Documents

Application of the Chicago Board of Trade for Designation as a Contract Market in Dow Jones Composite Average SM Index Futures and Futures Options

Federal Register · Notice · Apr 28, 2000

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … Accordingly, the Division believes that an abbreviated 15-day comment period is appropriate for the subject applications.

Applications of the Chicago Mercantile Exchange for Designation as a Contract Market in E-Mini Nasdaq 100 Futures and Options

Federal Register · Notice · Mar 4, 1999

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … Accordingly, the Division believes that an abbreviated 15-day comment period is appropriate for the subject applications.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Mar 2, 2012

Abstract: Parts 15 through 19 and 21 of the Commission's regulations under the Commodity Exchange Act (Act) require large trader reports from clearing members, futures commission merchants, and foreign … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on December 28, 2011 (76 FR 81481).

Registration With Alternative Compliance for Non-U.S. Derivatives Clearing Organizations

Federal Register · Rule · Oct 21, 2020

Responses to Additional Requests for Comment H. Additional Comments III. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D. … The Commission received a total of 15 substantive comment letters in response. 21 After the initial sixty-day comment period expired, the Commission extended the comment period for an additional sixty

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Mar 18, 2013

(“OMB”) for review and comment. … The Federal Register Notice for the 60-day comment period on this request for approval of an extension of a previously-approved information collection was published on December 31, 2012. 1

Applications of the Chicago Board of Trade for Designation as a Contract Market in Futures and Options on the CBOT Argentina Brady Bond Index

Federal Register · Notice · Feb 7, 1996

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purposes of the Commodity Exchange Act. … The SEC published the proposed amendment to Rule 240.3a12-8 in the Federal Register for a 30-day public comment period on December 20, 1995.

Regulatory Flexibility Agenda

Federal Register · Proposed Rule · Mar 31, 2021

The Supplemental NPRM was published in the Federal Register on November 25, 2016, with a 90-day comment period closing on January 24, 2017. … The Commission subsequently extended the comment period until May 1, 2017.

Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest

Federal Register · Proposed Rule · Oct 18, 2010

The Commission seeks comment as to whether such period should be increased, given (i) current concerns regarding further protecting regulatory functions from directors that are conflicted due to industry … The Commission requests comment on the (i) timing of effectiveness for the final rules, and (ii) the length of the phase-in implementation period.

Investment of Customer Funds by Futures Commission Merchants and Derivatives Clearing Organizations

Federal Register · Proposed Rule · Nov 21, 2023

time period? … period.

Listing Standards and Conditions for Trading Security Futures Products

Federal Register · Proposed Rule · Jul 20, 2001

Request For Comments IV. Costs And Benefits Of The Proposed Rules V. Related Matters A. Paperwork Reduction Act B. Regulatory Flexibility Act VI. … Request for Comments The Commission solicits comments on all aspects of Proposed Rules 41.21 through 41.25 under the CEA.

Agency Information Collection Activities: Proposed Collection Revision, Comment Request: Adoption of Revised Registration Form 8-R and Cancellation of Form 3-R

Federal Register · Notice · Apr 28, 2017

comment. … under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Dec 23, 2015

and Budget (“OMB”) for review and comment. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on October 15, 2015 (80 FR 62045).

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 22, 2015

The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 7, 2015 (80 FR 47477). … Abstract: Section 727 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) specifically required that each swap subject to the Commodity Futures Trading Commission's jurisdiction

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Oct 28, 2020

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on August 18, 2020 (85 FR 50805).

Applications of the New York Futures Exchange for Designation as a Contract Market in Russell 1,000 Large Index Futures and Russell 1,000 Index Futures Options

Federal Register · Notice · Jan 4, 1999

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … Accordingly, the Division believes that an abbreviated 15-day comment period is appropriate for the subject applications.

Application of the KCBT for Designation as a Contract Market in Western Natural Gas Index Futures Contracts

Federal Register · Notice · May 6, 1999

proposal for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15 days, rather

Application of the New York Mercantile Exchange in Mid-Columbia Electricity Futures Contracts Submitted Under 45-Day Fast Track Procedures

Federal Register · Notice · Aug 25, 1999

proposal for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15 days, rather

Application of the Chicago Board of Trade for Designation as a Contract Market in PJM Western Hub Electricity Futures and Options, Submitted Under Fast Track Review Procedures

Federal Register · Notice · Dec 24, 1998

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the fast track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Applications of the Chicago Board of Trade for Designation as a Contract Market in Futures and Options on Medium Term Inflation Index U.S. Treasury Notes and Inflation Index U.S. Treasury Bonds

Federal Register · Notice · Apr 25, 1997

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … In view of the limited review period provided under the Fast Track procedures, the Commission has determined to publish for public comment notice of the availability of the terms and conditions for 15

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Sep 2, 2022

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … The Federal Register notice with a 60-day comment period soliciting comments on this collection of information was published on July 01, 2022 (87 FR 39501).