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Briefs, oral arguments, agency decisions and the Federal Register.
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Grant of Individual Exemptions; Edward D. Jones & Co., L.P. (the Applicant)
Federal Register · Notice · Mar 20, 2006
1974 (the Act) and/or the Internal Revenue Code of 1986 (the Code). … All comments and requests for a hearing were due by February 3, 2006. During the comment period, the Department received no requests for a hearing.
71 FR 14005Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Feb 13, 2019
Any such comments or requests should be sent either by email to: e-OED@dol.gov, or by FAX to (202) 693-8474 by the end of the scheduled comment period. … All comments will be made available to the public.
84 FR 3818Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Dec 23, 2008
issuer that has been subject to the reporting requirements of section 13 of the 1934 Act (15 U.S.C. 78m) for a period of at least ninety (90) days immediately preceding the sale of such securities and … All comments and requests for a hearing were due by November 24, 2008. During the comment period, the Department received no requests for a hearing.
73 FR 78837Labor DepartmentEmployee Benefits Security AdministrationAmendments to Civil Penalties Under ERISA Section 502(c)(7)
Federal Register · Proposed Rule · Aug 10, 2007
If the Department receives no significant adverse comment during the comment period, no further action on this proposed rule will be taken. … Any parties interested in commenting must do so during this comment period. DATES: Comments must be received on or before September 10, 2007.
72 FR 44991Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Nov 14, 2003
At the close of the comment period, the Department forwarded a copy of the comment letter to the applicant and requested that the applicant respond in writing to the issues raised by the commentators. … period which would require the convening of a hearing.
68 FR 64657Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Jun 2, 2023
Comment 2: Extend the Exemption Period To Align With UBS's Current Exemption The Applicants state that the Department should not shorten the UBS exemption period but rather extend the exemption period … Further, the proposed exemption had only a six-day comment period.
88 FR 36337Labor DepartmentEmployee Benefits Security AdministrationExemptions From Certain Prohibited Transaction Restrictions
Federal Register · Notice · Oct 28, 2016
All comments and requests for hearing were due by October 19, 2016. During the comment period, the Department received written comments from RBC and from The Clearing House. … Because of the abbreviated comment period, the Department will consider comments received within a reasonable period of time after October 19, 2016 in connection with its consideration of long-term exemptive
81 FR 75147Labor DepartmentEmployee Benefits Security AdministrationStatutory Exemption for Cross-Trading of Securities
Federal Register · Rule · Oct 7, 2008
deterrent to ensure that the compliance officer will act independently in periodically reviewing purchases and sales under the investment manager's cross-trading program. … Several of the commenters also proposed that, rather than conducting a review of each individual cross-trade, the compliance officer should be permitted to periodically assess the overall effectiveness
73 FR 58450Labor DepartmentEmployee Benefits Security AdministrationPension Benefit Statements-Lifetime Income Illustrations
Federal Register · Rule · Sep 18, 2020
(7) Interim Final Rule Comments; Dates (a) Justification for Interim Final Rule; Comments The Department is publishing this IFR in response to Congress's explicit direction in the SECURE Act, to … a 12-month period.
85 FR 59132Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Jan 21, 2009
Any such comments or requests should be sent either by e-mail to: “moffitt.betty@dol.gov” , or by FAX to (202) 219-0204 by the end of the scheduled comment period. … The Applicant states that the trading period for the Rights ran from May 27, 2008 through June 9, 2008, inclusive (the Rights Trading Period).
74 FR 3647Labor DepartmentEmployee Benefits Security AdministrationProposed Exemptions From Certain Prohibited Transaction Restrictions
Federal Register · Notice · Jul 22, 2013
Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … All comments will be made available to the public.
78 FR 43930Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Jul 5, 2023
of 1974 (ERISA or the Act) and/or the Internal Revenue Code of 1986 (the Code). … Comments From the Applicant Comment 1: Exemption Period Section I(d) of the proposed exemption states: The term “Exemption Period” means May 17, 2023, through May 16, 2028.
88 FR 42953Labor DepartmentEmployee Benefits Security AdministrationElectronic Filing of Annual Reports
Federal Register · Rule · Jul 21, 2006
Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements … Unfunded Mandates Reform Act Pursuant to provisions of the Unfunded Mandates Reform Act of 1995 (Pub.
71 FR 41359Labor DepartmentEmployee Benefits Security AdministrationFinal Rule Relating to Time and Order of Issuance of Domestic Relations Orders
Federal Register · Rule · Jun 10, 2010
The Department received 24 comments in response to the request for comments contained in the IFR. Overall, the comments were favorable. 3 72 FR 10070. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements
75 FR 32846Labor DepartmentEmployee Benefits Security AdministrationProhibited Transaction Exemption Procedures; Employee Benefit Plans
Federal Register · Rule · Oct 27, 2011
Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements … Unfunded Mandates Reform Act For purposes of the Unfunded Mandates Reform Act of 1995 (Pub.
76 FR 66637Labor DepartmentEmployee Benefits Security AdministrationHealth Reimbursement Arrangements and Other Account-Based Group Health Plans
Federal Register · Proposed Rule · Oct 29, 2018
Inspection of Public Comments: All comments received before the close of the comment period are available for viewing by the public, including any personally identifiable information that is included … Notwithstanding the 60-day comment period to submit comments to the agencies, in order to ensure consideration, OMB requests that comments be submitted within 30 days of publication of this proposed rule
83 FR 54420Treasury DepartmentInternal Revenue ServiceStatutory Exemption for Cross-Trading of Securities
Federal Register · Rule · Feb 12, 2007
The Department has limited the comment period to 60 days in order to enable the Department to adopt changes to the interim final rule at the earliest possible date, taking into account Congress' expectation … The Department believes that, in light of the limited number of issues presented for consideration by the interim final rule, the provided 60-day comment period affords interested persons an adequate amount
72 FR 6473Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Feb 23, 2010
to which the periodic review relates. … During the comment period, the Department received one written comment letter and no requests for a public hearing.
75 FR 8117Labor DepartmentEmployee Benefits Security AdministrationExemptions From Certain Prohibited Transaction Restrictions
Federal Register · Notice · Dec 22, 2016
The Applicant submitted a comment to the Department during the comment period in connection with the proposed temporary exemption. … During the comment period, the Applicant submitted a request for the Department to make a number of revisions to the proposed exemption.
81 FR 94028Labor DepartmentEmployee Benefits Security AdministrationFederal Register · Notice · Dec 15, 2004
of the comment period. … period set forth above.
69 FR 75088Labor DepartmentEmployee Benefits Security Administration
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