Documents

Briefs, oral arguments, agency decisions and the Federal Register.

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  • Government Securities Sales Practices

    Federal Register · Proposed Rule · Apr 25, 1996

    DATES: Comments must be received by June 24, 1996. … The comment period on this notice closes on April 22, 1996. The full NASD proposal was published for comment by the SEC on October 24, 1995. 60 FR 54530. \2\ Id.

    61 FR 18470Treasury DepartmentComptroller of the Currency
  • Risk-Based Capital Standards: Derivative Transactions

    Federal Register · Rule · Sep 5, 1995

    Other Comments Several commenters encouraged recognizing other risk reducing techniques such as margin and collateral agreements, frequent settlement of mark-to-market values, and periodic resetting … OCC Unfunded Mandates Act of 1995 Section 202 of the Unfunded Mandates Act of 1995 (Unfunded Mandates Act) (signed into law on March 22, 1995) requires that certain agencies prepare a budgetary impact

    60 FR 46170Treasury DepartmentComptroller of the Currency
  • Margin and Capital Requirements for Covered Swap Entities

    Federal Register · Rule · Nov 30, 2015

    (the “Dodd-Frank Act” or the “Act”). … , and viewing the docket after the close of the comment period

    80 FR 74916Treasury DepartmentComptroller of the Currency
  • Interagency Guidance on Reconsiderations of Value of Residential Real Estate Valuations

    Federal Register · Rule · Jul 26, 2024

    Comments on Burden on Institutions E. Other Comments Submitted III. Paperwork Reduction Act IV. … period ended on September 19, 2023.

    89 FR 60549Treasury DepartmentComptroller of the Currency
  • Proposed Agency Information Collection Activities; Comment Request

    Federal Register · Notice · Mar 27, 2026

    In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA), the OCC, the Board, and the FDIC (together, the agencies) may not conduct or sponsor, and the respondent is not required … At the end of the comment period for this notice, the agencies will review any comments received to determine whether to modify the proposal in response to such comments.

    91 FR 14853Treasury DepartmentComptroller of the Currency
  • Risk-Based Capital Standards: Unrealized Holding Gains on Certain Equity Securities

    Federal Register · Rule · Sep 1, 1998

    OCC and OTS Unfunded Mandates Reform Act of 1995 Determinations Section 202 of the Unfunded Mandates Reform Act of 1995, Pub. … Williams, Acting Comptroller of the Currency.

    63 FR 46518Treasury DepartmentComptroller of the Currency
  • Removal of Transferred OTS Regulations Regarding Rules of Practice and Procedure and Amendments to FDIC Rules and Regulations

    Federal Register · Rule · Jan 30, 2015

    Comments The FDIC issued the NPR with a 60-day comment period that closed on June 20, 2014. … No comments on this issue were received.

    80 FR 5009Federal Deposit Insurance Corporation
  • Removal of Transferred OTS Regulations Regarding Consumer Protection in Sales of Insurance

    Federal Register · Rule · Apr 2, 2018

    Comments The FDIC issued the NPR with a 60-day comment period which closed on January 20, 2017. The FDIC received no comments on its Proposed Rule. … The Regulatory Flexibility Act The Regulatory Flexibility Act (“RFA”), requires that, in connection with a final rulemaking, an agency prepare and make available for public comment a final regulatory

    83 FR 13843Federal Deposit Insurance Corporation
  • Proposed Agency Information Collection Activities; Comment Request

    Federal Register · Notice · Sep 30, 2010

    SUMMARY: In accordance with the requirements of the Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. chapter 35), the OCC, the Board, and the FDIC (the “agencies”) may not conduct or sponsor, and the … At the end of the comment period, the comments and recommendations received will be analyzed to determine the extent to which the FFIEC and the agencies should modify the proposed revisions prior to giving

    75 FR 60497Treasury DepartmentComptroller of the Currency
  • False Advertising, Misrepresentation of Insured Status, and Misuse of the FDIC's Name or Logo

    Federal Register · Proposed Rule · May 10, 2021

    DATES: Comments are due on or before July 9, 2021. Comments on the Paperwork Reduction Act burden estimates are due on or before July 9, 2021. … The Regulatory Flexibility Act The Regulatory Flexibility Act (RFA), requires that, in connection with a notice of proposed rulemaking, an agency prepare and make available for public comment an initial

    86 FR 24770Federal Deposit Insurance Corporation
  • Loans in Areas Having Special Flood Hazards

    Federal Register · Rule · Feb 20, 2019

    Another commenter suggested that regulated lending institutions be given a reasonable period of time to update systems and change processes to accommodate material changes to the SFIP forms. … Act.

    84 FR 4953Treasury DepartmentComptroller of the Currency
  • State Bank Parity

    Federal Register · Proposed Rule · Sep 22, 2026

    All comments may be accessible under the Freedom of Information Act. … Regulatory Flexibility Act The Regulatory Flexibility Act (RFA) generally requires an agency, in connection with a proposed rule, to prepare and make available for public comment an initial regulatory

    91 FR 60018Federal Deposit Insurance Corporation
  • Proposed Agency Information Collection Activities; Comment Request

    Federal Register · Notice · Oct 18, 2001

    At the end of the comment period, the comments and recommendations received will be analyzed to determine the extent to which the FFIEC should modify the proposed revisions prior to giving its final approval … In this regard, Section 7(a)(9) of the FDI Act, which was originally added by Section 141 of the FDIC Improvement Act of 1991, directs the FDIC to take such action as may be necessary to insure that

    66 FR 52973Treasury DepartmentComptroller of the Currency
  • Amendment to Statement of Policy Regarding Independent External Auditing Programs of State Nonmember Banks

    Federal Register · Notice · Jun 24, 1996

    However, the Federal Deposit Insurance Corporation Improvement Act of 1991 added Section 36 to the Federal Deposit Insurance Act. … A bank may also find it more cost effective to be audited during accounting firms' less busy periods.

    61 FR 32438Farm Credit AdministrationFederal Deposit Insurance Corporation
  • Margin and Capital Requirements for Covered Swap Entities

    Federal Register · Rule · Aug 2, 2016

    (the “Dodd-Frank Act” or the “Act”). … In addition, representatives of the FDIC and FCA had a telephone call with one commenter after the comment period closed.

    81 FR 50605Treasury DepartmentComptroller of the Currency
  • Shared National Credit Data Collection Modernization

    Federal Register · Notice · Dec 20, 2004

    At that time, the Agencies will also solicit comment on burden estimates pursuant to the Paperwork Reduction Act. … • Basic Reporters would continue to provide data annually prior to the SNC examination period only on SNC facilities they agent.

    69 FR 76034Treasury DepartmentComptroller of the Currency
  • Government Securities Sales Practices

    Federal Register · Rule · Mar 19, 1997

    The other commenter opposed to contractually limiting liability stated that, if parties are allowed to do so, the final rules should require periodic review of the contract. … Small Business Regulatory Enforcement Fairness Act The Small Business Regulatory Enforcement Fairness Act of 1996 (Pub.

    62 FR 13276Treasury DepartmentComptroller of the Currency
  • Margin and Capital Requirements for Covered Swap Entities; Final Rule

    Federal Register · Rule · Oct 10, 2018

    The QFC Rules include a phased-in conformance period for a Covered QFC Entity that varies depending upon the counterparty type of the Covered QFC Entity. … Two comments raised issues unrelated to the proposal. 32 32  A comment urging a change to the inter-affiliate provisions of the Swap Margin Rule and a comment requesting that the Agencies clarify

    83 FR 50805Treasury DepartmentComptroller of the Currency
  • Collection of Civil Money Penalty Debt

    Federal Register · Rule · Jan 11, 2021

    Administrative Procedure Act The FDIC is issuing this final rule without prior notice and the opportunity for public comment ordinarily prescribed by the Administrative Procedure Act (APA). 8 Pursuant … For this reason, the FDIC finds that general notice and opportunity for public comment are not required under the APA. B.

    86 FR 1740Federal Deposit Insurance Corporation
  • Rules of Practice and Procedure

    Federal Register · Rule · Nov 28, 2007

    Section 708 of the FSRRA modified section 8(g) of the Federal Deposit Insurance Act (FDI Act), in a number of ways. … Thus, the FDIC has determined for good cause that public notice and comment are unnecessary, and that the rule should be published in final form. IV.

    72 FR 67233Federal Deposit Insurance Corporation

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