------------------------------- The 90-day comment period on the ANPR was extended, in response to an industry request … Specifically, the commenters held that entities acting as custodians should not be required to report positions in Treasury securities over which they have no investment discretion.

    60 FR 65214RuleTreasury Department
  • Amendments to Regulations for the Government Securities Act of 1986

    Federal Register · Proposed Rule · Apr 24, 1995

    The Department has received a request for a 30 day extension of the comment period from a trade association representing approximately 300 government securities brokers and dealers (Public Securities Association … Given the limited additional time requested, the Department agrees to extend the comment period until May 24, 1995. Dated: April 19, 1995. Frank N. Newman, Deputy Secretary.

    60 FR 20065Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Amendments to Regulations for the Government Securities Act of 1986

    Federal Register · Uncategorized Document · Jun 22, 1994

    DATES: Comments must be submitted on or before August 22, 1994. … The Department specifically requests comment as to whether this exclusion should be broadened and if so how.

    Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Amendments to Regulations for the Government Securities Act of 1986

    Federal Register · Rule · Apr 26, 1995

    of 1992.\7\ The CFTC published its proposed risk assessment rules in March 1994.\8\ The CFTC extended its comment period twice before promulgating the first part of its final risk assessment rules in … period closed on January 17, 1995.

    60 FR 20396Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Amendments to Regulations for the Government Securities Act of 1986

    Federal Register · Proposed Rule · Jan 24, 1995

    If reports are periodic at the request of the Treasury, what mechanism should be used to communicate a request to the market? … If not, what would be a reasonable time period? 4.

    60 FR 4576Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Implementing Regulations for the Government Securities Act of 1986

    Federal Register · Uncategorized Document · Oct 26, 1994

    In addition, in accordance with the Administrative Procedure Act (5 U.S.C. 553(b)), the Department for good cause finds that issuing a notice of proposed rulemaking and requesting comment are unnecessary … Because no notice and public comment are required for this rulemaking, the provisions of the Regulatory Flexibility Act (5 U.S.C 601, et seq.), do not apply.

    Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Form G-405

    Federal Register · Rule · Apr 13, 1995

    The Department published the amendments to Form G-405 in proposed form on January 30, 1995,2 and the comment period closed on March 1, 1995. … Treasury received no comments and these final changes to the form are identical to the proposed changes.

    60 FR 18733Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Government Securities Act Regulations: Recordkeeping

    Federal Register · Rule · Feb 18, 1997

    The Administrative Procedure Act (``APA'') (5 U.S.C. 553) generally requires that prior notice and opportunity for comment be afforded before the adoption of rules by federal agencies. … As no notice and public comment are required for this rulemaking, the provisions of the Regulatory Flexibility Act (5 U.S.C. 601, et. seq.), do not apply.

    62 FR 7153Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Form G-FIN-4

    Federal Register · Uncategorized Document · Dec 27, 1994

    L. 99-571, 100 Stat. 3208 (1986). --------------------------------------------------------------------------- DATES: Comments must be submitted on or before January 26, 1995. … An appropriate transition period would be provided for associated persons to file any required updates. II.

    Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Amendments to Regulations for the Government Securities Act of 1986

    Federal Register · Uncategorized Document · Nov 15, 1994

    DATES: Comments must be submitted on or before January 17, 1995. … In order to provide affected firms time to make personnel and systems adjustments required for compliance, the Department proposes a three-month phase-in period.

    Treasury DepartmentOffice of the Under Secretary for Domestic Finance
  • Government Securities Act Regulations: Definition of Government Securities

    Federal Register · Rule · May 24, 2001

    No comment letters were received. Therefore, we have decided to adopt the amendment unchanged from its proposed form. … To minimize the period during which the amended regulation is not in effect and to encourage timely compliance by entities that may now be subject to our regulations, Treasury finds good cause exists as

    66 FR 28654Treasury DepartmentOffice of the Under Secretary for Domestic Finance

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