Documents

Exemption From Certain Prohibited Transaction Restrictions Involving Morgan Stanley & Co. LLC, and Current and Future Affiliates and Subsidiaries (Morgan Stanley or the Applicant) Located in New York, New York

Federal Register · Notice · Dec 11, 2023

All comments and requests for a hearing were due to the Department by January 18, 2022. The Department received one written comment from the Applicant. … the Securities Exchange Act of 1934 (15 U.S.C. 781) (the 1934 Act), and the issuer of which has been subject to the reporting requirements of section 13 of the 1934 Act (15 U.S.C. 78m) for a period of

Proposed Extension of Information Collection; Comment Request Prohibited Transaction Class Exemption 90-1, Pooled Separate Accounts

Federal Register · Notice · Apr 20, 2009

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95). … as those that would be obtained in a separate arms-length transaction with an unrelated party, and the insurance company must maintain records of any transaction to which the exemption applies for a period

Proposed Extension of Information Collection Request Submitted for Public Comment; Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 85-68-To Permit Employee Benefit Plans To Invest in Customer Notes of Employers

Federal Register · Notice · Apr 9, 2007

The exemption requires records pertaining to the transaction to be maintained for a period of six years for the purpose of ensuring that the transactions are protective of the rights of participants and … Campbell, Acting Assistant Secretary, Employee Benefits Security Administration. [FR Doc. E7-6551 Filed 4-6-07; 8:45 am] BILLING CODE 4510-29-P

Proposed Extension of Information Collection Request Submitted for Public Comment; COBRA Notification Requirements-American Recovery and Reinvestment Act of 2009 as Amended

Federal Register · Notice · Apr 2, 2010

Act of 2010 (Pub. … and Human Services, develop model notices for use by group health plans and other entities that, pursuant to ARRA, must provide notices of the availability of premium reductions and additional election periods

Prohibited Transaction Exemption 2005-01; [Exemption Application No. D-11211] et al.; Grant of Individual Exemptions; J.C.O., Inc. Retirement Plan and Trust (the Plan)

Federal Register · Notice · Feb 3, 2005

Written Comments: The applicant ( i.e., WPSC) submitted written comments with respect to the notice of the proposed exemption (the Proposal). The comments are summarized below. … None of the additional comments made to the Department offered specific suggestions or reasons for changes to the proposal. The Department received no other comments.

Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Sep 26, 2011

Written Comments No written comments were received by the Department with respect to the notice of proposed exemption. FOR FURTHER INFORMATION CONTACT: Ms. … The Department concurs with this comment.

Proposed Extension of Information Collection Requests for Public Comment

Federal Register · Notice · Oct 23, 2018

SUMMARY: The Department of Labor (the Department), in accordance with the Paperwork Reduction Act of 1995, provides the general public and Federal agencies with an opportunity to comment on proposed … The rules also apply regardless of any contestability period of the plan or issuer. PHS Act section 2712 adds a new advance notice requirement when coverage is rescinded where still permissible.

Proposed Exemptions; The National Electrical Benefit Fund (the Plan)

Federal Register · Notice · Sep 29, 2003

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: “moffitt.betty@dol.gov”, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Proposed Exemptions; The National Electrical Benefit Fund (the Plan)

Federal Register · Notice · Nov 8, 2004

Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov , or by FAX to (202) 219-0204 by the end of the scheduled comment period. … However, during the permanent loan period, interest is being calculated on the basis of a 360 day year consisting of 12, thirty day months.

Proposed Amendment to Prohibited Transaction Exemption (PTE) 84-14 for Plan Asset Transactions Determined by Independent Qualified Professional Asset Managers

Federal Register · Notice · Sep 3, 2003

Any such comments should be sent either by e-mail to lloyd.karen@dol.gov or by fax to 202-219-0204 by the end of the scheduled comment period. … Written Comments The Department invites all interested persons to submit written comments on the proposed amendment to the address and within the time period set forth above.

Proposed Extension of Information Collection Request Submitted for Public Comment; Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 85-68-To Permit Employee Benefit Plans To Invest in Customer Notes of Employers

Federal Register · Notice · Feb 26, 2004

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95). … This ICR requires that records pertaining to the transaction be maintained for a period of six years for the purpose of ensuring that the transactions are protective of the rights of participants and beneficiaries

Selection of Annuity Providers for Individual Account Plans

Federal Register · Proposed Rule · Sep 12, 2007

Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) … Unfunded Mandates Reform Act For purposes of the Unfunded Mandates Reform Act of 1995 (Pub.

Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 75-1; Employee Benefit Plan Security Transactions With Broker-Dealers, Reporting Dealers and Banks

Federal Register · Notice · Dec 5, 2006

SUMMARY: The Department of Labor (the Department), in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), provides the general public and Federal agencies with an opportunity … Among other conditions, PTE 75-1 requires that a party seeking to rely on the exemption with respect to a transaction maintain adequate records of the transaction for a period of six years.

Proposed Extension of Information Collection; Comment Request Prohibited Transaction Class Exemption 2004-07, Transactions With Trust REIT Shares

Federal Register · Notice · Apr 14, 2006

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). … Records sufficient to allow them to determine whether the exemption conditions are met must also be maintained, and made available to them upon request, for a period of six years.

Grant of Individual Exemptions; Wachovia Corporation (Wachovia)

Federal Register · Notice · Dec 28, 2005

Public comments were received by the Department as described in the granted exemption. … Therefore, all comments and requests for a hearing were due by October 26, 2005. During the comment period, the Department received no comments and no requests for a public hearing.

Proposed Amendment to Prohibited Transaction Exemption (PTE) 96-23 for Plan Asset Transactions Determined by In-House Asset Managers

Federal Register · Notice · Jun 14, 2010

Interested persons are also invited to submit comments and hearing requests to EBSA via e-mail to: moffitt.betty@dol.gov or by fax to 202-219-0204 by the end of the scheduled comment period. … time period set forth above.

Request for Information-SECURE 2.0 Section 319-Effectiveness of Reporting and Disclosure Requirements

Federal Register · Proposed Rule · Jan 23, 2024

If such data is collected, do plans act in response to such data and, if so, are there illustrative examples? … For example, are there circumstances when plans act based upon evidence of a participant's lack of engagement?

Interpretive Bulletin Relating to the Independence of Employee Benefit Plan Accountants

Federal Register · Rule · Sep 6, 2022

After reviewing the public comments submitted in response to the RFI, the Department did not undertake a rulemaking project on accountant independence or otherwise change the Department's interpretive … The Department also concluded that suggestions from some commenters that the Department simply adopt the SEC's current rules or guidelines on accountant independence or the ethics-based independence guidelines

Enhancing Coverage of Preventive Services Under the Affordable Care Act

Federal Register · Proposed Rule · Oct 28, 2024

Always allow sufficient time for mailed comments to be received before the close of the comment period. … Inspection of Public Comments: All comments received before the close of the comment period are available for viewing by the public, including any personally identifiable or confidential business information

Amendment to Prohibited Transaction Exemption (PTE) 84-14 for Plan Asset Transactions Determined by Independent Qualified Professional Asset Managers

Federal Register · Notice · Aug 23, 2005

to act as QPAM for its own plan. … The commenters stated further that they are unaware of any examples of abuse associated with an advisor acting as a QPAM for its own plan.