Documents

Exemption From Certain Prohibited Transaction Restrictions Involving UBS AG (UBS), Located in Zurich, Switzerland

Federal Register · Notice · Jan 15, 2025

UBS's comments and the Department's responses to those comments are discussed below. Retroactive Relief Periods 17. The exemption provides retroactive relief to UBS for two periods. … Comment 1(c): A responsible plan fiduciary acted (and is acting) in good faith and took (and will take) appropriate steps that are necessary to protect the Covered Plans from abuse, loss, and risk during

Proposed Exemptions from Certain Prohibited Transaction Restrictions

Federal Register · Notice · May 5, 2011

Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … Instead, the Nevada Property would be used henceforth for car cleaning and maintenance.

Proposed Exemptions; Harris Nesbitt Corporation (Harris Nesbitt) and Its Affiliates (the Affiliates)

Federal Register · Notice · Feb 13, 2006

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: “moffitt.betty@dol.gov”, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Exemption From Certain Prohibited Transaction Restrictions Involving DWS Investment Management Americas, Inc. and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG Located in New York, NY

Federal Register · Notice · Apr 18, 2024

DIMA states that DB QPAMs have demonstrated a clean compliance record that the DB QPAM's independent auditor, Fiduciary Counselors Inc. … Comments Received Regarding the Proposed Exemption Written Comments 25.

Exemption From Certain Prohibited Transaction Restrictions Involving Boilermakers Western States Apprenticeship Fund, Located in Page, Arizona

Federal Register · Notice · Jan 15, 2025

Written Comments Received Regarding the Proposed Exemption 38. … In the Proposed Exemption, the Department invited all interested persons to submit written comments and/or requests for a public hearing with respect to such notice, which comment period ended on December

Exemption for the Royal Bank of Canada and Its Current and Future Affiliates (Collectively, RBC or the Applicant) Located in Toronto, Ontario, Canada

Federal Register · Notice · Aug 12, 2025

Requested Clarifications and/or Modifications of the Operative Language Comment 1—Modification of the Audit Period 21. … Comment 2—Accounts Signing Agreements After the Period Specified by Section III(j) and Section III(k) 22.

Proposed Exemption for DWS Investment Management Americas, Inc. and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG Located in New York, NY

Federal Register · Notice · Feb 21, 2024

of 1974 (ERISA or the Act). … Any such comments or requests should be sent by the end of the scheduled comment period.

Revision of Annual Information Return/Reports

Federal Register · Notice · Nov 16, 2007

Some commenters also suggested that the comment period should be extended to allow more time to address the Schedule C (Service Provider Information) changes due to the significance of the changes in plan … Paperwork Reduction Act Statement In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)), the July 2006 Proposal solicited comments on the information

Savings Arrangements Established by States for Non-Governmental Employees

Federal Register · Proposed Rule · Nov 18, 2015

Delta Air Lines, Inc., 463 U.S. 85, 96-97 (1983) (footnote omitted). … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements

Retirement Security Rule: Definition of an Investment Advice Fiduciary

Federal Register · Rule · Apr 25, 2024

the comment period was too short. … Air Regulatory Grp. v. Envtl. Prot.

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Dec 30, 2014

Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … All comments will be made available to the public.

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Sep 26, 2011

Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … The new AD&D benefit would pay an enhanced benefit in accordance with a predetermined schedule for automobile-related deaths occurring while seatbelts and/or air bags are in use.

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Apr 15, 2015

Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … Thus, Layton has confirmed that the Property is environmentally clean. 9.

Electronic Disclosure by Group Health Plans Under ERISA

Federal Register · Proposed Rule · Jul 23, 2026

Section 105 of the NSA created Code section 9817, ERISA section 717, and PHS Act section 2799A-2, which contain limitations on cost sharing and requirements for initial payments for air ambulance services … , and allow plans and issuers and providers of air ambulance services to access the Federal IDR process.

Short-Term, Limited-Duration Insurance and Independent, Noncoordinated Excepted Benefits Coverage

Federal Register · Rule · Apr 3, 2024

corresponding requirements applicable to health care providers, facilities, and providers of air ambulance services. … One commenter highlighted the need for STLDI for individuals who are between jobs for a relatively long period and for whom enrolling in Consolidated Omnibus Budget Reconciliation Act (COBRA)  24

Default Investment Alternatives Under Participant Directed Individual Account Plans

Federal Register · Rule · Oct 24, 2007

Commenters also asserted that the use of asset allocation models is well-established and is often an effective way to lower costs and to provide a clean structure and process for the formation, selection … Paperwork Reduction Act In accordance with the requirements of the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)), the proposed regulation solicited comments on the information collections

Notice of Proposed Exemptions

Federal Register · Notice · Jun 1, 2007

Any such comments or requests should be sent either by e-mail to: “ moffitt.betty@dol.gov ”, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … The second is an association of employers entitled the Sheet Metal and Air Conditioning Contractors National Association of Boston (SMACNA).

Proposed Exemptions; PAMCAH-UA Local 675 Pension Plan (Pension Plan) (Collectively the Plans)

Federal Register · Notice · Mar 23, 2005

Any such comments or requests should be sent either by e-mail to: “ moffitt.betty@dol.gov ”, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … The participants of the Plans are engaged as plumbers, pipefitters, steam fitters, welders, air condition, refrigeration and fire sprinklers mechanics.

Short-Term, Limited-Duration Insurance; Independent, Noncoordinated Excepted Benefits Coverage; Level-Funded Plan Arrangements; and Tax Treatment of Certain Accident and Health Insurance

Federal Register · Proposed Rule · Jul 12, 2023

Please allow sufficient time for mailed comments to be received before the close of the comment period. 3. By express or overnight mail. … One commenter highlighted the need for STLDI for individuals who are between jobs for a relatively long period and for whom enrolling in Consolidated Omnibus Budget Reconciliation Act (COBRA)  22

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Dec 28, 2012

Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … • Air bag use benefit -5 percent (5%) of the full amount (minimum $1,000-maximum $10,000).