Documents
Briefs, oral arguments, agency decisions and the Federal Register.
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``Know Your Customer'' Requirements
Federal Register · Proposed Rule · Mar 30, 1999
. --------------------------------------------------------------------------- In response to its Know Your Customer proposal, the OCC received over 16,000 comments during the comment period, which … List of Subjects in 12 CFR Part 21 Bank Secrecy Act, Crime, Currency, National banks, Reporting and recordkeeping requirements, Security measures.
64 FR 15137Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · May 29, 2025
SUMMARY: The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 … You may review comments and other related materials that pertain to this information collection following the close of the 30-day comment period for this notice by the method set forth in the next bullet
90 FR 22830Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Feb 19, 2026
SUMMARY: The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 … You may review comments and other related materials that pertain to this information collection following the close of the 30-day comment period for this notice by the method set forth in the next bullet
91 FR 8055Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Oct 25, 2022
SUMMARY: The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection as required by the Paperwork Reduction Act of 1995 … You may review comments and other related materials that pertain to this information collection following the close of the 30-day comment period for this notice by the method set forth in the next bullet
87 FR 64540Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Aug 25, 2025
SUMMARY: The OCC, as part of its continuing effort to reduce paperwork and respondent burden, invites comment on a continuing information collection, as required by the Paperwork Reduction Act of 1995 … You may review comments and other related materials that pertain to this information collection following the close of the 30-day comment period for this notice by the method set forth in the next bullet
90 FR 41476Treasury DepartmentComptroller of the CurrencyFundamental Change in Asset Composition of a Bank
Federal Register · Rule · Aug 16, 2004
This same commenter thought that it was redundant, and therefore unnecessary; to apply the new approval requirement to transactions that also would require a notice under the Change in Bank Control Act … Unfunded Mandates Reform Act of 1995 Section 202 of the Unfunded Mandates Reform Act of 1995, Pub.
69 FR 50293Treasury DepartmentComptroller of the CurrencyAgency Information Collection Activities: Submission for OMB Review; Comment Request
Federal Register · Notice · Jul 3, 2007
The Securities Exchange Act of 1934 (the Act) requires any person acting as a transfer agent to register as such and to amend registration information when it changes. … On April 6, 2007, the agencies published a notice in the Federal Register (72 FR 17222) requesting public comment for sixty days; the comment period for this notice expired on June 5, 2007.
72 FR 36545Treasury DepartmentComptroller of the CurrencyAgency Information Collection Activities: Submission for OMB Review; Joint Comment Request
Federal Register · Notice · Feb 17, 2012
ACTION: Notice of information collection to be submitted to OMB for review and approval under the Paperwork Reduction Act of 1995. … SUMMARY: In accordance with the requirements of the Paperwork Reduction Act (PRA) of 1995 (44 U.S.C. chapter 35), the OCC, the Board, and the FDIC (the “agencies”) may not conduct or sponsor, and the
77 FR 9727Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Nov 9, 2022
to a continuing information collection as required by the Paperwork Reduction Act of 1995 (PRA). … You may review comments and other related materials that pertain to this information collection following the close of the 30-day comment period for this notice by the method set forth in the next bullet
87 FR 67749Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Jun 14, 2021
information collection as required by the Paperwork Reduction Act of 1995 (PRA). … You may review comments and other related materials that pertain to this information collection 1 following the close of the 30-day comment period for this notice by the following method: 1
86 FR 31580Treasury DepartmentComptroller of the CurrencyRisk-Based Capital Guidelines-Money Market Mutual Funds
Federal Register · Rule · Sep 26, 2008
and related materials, and viewing the docket after the close of the comment period … Regulatory Flexibility Act The Regulatory Flexibility Act (Pub.
73 FR 55704Treasury DepartmentComptroller of the CurrencyFederal Register · Proposed Rule · Dec 21, 2011
related materials, and viewing the docket after the close of the comment period … During the ANPR comment period and subsequent interaction with the industry, members of the industry indicated that banks generally do not possess the information necessary to assign a probability of default
76 FR 79380Treasury DepartmentComptroller of the CurrencyAgency Information Collection Activities: Submission for OMB Review; Comment Request
Federal Register · Notice · Mar 26, 2009
information collection, as required by the Paperwork Reduction Act of 1995. … to complying with § 12.4, to notify customers of transactions in which the bank does not exercise investment discretion, trust transactions, agency transactions and certain securities transactions for periodic
74 FR 13311Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Feb 5, 2019
information collection as required by the Paperwork Reduction Act of 1995 (PRA). … methods: 1 Following the close of the 60-day comment period for this notice, the OCC will publish a notice for 30 days of comment for this collection
84 FR 1828Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Feb 26, 2024
You may review comments and other related materials that pertain to this information collection following the close of the 30-day comment period for this notice by the method set forth in the next bullet … of 1968 (Fair Housing Act).
89 FR 14143Treasury DepartmentComptroller of the CurrencyInteragency Paper on Sound Practices To Strengthen the Resilience of the U.S. Financial System
Federal Register · Notice · Apr 11, 2003
Core clearing and settlement organizations consist of two groups of organizations that provide clearing and settlement services for critical financial markets or act as large-value payment system operators … Core clearing and settlement organizations should periodically test recovery and resumption plans at all of their back-up sites.
68 FR 17809Federal Reserve SystemTreasury DepartmentFederal Register · Notice · Mar 31, 2021
The docket may be viewed after the close of the comment period in the same manner as during the comment period. Board: You may submit comments, identified by Docket No. … and Consumer Protection Act (Dodd-Frank Act), unfair or deceptive acts or practices (UDAP) under the Federal Trade Commission Act (FTC Act), or privacy concerns.
86 FR 16837Treasury DepartmentComptroller of the CurrencyFederal Register · Rule · Oct 8, 2019
Regulatory Flexibility Act Analysis B. Paperwork Reduction Act C. Riegle Community Development and Regulatory Improvement Act of 1994 D. Solicitation of Comments on Use of Plain Language E. … Several commenters supportive of increasing the threshold recommended that the agencies either commit to adjusting the threshold periodically, or automatically adjust the threshold periodically, to reflect
84 FR 53579Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Jun 29, 1999
or within an occupancy period, not to exceed 180 days, provided in the agreement. … An institution may revise the notice to extend the projected date of closing without triggering a new 30-day notice period.
64 FR 34844Treasury DepartmentComptroller of the CurrencyFederal Register · Notice · Nov 25, 2005
information collection, as required by the Paperwork Reduction Act of 1995. … Sections 12.5(a), (b), (c), and (e) require a national bank, as an alternative to complying with § 12.4, to provide notification to customers of trust transactions, agency transactions, and periodic plan
70 FR 71189Treasury DepartmentComptroller of the Currency
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