Documents

Order Finding That the San Juan Financial Basis Contract Traded on the IntercontinentalExchange, Inc., Does Not Perform a Significant Price Discovery Function

Federal Register · Notice · May 5, 2010

Upon the close of the comment period, the Commission will consider, among other things, all relevant information regarding the subject contract and issue an order announcing and explaining its determination … For subsequent SPDCs, ECMs have a grace period of 30 calendar days to demonstrate core principle compliance. II.

Economic and Public Interest Requirements for Contract Market Designation

Federal Register · Rule · Jun 1, 1999

); must provide for delivery periods which will prevent market congestion (Section 5a(a)(4) of the Act); and must permit delivery on the contract of such grades, at such points and at such quality and … Comments Two commenters, the Chicago Board of Trade (CBT) and the Minneapolis Grain Exchange (MGE), responded to the notice of proposed rulemaking.

Recordkeeping; Reports by Futures Commission Merchants, Clearing Members, Foreign Brokers, and Large Traders

Federal Register · Rule · May 2, 1997

Since this testing may take a period of time to complete, the Commission will take no enforcement action during the testing period against [[Page 24027]] reporting firms if they are not in compliance … Paperwork Reduction Act (PRA) When publishing final rules, the Paperwork Reduction Act of 1995 (Pub.

Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy

Federal Register · Rule · Nov 6, 2013

(the “Dodd-Frank Act”). … See Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, 76 FR 25274 (May 4, 2011). 11  Letters were received

Electronic Filing of Notices of Exemption and Exclusion Under Part 4 of the Commission's Regulations

Federal Register · Rule · Jan 16, 2007

The Commission's proposal solicited public comment on this analysis. 15 No comments were received. … Act.

Concept Release on the Placement of a Foreign Board of Trade's Computer Terminals in the United States

Federal Register · Proposed Rule · Jul 24, 1998

The Commission desires to act as quickly as practicable in this regard and, accordingly, intends to adhere strictly to the 60-day comment period provided for in this release. A. … The Commission requests comment as to whether ten business days is a reasonable time period in which to update such information.

Effective Date for Swap Regulation

Federal Register · Proposed Rule · Oct 25, 2011

Follow the instructions for submitting comments. Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. … provided in section 723(c) of the Dodd-Frank Act regarding former CEA section 2(h) and section 734(c) of the Dodd-Frank Act regarding former CEA section 5d ( i.e., for “not longer than a 1-year period

Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”

Federal Register · Proposed Rule · Dec 21, 2010

In addition, we request comment on the appropriateness of the proposed reevaluation period. … (b) Reevaluation period.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Aug 29, 2018

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … For clarity, this notice expresses such burdens in terms of those that would be imposed on one respondent during the three year period.

Order Providing Exemptive Relief To Facilitate Listing of Cash-Settled Futures on Individual Equity Securities

Federal Register · Rule · Jul 21, 2026

of 1934 and Request for Comment in Connection With the Opening Price Settlement Requirements of Rule 6h-1(b) Under the Securities Exchange Act of 1934 for Certain Cash-Settled Securities Futures, 91 FR … Countryman re: Request for Exemption Response to Comment Letters (June 9, 2026), available at https://www.sec.gov/comments/S7-2026-04/s7202604-809059-2460867.pdf (the “CME Comment Letter”).

Derivatives Clearing Organization Risk Management Regulations To Account for the Treatment of Separate Accounts by Futures Commission Merchants

Federal Register · Proposed Rule · Apr 14, 2023

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Regulatory Flexibility Act C. Paperwork Reduction Act I. Background A.

Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps To Account for the Transition From LIBOR and Other IBORs to Alternative Reference Rates

Federal Register · Rule · Aug 24, 2022

Regulatory Flexibility Act B. Paperwork Reduction Act C. Antitrust Laws D. Congressional Review Act I. Background A. … during that period.

Acknowledgment Letters for Customer Funds and Secured Amount Funds

Federal Register · Proposed Rule · Aug 9, 2010

DATES: Submit comments on or before September 8, 2010. … Follow the instructions for submitting comments. • Agency Web Site: http://www.cftc.gov. Follow the instructions for submitting comments on the Web site.

Risk Management Program Regulations for Swap Dealers, Major Swap Participants, and Futures Commission Merchants

Federal Register · Proposed Rule · Jul 18, 2023

programs, the enumerated risks these programs must monitor and manage, and the specific risk considerations they must take into account; the Commission further seeks comment on how the related periodic … Background Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act  1 (Dodd-Frank Act) amended the Commodity Exchange Act (CEA)  2 to establish a comprehensive regulatory

Derivatives Clearing Organizations and International Standards

Federal Register · Rule · Dec 2, 2013

period. … period.

Chicago Mercantile Exchange Proposed Rule Amendments To Establish a Globex Foreign Exchange Facility

Federal Register · Notice · Mar 11, 1996

.\1\ Acting pursuant to the authority delegated by Commission Regulation 140.96, the Division of Trading and Markets has determined to publish the CME proposal for public comment. … Request for Comments The Commission requests comments on any aspect of the CME's proposed rule amendments that members of the public believe may raise issues under the Act or Commission regulations

Certain Swap Data Repository and Data Reporting Requirements

Federal Register · Proposed Rule · May 13, 2019

Request for Comments VII. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D. Anti-Trust Considerations I. Background A. … 2) from ten years to a different period of time?

Reporting and Information Requirements for Derivatives Clearing Organizations

Federal Register · Proposed Rule · Dec 15, 2022

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D. Antitrust Considerations I.

Extension of Time To File Annual Reports for Commodity Pools

Federal Register · Rule · Dec 26, 2000

The 30-day comment period expired on December 7, 2000. The Commission received four comment letters, which generally supported the proposed rulemaking. … Only a small number of past requests have exceeded the 150-day period.

Regulation Automated Trading

Federal Register · Proposed Rule · Dec 17, 2015

Paperwork Reduction Act 1. … Regulatory Flexibility Act Analysis 109. The Commission requests comment on each element of its RFA analysis.