Documents

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Federal Register · Rule · Jan 31, 2014

Trading) (Feb. 2012); BoA. 423   See BoA; RBC; LSTA (Feb. 2012). … An obligation guaranteed by the U.S. or an agency of the U.S. is, in effect, an obligation of the U.S. or that agency.

Privacy Act of 1974, as Amended; System of Records

Federal Register · Notice · Apr 3, 2012

Authority for Maintenance of the System: 12 U.S.C. 1, 481, and 482; 5 U.S.C. 301. … for the purpose of full filling a contract, compiling, organizing, analyzing, programming, or otherwise refining records to accomplish an agency function subject to the same limitations applicable to U.S

Regulatory Capital Rule: Category I and II Banking Organizations, Banking Organizations With Significant Trading Activity, and Optional Adoption for Other Banking Organizations

Federal Register · Proposed Rule · Mar 27, 2026

See, e.g., U.S. … For debt positions in U.S.

Community Reinvestment Act

Federal Register · Rule · Feb 1, 2024

Air Force, U.S. Army, U.S. Coast Guard, U.S. Marine Corps, and U.S. … Armed Forces (including the U.S. Air Force, U.S. Army, U.S. Coast Guard, U.S. Marine Corps, U.S. Navy, and U.S. Space Force) or their dependents.

Organization and Functions, Availability and Release of Information, Contracting Outreach Program; Municipal Securities Dealers; Securities Exchange Act Disclosure Rules; Disclosure of Financial and Other Information by National Banks; Disclosure of Records

Federal Register · Rule · Nov 15, 1995

Pena, 63 U.S.L.W. 4523 (U.S. June 12, 1995). … Ragen, 340 U.S. 462 (1951).

Economic Growth and Regulatory Paperwork Reduction Act of 1996 Amendments

Federal Register · Rule · Jan 23, 2017

The OCC receives a number of applications and notices for changes to permanent capital that arise solely from applying U.S. generally accepted accounting principles (GAAP). For example, U.S. … These disclosures are in addition to those required under U.S. GAAP.

OCC Rules Regarding the Availability of OCC Information

Federal Register · Proposed Rule · Aug 5, 2026

In addition, the U.S. … (v) U.S.-based consultants and U.S.

Economic Growth and Regulatory Paperwork Reduction Act of 1996 Amendments

Federal Register · Proposed Rule · Mar 14, 2016

The OCC receives a number of applications and notices for changes to permanent capital that arise solely from applying U.S. generally accepted accounting principles (GAAP). For example, U.S. … To satisfy this requirement, the proposal provides that a Federal savings association shall incorporate U.S.

Description of Office, Availability and Release of Information, Contracting Outreach Program; Municipal Securities Dealers; Securities Exchange Act Disclosure Rules; Disclosure of Financial and Other Information by National Banks; Disclosure of Records

Federal Register · Proposed Rule · Mar 27, 1995

Subpart C also issued under 5 U.S.C. 301, 552; 12 U.S.C. 481, 482, 1821(o), 1821(t); 18 U.S.C. 641, 1905, 1906; 31 U.S.C. 9701. Subpart D also issued under 12 U.S.C. 1833e. … Ragen, 340 U.S. 462 (1951).

Basel III Conforming Amendments Related to Cross-References, Subordinated Debt and Limits Based on Regulatory Capital

Federal Register · Rule · Feb 28, 2014

approaches national bank or Federal savings association becomes subject to 12 CFR part 3 under § 3.1(f) must disclose that the holders of the instrument may be fully subordinated to interests held by the U.S … Subpart C also issued under 5 U.S.C. 301, 552; 12 U.S.C. 161, 481, 482, 484(a), 1442, 1462a, 1463, 1464, 1817(a)(2) and (3), 1818(u) and (v), 1820(d)(6), 1820(k), 1821(c), 1821(o), 1821(t), 1831m, 1831p

Regulatory Review Amendments

Federal Register · Proposed Rule · Jul 3, 2007

Wachovia Bank, N.A. , No. 05-13542 at 11-13, 15n.12, 2007 WL 1119539 at *11 and 12, 13n.12 (U.S. … OCC Interpretive Letter No. 1022 (Feb. 15, 2005). 44   See VALIC, 513 U.S. 251 (1995).

Employment Contracts, Mutual to Stock Conversions, Technical Amendments

Federal Register · Proposed Rule · Jan 8, 2020

See footnote 8 of the U.S. Small Business Administration's Table of Size Standards. … The authority citation for part 4 continues to read as follows: Authority: 5 U.S.C. 301, 552; 12 U.S.C. 1, 93a, 161, 481, 482, 484(a), 1442, 1462a, 1463, 1464 1817(a), 1818, 1820, 1821, 1831m, 1831p

Credit Risk Retention

Federal Register · Rule · Dec 24, 2014

Yousuf, 560 U.S. 305, 316-17 (2010). … branch or office located in the United States or any U.S. state (an “unincorporated U.S.

Employment Contracts, Mutual to Stock Conversions

Federal Register · Rule · Jul 14, 2020

See footnote 8 of the U.S. Small Business Administration's Table of Size Standards. … The authority citation for part 4 continues to read as follows: Authority: 5 U.S.C. 301, 552; 12 U.S.C. 1, 93a, 161, 481, 482, 484(a), 1442, 1462a, 1463, 1464 1817(a), 1818, 1820, 1821, 1831m, 1831p

Regulatory Capital Rule: Large Banking Organizations and Banking Organizations With Significant Trading Activity

Federal Register · Proposed Rule · Sep 18, 2023

. markets, requirements under U.S. generally accepted accounting principles (GAAP), 8 practices of U.S. banking organizations, and U.S. legal requirements and policy objectives. 7   See … As of December 31, 2022, there were 37 top-tier U.S. depository institution holding companies and 62 U.S.

Incentive-Based Compensation Arrangements

Federal Register · Proposed Rule · Jun 10, 2016

In addition, foreign banking organizations with U.S. operations would be required to report their total consolidated U.S. assets to the Board on a quarterly basis. … Guidance on Sound Incentive Compensation Policies In June 2010, the U.S.

Activities and Operations of National Banks and Federal Savings Associations

Federal Register · Rule · Dec 22, 2020

Dickinson, 396 U.S. 122 (1969); Brown v. Clarke, 878 F.2d 627 (2d Cir. 1989). … See footnote 8 of the U.S. Small Business Administration's Table of Size Standards. C.

Proposed Supervisory Guidance for Internal Ratings-Based Systems for Credit Risk, Advanced Measurement Approaches for Operational Risk, and the Supervisory Review Process (Pillar 2) Related to Basel II Implementation

Federal Register · Notice · Feb 28, 2007

Thus, each bank applying the U.S. … Each bank that uses the U.S.

Regulatory Review Amendments

Federal Register · Rule · Apr 24, 2008

Variable Annuity Life Insurance Co., 513 U.S. 251 (1995). … Subpart C also issued under 5 U.S.C. 301, 552; 12 U.S.C. 161, 481, 482, 484(a), 1442, 1817(a)(2) and (3), 1818(u) and (v), 1820(d)(6), 1920(k), 1821(c), 1821(o), 1821(t), 1831m, 1831p-1, 1831o, 1867, 1951

Rules of Practice and Procedure

Federal Register · Rule · Dec 28, 2023

Underwood, 487 U.S. 552 (1988); Miles v. Bowen, 632 F. Supp. 282 (M.D. Ala. 1986). … Section 19.251(a) provides that, after receiving written notification from the U.S.