Documents

Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Nov 7, 2014

All comments and requests for a hearing were due by September 8, 2014. During the comment period, the Department received no requests for hearing. … The Department received two (2) written comments during the comment period with respect to the Notice. One comment was submitted by a commenter who is a beneficiary of the Plan.

Exemption for Certain Prohibited Transaction Restrictions Involving DWS Investment Management Americas, Inc. (DIMA or the Applicant) and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG (each a DB QPAM) Located in New York, New York

Federal Register · Notice · Apr 19, 2021

The Department received two written comments. One commenter raised issues unrelated to and outside of the scope of the proposed exemption. The other commenter was the Applicant. … Comments From the Applicant I. Revision to Section I(i)(8).

Grant of Individual Exemption To Replace Prohibited Transaction Exemption (PTE) 2000-45, Involving Citigroup Global Markets Inc. (CGMI), Formerly Salomon Smith Barney Inc. (Salomon Smith Barney), Located in New York, NY

Federal Register · Notice · Mar 26, 2009

During the comment period, the Department received 29 telephone calls from participants or beneficiaries in plans with investments in the TRAK Program. … All of these comments concerned the commenters' inability to understand the notice of proposed exemption or the effect of the exemption on the commenters' benefits.

Proposed Class Exemption for the Provision of Investment Advice to Participants and Beneficiaries of Self-Directed Individual Account Plans and IRAs

Federal Register · Notice · Aug 22, 2008

The Department solicits comments on this finding. … Written Comments Interested persons are encouraged to submit written comments on the proposed exemption.

Default Electronic Disclosure by Employee Pension Benefit Plans Under ERISA

Federal Register · Rule · May 27, 2020

within defined periods of time. … Commenters suggested transition periods generally ranging from one to two years.

Proposed Best Interest Contract Exemption

Federal Register · Proposed Rule · Apr 20, 2015

All comments must be received by the end of the comment period. … Public Hearing: The Department plans to hold an administrative hearing within 30 days of the close of the comment period.

Notice of Proposed Exemption Involving Deutsche Bank AG (Deutsche Bank or the Applicant); Located in Frankfurt, Germany

Federal Register · Notice · Aug 24, 2015

Any such comments or requests should be sent by the end of the scheduled comment period. … this period.

Proposed Extension of Information Collection Requests Submitted for Public Comment

Federal Register · Notice · Jun 17, 2015

opportunity to comment on proposed and continuing collections of information. … Title I of GINA amended the Employee Retirement Income Security Act of 1974 (ERISA), the Public Health Service Act (PHS Act), the Internal Revenue Code of 1986 (Code), and the Social Security Act (SSA)

Annual Information Return/Reports

Federal Register · Rule · May 23, 2022

periodic payments). … In addition, the projection period was extended from 10 to 50 years. Three commenters stated that the line 8b(1) proposal would be costly and burdensome.

Proposed Exemptions from Certain Prohibited Transaction Restrictions

Federal Register · Notice · Jul 27, 2015

Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov , or by FAX to (202) 219-0204 by the end of the scheduled comment period. … All comments will be made available to the public.

Proposed Class Exemption for Services Provided in Connection With the Termination of Abandoned Individual Account Plans

Federal Register · Notice · Mar 10, 2005

Comments and requests for a hearing alternatively may be sent by fax to (202) 219-0204 or submitted electronically to moffitt.betty@dol.gov by the end of the comment period. … Written Comments All interested persons are invited to submit written comments or requests for a public hearing on the proposed exemption to the address and within the time period set forth above.

Voluntary Fiduciary Correction Program

Federal Register · Rule · Jan 15, 2025

The 2022 VFC Program proposed revisions were published for public comment in November 2022 before the SECURE 2.0 Act was enacted, with a comment period closing date of January 20, 2023. … Some commenters addressed SECURE 2.0 Act section 305 during that comment period.

Prohibited Transaction Exemption 2007-10 Through 2007-13; Grant of Individual Exemptions involving; D-11393 & D-11394, (PTE 2007-10), Paul Niednagel IRAs and Lynne Niednagel IRAs (Collectively, the IRAs); D-11406, (PTE 2007-11), The Revlon Employees Savings, Investment and Profit Sharing Plan (the Plan); L-11365, (PTE 2007-12), American Maritime Officers Safety & Education Plan (the S&E Plan); and L-11382, (PTE 2007-13), Sheet Metal Workers Local Union 17 Insurance Fund (the Fund)

Federal Register · Notice · Aug 1, 2007

All comments were due by July 1, 2007. During the comment period, the Department received one written comment concerning the Notice; this comment was submitted by one of the Account Holders, Mr. … In his comment, Mr.

Proposed Exemptions Involving: D-11363-Citation Box and Paper Co. Profit Sharing Plan and Retirement Trust; and D-11435-Merrill Lynch & Co., Inc. and BlackRock, Inc.

Federal Register · Notice · May 9, 2008

Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … Act of 1934 (15 U.S.C. 781), and the issuer of which has been subject to the reporting requirements of section 13 of the Act (15 U.S.C. 78m) for a period of at least 90 days immediately preceding the

Class Exemption for Services Provided in Connection With the Termination of Abandoned Individual Account Plans

Federal Register · Notice · Apr 21, 2006

Federal agencies with an opportunity to comment on proposed and continuing collections of information in accordance with the Paperwork Reduction Act of 1995 (PRA 95) (44 U.S.C. 3506(c)(2)(A)). … for a public hearing which was subsequently withdrawn by the commenter after the Department informed the commenter that the issues raised in the comment letter would be addressed in the final exemption

Final Rules for Grandfathered Plans, Preexisting Condition Exclusions, Lifetime and Annual Limits, Rescissions, Dependent Coverage, Appeals, and Patient Protections Under the Affordable Care Act

Federal Register · Rule · Nov 18, 2015

issued by HHS. 34 Another commenter requested that the regulations specify that after the initial enrollment period, health insurance issuers must make open enrollment periods available to families … Some commenters requested clarification as to whether air ambulance transport and other emergency transportation is within the scope of the term “emergency services.”

Grandfathered Group Health Plans and Grandfathered Group Health Insurance Coverage

Federal Register · Proposed Rule · Jul 15, 2020

Please allow sufficient time for mailed comments to be received before the close of the comment period. 3. By express or overnight mail. … SUPPLEMENTARY INFORMATION: Inspection of Public Comments: All comments received before the close of the comment period are available for viewing by the public, including any personally identifiable

Civil Penalties Under ERISA Section 502(c)(8)

Federal Register · Rule · Feb 26, 2010

Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA), imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements … under section 502(c)(8) of the Act, the amount of such penalty, the period to which the penalty applies, and the reason(s) for the penalty.

Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: 2008-15, Popular, Inc., Banco Popular de Puerto Rico, and Popular Financial Holdings, Inc. (collectively, the Applicants), D-11396; and 2008-16, BlackRock, Inc. (BlackRock, and The PNC Financial Services Group, Inc. (PNC) (collectively, the Applicants), D-11453

Federal Register · Notice · Dec 23, 2008

issuer that has been subject to the reporting requirements of section 13 of the 1934 Act (15 U.S.C. 78m) for a period of at least ninety (90) days immediately preceding the sale of such securities and … All comments and requests for a hearing were due by November 24, 2008. During the comment period, the Department received no requests for a hearing.

Notice of Proposed Exemption involving AT&T Inc. (Together With AT&T Inc.'s Affiliates, AT&T or the Applicant) Located in Dallas, TX

Federal Register · Notice · Sep 9, 2013

Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … All comments will be made available to the public.