Documents

Privacy of Consumer Financial Information; Conforming Amendments Under Dodd-Frank Act

Federal Register · Rule · Jul 22, 2011

The 60-day public comment period on the Proposal expired on December 27, 2010. … SIFMA commented that the standard for relation to state laws should be the same as the standard under section 507(b) of the GLB Act.

Proposed Amendments to Minneapolis Grain Exchange Durum Wheat Futures Contract and an Application for Designation as a Contract Market in Durum Wheat Futures Options

Federal Register · Notice · Dec 1, 1997

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Agency Information Collection Activities: Proposed Collection; Comment Request: Part 41 Relating to Security Futures Products

Federal Register · Notice · Oct 26, 2007

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 21, 2007 (72 FR 46613).

Listing Standards and Conditions for Trading Security Futures Products

Federal Register · Rule · Nov 1, 2001

Overview of Comments and Final Rules The Commission received four letters in response to its request for comment on the proposed rules. 16 Generally, the commenters supported the proposed rules … (iv) For purposes of this section, average daily trading volume shall be calculated monthly, using data for the most recent six-month period.

Definitions

Federal Register · Rule · Feb 23, 2018

(4) Reevaluation period. … (4) Grace period.

Proposed Amendments to the Chicago Mercantile Exchange Oriented Strand Board Futures Contract

Federal Register · Notice · Dec 20, 1999

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15 days, rather

Trade Options

Federal Register · Rule · Mar 21, 2016

Then, on June 2, 2015, the Commission extended the comment period for the Proposal through June 22, 2015, in light of the Commission's then recently-published interpretation concerning forward contracts … comments.

Chicago Mercantile Exchange Application for Designation as a Contract Market in Ninety Percent Lean Boneless Futures, and a Proposal To Amend and To Recommence Trading in the Dormant Fifty Percent Lean Boneless Beef Trimmings Futures Contract

Federal Register · Notice · Sep 23, 1996

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purposes of the Commodity Exchange Act. … [[Page 49737]] DATES: Comments must be received on or before October 23, 1996. ADDRESSES: Interested persons should submit their views and comments to Jean A.

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0051, Part 39 Derivatives Clearing Organizations

Federal Register · Notice · Nov 18, 2008

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on September 9, 2008 (73 FR 52330).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Mar 9, 2009

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 29, 2008 (73 FR 79452).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Dec 2, 2009

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on October 2, 2009 (74 FR 50957).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Nov 12, 2002

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on September 26, 2002 (67 FR 60641).

Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds

Federal Register · Proposed Rule · Feb 8, 2019

The docket may be viewed after the close of the comment period in the same manner as during the comment period. … A final regulatory flexibility analysis will be conducted after comments received during the public comment period have been considered. The Board welcomes comment on all aspects of its analysis.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · May 10, 2016

), in compliance with the Paperwork Reduction Act (PRA), for the Generic Clearance for the Qualitative Collection of Feedback for Agency Service Delivery. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on March 4, 2016 (81 FR 11520).

Operation, in the Ordinary Course, of a Commodity Broker in Bankruptcy

Federal Register · Proposed Rule · Dec 16, 2009

DATES: Submit comments on or before January 15, 2010. … Follow the instructions for submitting comments. • Agency Web Site: http://www.cftc.gov. Follow the instructions for submitting comments on the Web site. • E-mail: secretary@cftc.gov.

Exemption for Commodity Pool Operators With Respect to Offerings to Qualified Eligible Participants; Exemption for Commodity Trading Advisors With Respect to Advising Qualified Eligible Clients

Federal Register · Proposed Rule · Mar 2, 2000

Several commenters suggested that the 12-month period would unnecessarily limit the ability of new employees who had equivalent experience with their previous employer to invest in the fund. … (ii) Periodic reporting.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Apr 11, 2018

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on January 12, 2018 (83 FR 1609).

Requirements for Processing, Clearing, and Transfer of Customer Positions

Federal Register · Proposed Rule · Mar 10, 2011

Solicitation of Comments The Commission solicits comment on all aspects of the proposed § 23.506. … period of time” or “as soon as practicable” would better convey the intended meaning.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Feb 2, 2016

SUMMARY: In compliance with the Paperwork Reduction Act of 1995 (“PRA”), this notice announces that the Information Collection Request (“ICR”) abstracted below has been forwarded to the Office of Management … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 3, 2015 (80 FR 75663).

Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to Nonbank Swap Dealers Subject to Regulation by the Financial Services Agency of Japan

Federal Register · Rule · Jul 18, 2024

Financial Reporting Rules The public comment period on the FSA Application, the proposed Comparability Determination, and the proposed Comparability Order ended on October 7, 2022. … (Act No. 86 of 2005).