Documents

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jan 10, 2017

(OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 11, 2013 (78 FR 75333).

Applications of the Cantor Financial Futures Exchange, Inc. for Designation as a Contract Market in Flexible Coupon U.S. Treasury Bond and 10-Year, 5-Year and 2-Year U.S. Treasury Note Futures

Federal Register · Notice · Jan 25, 1999

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Applications of the Chicago Board of Trade for Designation as a Contract Market in TVA Hub Electricity Futures and Options and ComEd Hub Electricity Futures and Options, Submitted Under 45-Day Fast Track Procedures

Federal Register · Notice · Apr 2, 1998

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Exempt Commercial Markets

Federal Register · Proposed Rule · Nov 25, 2003

DATES: Comments must be received by January 26, 2004. … The Commission specifically invites public comment on its application of the criteria contained in the Act for consideration.

Risk Disclosure by Futures Commission Merchants, Introducing Brokers, Commodity Pool Operators and Commodity Trading Advisors to Customers; Bankruptcy Disclosure

Federal Register · Uncategorized Document · Jul 5, 1994

The Commission intends to update and amend the list periodically, as appropriate, in the Federal Register. … Regulatory Flexibility Act The Regulatory Flexibility Act (RFA), 5 U.S.C. Sec. 601 et seq., requires that agencies, in proposing rules, consider the impact of these rules on small business.

Registration of Intermediaries

Federal Register · Proposed Rule · Apr 26, 2007

DATES: Comments must be received on or before May 29, 2007. … ADDRESSES: Comments on the Proposal should be sent to Eileen Donovan, Acting Secretary, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.

Agency Information Collection Activities Under OMB Review: Notice of Intent To Renew Collection 3038-0023, Registration Under the Commodity Exchange Act

Federal Register · Notice · Jun 16, 2004

Abstract: The Commodity Exchange Act (Act) authorizes the Commission to deny, revoke or condition registration under the Act if an applicant or registrant is subject to various statutory disqualifications … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on April 30, 2004 (69 FR 23732).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Apr 22, 2002

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on March 11, 2002 (67 FR 10895).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jun 29, 2016

The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on March 29, 2016 (81 FR 17447). … This rule is promulgated pursuant to the Commission's rulemaking authority contained in Section 5 of the Commodity Exchange Act, 7 U.S.C. 7 (2010).

Registration of Intermediaries

Federal Register · Rule · Aug 28, 2012

Comments  4 and Responses A. … forth in the Dodd-Frank Act.

Applications of the New York Mercantile Exchange for Designation as a Contract Market in PJM Electricity Futures and Options, Submitted Under 45-Day Fast Track Procedures

Federal Register · Notice · Dec 7, 1998

for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purposes of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Aug 25, 2003

Abstract: Sections 8(a)(i) and (ii) of the Commodity Exchange Act provide for the efficient execution of the provisions of the Act and in order to inform Congress, the Commission may make investigations … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on June 17, 2003 (68 FR 35870).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Mar 4, 2003

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on November 14, 2002 (67 FR 68995).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Dec 16, 2008

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on October 2, 2008 (73 FR 57338).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Aug 5, 2002

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on June 27, 2002 (67 FR 43285).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Sep 6, 2005

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on June 21, 2005 (70 FR 35641).

Application of the NYFE for Designation as a Contract Market in Futures on the NYSE Small Composite Index

Federal Register · Notice · Dec 29, 1997

DATES: Comments must be received on or before January 8, 1998. ADDRESSES: Interested persons should submit their views and comments to Jean A. … period is appropriate.

Definition of “Client” of a Commodity Trading Advisor

Federal Register · Rule · Feb 24, 2006

The definition also covers advice provided over a period of time pursuant to a subscription arrangement or on a one-time basis. … According to this commenter, Section 4 o of the Act imposes fiduciary standards and such standards cannot constitutionally be imposed on providers of impersonal advice.

Listing Standards and Conditions for Trading Security Futures Products

Federal Register · Rule · Nov 1, 2001

Overview of Comments and Final Rules The Commission received four letters in response to its request for comment on the proposed rules. 16 Generally, the commenters supported the proposed rules … (iv) For purposes of this section, average daily trading volume shall be calculated monthly, using data for the most recent six-month period.

Agency Information Collection Activities Under OMB Review: Notice of Intent To Renew Collection 3038-0055, Privacy of Consumer Financial Information

Federal Register · Notice · Jul 30, 2007

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on May 22, 2007 (72 FR 28686).