Documents

Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts

Federal Register · Rule · Oct 15, 2024

The Proposed Guidance was subject to a 75-day public comment period. … (“BeZero”) at 5; Clean Air Task Force (“CATF”) at 12-13; Carbon Direct Inc. (“Carbon Direct”) at 2; California Climate Exchange at 1; Clean Energy Policy Institute (“CEPI”) at 3; Kita Earth Ltd.

Process for Review of Swaps for Mandatory Clearing

Federal Register · Rule · Jul 26, 2011

additional comments during the 30-day reopened public comment period that covered many of the Commission's rulemakings under the Dodd-Frank Act. … by posting the submission on the Commission Web site for a 30-day public comment period, as required by the Dodd-Frank Act.

Agricultural Swaps

Federal Register · Rule · Aug 10, 2011

See Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act , 76 FR 25274, May 4, 2011 (this is the Commission's Federal … period closed June 3, 2011).

Reporting and Information Requirements for Derivatives Clearing Organizations

Federal Register · Rule · Aug 8, 2023

Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D. Antitrust Considerations I. … comments.

Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

Federal Register · Rule · Aug 13, 2012

air or greenhouse gas regulations. … , in turn decreasing demand for power to run the air conditioning.

Large Trader Reporting for Physical Commodity Swaps

Federal Register · Rule · Jul 22, 2011

Background and Summary of Comments A. … The Air Transport Association (“ATA”), Better Markets Inc.

Position Limits for Futures and Swaps

Federal Register · Rule · Nov 18, 2011

The comment period for the interim final rule will close January 17, 2012. … Several commenters requested that the Commission reconsider this approach. 133 The Air Transportation Association of America, for example, argued that the proposed level would exacerbate the problem

Significant Price Discovery Contracts on Exempt Commercial Markets

Federal Register · Rule · Mar 23, 2009

circumstances, its order generally should issue within 60 days of the closing of the comment period. … After prompt consideration of all relevant information, the Commission shall, within a reasonable period of time after the close of the comment period, issue an order explaining its determination whether

Ownership and Control Reports, Forms 102/102S, 40/40S, and 71

Federal Register · Rule · Nov 18, 2013

Paperwork Reduction Act i. … Similarly, the Air Transport Association (ATA), commenting on the 2009 Advanced NPRM, included a list of market and regulatory benefits of the ownership and control report.

Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF

Federal Register · Rule · Nov 16, 2011

Another commenter suggested that we revise the question to allow reporting as of the end of the reporting period rather than over the course of the period and to permit advisers to report based on capital … . 431 431  70,600 hours for periodic filings by smaller advisers + 153,000 hours for periodic filings by large hedge fund advisers + 23,200 hours for periodic filings by large liquidity fund

Commodity Options

Federal Register · Rule · Apr 27, 2012

general reopening of the comment period for multiple Dodd-Frank rule proposals ( See Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer … comment period as described in the following section.

Registration of Foreign Boards of Trade

Federal Register · Rule · Dec 23, 2011

In addition, the comment file includes 26 comments submitted in response to the Commission's reopening of the comment period for several Dodd-Frank related rulemakings. … See Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act , 76 FR 25274 (May 4, 2011) (extending the comment deadline for

End-User Exception to the Clearing Requirement for Swaps

Federal Register · Rule · Jul 19, 2012

Act). … Hess, NRECA, and Shell commented that boards or board-appointed committees should be able to approve swaps on a periodic basis for either several months or years.

Adaptation of Regulations To Incorporate Swaps

Federal Register · Rule · Nov 2, 2012

The Commission considers this revision to regulation 38.2 technical in nature as it merely cleans up the discrepancy created by the revisions to regulation 1.35. … After prompt consideration of all relevant information, the Commission shall, within a reasonable period of time after the close of the comment period, issue an order explaining its determination whether

Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”

Federal Register · Rule · May 23, 2012

See letters from Air Transport Association of America, Inc. … See, e.g., letter from Needham Oil & Air, LLC.

Real-Time Public Reporting of Swap Transaction Data

Federal Register · Rule · Jan 9, 2012

Effectiveness/Implementation and Interim Period IV. Paperwork Reduction Act V. Cost-Benefit Considerations VI. Regulatory Flexibility Act VII. List of Commenters I. Background A. … The comment periods for most proposed rulemakings implementing the Dodd-Frank Act—including the proposed part 43 rules—subsequently were reopened for the period of April 27 through June 2, 2011.

Final Rulemaking Concerning Contract Market Rule Review Procedures

Federal Register · Rule · Mar 7, 1997

(or a 75-day period in the case of rules published for comment in the Federal Register) or the contract market agrees to another, specified review period. … Under revised Regulation 1.41(c), the review period for proposed rules which are published for comment would still be considerably shorter than the current 180-day statutory review period. ------------

Financial Reporting and Debt-Equity Ratio Requirements for Futures Commission Merchants and Introducing Brokers

Federal Register · Rule · Jan 31, 1997

The 30 day public comment period on the Proposals expired on March 27, 1996. … A number of the commenters proposed alternative filing periods to those contained in the Proposals. These comments and alternatives are discussed more fully below.

Commodity Pool Operator Financial Reports

Federal Register · Rule · Nov 25, 2016

Paperwork Reduction Act 1. … the Act.

Revised Procedures for Commission Review and Approval of Applications for Contract Market Designation and of Exchange Rules Relating to Contract Terms and Conditions

Federal Register · Rule · Mar 7, 1997

As part of the 1978 amendments to the Act, Congress added the provision requiring a public comment period for economically significant proposed exchange rules. … See, section 5a(a)(12)(A) of the Act. III. Comments Received and Final Rules The Commission received seven comment letters from eight commenters.