Documents

Briefs, oral arguments, agency decisions and the Federal Register.

720 results

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  • Fiduciary Responsibility Under the Employee Retirement Income Security Act of 1974 Automatic Rollover Safe Harbor

    Federal Register · Rule · Sep 28, 2004

    USA PATRIOT Act A few commenters continued to express concern over the application of the customer identification and verification (CIP) procedures of the USA PATRIOT Act (the Act). … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements

    69 FR 58018Labor DepartmentEmployee Benefits Security Administration
  • Moral Exemptions and Accommodations for Coverage of Certain Preventive Services Under the Affordable Care Act

    Federal Register · Rule · Nov 15, 2018

    Overview of the Final Rules and Public Comments During the 60-day comment period for the Moral IFC, which closed on December 5, 2017, the Departments received over 54,000 public comment submissions, … These final rules are, however, issued after a notice and comment period.

    83 FR 57592Treasury DepartmentInternal Revenue Service
  • Proposed Exemptions From Certain Prohibited Transaction Restrictions

    Federal Register · Notice · Jun 28, 2017

    Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 693-8474 by the end of the scheduled comment period. … All comments will be made available to the public.

    82 FR 29334Labor DepartmentEmployee Benefits Security Administration
  • Ex Parte Cease and Desist and Summary Seizure Orders-Multiple Employer Welfare Arrangements

    Federal Register · Rule · Mar 1, 2013

    Labor by the Patient Protection and Affordable Care Act (Affordable Care Act). … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) applies to most Federal rules that are subject to the notice and comment requirements of section 553(b) of

    78 FR 13797Labor DepartmentEmployee Benefits Security Administration
  • Agency Information Collection Activities; Request for Public Comment

    Federal Register · Notice · Jul 11, 2025

    SUMMARY: The Department of Labor (the Department), in accordance with the Paperwork Reduction Act, provides the general public and Federal agencies with an opportunity to comment on proposed and continuing … Focus of Comments The Department is particularly interested in comments that: • Evaluate whether the collections of information are necessary for the proper performance of the functions of the agency

    90 FR 30984Labor DepartmentEmployee Benefits Security Administration
  • Amendments to Safe Harbor for Distributions From Terminated Individual Account Plans and Termination of Abandoned Individual Account Plans To Require Inherited Individual Retirement Plans for Missing Nonspouse Beneficiaries

    Federal Register · Rule · Feb 15, 2007

    Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements … Because these amendments are being published as an interim final rule, without prior notice and comment, the Regulatory Flexibility Act does not apply.

    72 FR 7516Labor DepartmentEmployee Benefits Security Administration
  • Mental Health Parity

    Federal Register · Rule · Feb 27, 2007

    Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements … Because this amendment to the interim final regulations is being published on an interim final basis, without prior notice and a period for comment, the Regulatory Flexibility Act does not apply.

    72 FR 8628Labor DepartmentEmployee Benefits Security Administration
  • Prohibited Transaction Exemption (PTE) 2006-16; Class Exemption To Permit Certain Loans of Securities by Employee Benefit Plans

    Federal Register · Notice · Oct 31, 2006

    One commenter requested that relief be extended to transactions covered by the Federal Employee's Retirement System Act of 1986 (FERSA). … Broker-Dealer” means a broker-dealer registered under the Securities Exchange Act of 1934 (the 1934 Act or the Exchange Act) or exempted from registration under section 15(a)(1) of the 1934 Act as a dealer

    71 FR 63786Labor DepartmentEmployee Benefits Security Administration
  • Agency Information Collection Activities; Request for Public Comment

    Federal Register · Notice · Feb 8, 2023

    SUMMARY: The Department of Labor (the Department), in accordance with the Paperwork Reduction Act, provides the general public and Federal agencies with an opportunity to comment on proposed and continuing … Focus of Comments The Department is particularly interested in comments that: • Evaluate whether the collections of information are necessary for the proper performance of the functions of the agency

    88 FR 8317Labor DepartmentEmployee Benefits Security Administration
  • Mental Health Parity

    Federal Register · Rule · Jan 26, 2004

    Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements … Because this amendment to the interim final regulations is being published on an interim final basis, without prior notice and a period for comment, the Regulatory Flexibility Act does not apply.

    69 FR 3816Labor DepartmentEmployee Benefits Security Administration
  • Notice of Proposed Exemptions

    Federal Register · Notice · Nov 20, 2008

    Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: “ moffitt.betty@dol.gov ”, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

    73 FR 70372Labor DepartmentEmployee Benefits Security Administration
  • Mental Health Parity

    Federal Register · Rule · Mar 20, 2006

    Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements … Because this amendment to the interim final regulations is being published on an interim final basis, without prior notice and a period for comment, the Regulatory Flexibility Act does not apply.

    71 FR 13937Labor DepartmentEmployee Benefits Security Administration
  • Proposed Exemption for Certain Prohibited Transaction Restrictions Involving the Mitsubishi UJF Trust and Banking Corporation Located in New York, NY

    Federal Register · Notice · Jun 28, 2021

    of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). … Any such comments or requests should be sent by the end of the scheduled comment period.

    86 FR 34048Labor DepartmentEmployee Benefits Security Administration
  • Best Interest Contract Exemption; Correction

    Federal Register · Rule · Jul 11, 2016

    and Federal agencies with an opportunity to comment on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)). … Section IX—Transition Period for Exemption (a) In general.

    81 FR 44773Labor DepartmentEmployee Benefits Security Administration
  • Mental Health Parity

    Federal Register · Rule · Apr 14, 2003

    Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements … Because this amendment to the interim final regulations is being published on an interim final basis, without prior notice and a period for comment, the Regulatory Flexibility Act does not apply.

    68 FR 18048Labor DepartmentEmployee Benefits Security Administration
  • Proposed Extension of Information Collection Requests Submitted for Public Comment

    Federal Register · Notice · Nov 23, 2015

    an opportunity to comment on proposed and continuing collections of information. … The Patient Protection and Affordable Care Act (Pub. L. 111-148, 124 Stat. 119) and the Health Care and Education Reconciliation Act of 2010 (Pub.

    80 FR 72990Labor DepartmentEmployee Benefits Security Administration
  • Electronic Registration Requirements for Investment Advisers To Be Investment Managers Under Title I of ERISA

    Federal Register · Rule · Aug 24, 2004

    As an interpretive rule, section 2509.75-5 is not subject to notice and comment rulemaking requirements under section 553(b) of the Administrative Procedure Act, 5 U.S.C. 553(b). … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements

    69 FR 52120Labor DepartmentEmployee Benefits Security Administration
  • Definition of “Employer”-Association Health Plans

    Federal Register · Rule · Apr 30, 2024

    Discussion of Public Comments on NPRM A. The 2018 AHP Rule and the Affordable Care Act Many comments focused on the impact of the 2018 AHP Rule on the ACA. … Regulatory Flexibility Act The Regulatory Flexibility Act (RFA)  140 imposes certain requirements on rules subject to the notice and comment requirements of section 553(b) of the APA or any

    89 FR 34106Labor DepartmentEmployee Benefits Security Administration
  • Savings Arrangements Established by Qualified State Political Subdivisions for Non-Governmental Employees

    Federal Register · Rule · Dec 20, 2016

    Retirement Savings Marketplace Act, Wash. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements

    81 FR 92639Labor DepartmentEmployee Benefits Security Administration
  • Definition of “Employer” Under Section 3(5) of ERISA-Association Retirement Plans and Other Multiple-Employer Plans

    Federal Register · Proposed Rule · Oct 23, 2018

    DATES: Comments are due by December 24, 2018. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements

    83 FR 53534Labor DepartmentEmployee Benefits Security Administration

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