Documents

Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 75-1; Employee Benefit Plan Security Transactions With Broker-Dealers, Reporting Dealers and Banks

Federal Register · Notice · Dec 31, 2009

to comment on proposed and continuing collections of information. … Among other conditions, PTE 75-1 requires that a party seeking to rely on the exemption with respect to a transaction maintain adequate records of the transaction for a period of six years.

Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Suspension of Benefits

Federal Register · Notice · Dec 2, 2004

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95). … order for a plan to suspend benefits pursuant to the regulation, it must notify affected retirees or participants (by first class mail or personal delivery) during the first calendar month or payroll period

Exemption Involving the Abiomed Retirement Savings Plan Located in Danvers, MA

Federal Register · Notice · Sep 17, 2026

Written Comment The Department received one comment from Johnson & Johnson (J&J) on behalf of itself, Abiomed, and the Plan. 3 J&J requested that the Department revise the audit condition in Proposed … Christopher Motta, Acting Director, Office of Exemption Determinations, Employee Benefits Security Administration, U.S. Department of Labor.

Proposed Extension of Information Collection; Comment Request Prohibited Transaction Class Exemption 90-1, Pooled Separate Accounts

Federal Register · Notice · Apr 20, 2009

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95). … as those that would be obtained in a separate arms-length transaction with an unrelated party, and the insurance company must maintain records of any transaction to which the exemption applies for a period

Proposed Extension of Information Collection Request Submitted for Public Comment; Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 85-68-To Permit Employee Benefit Plans To Invest in Customer Notes of Employers

Federal Register · Notice · Apr 9, 2007

The exemption requires records pertaining to the transaction to be maintained for a period of six years for the purpose of ensuring that the transactions are protective of the rights of participants and … Campbell, Acting Assistant Secretary, Employee Benefits Security Administration. [FR Doc. E7-6551 Filed 4-6-07; 8:45 am] BILLING CODE 4510-29-P

Proposed Extension of Information Collection Request Submitted for Public Comment; Revisions to Coverage of Certain Preventive Services Under the Affordable Care Act

Federal Register · Notice · Dec 11, 2014

Currently, the Employee Benefits Security Administration is soliciting comments on the revision of the Coverage of Certain Preventive Services Under the Affordable Care Act information collection to reflect … This guidance included a form to be used by an organization during this temporary period to self-certify that its plan qualifies for the temporary enforcement safe harbor.

Fee and Expense Disclosures to Participants in Individual Account Plans

Federal Register · Proposed Rule · Apr 25, 2007

In considering the questions set forth in the RFI, commenters are encouraged to take into consideration the following initiatives. … Should charges for administrative expenses be disclosed as part of the periodic benefit statement required under ERISA section 105? General Questions 15.

Request for Information; Coverage of Over-the-Counter Preventive Services

Federal Register · Proposed Rule · Oct 4, 2023

Always allow sufficient time for mailed comments to be received before the close of the comment period. … Inspection of Public Comments: All comments received before the close of the comment period are available for viewing by the public, including any personally identifiable or confidential business information

Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 2004-07, Transactions With Trust REIT Shares

Federal Register · Notice · Apr 20, 2009

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). … Records sufficient to allow them to determine whether the exemption conditions are met must also be maintained, and made available to them upon request, for a period of six years.

Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 98-54-Foreign Exchange Transactions Executed Pursuant to Standing Instructions

Federal Register · Notice · Dec 2, 2004

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95). … or broker-dealer maintains records necessary for plan fiduciaries, participants, and the Department and Internal Revenue Service to determine whether the conditions of the exemption are being met for period

Improving Transparency Into Pharmacy Benefit Manager Fee Disclosure

Federal Register · Proposed Rule · Jan 30, 2026

The Department seeks comments on this assumption. 349  Congressional Budget Office, Cost Estimate: S. 1339, Pharmacy Benefit Manager Reform Act, December 5, 2024, https://www.cbo.gov/system … Regulatory Flexibility Act The Regulatory Flexibility Act (RFA)  353 imposes certain requirements with respect to Federal rules that are subject to the notice-and-comment requirements of section

Prohibited Transaction Exemption; 2005-07; Grant of Individual Exemptions; PAMCAH-UA Local 675 Pension Plan (Pension Plan); PAMCAH-UA Local 675 Training Fund (Training Fund) (Collectively the Plans)

Federal Register · Notice · Jun 29, 2005

Public comments were received by the Department as described in the granted exemption. … Written Comments The Department received one written comment with respect to the proposed exemption.

Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Sep 26, 2011

Written Comments No written comments were received by the Department with respect to the notice of proposed exemption. FOR FURTHER INFORMATION CONTACT: Ms. … The Department concurs with this comment.

Amendment to the Interim Final Rules for Group Health Plans and Health Insurance Coverage Relating to Status as a Grandfathered Health Plan Under the Patient Protection and Affordable Care Act

Federal Register · Rule · Nov 17, 2010

Please allow sufficient time for mailed comments to be received before the close of the comment period. • By express or overnight mail. … Comments mailed to the address indicated as appropriate for hand or courier delivery may be delayed and received after the comment period.

Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Class Exemption 91-55-Transactions Between Individual Retirement Accounts and Authorized Purchasers of American Eagle Coins

Federal Register · Notice · Feb 26, 2004

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95). … The exemption also requires that the disqualified person maintain for a period of at least six years such records as are necessary to allow accredited persons, as defined in the exemption, to determine

Proposed Extension of Information Collection Requests for Public Comment

Federal Register · Notice · Oct 23, 2018

SUMMARY: The Department of Labor (the Department), in accordance with the Paperwork Reduction Act of 1995, provides the general public and Federal agencies with an opportunity to comment on proposed … The rules also apply regardless of any contestability period of the plan or issuer. PHS Act section 2712 adds a new advance notice requirement when coverage is rescinded where still permissible.

Amendment to and Partial Revocation of Prohibited Transaction Exemption (PTE) 84-24 for Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies, and Investment Company Principal Underwriters

Federal Register · Rule · Apr 8, 2016

The proposals initially provided for 75-day comment periods, ending on July 6, 2015, but the Department extended the comment periods to July 21, 2015. … If any disclosures were given with respect to a recommendation that was not acted upon by the customer, the one year period does not apply.

Exemption From Certain Prohibited Transaction Restrictions Involving Memorial Sloan Kettering Cancer Center (MSKCC or the Applicant) Located in New York, New York

Federal Register · Notice · Jan 15, 2025

of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). … Each Report must be completed within six months after the end of the twelve-month period to which it relates (the first twelve-month period would begin on the effective date of the exemption grant); and

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Dec 28, 2018

Any such comments or requests should be sent either by email to: e-OED@dol.gov, by FAX to (202) 693-8474, or online through http://www.regulations.gov by the end of the scheduled comment period … The Applicant has requested retroactive exemptive relief that is effective for the period, August 1, 2016 through April 20, 2017, from sections 406(a)(1)(E), 406(a)(2), and 407(a)(1)(A) of the Act. 16

Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 94-20, Foreign Exchange Transactions

Federal Register · Notice · Apr 14, 2006

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95). … written confirmation with respect to each transaction in foreign currency to the independent plan fiduciary, disclosing specified information; and (3) maintain records pertaining to the transaction for a period