Documents

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Simplification of Disclosure Requirements for Emerging Growth Companies and Forward Incorporation by Reference on Form S-1 for Smaller Reporting Companies

Federal Register · Notice · Jan 25, 2016

In addition, this notice solicits comment on the three-year extension of the same information collection under 5 CFR 1320.12. … The Commission, for good cause, found that notice and comment were unnecessary because the amendments merely conform the specified forms to the requirements of a newly enacted statute, the FAST Act.

Agency Information Collection Activities; Submission for OMB Review; Comment Request; Rules 147(f)(1)(iii) and 147A(f)(1)(iii) Written Representations as to Purchaser Residency

Federal Register · Notice · Feb 1, 2017

(“Commission”) has submitted two sponsored information collection requests (“ICRs”) to the Office of Management and Budget (“OMB”) for review and clearance in accordance with the Paperwork Reduction Act … Representations obtained by the issuer are not required to be kept confidential, and there is no mandatory retention period. 6   Id.