Documents

New York Mercantile Exchange: Proposed Amendments to the New York Harbor Unleaded Regular Gasoline Futures Contract Relating to Grade and Quality Specifications

Federal Register · Uncategorized Document · Mar 1, 1994

On behalf of the Commission, the Division is requesting comment on these proposals. DATES: Comments must be received on or before March 31, 1994. … SUPPLEMENTARY INFORMATION: Acting on a mandate set forth in the amended Clean Air Act of 1990, the U.S.

The National Futures Association's Proposed Restriction on the Use of Hypothetical Trading Results in Promotional Materials

Federal Register · Uncategorized Document · Jul 21, 1994

The original comment period expires on July 15, 1994. … Acting pursuant to the authority delegated by Commission Regulation 140.96(b), the Director of the Division of Trading and Markets (``Division'') has determined that an extension of the period for the

The National Futures Association's Proposed Requirements for Break-Even Analyses in Commodity Pool Disclosure Documents

Federal Register · Uncategorized Document · Jul 21, 1994

The original comment period expires on July 15, 1994. … Acting pursuant to the authority delegated by Commission Regulation 140.96(b), the Director of the Division of Trading and Markets (``Division'') has determined that an extension of the period for the

Risk Assessment for Holding Company Systems

Federal Register · Uncategorized Document · Dec 28, 1994

rules to implement the risk assessment authority set forth in Section 4f(c) of the Commodity Exchange Act (the ``Proposal'').1 The comment period on the proposal was scheduled to expire on May 2, 1994 … However, the Commission twice extended the comment period to ensure that interested parties had an adequate opportunity to submit comments.

Risk Assessment for Holding Company Systems

Federal Register · Uncategorized Document · Jun 16, 1994

of the Futures Trading Practices Act of 1992. 59 FR 9689 (March 1, 1994). … The original comment period, which would have expired on May 2, 1994, was extended by the Commission for a period of sixty days.

Section 4(c) Contract Market Transactions; Swap Agreements

Federal Register · Uncategorized Document · Dec 14, 1994

The applicable comment period expires on December 12, 1994. The Commission has received a number of requests for an extension of the comment period, particularly with regard to amendments to Part 35. … In order to ensure that all interested parties have an opportunity to submit meaningful comments, the Commission has determined to extend the period for public comment concerning only those issues involving

Risk Assessment For Holding Company Systems

Federal Register · Uncategorized Document · Apr 29, 1994

in the Federal Register a request for public comment on proposed rules to implement the risk assessment provisions of the Futures Trading Practices Act of 1992. … The original comment period expires on May 2, 1994. 59 FR 9689 (March 1, 1994).

Section 4(c) Contract Market Transactions; Swap Agreements

Federal Register · Uncategorized Document · Oct 28, 1994

The comment period closed December 15, 1993, and the Commission has carefully considered the comments received. … Following an extensive comment period on its proposed rules, the Commission adopted final rules in July 1989.

Rules Relating to Reparation Proceedings

Federal Register · Uncategorized Document · Mar 1, 1994

In providing such a lengthy period, the Commission had expected parties to pursue early settlement discussions. … Comments received. Only two parties commented on this issue.

Early Warning Reporting Requirements for Futures Commission Merchants

Federal Register · Uncategorized Document · Dec 28, 1994

Regulatory Flexibility Act The Regulatory Flexibility Act (RFA), 5 U.S.C. 601-611 (1988), requires that agencies, in proposing rules, consider the impact of those rules on small businesses. … Paperwork Reduction Act The Paperwork Reduction Act of 1980 (PRA), 44 U.S.C. 3501 et seq., imposes certain requirements on federal agencies (including the Commission) in connection with their conducting

Contract Market Rule Review Procedures

Federal Register · Uncategorized Document · Jan 14, 1994

Notice and Comment Section 553(b) of the Administrative Procedure Act, 5 U.S.C. 553(b), requires in most instances that a notice of proposed rulemaking be published in the Federal Register and that … Act.

Proposed Amendments to Commodity Pool Operator and Commodity Trading Advisor Disclosure Rules

Federal Register · Uncategorized Document · May 16, 1994

DATES: Comments on the proposed rules must be received on or before July 15, 1994. ADDRESSES: Comments must be sent to Jean A. … (i) The beginning net asset value for the period, which shall represent the previous period's ending net asset value; (ii) All additions, whether voluntary or involuntary, during the period; (iii

Risk Assessment for Holding Company Systems

Federal Register · Uncategorized Document · Mar 1, 1994

DATES: Comments must be received on or before May 2, 1994. ADDRESSES: Comments on the proposed rules should be sent to Jean A. … , section 7(a) of the Federal Deposit Insurance Act, section 10(b) of the Home Owners' Loan Act or section 5 of the Bank Holding Company Act.

Risk Disclosure by Futures Commission Merchants, Introducing Brokers, Commodity Pool Operators and Commodity Trading Advisors to Customers; Bankruptcy Disclosure

Federal Register · Uncategorized Document · Jul 5, 1994

The Commission intends to update and amend the list periodically, as appropriate, in the Federal Register. … Regulatory Flexibility Act The Regulatory Flexibility Act (RFA), 5 U.S.C. Sec. 601 et seq., requires that agencies, in proposing rules, consider the impact of these rules on small business.

Ethics Training for Registrants

Federal Register · Uncategorized Document · Jul 22, 1994

DATES: Comments must be received by September 20, 1994. … \1\2Section 4p(b) of the Act.

Proposed Amendments to the NYFE NYSE Composite Index Futures and Futures Option Contracts

Federal Register · Uncategorized Document · Jul 22, 1994

DATES: Comments must be received on or before August 22, 1994. ADDRESSES: Interested persons should submit their views and comments to Jean A. … amendments first went into effect for the June 1987 contract month.1 --------------------------------------------------------------------------- \1\Under the implementation plan, during the transition period

Changes in Reporting Levels for Large Trader Reports

Federal Register · Uncategorized Document · Dec 23, 1994

Notice and Comment The Administrative Procedure Act, 5 U.S.C. 553(b), requires, in most instances, that a notice of proposed rulemaking be published in the Federal Register, and that opportunity for … comment be provided when an agency promulgates new regulations.

Chicago Mercantile Exchange Proposed Primary Market Maker Rule Amendments

Federal Register · Uncategorized Document · Dec 14, 1994

Description of Proposed Rule Amendments By a letter dated September 14, 1994, the CME submitted proposed rule amendments pursuant to Section 5a(a)(12)(A) of the Commodity Exchange Act (``Act'') and … Request for Comments The Commission requests comments on any aspect of the CME's proposed rule amendments that members of the public believe may raise issues under the Act or Commission regulations

Chicago Mercantile Exchange: Proposed Amendments Establishing a Report-Based Contract Month Cycle for the Live Hog and Frozen Pork Bellies Futures Option Contracts

Federal Register · Uncategorized Document · May 3, 1994

In accordance with section 5a(a)(12) of the Commodity Exchange Act and acting pursuant to the authority delegated by Commission Regulation 140.96, the Acting Director of the Division of Economic Analysis … On behalf of the Commission, the Division is requesting comment on this proposal. DATES: Comments must be received on or before June 2, 1994.

Advisory Committee on CFTC-State Cooperation; Ninth Renewal

Federal Register · Uncategorized Document · Mar 18, 1994

COMMODITY FUTURES TRADING COMMISSION Advisory Committee on CFTC-State Cooperation; Ninth Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, 2033 K Street, NW., Washington, DC 20581.