Documents

Briefs, oral arguments, agency decisions and the Federal Register.

1,483 results

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  • Incentive-Based Compensation Arrangements

    Federal Register · Proposed Rule · Apr 14, 2011

    related materials, and viewing the docket after the close of the comment period … The Commission is also soliciting comment on the following specific issues: • Do commenters believe that requiring a minimum deferral period of three years for at least 50% of the compensation for executive

    76 FR 21170Treasury DepartmentComptroller of the Currency
  • Merger Transactions

    Federal Register · Proposed Rule · Sep 22, 2026

    All comments may be accessible under the Freedom of Information Act. … , or the applicable public comment period if there is no applicable newspaper publication period, as set forth in part 303 of the FDIC Rules and Regulations.

    91 FR 60196Federal Deposit Insurance Corporation
  • Proposed Agency Information Collection Activities; Comment Request

    Federal Register · Notice · Feb 8, 2011

    At the end of the comment period, the comments and recommendations received will be analyzed to determine the extent to which the agencies should modify the proposal for savings associations to convert … The agencies carefully weighed these comments before making the decision to propose eliminating Schedule CMR beginning with the March 2012 reporting period.

    76 FR 7082Treasury DepartmentComptroller of the Currency
  • Securitization Safe Harbor Rule

    Federal Register · Rule · Mar 4, 2020

    The comment period under the NPR ended on October 21, 2019. … Regulatory Flexibility Act The Regulatory Flexibility Act (RFA) generally requires that, in connection with a final rule, an agency prepare and make available for public comment a final regulatory flexibility

    85 FR 12724Federal Deposit Insurance Corporation
  • Recordkeeping and Confirmation Requirements for Securities Transactions

    Federal Register · Proposed Rule · May 24, 1996

    They may also act as the customers' agent under a periodic investment plan, such as a stock- purchase plan or a dividend reinvestment plan. … Comment is invited concerning the practicability of using the definition of ``security'' which is used in the Securities Exchange Act of 1934, 15 U.S.C. 78c(a)(10).

    61 FR 26135Federal Deposit Insurance Corporation
  • Minimum Requirements for Appraisal Management Companies

    Federal Register · Rule · Jun 9, 2015

    One commenter believed that States should be given the option to register AMCs for longer than a period of one year. … Street Reform and Consumer Protection Act (the Dodd-Frank Act) (Pub.

    80 FR 32658Treasury DepartmentComptroller of the Currency
  • Recordkeeping and Confirmation Requirements for Securities Transactions

    Federal Register · Rule · Mar 5, 1997

    (l) Periodic plan means any written authorization for a bank to act as agent to purchase or sell for a customer a specific security or securities, in a specific amount (calculated in security units or … (f) Periodic plan accounts.

    62 FR 9915Federal Deposit Insurance Corporation
  • Extension of Comment Period; Request for Information on Application of the Uniform Financial Institutions Rating System

    Federal Register · Notice · Dec 27, 2019

    ACTION: Notice and request for information; extension of comment period. … The RFI stated that the comment period would close on December 30, 2019. The agencies have received requests to extend the comment period.

    84 FR 71413Federal Reserve SystemFederal Deposit Insurance Corporation
  • Expiration of the Issuance Period for the Debt Guarantee Program; Establishment of Emergency Guarantee Facility

    Federal Register · Proposed Rule · Sep 16, 2009

    (FDI Act), 12 U.S.C. 1823(c)(4)(G). … (n) Issuance period.

    74 FR 47489Federal Deposit Insurance Corporation
  • Recordkeeping and Confirmation Requirements for Securities Transactions

    Federal Register · Proposed Rule · Dec 24, 1996

    While several commenters recommended that sweep accounts be included in the definition of periodic accounts the FDIC has decided not to do so for several reasons. … (f) Periodic plan accounts.

    61 FR 67729Federal Deposit Insurance Corporation
  • Incorporating Employee Compensation Criteria Into the Risk Assessment System

    Federal Register · Proposed Rule · Jan 19, 2010

    in earlier periods. 3. … in earlier periods.

    75 FR 2823Federal Deposit Insurance Corporation
  • Annual Stress Test

    Federal Register · Rule · Nov 21, 2014

    Comments Received The NPR solicited public comment on all aspects of the proposed rule. The NPR's comment period ended on September 2, 2014, and the FDIC received five comment letters. … Regulatory Flexibility Act Analysis The Regulatory Flexibility Act, 5 U.S.C. 601, et seq.

    79 FR 69365Federal Deposit Insurance Corporation
  • Regulatory Capital Rule: Capital Simplification for Qualifying Community Banking Organizations

    Federal Register · Rule · Nov 13, 2019

    Paperwork Reduction Act B. Regulatory Flexibility Act C. Plain Language D. OCC Unfunded Mandates Reform Act of 1995 E. Riegle Community Development and Regulatory Improvement Act of 1994 F. … The agencies did not receive specific comments relating to the mechanics of the proposed grace period.

    84 FR 61776Treasury DepartmentComptroller of the Currency
  • Regulatory Capital Rule: Eligible Retained Income

    Federal Register · Rule · Mar 20, 2020

    The docket may be viewed after the close of the comment period in the same manner as during the comment period. … The docket may be viewed after the close of the comment period in the same manner as during the comment period.

    85 FR 15909Treasury DepartmentComptroller of the Currency
  • Agency Information Collection Activities: Submission for OMB Review; Comment Request

    Federal Register · Notice · Nov 8, 2011

    ACTION: Notice of information collection to be submitted to OMB for review and approval under the Paperwork Reduction Act. … On August 22, 2011 (76 FR 52326), the FDIC solicited public comment for a 60-day period on renewal of the following information collection: Account Based Disclosures in Connection with Federal Reserve

    76 FR 69269Federal Deposit Insurance Corporation
  • Interagency Policy Statement on Allowances for Credit Losses

    Federal Register · Proposed Rule · Oct 17, 2019

    The docket may be viewed after the close of the comment period in the same manner as during the comment period. … The docket may be viewed after the close of the comment period in the same manner as during the comment period.

    84 FR 55510Treasury DepartmentComptroller of the Currency
  • Recordkeeping Requirements for Qualified Financial Contracts

    Federal Register · Rule · Dec 22, 2008

    Regulatory Flexibility Act The Regulatory Flexibility Act (RFA)  26 requires an agency publishing a final rule to prepare and make available for public comment a final regulatory flexibility analysis … Any such comments should be sent to the Paperwork Reduction Act Officer, FDIC Legal Division, 550 17th Street, NW., Washington, DC 20503.

    73 FR 78162Federal Deposit Insurance Corporation
  • Interagency Policy Statement on Allowances for Credit Losses

    Federal Register · Rule · Jun 1, 2020

    and section 202(a) of the Federal Credit Union Act. … The comment period for the proposed Policy Statement ended on December 16, 2019. The agencies received 23 comment letters from trade associations, financial institutions, and individuals.

    85 FR 32991Treasury DepartmentComptroller of the Currency
  • Unsafe and Unsound Banking Practices: Brokered Deposits Restrictions; Extension of Comment Period

    Federal Register · Proposed Rule · Apr 8, 2020

    ACTION: Notice of proposed rulemaking: Extension of comment period. … The NPR stated that the comment period would close on April 10, 2020. The FDIC has received requests to extend the comment period.

    85 FR 19706Federal Deposit Insurance Corporation

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