Documents

Hearing on Definition of the Term “Fiduciary”; Conflict of Interest Rule-Retirement Investment Advice and Related Proposed Prohibited Transaction Exemptions

Federal Register · Proposed Rule · Jun 18, 2015

ACTION: Notice of hearing and extension of comment period. … requesting an extension of the comment period.

Proposed Exemption for Certain Prohibited Transaction Restrictions Involving UBS AG (UBS) Located in Zurich, Switzerland

Federal Register · Notice · Jun 11, 2024

Any such comments or requests should be sent by the end of the scheduled comment period. … of Covered Plan clients;  17 (ii) Covered Plan clients were not harmed by non-exempt transactions during the PTE 2023-14 Period;  18 (iii) a responsible plan fiduciary acted (and is acting)

Proposed Amendment to the Class Exemption for the Release of Claims and Extensions of Credit in Connection With Litigation

Federal Register · Notice · Nov 21, 2007

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a public hearing on the proposed exemption to the address and within the time period … The Authorizing Fiduciary or another independent fiduciary continues to act on behalf of the plan and its participants and beneficiaries for the period that the plan holds the property, including employer

Exemption From Certain Prohibited Transaction Restrictions Involving Memorial Sloan Kettering Cancer Center (MSKCC or the Applicant) Located in New York, New York

Federal Register · Notice · Jan 15, 2025

of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). … Each Report must be completed within six months after the end of the twelve-month period to which it relates (the first twelve-month period would begin on the effective date of the exemption grant); and