Documents

Revised Procedures for Commission Review and Approval of Applications for Contract Market Designation and of Exchange Rules Relating to Contract Terms and Conditions

Federal Register · Proposed Rule · Nov 22, 1996

That section of the Act also requires that the comment period be for thirty days. … Although acting on even this limited number of submissions within forty-five days will be difficult when a thirty-day comment period is required, the Commission is proposing a forty-five day review period

Foreign Futures and Foreign Options Transactions

Federal Register · Proposed Rule · Apr 6, 2004

DATES: Comments must be received by June 7, 2004. … FCMs must register under the Act or obtain an exemption from registration under the Act. The comment period ended on October 25, 1999 without any comments received.

Concept Release: Performance Data and Disclosure for Commodity Trading Advisors and Commodity Pools

Federal Register · Proposed Rule · Jun 18, 1998

DATE: Comments must be received on or before August 17, 1998. ADDRESS: Interested parties should submit their comments to Jean A. … balance at end of period).

Ownership and Control Reports, Forms 102/102S, 40/40S, and 71

Federal Register · Proposed Rule · Jul 26, 2012

The OCR NPRM sought public comment and provided for a 60-day comment period. … period, the Commission received eight comment letters from fourteen interested parties. 48 Many of the comments presented by roundtable panelists raised the same issues as those raised by the comment

Account Ownership and Control Report

Federal Register · Proposed Rule · Jul 19, 2010

The Commission or Commission staff will hold a public meeting during the comment period in order to discuss the proposed rulemaking. … Comment letters were submitted by: the Air Transport Association of America, Inc. (“ATA”); CME Group Inc.

Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Jan 16, 2024

The Final Rules became effective November 16, 2020. 10 To address concerns from commenters that a sufficient period of time would be necessary to develop policies, procedures and systems to implement … Paperwork Reduction Act 1.

Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

Federal Register · Proposed Rule · May 23, 2011

-day period described in paragraph (e)(1) of this section shall be stayed during the pendency of the comment period, but shall recommence with the business day after the public comment period ends … 120-day period described in paragraph (e)(1) of this section shall be stayed during the pendency of the comment period, but shall recommence with the business day after the public comment period ends

Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades

Federal Register · Proposed Rule · Mar 15, 2012

The Commission issued the Initial Proposal for public comment for a period of 60 days, but later reopened the comment period for an additional 45 days. 25 The comments that were submitted in response … The comment periods for most proposed rulemakings implementing the Dodd-Frank Act—including the proposed part 43 rules—subsequently were reopened for the period of April 27 through June 2, 2011.

Position Limits for Derivatives

Federal Register · Proposed Rule · Feb 27, 2020

Comment Period and Compliance Date The public may comment on these rules during a 90-day period that starts after this proposal has been approved by the Commission. … Air Act that “[n]o regulation is `appropriate' if it does significantly more harm than good.”  413 That was not a CEA case, but the Commission finds the Court's reasoning persuasive in this context

Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Federal Register · Proposed Rule · Jul 17, 2018

The docket may be viewed after the close of the comment period in the same manner as during the comment period. … A final regulatory flexibility analysis will be conducted after comments received during the public comment period have been considered. The Board welcomes comment on all aspects of its analysis.

Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act

Federal Register · Proposed Rule · Nov 2, 2010

The Commission invites comment on all aspects of Dodd-Frank Act section 747. In particular, commenters are encouraged to address the following questions: 1. … How should the closing period be defined? Should the definition of closing period include: a. Daily settlement periods? b. Some period prior to contract expiration? c.

Regulatory Flexibility Agenda

Federal Register · Proposed Rule · Aug 24, 2017

Timetable: Action Date FR Cite ANPRM 09/12/13 78 FR 56542 ANPRM Comment Period End 12/11/13 ANPRM Comment Period Extended 01/24/14 79 FR 4104 ANPRM Comment … Period Extended End 02/14/14 NPRM 12/17/15 80 FR 78824 NPRM Comment Period End 03/16/16 NPRM Comment Period Reopened 06/10/16 81 FR 36484 NPRM Comment Period Reopened

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · May 12, 2011

ACTION: Extension of comment period. … The Commission now is extending the comment period for the proposed margin regulations so that the comment period will run concurrently with the comment period for the proposed rulemaking on capital requirements

Regulatory Flexibility Agenda

Federal Register · Proposed Rule · Nov 16, 2018

Timetable:   Action Date FR Cite ANPRM 09/12/13 78 FR 56542 ANPRM Comment Period End 12/11/13 ANPRM Comment Period Extended 01/24/14 79 FR 4104 ANPRM Comment … Period Extended End 02/14/14 NPRM 12/17/15 80 FR 78824 NPRM Comment Period End 03/16/16 NPRM Comment Period Reopened 06/10/16 81 FR 36484 NPRM Comment Period Reopened

Real-Time Public Reporting Requirements and Swap Data Recordkeeping and Reporting Requirements; Reopening of Comment Period

Federal Register · Proposed Rule · Feb 29, 2024

ACTION: Reopening of comment period. … The Commission is reopening the comment period for this NPRM for an additional forty-five days from the date the original comment period closed.

Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities

Federal Register · Proposed Rule · Jul 28, 2026

ACTION: Request for comment; extension of comment period. … The comment period for the RFC closes on July 27, 2026.

Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

Federal Register · Proposed Rule · May 4, 2011

ACTION: Reopening and extension of comment periods. … For those rulemakings listed herein for which the comment period closes during the extension's comment period, the comment period is extended until June 3, 2011.

Certain Swap Data Repository and Data Reporting Requirements

Federal Register · Proposed Rule · Apr 17, 2020

ACTION: Reopening of comment period. … The comment period for the NPRM was originally scheduled to close on July 29, 2019. The Commission subsequently extended the comment period for 90 days to October 28, 2019.

Position Limits for Derivatives and Aggregation of Positions

Federal Register · Proposed Rule · Jul 3, 2014

ACTION: Notice of proposed rulemaking; extension of comment periods. … Thus, both comment periods will end on August 4, 2014. Issued in Washington, DC, on June 27, 2014, by the Commission. Christopher J. Kirkpatrick, Acting Secretary of the Commission.

Provisions Common to Registered Entities

Federal Register · Proposed Rule · Nov 2, 2010

(2) Public comment. The Commission shall provide a 30-day comment period, within the 90-day period while the stay is in effect as described in paragraph (c)(1) of this section. … The Commission shall publish a notice of the 30-day comment period on the Commission Web site. Comments from the public shall be submitted as specified in that notice.