Documents

Privacy Act of 1974; System of Records

Federal Register · Notice · May 6, 2026

Please submit comments on or before June 5, 2026. … Administrative safeguards include maintenance of written policies, standards, and procedures reinforced by training and periodic auditing.

Ethics Training for Registrants

Federal Register · Proposed Rule · Dec 14, 1995

DATES: Comments must be received by January 16, 1996. … that: The Commission shall issue regulations to require new registrants, within 6 months after receiving such registration, to attend a training session, and all other registrants to attend periodic

Foreign Boards of Trade

Federal Register · Proposed Rule · Mar 1, 2024

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost Benefit Considerations I.

Agricultural Commodity Definition

Federal Register · Proposed Rule · Oct 26, 2010

DATES: Comments must be received on or before November 26, 2010. The Commission is not inclined to grant extensions of this comment period. … All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to http://www.cftc.gov .

Notice of Proposed Amendment to and Request for Comment on the Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act

Federal Register · Notice · May 16, 2016

The public comment period on the SPP Proposed Order ended on June 22, 2015. … I look forward to hearing more as the comment period transpires. Appendix 3—Statement of Dissent by Commissioner J.

Advisory Committee on CFTC-State Cooperation; Ninth Renewal

Federal Register · Uncategorized Document · Mar 18, 1994

COMMODITY FUTURES TRADING COMMISSION Advisory Committee on CFTC-State Cooperation; Ninth Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, 2033 K Street, NW., Washington, DC 20581.

Agricultural Advisory Committee; Thirteenth Renewal

Federal Register · Notice · Mar 31, 2009

Agricultural Advisory Committee; Thirteenth Renewal The Commodity Futures Trading Commission has determined to renew the charter of the Commission's Agricultural Advisory Committee for a further period … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.

Sunshine Act Meetings

Federal Register · Notice · Feb 18, 2020

COMMODITY FUTURES TRADING COMMISSION Sunshine Act Meetings TIME AND DATE: 9:30 a.m., Thursday, February 20, 2020. … Period: Certain Swap Data Repository and Data Reporting Requirements (Part 49 Verification).

Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares

Federal Register · Notice · Apr 15, 2010

COMMODITY FUTURES TRADING COMMISSION Request for Comment on a Proposal To Exempt, Pursuant to the Authority in Section 4(c) of the Commodity Exchange Act, the Trading and Clearing of Certain Products … offering, entering into, rendering advice or rendering other services with respect to, the agreement, contract, or transaction), either unconditionally or on stated terms or conditions or for stated periods

Confidential Information and Commission Records and Information

Federal Register · Rule · Nov 18, 2004

Freedom of Information Act Amendments The Commission did not receive any comments regarding the proposed amendments to 17 CFR part 145. … Act.

Agricultural Advisory Committee; Eighth Renewal

Federal Register · Notice · May 6, 1999

COMMODITY FUTURES TRADING COMMISSION Agricultural Advisory Committee; Eighth Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its advisory … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW, Washington, DC 20581.

Order Exempting the Trading and Clearing of Certain Products Related to ETFS Physical Swiss Gold Shares and ETFS Physical Silver Shares

Federal Register · Notice · Jun 29, 2010

offering, entering into, rendering advice or rendering other services with respect to, the agreement, contract, or transaction), either unconditionally or on stated terms or conditions or for stated periods … The Commission requested comment on its application of these factors in the proposing release. As noted above, one comment was received.

Securities Representing Investment of Customer Funds Held in Segregated Accounts by Futures Commission Merchants

Federal Register · Rule · Aug 7, 1997

The 30-day public comment period on the proposed rule changes expired on April 21, 1997. … Paperwork Reduction Act The Paperwork Reduction Act of 1995 (Pub. L.

Advisory Committee on CFTC-State Cooperation; Tenth Renewal

Federal Register · Notice · Mar 15, 1996

COMMODITY FUTURES TRADING COMMISSION Advisory Committee on CFTC-State Cooperation; Tenth Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its … As required by section 14(a)(2)(A) of the Federal Advisory Committee Act, 5 U.S.C.

Privacy Act of 1974: System of Records

Federal Register · Notice · Aug 13, 2007

DATES: In accordance with subsections (e)(4) and (e)(11) of the Privacy Act of 1974, as amended (5 U.S.C. 552a), any interested person may submit written comments concerning this system of records. … An audit trail is maintained and reviewed periodically to identify unauthorized access.

Swap Execution Facility Requirements

Federal Register · Rule · Dec 18, 2020

Public Comment 3. Commission Determination III. Effective Date IV. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D. … Commenters were generally supportive of the proposed rules and recommended only one viable alternative. 134 IHS Markit recommended with respect to the error trade rules that, especially during periods

Proceedings Before the Commodity Futures Trading Commission; Rules Relating to Suspension or Disbarment From Appearance and Practice

Federal Register · Proposed Rule · Oct 23, 2014

Follow instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act

Federal Register · Proposed Rule · Jul 12, 2012

The Commission received numerous comments during the Dodd-Frank Act rulemaking process from interested parties concerning the application of Title VII of the Dodd-Frank Act and the Commission's implementing … comment period, the Commission will review public comments and subsequently will incorporate those comments into final guidance.

Large Trader Reporting Requirements

Federal Register · Proposed Rule · Jun 27, 2023

Frequency of collection: Periodically. … To that end, I'm pleased that the proposed implementation period is one year from publication of the final rule, and encourage commenters to note if this is not enough time.

Collection of Claims Owed the United States Arising From Activities Under the Commission's Jurisdiction

Federal Register · Rule · Aug 31, 2004

SUPPLEMENTARY INFORMATION: On December 15, 2003, the Commission published for public comment a proposed revision of part 143 of its regulations, 17 CFR part 143, which would add administrative wage … The public comment period for the proposed revision of the Commission's part 143 rules closed on January 14, 2004. No comments were received.