Documents

Proposed Exemption From Certain Prohibited Transaction Restrictions Involving Northern Trust Corporation (Together With its Current and Future Affiliates, Northern or the Applicant) Located in Chicago, IL

Federal Register · Notice · Jan 21, 2025

Any such comments or requests should be sent by the end of the scheduled comment period. … and does not act as a fiduciary to any ERISA plan or IRA. 5.

Application Nos. and Proposed Exemptions; D-11400, Wasatch Advisors, Inc.; D-11585, Retirement Plan for Employees of the Rehabilitation Institute of Chicago (the Plan); D-11603-07, Chrysler Group LLC and Daimler AG; et al.

Federal Register · Notice · Sep 16, 2010

Any such comments or requests should be sent either by e-mail to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … No relief from the prohibited transaction provisions of the Act is proposed, herein, during the period April 7, 2006, when the requirement for a written loan agreement, pursuant to PTE 80-26 became effective

Prohibited Transaction Exemption 2007-17; Grant of Individual Exemptions Involving; D-11390, BSC Services Corp. 401(k) Profit Sharing Plan (the Plan), PTE 2007-17; D-11402 and D-11403, Owens Corning Savings Plan and Owens Corning Savings and Security Plan (Collectively, the Plans), PTE 2007-18; D-11405, Middleburg Trust Company (Middleburg), PTE 2007-19; D-11420, BlackRock, Inc (BlackRock), and Merrill Lynch & Co. (Merrill Lynch) (Collectively, the Applicants), PTE 2007-20; D-11441, Gastroenterology and Oncology Associates, P.A. (the Plan), 2007-21

Federal Register · Notice · Dec 17, 2007

During the comment period, the Department received two written comments concerning the Notice. … All comments and requests for a hearing were due by November 26, 2007. During the comment period, the Department received no comments or hearing requests.

Exemption From Certain Prohibited Transaction Restrictions Involving UBS AG (UBS) and Credit Suisse Asset Management, LLC (CSAM), Located in Zurich, Switzerland

Federal Register · Notice · Jun 2, 2023

Comment 2: Extend the Exemption Period To Align With UBS's Current Exemption The Applicants state that the Department should not shorten the UBS exemption period but rather extend the exemption period … Further, the proposed exemption had only a six-day comment period.

Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Oct 28, 2016

All comments and requests for hearing were due by October 19, 2016. During the comment period, the Department received written comments from RBC and from The Clearing House. … Because of the abbreviated comment period, the Department will consider comments received within a reasonable period of time after October 19, 2016 in connection with its consideration of long-term exemptive

Excepted Benefits; Lifetime and Annual Limits; and Short-Term, Limited-Duration Insurance

Federal Register · Rule · Oct 31, 2016

Other commenters expressed general opposition to the proposed rules or requested that short-term, limited-duration insurance be allowed to provide coverage for a longer period. … One commenter suggested alignment of short-term, limited-duration insurance with the employer waiting period rules by permitting a coverage period of up to four months. 19 Another commenter asked

Amendments to Civil Penalties Under ERISA Section 502(c)(7)

Federal Register · Proposed Rule · Aug 10, 2007

If the Department receives no significant adverse comment during the comment period, no further action on this proposed rule will be taken. … Any parties interested in commenting must do so during this comment period. DATES: Comments must be received on or before September 10, 2007.

Proposed Exemption for Certain Prohibited Transaction Restrictions Involving DWS Investment Management Americas, Inc. (DIMA or the Applicant) and Certain Current and Future Asset Management Affiliates of Deutsche Bank AG (Each a DB QPAM) Located in New York, New York

Federal Register · Notice · Feb 12, 2021

Any such comments or requests should be sent by the end of the scheduled comment period. … However, if EBSA cannot read your comment due to technical difficulties and cannot contact you for clarification, EBSA might not be able to consider your comment.

Exemptions from Certain Prohibited Transaction Restrictions

Federal Register · Notice · Mar 29, 2013

During the comment period, the Department received one (1) comment on the proposed exemption. The sole comment was submitted by the Applicant. … The Department received no hearing requests during the comment period.

Grant of Individual Exemptions; The UNITE National Retirement Fund

Federal Register · Notice · Aug 12, 2005

During the comment period, the Department received comment letters, facsimiles, and/or e-mails from 132 commentators. … the comment period which would require the convening of a hearing.

Proposed Extension of Information Collection Request Submitted for Public Comment; Affordable Care Act Enrollment Opportunity Notice Relating to Dependent Coverage; Affordable Care Act Grandfathered Health Plan Disclosure and Recordkeeping Requirement; Affordable Care Act Rescission Notice; Affordable Care Act Patient Protections Notice; Affordable Care Act Enrollment Opportunity Notice-Prohibition on Lifetime Limits

Federal Register · Notice · Sep 30, 2010

The enrollment opportunity must continue for at least 30 days, regardless of whether the plan or coverage offers an open enrollment period and regardless of when any open enrollment period might otherwise … The enrollment opportunity must continue for at least 30 days, regardless of whether the plan or coverage offers an open enrollment period and regardless of when any open enrollment period might otherwise

Electronic Filing of Annual Reports

Federal Register · Rule · Jul 21, 2006

Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements … Unfunded Mandates Reform Act Pursuant to provisions of the Unfunded Mandates Reform Act of 1995 (Pub.

Proposed Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Jul 22, 2013

Any such comments or requests should be sent either by email to: moffitt.betty@dol.gov, or by FAX to (202) 219-0204 by the end of the scheduled comment period. … All comments will be made available to the public.

Prohibited Transaction Exemption Procedures; Employee Benefit Plans

Federal Register · Rule · Oct 27, 2011

Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to Federal rules that are subject to the notice and comment requirements … Unfunded Mandates Reform Act For purposes of the Unfunded Mandates Reform Act of 1995 (Pub.

Proposed Extension of Information Collection; Comment Request; Final Rule Relating to Notice of Blackout Periods to Participants and Beneficiaries

Federal Register · Notice · Jan 28, 2009

DEPARTMENT OF LABOR Employee Benefits Security Administration Proposed Extension of Information Collection; Comment Request; Final Rule Relating to Notice of Blackout Periods to Participants and Beneficiaries … By this notice, the Department is soliciting comments concerning the information collection provisions of the regulation under section 101(i) of the Sarbanes-Oxley Act of 2002 (the SOA), which requires

Exemptions from Certain Prohibited Transaction Restrictions

Federal Register · Notice · Dec 27, 2018

All comments and requests for a hearing were due by May 11, 2018. During the comment period, the Department received no comments and no requests for a public hearing. … All comments and requests for a hearing were due by May 19, 2018. During the comment period, the Department received one comment letter, dated May 7, 2018, and no requests for a public hearing.

Final Rule Relating to Time and Order of Issuance of Domestic Relations Orders

Federal Register · Rule · Jun 10, 2010

The Department received 24 comments in response to the request for comments contained in the IFR. Overall, the comments were favorable. 3  72 FR 10070. … Regulatory Flexibility Act The Regulatory Flexibility Act (5 U.S.C. 601 et seq. ) (RFA) imposes certain requirements with respect to federal rules that are subject to the notice and comment requirements

Prohibited Transaction Exemptions and Grant of Individual Exemptions involving: 2010-01; Deutsche Bank, AG (Deutsche Bank or the Applicant), D-11082 and D-11109; 2010-02, State Street Bank and Trust Company, D-11522; and 2010-03, The Bank of New York Mellon (BNY Mellon), D-11571

Federal Register · Notice · Feb 23, 2010

to which the periodic review relates. … During the comment period, the Department received one written comment letter and no requests for a public hearing.

Exemption From Certain Prohibited Transaction Restrictions Involving the Goldman Sachs Group, Inc. (Goldman Sachs or the Applicant) Located in New York, New York

Federal Register · Notice · May 28, 2021

Accordingly, the Department extended the comment period for those persons to March 6, 2021. The Department received two written comments: One from the Applicant and one from a member of the public. … Comment From the Public The Department received one comment from the public.

Exemptions From Certain Prohibited Transaction Restrictions

Federal Register · Notice · Dec 22, 2016

The Applicant submitted a comment to the Department during the comment period in connection with the proposed temporary exemption. … During the comment period, the Applicant submitted a request for the Department to make a number of revisions to the proposed exemption.