Documents

Renewal of the Global Markets Advisory Committee

Federal Register · Notice · Jun 15, 2010

Written comments should be submitted to David A. Stawick, Secretary, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581. … The Global Markets Advisory Committee will operate for two years from the date of renewal unless, before the expiration of that time period, its charter is renewed in accordance with section 14(a)(2) of

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jun 22, 2004

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on February 23, 2004 (69 FR 8181-01).

Reporting Levels for Large Trader Reports; TRAKRS

Federal Register · Proposed Rule · Aug 5, 2002

DATES: Comments must be received by September 4, 2002. … The Commission specifically invites public comment on its application of the criteria contained in the Act for consideration.

Interpretive Guidance and Policy Statement Regarding Compliance With Certain Swap Regulations

Federal Register · Rule · Jul 26, 2013

The public comment period on the Proposed Guidance ended on August 27, 2012. … The public comment period on the Further Proposed Guidance ended on February 6, 2013.

Clearing Member Risk Management

Federal Register · Proposed Rule · Aug 1, 2011

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Act (CEA or Act)  3 to establish a comprehensive new regulatory framework for swaps.

Commodity Options and Agricultural Swaps

Federal Register · Proposed Rule · Feb 3, 2011

” and “Eligible Contract Participant,” 75 FR 80174, Dec. 21, 2010 (joint rulemaking with Securities and Exchange Commission (“SEC”), comment period closes February 22, 2011). … See also 57 FR 58423, Dec. 28, 1992, extending the comment period for an additional fourteen days. 51  58 FR 5587, Jan. 22, 1993.

Fees for Applications for Contract Market Designation

Federal Register · Proposed Rule · Nov 26, 1999

DATES: Comments must be received by December 27, 1999. ADDRESSES: Comments should be mailed to Jean A. … of the Regulatory Flexibility Act therefore do not apply.

Request for Comment on a Petition To Exempt Certain Over-the-Counter Agricultural Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to Section 4(c) of the Commodity Exchange Act

Federal Register · Notice · Nov 13, 2009

ACTION: Notice of request for comment. … Authority for granting such an exemption is found in Section 4(c) of the Commodity Exchange Act (CEA). DATES: Comments must be received on or before December 14, 2009.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · May 23, 2018

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … The Dodd-Frank Act and the CFTC Margin Rule On July 21, 2010, President Obama signed the Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). 2 Title VII of the Dodd-Frank Act amended

In the Matter of Intermarket Clearing Corporation-Request for Vacation From Designation as Derivatives Clearing Organization

Federal Register · Notice · Dec 18, 2003

ADDRESSES: Interested persons should submit their views and comments to Jean A. … ICC has requested that the vacation of its registration take place before the expiration of the ninety-day period.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 2, 2012

Under the Paperwork Reduction Act (44 U.S.C. 3501 et seq. ), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 29, 2012 (73 FR 81916).

Opting Out of Segregation

Federal Register · Proposed Rule · Mar 13, 2001

Comment Period Section 111 of the CFMA provides that a registered DTF may authorize an FCM to offer eligible contract participants the right to opt out of segregation with respect to trades on the DTF … Accordingly, the Commission is providing for only a 30-day comment period on the proposed new rule and rule amendments to implement the statutory requirements. D.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Rule · Jan 25, 2021

Paperwork Reduction Act The Paperwork Reduction Act of 1995 (“PRA”)  49 imposes certain requirements on Federal agencies, including the Commission, in connection with their conducting or sponsoring … The final rule provides for calculations based on the average of the last business day in each month of a three-month period.

Co-Location/Proximity Hosting Services

Federal Register · Proposed Rule · Jun 11, 2010

Comments may also be submitted at http://www.regulations.gov. All comments must be in English, or, if not, accompanied by an English translation. … The Commission specifically invites public comment on its application of the criteria contained in Section 15(a) of the Act and further invites interested parties to submit any quantifiable data that they

Reporting Levels and Recordkeeping

Federal Register · Proposed Rule · May 12, 2004

DATES: Comments must be received by June 11, 2004. … The Commission specifically invites public comment on its application of the criteria contained in section 15(a) of the Act for consideration.

Proposed Amendments to the Price Limit and Trading Halt Provisions in Domestic Stock Index Futures Contracts

Federal Register · Notice · Mar 20, 1998

for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purposes of the Commodity Exchange Act. … DATE: Comments must be received on or before April 6, 1998. [[Page 13639]] ADDRESS: Interested persons should submit their views and comments to Jean A.

Sunshine Act Meetings

Federal Register · Notice · Dec 6, 2019

COMMODITY FUTURES TRADING COMMISSION Sunshine Act Meetings TIME AND DATE: 9:00 a.m., Tuesday, December 10, 2019. … Period and Requesting Additional Comment; • Proposed Rule: Amendments to the Swap Clearing Requirement Exemption for Inter-Affiliate Swaps; • Proposed Rule: Settlements in Administrative

Privacy Act of 1974: System of Records

Federal Register · Notice · Aug 26, 1996

The Commission also invited public comment concerning two proposed routine uses for this system. No comments were received. … By name of the subject, by assigned key card number, by time period and by entry point.

Registration and Compliance Requirements for Commodity Pool Operators and Commodity Trading Advisors: Prohibiting Exemptions on Behalf of Persons Subject to Certain Statutory Disqualifications

Federal Register · Rule · Jul 8, 2020

of 1933, the Securities Exchange Act of 1934, the IA Act, the Investment Company Act of 1940, among other federal statutes, as well as any similar state statutes and any related regulations; any failure … , which, commenters argue, the new representation would only serve to duplicate. 83 Though the Commission agrees with commenters that RIAs are subject to conduct requirements under the IA Act, the

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 26, 2016

SUMMARY: In compliance with the Paperwork Reduction Act of 1995 (“PRA”), this notice announces that the Information Collection Request (“ICR”) abstracted below has been forwarded to the Office of … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information (“60 Day Notice”), implicated by the requirements of the Cleared Swap Reporting Release