Documents

Briefs, oral arguments, agency decisions and the Federal Register.

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  • Definition of “Employer” Under Section 3(5) of ERISA-Association Retirement Plans and Other Multiple-Employer Plans

    Federal Register · Proposed Rule · Oct 23, 2018

    DATES: Comments are due by December 24, 2018. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements

    83 FR 53534Labor DepartmentEmployee Benefits Security Administration
  • Prohibited Transaction Class Exemption 84-14 for Transactions Determined by Independent Qualified Professional Asset Managers (the QPAM Exemption); Correction

    Federal Register · Rule · Aug 13, 2024

    Therefore, based on the limited, corrective purpose of these changes, the Department finds for good cause that a notice and public comment procedure is unnecessary. 2 The Department further finds … (i) One-Year Transition Period Due to Ineligibility (One-Year Transition Period or Transition Period).

    89 FR 65779Labor DepartmentEmployee Benefits Security Administration
  • Annual Reporting and Disclosure

    Federal Register · Proposed Rule · Sep 15, 2021

    DATES: Comment due date: Comments are due on or before November 1, 2021. … Regulatory Flexibility Act The Regulatory Flexibility Act (RFA)  53 imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements of section

    86 FR 51284Labor DepartmentEmployee Benefits Security Administration
  • Financial Factors in Selecting Plan Investments

    Federal Register · Proposed Rule · Jun 30, 2020

    Regulatory Flexibility Act The Regulatory Flexibility Act (RFA)  51 imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements of section … Unfunded Mandates Reform Act Title II of the Unfunded Mandates Reform Act of 1995 (Pub.

    85 FR 39113Labor DepartmentEmployee Benefits Security Administration
  • Target Date Disclosure

    Federal Register · Proposed Rule · Nov 30, 2010

    Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements … Unfunded Mandates Reform Act For purposes of the Unfunded Mandates Reform Act of 1995 (Pub.

    75 FR 73987Labor DepartmentEmployee Benefits Security Administration
  • Revision of Annual Information Return/Reports

    Federal Register · Notice · Mar 1, 2013

    The Department received six comments on the proposed amendments to the Form M-1 regulation and proposed form revisions to the Form M-1, but did not receive any comments on the proposed amendments to the … Paperwork Reduction Act Statement According to the Paperwork Reduction Act of 1995 (Pub.

    78 FR 13899Labor DepartmentEmployee Benefits Security Administration
  • Exemption Involving the International Union of Operating Engineers Local Union 627 Training Fund of Oklahoma (the Plan or the Applicant) Located in Oklahoma City, OK

    Federal Register · Notice · Feb 26, 2026

    No comments or hearing requests were received by the Department. 1  See 90 FR 436535. … as a fiduciary under ERISA when acting as a fiduciary on behalf of the Plan.

    91 FR 9642Labor DepartmentEmployee Benefits Security Administration
  • Interim Final Rules Prohibiting Discrimination Based on Genetic Information in Health Insurance Coverage and Group Health Plans

    Federal Register · Rule · Oct 7, 2009

    Comment Date. Comments are due on or before January 5, 2010. Applicability Dates: Group market rules. … (7) Use of an affiliation period by an HMO as an alternative to a preexisting condition exclusion. 3.

    74 FR 51664Treasury DepartmentInternal Revenue Service
  • Ex Parte Cease and Desist and Summary Seizure Orders-Multiple Employer Welfare Arrangements

    Federal Register · Proposed Rule · Dec 6, 2011

    ADDRESSES: Written comments may be submitted to the address specified below. All comments will be made available to the public. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) applies to most Federal rules that are subject to the notice and comment requirements of section 553(b) of

    76 FR 76235Labor DepartmentEmployee Benefits Security Administration
  • Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: D-11481, CitiGroup Inc. 2009-06; D-11484, Robert W. Baird & Co. Incorporated, 2009-07; D-11490 Raymond James & Associates, Inc., 2009-08; and Northwestern Mutual Investment Services, LLC

    Federal Register · Notice · Feb 27, 2009

    The notice also invited interested persons to submit comments on the requested exemption to the Department. … Public comments were received by the Department as described in the granted exemption.

    74 FR 8992Labor DepartmentEmployee Benefits Security Administration
  • Annual Reporting and Disclosure

    Federal Register · Proposed Rule · Jul 21, 2016

    subject to the notice and comment requirements of section 553(b) of the Administrative Procedure Act (5 U.S.C. 551 et seq. ) and that are likely to have a significant economic impact on a substantial … Paperwork Reduction Act Statement In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)), the DOL requests comments on the information collections included

    81 FR 47496Labor DepartmentEmployee Benefits Security Administration
  • Amendments to Excepted Benefits

    Federal Register · Proposed Rule · Dec 24, 2013

    100 of the Code (such as the nondiscrimination and preexisting condition exclusion provisions), compliance with the Affordable Care Act provisions (including the 90-day waiting period limitation  16 … The Departments invite comments on this approach. B.

    78 FR 77632Treasury DepartmentInternal Revenue Service
  • Savings Arrangements Established by State Political Subdivisions for Non-Governmental Employees

    Federal Register · Proposed Rule · Aug 30, 2016

    For example, the state could act by displacing the subdivision's program after a transition period or coordinating the state and subdivision programs. Either approach would mitigate overlap. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements

    81 FR 59581Labor DepartmentEmployee Benefits Security Administration
  • Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2019

    Federal Register · Rule · Jan 23, 2019

    (RFA), imposes certain requirements on Federal agency rules that are subject to the notice and comment requirements of the APA, 5 U.S.C. 553(b). … EBSA Employee Retirement Income Security Act Section 502(c)(7)—Per day for each failure to provide notices of blackout periods and of right to divest employer securities—each statutory recipient a

    84 FR 213Labor DepartmentEmployment and Training Administration
  • Department of Labor Federal Civil Penalties Inflation Adjustment Act Annual Adjustments for 2020

    Federal Register · Rule · Jan 15, 2020

    (RFA), imposes certain requirements on Federal agency rules that are subject to the notice and comment requirements of the APA, 5 U.S.C. 553(b). … EBSA Employee Retirement Income Security Act Section 502 (c)(7)—Per day for each failure to provide notices of blackout periods and of right to divest employer securities- each statutory recipient

    85 FR 2292Labor DepartmentEmployment and Training Administration
  • Delinquent Filer Voluntary Compliance Program

    Federal Register · Notice · Jan 29, 2013

    agencies with an opportunity to comment on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. … Therefore, the Regulatory Flexibility Act, 5 U.S.C. 601 et seq., does not apply. Unfunded Mandates Reform Act For purposes of the Unfunded Mandates Reform Act of 1995 (Pub.

    78 FR 6135Labor DepartmentEmployee Benefits Security Administration
  • Interpretive Bulletin Relating to the Fiduciary Standard Under ERISA in Considering Economically Targeted Investments

    Federal Register · Rule · Oct 26, 2015

    SUPPLEMENTARY INFORMATION: Background The Department has been asked periodically over the last 30 years to consider the application of ERISA's fiduciary rules to pension plan investments selected because … Some commenters have referred to this standard as the “all things being equal” test. 1  59 FR 32606 (June 23, 1994).

    80 FR 65135Labor DepartmentEmployee Benefits Security Administration
  • Annual Reporting and Disclosure

    Federal Register · Proposed Rule · Jul 21, 2006

    of 1974, as amended (ERISA or Act). … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements

    71 FR 41392Labor DepartmentEmployee Benefits Security Administration
  • Annual Reporting and Disclosure

    Federal Register · Rule · Nov 16, 2007

    Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) … Paperwork Reduction Act Statement In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)), the July 2006 Proposal solicited comments on the information

    72 FR 64710Labor DepartmentEmployee Benefits Security Administration
  • Grant of Individual Exemption Involving BlackRock, Inc. and Its Investment Advisory, Investment Management and Broker-Dealer Affiliates and Their Successor Located in New York, NY

    Federal Register · Notice · Apr 2, 2012

    subject to the reporting requirements of Section 13 of the 1934 Act for a period of at least ninety (90) days immediately preceding the sale of such Loans and that has filed all reports required to be … subject to the reporting requirements of section 13 of the 1934 Act for a period of at least ninety (90) days immediately preceding the sale of such Securities and that has filed all reports required

    77 FR 19836Labor DepartmentEmployee Benefits Security Administration

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