Documents

Prohibited Transaction Exemption 2003-20; Grant of Individual Exemptions; Deutsche Bank Securities, Inc. and Its Affiliates

Federal Register · Notice · Jul 8, 2003

Written Comments The Department received one written comment with respect to the notice of proposed exemption (the Proposal). … Written Comments The Department received one written comment with respect to the notice of proposed exemption (the Proposal).

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Feb 17, 2011

ADDRESSES: Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the … Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Amendment to Prohibited Transaction Exemption (PTE) 75-1, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefit Plans and Certain Broker-Dealers, Reporting Dealers and Banks

Federal Register · Notice · Feb 3, 2006

Discussion of Comments The Department received one comment concerning the effective date of the proposed amendments. … The commenter referenced the following language in the preamble of the proposed exemption in August 1975 regarding proposed regulations under the definition of fiduciary at section 3(21) of the Act:

Class Exemption for the Acquisition and Sale of Trust REIT Shares by Individual Account Plans Sponsored by Trust REITS

Federal Register · Notice · Apr 28, 2004

After considering the comment, the Department has decided to modify the final exemption as requested by the commenters. … Covered Transactions (a) For the period from six years prior to April 28, 2004, to June 28, 2004, the restrictions of sections 406(a), 406(b)(1), 406(b)(2), and 407(a) of the Act, and the taxes imposed

Proposed Exemption; Deutsche Bank Securities Inc. and Its Affiliates

Federal Register · Notice · Feb 6, 2003

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemption, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: moffittb@pwba.dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Apr 28, 2016

Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … All comments will be made available to the public.

Notice of Proposed Amendment; Prohibited Transaction Exemption (PTE) 99-34 Involving the Chase Manhattan Bank/JPMorgan Chase Bank, National Association

Federal Register · Notice · Oct 23, 2008

Written Comments and Hearing Requests All interested persons are invited to submit written comments and/or requests for a public hearing on the pending exemption to the address, as set forth below, within … All comments and requests for a public hearing will be made a part of the record. Comments and hearing requests should state the reasons for the writer's interest in the proposed exemption.

Proposed Exemptions; BNP Paribas S.A., (BNP Paribas) and Its French Affiliates (the French Affiliates)

Federal Register · Notice · May 13, 2005

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: “moffitt.betty@dol.gov”, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Aug 3, 2017

Any such comments or requests should be sent either by email to: e-OED@dol.gov, by FAX to (202) 693-8474, or online through http://www.regulations.gov by the end of the scheduled comment period … than the first day of such period

Grant of Individual Exemption; Comerica Bank

Federal Register · Notice · Nov 24, 2004

On September 2, 2004, the applicant decided to extend the comment period until September 10, 2004. … Written Comments During the comment period, the Department received one written comment with respect to the proposed exemption, and no requests for public hearing.

Exemption for Certain Prohibited Transactions Involving Liberty Puerto Rico 401(k) Savings Plan (the Plan or the Applicant) Located in San Juan, Puerto Rico

Federal Register · Notice · Aug 21, 2026

Comments: On June 3, 2026, the Department published a notice of proposed exemption in the Federal Register at 91 FR 33195 (the Proposed Exemption). … Rights Offering Period.

Grant of Individual Exemptions; The Prudential Insurance Company of America

Federal Register · Notice · Sep 10, 2004

1974 (the Act) and/or the Internal Revenue Code of 1986 (the Code). … Written Comments During the comment period, the Department received one written comment with respect to the proposed exemption, and no requests for public hearing.

Reporting by Multiple Employer Welfare Arrangements and Certain Other Entities that Offer or Provide Coverage for Medical Care to the Employees of Two or More Employers

Federal Register · Rule · Apr 9, 2003

Specifically, the commenter stated that the 60-day period is not adequate for a merger or acquisition context. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements

Proposed Class Exemption To Permit Certain Loans of Securities by Employee Benefit Plans

Federal Register · Notice · Oct 23, 2003

Interested persons are also invited to submit comments and/or hearing requests to EBSA by email to: moffitt.betty@dol.gov or by fax at (202) 219-0204 by the end of the scheduled comment period. … Written Comments All interested persons are invited to submit written comments or requests for a hearing on the proposed exemption to the address and within the time period set forth above.

Proposed Extension of Information Collection Comment Request; Prohibited Transaction Class Exemption 2002-12, Cross-Trades of Securities by Index and Model-Driven Funds

Federal Register · Notice · Mar 8, 2006

on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95). … Background PTE 2002-12 exempts certain transactions that would be prohibited under the Employee Retirement Income Security Act of 1974 (the Act or ERISA) and the Federal Employees' Retirement System Act

Grant of Individual Exemption To Replace Prohibited Transaction Exemption 97-63 (PTE 97-63) Involving State Street Bank and Trust Company (State Street) Located in Boston, MA

Federal Register · Notice · Jun 24, 2003

period the Department required, and the Applicants agreed to, an extension until April 10, 2003, of the deadline when comments and/or requests for hearing would be due on the proposed exemption. … The sponsors of such Client Plans were informed of the right to comment and/or request a hearing by May 15, 2003. During the comment period the Department received no requests for a hearing.

Notice of Proposed Exemption Involving Sharp HealthCare Located in San Diego, CA

Federal Register · Notice · Aug 28, 2012

of 1974 (the Act or ERISA). … Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Final Rules Under the Paul Wellstone and Pete Domenici Mental Health Parity and Addiction Equity Act of 2008; Technical Amendment to External Review for Multi-State Plan Program

Federal Register · Rule · Nov 13, 2013

The subscripts 1 and 0 refer to a base period and the most recent benefit period preceding the base period, respectively. … As discussed in the Web Portal interim final rule with comment period published on May 5, 2010 (75 FR 24481), HHS examined the health insurance industry in depth in the Regulatory Impact Analysis for the

Adoption of Amendment to the Class Exemption for the Release of Claims and Extensions of Credit in Connection With Litigation (PTE 2003-39)

Federal Register · Notice · Jun 15, 2010

In addition, the Department has determined not to adopt the commenter's suggestion for a grace period. … The authorizing fiduciary or another independent fiduciary continues to act on behalf of the plan and its participants and beneficiaries for the period that the plan holds the property, including employer

Prohibited Transaction Exemption 2003-07; Grant of Individual Exemptions; Archer Daniels Midland Company (Archer)

Federal Register · Notice · May 5, 2003

any such transaction during the period that such organization or individual serves as Independent Fiduciary. … Written Comment The Department received one comment letter from an accountant (the Commenter) representing Doctor G.D. Castillo (Dr. Castillo) in response to the proposed exemption.