Documents

Applications of the Cantor Financial Futures Exchange, Inc. for Designation as a Contract Market in Flexible Coupon U.S. Treasury Bond and 10-Year, 5-Year and 2-Year U.S. Treasury Note Futures

Federal Register · Notice · Jan 25, 1999

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Applications of the Chicago Board of Trade for Designation as a Contract Market in TVA Hub Electricity Futures and Options and ComEd Hub Electricity Futures and Options, Submitted Under 45-Day Fast Track Procedures

Federal Register · Notice · Apr 2, 1998

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 22, 2007

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 14, 2007 (72 FR 45420).

Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

Federal Register · Rule · Apr 27, 2009

The Commission received six comment letters in response to the 2007 proposed amendments, but after careful consideration determined not to act upon them. 16 Instead, on November 23, 2007, the Commission … Specific Comments Received and the Commission's Response The Commission received five comment letters in response to the 2009 amendments, including comments from ICE Futures U.S., Inc.

Agency Information Collection Activities: Financial Education Content Needs Survey

Federal Register · Notice · Jan 16, 2013

of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on October 30, 2012.

Interpretation Regarding Use of Electronic Media by Commodity Pool Operators and Commodity Trading Advisors

Federal Register · Rule · Aug 14, 1996

Comments should be received on or before October 15, 1996. ADDRESSES: Comments should be submitted to Jean A. … $5 million during any twelve month period, including up to $1.5 million in non-issuer resales.

Swap Execution Facility Order Book Requirement for Permitted Transactions

Federal Register · Proposed Rule · Aug 26, 2026

(“CEA” or “Act”). … Request for Comment III. Effective Date and Transition Period IV. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Dec 2, 2014

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on September 30, 2014 (79 FR 58751).

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0033, Notification of Pending Legal Proceedings

Federal Register · Notice · Aug 23, 2021

under the Administrative Procedures Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Burden Statement: The annual respondent burden for this collection during the renewal period is estimated to be as follows: Estimated Number of Annual Respondents: 97.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Jun 29, 2016

The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on March 29, 2016 (81 FR 17447). … This rule is promulgated pursuant to the Commission's rulemaking authority contained in Section 5 of the Commodity Exchange Act, 7 U.S.C. 7 (2010).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 22, 2015

The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 7, 2015 (80 FR 47477). … Abstract: Section 727 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) specifically required that each swap subject to the Commodity Futures Trading Commission's jurisdiction

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 28, 2020

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 18, 2020 (85 FR 50805).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Apr 22, 2002

Office of Management and Budget (OMB) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on March 11, 2002 (67 FR 10895).

Final Rulemaking Permitting Futures-Style Margining of Commodity Options

Federal Register · Rule · Jun 16, 1998

statements in Regulation 33.7(b) and Appendix A to Regulation 1.55(c).\1\ The original comment period was scheduled to end on February 2, 1998, but was extended by the Commission until March 4, 1998.\ … Regulatory Flexibility Act The Regulatory Flexibility Act (``RFA''), 5 U.S.C.

Applications of the New York Mercantile Exchange for Designation as a Contract Market in PJM Electricity Futures and Options, Submitted Under 45-Day Fast Track Procedures

Federal Register · Notice · Dec 7, 1998

for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purposes of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 20, 2015

The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 7, 2015 (80 FR 47475). … Abstract: Section 738 of the Dodd-Frank Act amended section 4(b) of the Commodity Exchange Act to provide that the Commission may adopt rules and regulations requiring Foreign Boards of Trade (“FBOTs

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · May 22, 2026

A Federal Register Notice with a 60-day comment period soliciting comments on the ICR was published on March 5, 2026. DATES: Comments must be submitted on or before June 22, 2026. … Exchange Act, 7 U.S.C. 1 et seq., at 7 U.S.C. 2(a)(15), and is not subject to the Federal Advisory Committee Act (FACA), 5 U.S.C. 1001 et seq.

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0024; Regulations and Forms Pertaining to the Financial Integrity of the Marketplace

Federal Register · Notice · Apr 9, 2019

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … For example, FCMs have both daily and monthly financial reporting obligations, annual certified financial and compliance report obligations, and periodic notice requirements.

Public Meetings

Federal Register · Proposed Rule · Jun 19, 1997

Trade options, however, are not permitted on the agricultural commodities which are enumerated in the Commodity Exchange Act, 7 U.S.C. 1 et seq. (Act). 17 CFR 32.2. … The comment period will remain open until July 24, 1997. Id.

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0013, Exemptions From Speculative Limits

Federal Register · Notice · Apr 16, 2015

Comments on the Paperwork Reduction Act implications of the Position Limits for Derivatives proposal were solicited through the proposal itself, the comment period for which (as extended and reopened) … under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.