Documents
Briefs, oral arguments, agency decisions and the Federal Register.
720 results
1.14s
Federal Register · Notice · Nov 24, 2006
Written Comments and Hearing Requests All interested persons are invited to submit written comments and/or requests for a public hearing on the pending exemption to the address, as set forth below, within … All comments and requests for a public hearing will be made a part of the record. Comments and hearing requests should state the reasons for the writer's interest in the proposed exemption.
71 FR 67904Labor DepartmentEmployee Benefits Security AdministrationImproving Investment Advice for Workers & Retirees
Federal Register · Proposed Rule · Jul 7, 2020
SUPPLEMENTARY INFORMATION: Comment Instructions All comments and requests for a hearing must be received by the end of the comment period. … FINRA Rule 4511 also requires its members preserve for a period of at least 6 years those FINRA books and records for which there is no specified period under the FINRA rules or applicable Exchange Act
85 FR 40834Labor DepartmentEmployee Benefits Security AdministrationCivil Penalties Under ERISA Section 502(c)(8)
Federal Register · Rule · Feb 26, 2010
Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA), imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements … under section 502(c)(8) of the Act, the amount of such penalty, the period to which the penalty applies, and the reason(s) for the penalty.
75 FR 8796Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Mar 28, 2023
of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). … Any such comments or requests should be sent by the end of the scheduled comment period.
88 FR 18333Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Jul 23, 2009
Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemption, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.
74 FR 36515Labor DepartmentEmployee Benefits Security AdministrationHearing on Improving Investment Advice for Workers & Retirees
Federal Register · Proposed Rule · Aug 25, 2020
exemption before the close of the comment period. … the close of the comment period.
85 FR 52292Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Mar 26, 2009
Any such comments or requests should be sent either by e-mail to: “moffitt.betty@dol.gov” , or by FAX to (202) 219-0204 by the end of the scheduled comment period. … All comments will be made part of the record. Comments received will be available for public inspection with the application at the address set forth above.
74 FR 13242Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Mar 24, 2004
All comments and requests for a hearing were due by December 29, 2003. During the comment period, the Department received no requests for a hearing. … However, the Department did receive a comment letter from the applicant.
69 FR 13878Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Nov 16, 2009
During the comment period, the Department received no requests for a hearing. The Department received comments from the Applicant dated July 24, 2009, August 21, 2009 and September 2, 2009. … During the comment period, the Department received one written comment from a Plan participant, who expressed approval of the proposed exemption, and no requests for a public hearing.
74 FR 59001Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Oct 26, 2006
Written Comments and Hearing Requests All interested persons are invited to submit written comments and/or requests for a public hearing on the pending exemption to the address above, within the time … All comments and hearing requests will be made a part of the record. Comments and hearing requests should state the reasons for the writer's interest in the proposed exemption.
71 FR 62615Labor DepartmentEmployee Benefits Security AdministrationGrant of Individual Exemptions; Deutsche Bank AG
Federal Register · Notice · Jun 10, 2003
Exemption Section I—Retroactive Relief For the period from June 4, 1999, until June 10, 2003, the restrictions of section 406(a) and (b)(1) and (b)(2) of the Act and the sanctions resulting from the … Written Comments The Department received one written comment (the Comment) with respect to the notice and no requests for a hearing. The Comment was filed by the attorney for the applicant.
68 FR 34646Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Proposed Rule · Feb 25, 2019
Please allow sufficient time for mailed comments to be received before the close of the comment period. 3. By express or overnight mail. … SUPPLEMENTARY INFORMATION: Inspection of Public Comments: All comments received before the close of the comment period are available for viewing by the public, including any personally identifiable
84 FR 5969Treasury DepartmentInternal Revenue ServiceFederal Register · Notice · Apr 20, 2009
on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95). … Background PTE 2002-12 exempts certain transactions that would be prohibited under the Employee Retirement Income Security Act of 1974 (the Act or ERISA) and the Federal Employees' Retirement System Act
74 FR 17985Labor DepartmentEmployee Benefits Security AdministrationProposed Exemptions From Certain Prohibited Transaction Restrictions
Federal Register · Notice · Nov 26, 2014
Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … All comments will be made available to the public.
79 FR 70624Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Rule · Dec 30, 2004
in an affiliation period under section 701(g)(1)(B) of the Act. … period permitted in an affiliation period under section 2701(g)(1)(B) of the PHS Act.
69 FR 78720Treasury DepartmentInternal Revenue ServiceProposed Exemptions; The Southwest Gas Corporation (Southwest Gas)
Federal Register · Notice · Apr 28, 2006
Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov , or by fax to (202) 219-0204 by the end of the scheduled comment period.
71 FR 25229Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Mar 15, 2010
Written Comments 1. … The Department further notes that it did not receive any requests for a hearing from the Applicant or from any other person during the aforementioned 45-day comment period.
75 FR 12296Labor DepartmentEmployee Benefits Security AdministrationExemptions From Certain Prohibited Transaction Restrictions
Federal Register · Notice · Oct 6, 2010
Although the Department received no comments or requests for a hearing during the comment period, the Department noticed that Condition (c) of the proposal needed to be revised for technical accuracy. … L-11624] Exemption The restrictions of 406(b)(1), and 406(b)(2) of the Act shall not apply effective for the period from January 29, 2010, through June 30, 2010, to the lease (the Lease) by the Fund
75 FR 61775Labor DepartmentEmployee Benefits Security AdministrationProhibited Transaction Exemption 2008-01
Federal Register · Notice · Jan 17, 2008
or (C) Is offset against the prepaid fee for the immediately following fee period or for the fee period immediately following thereafter. … Written Comments: The Department received one comment with respect to the Notice, which was filed by the Applicants. The Applicants addressed three points in the Notice in their comment letter.
73 FR 3274Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Mar 2, 2004
Comments and requests for a hearing also may be submitted to EBSA via fax at (202) 219-0204, or by e-mail to moffitt.betty@dol.gov by the end of the comment period. … Written Comments All interested persons are invited to submit written comments or requests for a hearing on the proposed exemption to the address and within the time period set forth above.
69 FR 9846Labor DepartmentEmployee Benefits Security Administration
Ask Donna what matters in the record.
She can read the source against your case and show you exactly where the answer came from.