Documents

Reestablishment of the Agricultural Advisory Committee

Federal Register · Notice · Sep 9, 2014

Please submit your comments using only one method and identify that you are commenting on the AAC's reestablishment. … SUPPLEMENTARY INFORMATION: In accordance with the Federal Advisory Committee Act (FACA), 5 U.S. C. App. II, the Commission is publishing this notice to announce the reestablishment of the AAC.

Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Federal Register · Proposed Rule · Dec 22, 2010

Request for Comment A. Generally B. Consistency With SEC Approach V. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Analysis I. … Request for Comment: The Commission requests comment generally on all of the proposed rules regarding swap dealers that act as advisors to Special Entities, and on the following specific issues: •

Reestablishment of the Global Markets Advisory Committee

Federal Register · Notice · Sep 9, 2014

Please submit your comments using only one method and identify that you are commenting on the GMAC's reestablishment. … SUPPLEMENTARY INFORMATION: In accordance with the Federal Advisory Committee Act (FACA), 5 U.S. C. App. II, the Commission is publishing this notice to announce the reestablishment of the GMAC.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · May 23, 2018

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … The Dodd-Frank Act and the CFTC Margin Rule On July 21, 2010, President Obama signed the Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). 2 Title VII of the Dodd-Frank Act amended

Reestablishment of the Technology Advisory Committee

Federal Register · Notice · Oct 1, 2014

Please submit your comments using only one method and identify that you are commenting on the TAC's reestablishment. … SUPPLEMENTARY INFORMATION: In accordance with the Federal Advisory Committee Act (FACA), 5 U.S.C. App. II, the Commission is publishing this notice to announce the reestablishment of the TAC.

In the Matter of Intermarket Clearing Corporation-Request for Vacation From Designation as Derivatives Clearing Organization

Federal Register · Notice · Dec 18, 2003

ADDRESSES: Interested persons should submit their views and comments to Jean A. … ICC has requested that the vacation of its registration take place before the expiration of the ninety-day period.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 2, 2012

Under the Paperwork Reduction Act (44 U.S.C. 3501 et seq. ), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 29, 2012 (73 FR 81916).

Opting Out of Segregation

Federal Register · Proposed Rule · Mar 13, 2001

Comment Period Section 111 of the CFMA provides that a registered DTF may authorize an FCM to offer eligible contract participants the right to opt out of segregation with respect to trades on the DTF … Accordingly, the Commission is providing for only a 30-day comment period on the proposed new rule and rule amendments to implement the statutory requirements. D.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Sep 22, 2020

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Request for Comment.

Reestablishment of the Technology Advisory Committee

Federal Register · Notice · Jun 2, 2010

Electronic comments may be submitted to shumenik@cftc.gov. … The Technology Advisory Committee will operate for two years from the date it is reestablished unless, before the expiration of that time period, its charter is renewed in accordance with section 14(a)

Privacy Act of 1974; System of Records

Federal Register · Notice · Dec 18, 2020

Follow the instructions for submitting comments through the Comments Online process on the website. … Administrative safeguards include maintenance of written policies, standards, and procedures reinforced by training and periodic auditing.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Rule · Jan 25, 2021

Paperwork Reduction Act The Paperwork Reduction Act of 1995 (“PRA”)  49 imposes certain requirements on Federal agencies, including the Commission, in connection with their conducting or sponsoring … The final rule provides for calculations based on the average of the last business day in each month of a three-month period.

Registration of Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Nov 23, 2010

The Commission requests comment on these options. … Membership will provide the Commission with flexibility with regard to its oversight of compliance with the Dodd-Frank Act and Commission regulations. Public Comment.

Co-Location/Proximity Hosting Services

Federal Register · Proposed Rule · Jun 11, 2010

Comments may also be submitted at http://www.regulations.gov. All comments must be in English, or, if not, accompanied by an English translation. … The Commission specifically invites public comment on its application of the criteria contained in Section 15(a) of the Act and further invites interested parties to submit any quantifiable data that they

Sunshine Act Meetings

Federal Register · Notice · Dec 6, 2019

COMMODITY FUTURES TRADING COMMISSION Sunshine Act Meetings TIME AND DATE: 9:00 a.m., Tuesday, December 10, 2019. … Period and Requesting Additional Comment; • Proposed Rule: Amendments to the Swap Clearing Requirement Exemption for Inter-Affiliate Swaps; • Proposed Rule: Settlements in Administrative

Petition of the Chicago Mercantile Exchange Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or Its Members Register as Futures Commission Merchants

Federal Register · Notice · Aug 23, 2007

DATES: Comments must be received on or before September 24, 2007. ADDRESSES: Comments should be sent to David A. … Request for Comments The Commission requests public comment on any aspect of the Petition that commenters believe may raise issues under the CEA or Commission regulations.

Privacy Act of 1974: System of Records

Federal Register · Notice · Aug 26, 1996

The Commission also invited public comment concerning two proposed routine uses for this system. No comments were received. … By name of the subject, by assigned key card number, by time period and by entry point.

Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Federal Register · Rule · Feb 17, 2012

Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, 76 FR 25274, May 4, 2011 (“Extension of Comment Periods”). … The Commission declines to reopen the comment period on this rulemaking.

Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers

Federal Register · Proposed Rule · Nov 17, 2010

Follow the instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. … Public Comment The Commission invites public comment on its cost-benefit considerations.

Alternative to Fingerprinting Requirement for Foreign Natural Persons

Federal Register · Proposed Rule · Jan 12, 2016

Should the Commission require that the background check be completed within a different period? 6. … Paperwork Reduction Act 1.