Documents

Amendments to Class Prohibited Transaction Exemptions To Remove Credit Ratings Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act

Federal Register · Notice · Mar 8, 2022

Reopening the Comment Period On June 24, 2021, the Department published a notice in the Federal Register reopening the comment period for its 2013 Dodd-Frank amendments. 30 The Department reopened … The Department received one comment in response to the notice reopening the comment period.

Prohibited Transaction Exemption Procedures; Employee Benefit Plans

Federal Register · Proposed Rule · Aug 30, 2010

Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements … Unfunded Mandates Reform Act For purposes of the Unfunded Mandates Reform Act of 1995 (Pub.

Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving: 2010-26, PNC Financial Services Group, Inc. (PNC or the Applicant), D-11456; and 2010-27, The Finishing Trades Institute of the Mid-Atlantic Region (the Plan), L-11609

Federal Register · Notice · Sep 16, 2010

, or (iii) is offset against the prepaid fee for the immediately following fee period or for the fee period immediately following thereafter. … The Department received one written comment from the Applicant on June 15, 2010. The Applicant later clarified its written comments in a letter dated July 6, 2010. 1.

Prohibited Transaction Exemptions and Grant of Individual Exemptions Involving D-11448, The PNC Financial Services Group, Inc., 2010-19; D-11514, Citigroup Inc. and its Affiliates (Citigroup or the Applicant), 2010-20; D-11527, Barclays California Corporation (Barcal), 2010-21; D-11533 and D-11534, Respectively, CUNA Mutual Pension Plan for Represented Employees and CUNA Mutual Pension Plan for Non-Represented Employees (Together, the Plans), 2010-22

Federal Register · Notice · Jul 2, 2010

At the close of the comment period, the Department received a single written comment from two current beneficiaries of the CUNA Mutual Pension Plan for Non-Represented Employees. … The Department did not receive any other written comments from interested persons with respect to the Notice during the aforementioned 45-day comment period, nor did it receive any requests for a hearing

Proposed Exemption for Certain Prohibited Transaction Restrictions: TT International Asset Management Ltd

Federal Register · Notice · Jan 10, 2023

of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). … Any such comments or requests should be sent by the end of the scheduled comment period.

Notice of a Proposed Amendment to Prohibited Transaction Exemption (PTE) 90-29, 55 FR 21459 (May 24, 1990), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000-58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22,2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007) as Corrected at 72 FR 16385 (April 4, 2007) (PTE 2007-05), (PTE 90-29), Involving Merrill Lynch, Pierce, Fenner & Smith, Inc., the Principal Subsidiary of Merrill Lynch & Co., Inc. and Its Affiliates (Merrill Lynch) and to PTE 2002-19, 67 FR 14979 (March 28, 2002) as Amended by PTE 2007-05, (PTE 2002-19), Involving J.P. Morgan Chase & Company and Its Affiliates (D-11519)

Federal Register · Notice · May 6, 2009

Interested persons are invited to submit comments and/or hearing requests to the Department by the end of the scheduled comment period either by facsimile to (202) 219-0204 or by electronic mail to moffitt.betty … MLPFS also acts as a prime broker for hedge funds.

Proposed Exemptions; J.C.O., Inc. Retirement Plan and Trust (the Plan)

Federal Register · Notice · Nov 30, 2004

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Adoption of Amendment to Prohibited Transaction Exemption (PTE) 99-29 Involving Bankers Trust Company, Deutsche Bank Trust Company Americas (DBTCA), and Deutsche Bank, AG

Federal Register · Notice · Nov 9, 2005

The applicant requested that the comment period be extended to ensure that interested persons would have a sufficient amount of time in which to provide their comments to the Department. … Written Comments The Department received one written comment. No requests for a public hearing were received.

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Dec 16, 2010

ADDRESSES: Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the … Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Grant of Individual Exemption To Amend Prohibited Transaction Exemption (PTE) 95-31 Involving the Financial Institutions Retirement Fund (the Fund) and the Financial Institutions Thrift Plan (the Thrift Plan) Located in White Plains, NY

Federal Register · Notice · Oct 26, 2006

The Department received 7 comments and no written requests for a public hearing. The Applicants responded to these comments in a letter received by the Department on February 19, 2004. … Discussion of the Comments Received Several of the commenters expressed general concern that the proposed exemption does not contain sufficient safeguards to protect the Fund.

Proposed Exemptions and Application Numbers: D-11272, Wells Fargo & Company; D-11390, BSC Services Corp. 401(k) Profit Sharing Plan (the Plan); and D-11402 & D-11403, Owens Corning Savings Plan and Owens Corning Savings and Security (Collectively the Plans)

Federal Register · Notice · Jul 2, 2007

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: Amoffitt.betty@dol.gov , or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Proposed Amendment to Prohibited Transaction Exemption (PTE) 75-1, Part V, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefit Plans and Certain Broker-Dealers, Reporting Dealers and Banks

Federal Register · Proposed Rule · Apr 20, 2015

All comments must be received by the end of the comment period. … Public Hearing: The Department plans to hold an administrative hearing within 30 days of the close of the comment period.

Proposed Class Exemption for Acquisition and Sale of REIT Shares by Individual Account Plans Sponsored by Trust REITS

Federal Register · Notice · Jun 3, 2003

Prospectus and Periodic Reports. … Written Comments All interested persons are invited to submit written comments or requests for a public hearing on the proposed exemption to the address and within the time period set forth above.

Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Nov 16, 2012

All comments and requests for hearing were due by July 31, 2012. During the comment period, the Department received no requests for hearing. … During the comment period, the Department received one email inquiry which generally concerned the individual's difficulty in understanding the notice of proposed exemption.

Proposed Exemptions; Retail Clerks Welfare Trust Health and Welfare Plan (the Plan)

Federal Register · Notice · Jun 2, 2006

Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov , or by FAX to (202) 219-0204 by the end of the scheduled comment period. … Actual Plan costs through the Custom Network for this period were $45,348,737.97.

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Jun 13, 2011

ADDRESSES: Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the … Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Exemption From Certain Prohibited Transaction Restrictions Involving TT International Asset Management Ltd (TTI or the Applicant) Located in London, United Kingdom

Federal Register · Notice · Apr 28, 2023

of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). … Comment 3: Exemption Period Section I(c) of the proposed exemption provides for a one-year Exemption Period (February 13, 2023 through February 12, 2024).

Proposed Class Exemption To Permit Certain Loans of Securities by Employee Benefit Plans

Federal Register · Notice · Oct 23, 2003

Interested persons are also invited to submit comments and/or hearing requests to EBSA by email to: moffitt.betty@dol.gov or by fax at (202) 219-0204 by the end of the scheduled comment period. … Written Comments All interested persons are invited to submit written comments or requests for a hearing on the proposed exemption to the address and within the time period set forth above.

Amendment Relating to Reasonable Contract or Arrangement Under Section 408(b)(2)-Fee Disclosure/Web Page

Federal Register · Proposed Rule · Jul 16, 2012

If the Department receives no significant adverse comment during the comment period, no further action on this proposed rule will be taken. … Any parties interested in commenting must do so during this comment period. DATES: Comments must be received on or before August 15, 2012.

Proposed Exemptions; The Young Men's Christian Association Retirement Fund-Retirement Plan (the Plan)

Federal Register · Notice · Jul 21, 2006

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.