Documents

Proposed Order and Request for Comment on a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act

Federal Register · Notice · Aug 28, 2012

See 16 U.S.C. 796 (24)). 41   See generally FERC Order 888. … Benefits 414   See, e.g., In re Semcrude, 399 B.R. 388, 393 (Bank. D.

Notice of Proposed Order and Request for Comment on an Application for an Exemptive Order From Southwest Power Pool, Inc. From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in Section 4(c)(6) of the Act

Federal Register · Notice · May 21, 2015

See provision 2.b. of the Proposed Exemption. 331   See, e.g. , Exemption Application Attachments at 12-14, 16-20, 24-25, 96-97, 99-100. … RTO-ISO Order at 19897. 396  7 U.S.C. 6(c). 397  7 U.S.C. 6(c)(3). 398   See supra note 395. 399   See discussion supra section V.B.3.

Regulation Automated Trading

Federal Register · Proposed Rule · Nov 25, 2016

This cost is broken down as follows: 1 Project Manager, working for 24 hours (24 × $70 = $1,680); 1 Compliance Attorney, working for 24 hours (24 × $96 = $2,304); and 1 Developer working for 12 hours ( … 399  NPRM at 78899-78900.

Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act

Federal Register · Notice · Apr 2, 2013

effect, except that the Commission will accept a demonstration that ERCOT has protocols in effect that substantially meet the settlement and billing standards set forth in FERC regulation 35.47(b). 399 … supra. 399   See id. V. Related Matters A.

Order Exempting, Pursuant to Authority of the Commodity Exchange Act, Certain Transactions Between Entities Described in the Federal Power Act, and Other Electric Cooperatives

Federal Register · Notice · Apr 2, 2013

Power Comm'n, 399 F.2d 983 (D.C. … The Proposed Order provided the caveat that no Exempt Entity could qualify as a “financial entity” as such term is defined in CEA section 2(h)(7)(C). 25 24   See id.

Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF

Federal Register · Rule · Nov 16, 2011

See section 24(c) of the Exchange Act and rule 24c-1 thereunder. … IA-3305 (Oct. 24, 2011).

Proposal To Exempt Certain Transactions Involving Not-for-Profit Electric Utilities; Request for Comments

Federal Register · Notice · Aug 23, 2012

at 12, n. 24. … Power Comm'n, 399 F.2d 983 (D.C.

Swap Data Recordkeeping and Reporting Requirements

Federal Register · Rule · Nov 25, 2020

PART 49—SWAP DATA REPOSITORIES 24. … [FR Doc. 2020-21569 Filed 11-24-20; 8:45 am] BILLING CODE 6351-01-P

Regulations To Address Margin Adequacy and To Account for the Treatment of Separate Accounts by Futures Commission Merchants

Federal Register · Rule · Jan 22, 2025

-07, June 24, 2024, available at https://www.cftc.gov/csl/24-07/download. 19   See, e.g., SIFMA-AMG letter dated June 7, 2019 to Brian A. … -07, June 24, 2024, available at https://www.cftc.gov/csl/24-07/download.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Rule · Jan 6, 2016

Institute. 5 11/24/2014 Committee on Capital Markets Regulation. 6 11/24/2014 Structured Finance Industry Group. 7 11/24/2014 ISDA (International Swaps and derivatives Association … Corporation and Bank of New York Mellon Corporation. 13 11/24/2014 Metropolitan Life Insurance Company. 14 11/24/2014 SIFMA. 15 11/24/2014 Skadden, Arps, Slate, Meagher &

Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Jan 8, 2020

The Commission previously estimated registration costs in its rulemaking on registration of SDs;  399 however, the costs that may be incurred should be mitigated to the extent that these new SDs are … , 2019), available at: https://www.govinfo.gov/content/pkg/FR-2019-05-24/pdf/2019-10016.pdf.

Position Limits for Futures and Swaps

Federal Register · Rule · Nov 18, 2011

Position limits would be based on the higher 24-month average level of 1,000,000 contracts. … months of values obtained under paragraph (B) and (C) of this section for a period of 12 or 24 months prior to the fixing date divided by 12 or 24 respectively as of the last day of each calendar month

Interpretive Guidance and Policy Statement Regarding Compliance With Certain Swap Regulations

Federal Register · Rule · Jul 26, 2013

(“Better Markets”) (Jun. 24, 2013) at 2. … It argued that both sets of reporting requirements should apply to a non-U.S. swap dealer only when dealing with U.S. persons (excluding foreign branches of U.S. swap dealers). 400 399   See

Real-Time Public Reporting of Swap Transaction Data

Federal Register · Rule · Jan 9, 2012

commenter emphasized the importance of maintaining flexibility in the data fields described in appendix A to proposed part 43, which may mean that no information at all may be reported for certain fields. 399 … These four commenters argued that a single data format would maximize efficient and cost-effective access to the information by the greatest number of users. 401 399   See CL-GFXD.

Real-Time Public Reporting Requirements

Federal Register · Rule · Nov 25, 2020

As these swaps will no longer appear on the public tape, a flag to identify such swaps is not necessary. 398   Id. 399  Clarus at 2. … [FR Doc. 2020-21568 Filed 11-24-20; 8:45 am] BILLING CODE 6351-01-P

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers

Federal Register · Proposed Rule · Sep 1, 2022

24. Should proposed Question 6 include more, fewer, or different categories of private funds? … the Financial Stability Oversight Council (FSOC) to monitor for emerging systemic risks that could significantly impact our financial markets and American consumers. 400 399  Public Law 111

Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations

Federal Register · Rule · Jan 22, 2025

”  397 CCP Global and WFE stated that the proposed condition was unnecessarily punitive. 398 WFE added that the proposed 95 percent threshold could cause funds to deviate from their index. 399 … The Commission has estimated that each FCM will file 24 reports per year requiring approximately 48 burden hours per respondent.

Regulation Automated Trading

Federal Register · Proposed Rule · Dec 17, 2015

; KCG at 18; MFA at 3; AIMA at 2, 24; Chicago Fed at 3. 209  CME at 34; Gelber at 22-24. … . 477/2 = 239 entities. 239 × .1 = 24).

Capital Requirements of Swap Dealers and Major Swap Participants

Federal Register · Rule · Sep 15, 2020

, 2017) (FIA-PTG 5/24/2017 Letter). … There currently are 24 non-U.S. covered SDs provisionally registered with the Commission.

Certain Swap Data Repository and Data Reporting Requirements

Federal Register · Rule · Nov 25, 2020

398  ISDA/SIFMA at 47. 399   Id. … [FR Doc. 2020-21570 Filed 11-24-20; 8:45 am] BILLING CODE 6351-01-P