Documents

Grant of Individual Exemptions; John Hancock Life Insurance Company

Federal Register · Notice · Apr 16, 2003

All comments and requests for a hearing were due by March 14, 2003. During the comment period, the Department received no requests for a hearing. … During the comment period, the Department also received a comment from the applicant.

Agency Information Collection Activities; Request for Public Comment

Federal Register · Notice · Feb 5, 2024

Title: Employee Retirement Income Security Act Blackout Period Notice. Type of Review: Extension of a currently approved collection of information. OMB Number: 1210-0122. … Description: The Sarbanes-Oxley Act (SOA), enacted on July 30, 2002, amended ERISA to include a blackout period disclosure requirement in subsection 101(i).

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Dec 16, 2010

ADDRESSES: Comments and requests for a hearing should state: (1) The name, address, and telephone number of the person making the comment or request, and (2) the nature of the person's interest in the … Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Proposed Class Exemption for Acquisition and Sale of REIT Shares by Individual Account Plans Sponsored by Trust REITS

Federal Register · Notice · Jun 3, 2003

Prospectus and Periodic Reports. … Written Comments All interested persons are invited to submit written comments or requests for a public hearing on the proposed exemption to the address and within the time period set forth above.

Application Nos. and Proposed Exemptions; D-11421, Toeruna Widge IRA (the IRA); and D-11434, Credit Suisse (CS) and Its Current and Future Affiliates (Collectively the Applicant)

Federal Register · Notice · Jan 17, 2008

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov , or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Citigroup Inc. and Its Affiliates (Citigroup or the Applicant); Subaru of America, Inc. (Subaru); and The Bank of New York Mellon (BNY Mellon); et al.; Proposed Exemptions

Federal Register · Notice · Feb 23, 2010

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: “ moffitt.betty@dol.gov ”, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Definition of the Term “Fiduciary”; Conflict of Interest Rule-Retirement Investment Advice; Best Interest Contract Exemption (Prohibited Transaction Exemption 2016-01); Class Exemption for Principal Transactions in Certain Assets Between Investment Advice Fiduciaries and Employee Benefit Plans and IRAs (Prohibited Transaction Exemption 2016-02); Prohibited Transaction Exemptions 75-1, 77-4, 80-83, 83-1, 84-24 and 86-128

Federal Register · Proposed Rule · Mar 2, 2017

The Department invites comments on the proposal to extend the applicability date of the final rule and PTEs for 60 days. 2 For this purpose, the comment period will end on March 17, 2017. 2 … The Department also invites comments regarding whether a different delay period would best serve the interests of investors and the industry. 2. Paperwork Reduction Act The PRA (Pub.

Application Nos. and Proposed Exemptions; D-11489, Morgan Stanley & Co., Incorporated; L-11609, The Finishing Trades Institute of the Mid-Atlantic Region (the Plan) et al.

Federal Register · Notice · Jul 2, 2010

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: “moffitt.betty@dol.gov”, or by FAX to (202) 219-0204 by the end of the scheduled comment period.

Application Nos. and Proposed Exemptions; D-11573, Citigroup Global Markets, Inc. and Its Affiliates (Together, CGMI or the Applicant); and L-11624, Boston Carpenters Apprenticeship and Training Fund (the Fund), et al.

Federal Register · Notice · Jun 11, 2010

Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … period. 22.

Notice of Proposed Exemption Involving Retirement Clearinghouse, LLC (RCH or the Applicant)-Located in Charlotte, North Carolina

Federal Register · Notice · Nov 7, 2018

If the commenter would be adversely affected by the exemption's approval, the comment should describe the manner in which the commenter will be adversely affected. … Any such comments or requests should be sent either by email to: e-oed@dol.gov, or by FAX to (202) 693-8474 by the end of the scheduled comment period.

Procedures Governing the Filing and Processing of Prohibited Transaction Exemption Applications

Federal Register · Proposed Rule · Mar 15, 2022

SUPPLEMENTARY INFORMATION: Comment Instructions All comments and requests for a hearing must be received by the end of the comment period. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements

Agency Information Collection Activities; Request for Public Comment

Federal Register · Notice · Jul 9, 2024

SUMMARY: The Department of Labor (the Department), in accordance with the Paperwork Reduction Act, provides the general public and Federal agencies with an opportunity to comment on proposed and continuing … Focus of Comments The Department is particularly interested in comments that: • Evaluate whether the collections of information are necessary for the proper performance of the functions of the agency

Proposed Extension of Information Collection Requests Submitted for Public Comment: Definition of “Plan Assets”-Participant Contributions; Final Rules and Class Prohibited Transaction Exemption 2006-16 Relating to Terminated Individual Account Plans; Etc.

Federal Register · Notice · Apr 5, 2012

opportunity to comment on proposed and continuing collections of information. … Title I of GINA amended the Employee Retirement Income Security Act of 1974 (ERISA), the Public Health Service Act (PHS Act), the Internal Revenue Code of 1986 (Code), and the Social Security Act (SSA)

Proposed Exemption From Certain Prohibited Transaction Restrictions

Federal Register · Notice · May 1, 2017

Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 693-8474 by the end of the scheduled comment period. … All comments will be made available to the public.

Notice of Proposed Exemption Involving UBS Assets Management (Americas) Inc.; UBS Realty Investors LLC; UBS Hedge Fund Solutions LLC; UBS O'Connor LLC; and Certain Future Affiliates in UBS's Asset Management and Wealth Management Americas Divisions (Collectively, the Applicants or the UBS QPAMs) Located in Chicago, Illinois; Hartford, Connecticut; New York, New York; and Chicago, Illinois, Respectively

Federal Register · Notice · Nov 17, 2016

Given the short comment period, the Department will consider comments received after such date, in connection with its consideration of more permanent relief. … Any such comments or requests should be sent by the end of the scheduled comment period.

Proposed Exemption for Certain Prohibited Transaction Restrictions: Fedeli Group, Inc. Employee Benefits Plan Located in Cleveland, OH

Federal Register · Notice · Nov 6, 2023

of 1974 (ERISA or the Act). … Any such comments or requests should be sent by the end of the scheduled comment period.

Agency Information Collection Activities; Request for Public Comment

Federal Register · Notice · Aug 25, 2023

SUMMARY: The Department of Labor (the Department), in accordance with the Paperwork Reduction Act, provides the general public and Federal agencies with an opportunity to comment on proposed and continuing … period and have an opportunity to comment.

Exemption for Certain Prohibited Transactions Involving the Goldman Sachs Group, Inc. (Goldman) Located in New York, New York

Federal Register · Notice · Jun 4, 2026

Comments Received In the Proposed Exemption, the Department invited all interested persons to submit written comments and request a public hearing. … Goldman Comment Goldman Request 1— No fourth audit. Goldman requests that the Department eliminate the fourth audit requirement during the total ten-year disqualification period.

Retirement Security Rule: Definition of an Investment Advice Fiduciary: Notice of Court Vacatur

Federal Register · Rule · Mar 20, 2026

is not required to engage in notice and comment under the Administrative Procedure Act. … (4) Winding Down Period.

Proposed Exemptions; The Young Men's Christian Association Retirement Fund-Retirement Plan (the Plan)

Federal Register · Notice · Jul 21, 2006

Written Comments and Hearing Requests All interested persons are invited to submit written comments or requests for a hearing on the pending exemptions, unless otherwise stated in the Notice of Proposed … Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period.