Documents

Exclusion of Utility Operations-Related Swaps With Utility Special Entities From De Minimis Threshold for Swaps With Special Entities

Federal Register · Proposed Rule · Jun 2, 2014

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … Whenever an agency publishes a general notice of proposed rulemaking for any rule, pursuant to the notice-and-comment provisions of the Administrative Procedure Act  34 a regulatory flexibility analysis

Petition of the Chicago Board of Trade, the Chicago Mercantile Exchange, and the New York Mercantile Exchange for Exemption Pursuant to Section 4(c) of the Commodity Exchange Act

Federal Register · Notice · Aug 25, 1999

DATES: Comments must be received on or before October 12, 1999. ADDRESSES: Comments should be submitted to Jean A. … Under the Exchanges' petition, proposals in each of the three areas of requested relief would not be subject to a public comment period.

Applications of the Chicago Mercantile Exchange for Designation as a Contract Market in Futures and Options on Three Month Eurodallar FRAs

Federal Register · Notice · May 14, 1999

That comment period ended on September 9, 1998. … The Commission has determined that an additional period for public comment on the proposals will assist the Commission in considering the views of interested persons, and is consistent with the purposes

Risk Management Exemption From Federal Speculative Position Limits

Federal Register · Proposed Rule · Nov 27, 2007

The Commission specifically invites public comment on its application of the cost benefits criteria of the Act. … In compliance with the Act, the Commission, through this rule proposal, solicits comment to: (1) Evaluate whether the proposed collection of information is necessary for the proper performance of the functions

Joint Final Rules: Application of the Definition of Narrow-Based Security Index to Debt Securities Indexes and Security Futures on Debt Securities

Federal Register · Rule · Jul 13, 2006

Only 2% of municipal issuers had 1,000 or more trades in their securities during that 10.5-month period. … This analysis will have to be performed at the initial listing and monitored periodically to ensure continued compliance under new Exchange Act Rule 3a55-4.

Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries

Federal Register · Rule · Sep 10, 2010

Separately, a comment letter was received significantly after the comment period was closed objecting to the net capital charges applicable to retail foreign currency options set forth in proposed Regulation … Several commenters lodged criticisms or made observations that go to the scope of the Commission's authority, as provided in the Act and CRA, or otherwise.

Clearing Requirement Determination Under Section 2(h) of the CEA

Federal Register · Proposed Rule · Aug 7, 2012

Regulatory Flexibility Act B. Paperwork Reduction Act I. Background A. … Act in 2010.

Chicago Mercantile Exchange: Proposed Amendments to the Cash Settlement Provisions of the CME Russian Ruble Futures Contract

Federal Register · Notice · Sep 3, 1998

for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purpose of the Commodity Exchange Act. … The comment period is abbreviated in view of the short time period remaining to the expiration date of the September contract and in view of the recent suspension by MICEX of its daily fixing of the rubles

General Regulations and Derivatives Clearing Organizations

Federal Register · Proposed Rule · Dec 13, 2010

Regulatory Flexibility Act B. Paperwork Reduction Act 1. Information Provided by Reporting Entities/Persons 2. Information Collection Comments C. Cost-Benefit Analysis I. … Public Comment. The Commission invites public comment on its cost-benefit considerations.

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date

Federal Register · Rule · Jun 16, 2025

comment. … Given the time constraints, a notice and comment period could not reasonably be completed prior to the Current Compliance Date. 23   See Section 553(b)(B) of the Administrative Procedure Act

Agency Information Collection Activities: Notice of Intent To Extend and Revise Collections 3038-0023 and 3038-0072; Adoption of Revised Registration Form 7-R

Federal Register · Notice · Mar 11, 2019

comment. … under the Administrative Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Rules Relating to Intermediaries of Commodity Interest Transactions

Federal Register · Proposed Rule · Aug 28, 2001

DATES: Comments must be received by September 12, 2001. ADDRESSES: Comments on the proposed rules should be sent to Jean A. … The Act requires that registrants receive training on a periodic basis.

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Extension of Compliance Date

Federal Register · Rule · Feb 5, 2025

comment. … Given the time constraints, a notice and comment period could not be reasonably be completed prior to the Initial Compliance Date.

Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS® Gold Trust Shares

Federal Register · Notice · Apr 23, 2008

of 1934 (“the '34 Act”). 3 3  15 U.S.C. 78q-l. … The length of the comment period for this proposal is informed by the fact that the ST Gold Futures Contracts proposal is outstanding, and the goal of addressing both proposals simultaneously.

Advertising by Commodity Pool Operators, Commodity Trading Advisors, and the Principals Thereof

Federal Register · Proposed Rule · Aug 23, 2006

ADDRESSES: Comments on the Proposal should be sent to Eileen Donovan, Acting Secretary, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581. … Commenters also are invited to submit any data that they may have quantifying the costs and benefits of the Proposal with their comment letters.

Orders Finding That the PJM WH Real Time Peak Daily Contract, PJM WH Real Time Off-Peak Daily Contract and PJM WH Day Ahead LMP Peak Daily Contract Offered for Trading on the IntercontinentalExchange, Inc., Do Not Perform a Significant Price Discovery Function

Federal Register · Notice · Jul 21, 2010

Upon the close of the comment period, the Commission will consider, among other things, all relevant information regarding the subject contract and issue an order announcing and explaining its determination … For subsequent SPDCs, ECMs have a grace period of 30 calendar days to demonstrate core principle compliance. II.

Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments

Federal Register · Proposed Rule · Oct 12, 2023

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Background As amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), 1 section 1a(11) of the Commodity Exchange Act (CEA or Act) defines the term “commodity

Special Calls

Federal Register · Rule · Aug 31, 2007

The Proposed Rules These amendments were published for comment at 72 FR 34417, June 22, 2007, with a 30-day comment period. … In the notice of proposed rulemaking, the Commission specifically invited public comment on its application of the criteria contained in the Act.

Privacy Act of 1974; System of Records

Federal Register · Notice · Apr 26, 2019

before the comment period has closed or because the comment contains obscenities or other material deemed inappropriate for publication by the Commission. … All other submissions received that do not fall under proposed rulemaking will be retained in accordance with the retention period for the appropriate subject item in the Commission's records disposition

Agency Information Collection Activities: Notice of Intent To Extend

Federal Register · Notice · Sep 22, 2026

This notice solicits comments on the extension of information collection requirements provided for by Part 5 of the Commission's regulations under the Commodity Exchange Act (“CEA”). … the matter and will be considered as required under the Administrative Procedure Act, the Paperwork Reduction Act, and other applicable laws, and may be accessible under the FOIA.