Documents

Proposed Exemption from Certain Prohibited Transaction Restrictions Involving Meta Platforms, Inc. Located in Menlo Park, CA

Federal Register · Notice · Nov 21, 2024

of 1974 (ERISA or the Act). … Any such comments or requests should be sent by the end of the scheduled comment period.

Voluntary Fiduciary Correction Program Under the Employee Retirement Income Security Act of 1974

Federal Register · Notice · Apr 6, 2005

Congressional Review Act The VFC Program is subject to the Congressional Review Act provisions of the Small Business Regulatory Enforcement Fairness Act of 1996 (5 U.S.C. 801 et seq. ) and will … Unfunded Mandates Reform Act Pursuant to provisions of the Unfunded Mandates Reform Act of 1995 (Pub.

Proposed Amendment to Prohibited Transaction Exemption 2020-02

Federal Register · Proposed Rule · Nov 3, 2023

agencies to comment on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA). … Regulatory Flexibility Act The Regulatory Flexibility Act (RFA)  65 imposes certain requirements on rules subject to the notice and comment requirements of section 553(b) of the Administrative

Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure

Federal Register · Rule · Feb 3, 2012

of 1940 (Advisers Act) or any State law. … Unfunded Mandates Reform Act For purposes of the Unfunded Mandates Reform Act of 1995 (Pub.

Default Investment Alternatives Under Participant Directed Individual Account Plans

Federal Register · Proposed Rule · Sep 27, 2006

Act. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements

Grant of Individual Exemptions Involving; D-11342, Mellon Financial Corporation (Mellon); and D-11370, Amendment to Prohibited Exemption (PTE) 2000-58 and (PTE) 2002-41 Involving Bear Stearns & Co. Inc., Prudential Securities Incorporated, et al. to add Dominion Bond Rating Service Limited and Dominion Bond Rating Service, Inc.

Federal Register · Notice · Mar 20, 2007

Written Comments The Department received three written comments with respect to the notice of proposed exemption (the Proposal). … The comment by the applicant first raises an issue concerning the scope of exemptive relief provided in the Proposal from sections 406(a)(1)(A) through (D) and 406(b)(2) of the Act.

Retirement Security Rule: Definition of an Investment Advice Fiduciary

Federal Register · Proposed Rule · Nov 3, 2023

The first proposed rulemaking provided for a 90-day comment period, from October 22, 2010, through January 20, 2011. The comment period was extended for 14 days. … The 2015 proposal and proposed related exemptions initially provided for 75-day comment periods, ending on July 6, 2015, but the Department extended the comment periods to July 21, 2015.

Notice of Proposed Individual Exemption Involving Ford Motor Company, Located in Detroit, MI

Federal Register · Notice · Dec 8, 2009

of 1974 (the Act or ERISA). … Any such comments or requests should be sent either by e-mail to: ford@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Amendment to Prohibited Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit Plans

Federal Register · Notice · Apr 7, 2006

Federal agencies with an opportunity to comment on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)). … premiums under an insurance or annuity contract, or (2) For a period of no more than three business days, for a purpose incidental to the ordinary operation of the plan; (c) The loan or extension of

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Oct 12, 2016

Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 693-8474 by the end of the scheduled comment period. … Given the short comment period, the Department will consider comments received after such date, in connection with its consideration of more permanent relief.

Prohibited Transaction Exemption (PTE) 2002-51 To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program

Federal Register · Rule · Jan 15, 2025

Act. … Paperwork Reduction Act In accordance with the Paperwork Reduction Act of 1995 (PRA) (44 U.S.C. 3506(c)(2)(A)), the Department solicited comments concerning the information collection request (ICR) included

Independence of Employee Benefit Plan Accountants

Federal Register · Proposed Rule · Sep 11, 2006

The Interpretive Bulletin provides that independence is required during the period of professional engagement, at the date of the opinion, and during the period covered by the financial statements. … the period covered by the financial statements.

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Dec 13, 2011

Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by fax to (202) 219-0204 by the end of the scheduled comment period. … As a condition of approval, the Court required notice to, and an opportunity to comment from, the CIOC Trust beneficiaries. Following the notice period, the Court set a hearing on July 27, 2010.

Notice of Proposed Amendment; Prohibited Transaction Exemption (PTE) 99-29 Involving Bankers Trust Company, Deutsche Bank Trust Company Americas (DBTCA), and Deutsche Bank, AG

Federal Register · Notice · Feb 3, 2005

DATES: Written comments and requests for a public hearing should be received by the Department on or before March 21, 2005. … of 1974 (ERISA or the Act).

Summary of Benefits and Coverage and Uniform Glossary-Templates, Instructions, and Related Materials; and Guidance for Compliance

Federal Register · Rule · Feb 14, 2012

(PHS Act) sections 2701 through 2719A and related provisions of the Patient Protection and Affordable Care Act (Affordable Care Act). 1 Section 2715 of the PHS Act directs the Departments to develop … Additionally, the data element in the proposed template labeled as “Policy Period” has been revised to be labeled as “Coverage Period.”

Exemption From Certain Prohibited Transaction Restrictions Involving TT International Asset Management Ltd (TTI or the Applicant) Located in London, United Kingdom

Federal Register · Notice · Mar 22, 2024

of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). … Written Comments In the proposed exemption, the Department invited all interested persons to submit written comments and/or requests for a public hearing with respect to the notice of proposed exemption

Proposed Exemptions; George N. Newton, Individual Retirement Account (the IRA)

Federal Register · Notice · Nov 3, 2005

Any such comments or requests should be sent either by e-mail to: “moffitt.betty@dol.gov” , or by fax to (202) 219-0204 by the end of the scheduled comment period. … of 1974 (the Act).

Notice of Proposed Individual Exemption To Replace Prohibited Transaction Exemptions (PTEs) 81-56, 85-19 and 89-5 Involving the Truman Arnold Companies Retirement Plan and Trust (the Plan) Located in Texarkana, TX

Federal Register · Notice · Feb 6, 2003

comment period. … preceding three year period.

Definition of “Employer” Under Section 3(5) of ERISA-Association Retirement Plans and Other Multiple-Employer Plans

Federal Register · Rule · Jul 31, 2019

Working owners facing these predicaments may encounter periods of high demand for their services, during which they work greatly in excess of 80 hours per month, followed by periods of sustained low demand … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements

Prohibited Transaction Exemption 2007-01; Grant of Individual Exemptions Involving; The Plumbers and Pipefitters National Pension Fund (the Fund)

Federal Register · Notice · Jan 24, 2007

fiduciary responsibility provisions of section 404 of the Act. … Written Comments The Department received three written comments from interested persons in response to the Notice.