Documents

Position Limits for Derivatives

Federal Register · Proposed Rule · Feb 27, 2020

Comment Period and Compliance Date The public may comment on these rules during a 90-day period that starts after this proposal has been approved by the Commission. … Air Act that “[n]o regulation is `appropriate' if it does significantly more harm than good.”  413 That was not a CEA case, but the Commission finds the Court's reasoning persuasive in this context

Adaptation of Regulations To Incorporate Swaps

Federal Register · Rule · Nov 2, 2012

The Commission considers this revision to regulation 38.2 technical in nature as it merely cleans up the discrepancy created by the revisions to regulation 1.35. … After prompt consideration of all relevant information, the Commission shall, within a reasonable period of time after the close of the comment period, issue an order explaining its determination whether

Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant”

Federal Register · Rule · May 23, 2012

See letters from Air Transport Association of America, Inc. … See, e.g., letter from Needham Oil & Air, LLC.

Certain Swap Data Repository and Data Reporting Requirements

Federal Register · Proposed Rule · Apr 17, 2020

ACTION: Reopening of comment period. … The comment period for the NPRM was originally scheduled to close on July 29, 2019. The Commission subsequently extended the comment period for 90 days to October 28, 2019.

Position Limits for Derivatives and Aggregation of Positions

Federal Register · Proposed Rule · Jul 3, 2014

ACTION: Notice of proposed rulemaking; extension of comment periods. … Thus, both comment periods will end on August 4, 2014. Issued in Washington, DC, on June 27, 2014, by the Commission. Christopher J. Kirkpatrick, Acting Secretary of the Commission.

Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act

Federal Register · Proposed Rule · May 4, 2011

ACTION: Reopening and extension of comment periods. … For those rulemakings listed herein for which the comment period closes during the extension's comment period, the comment period is extended until June 3, 2011.

Real-Time Public Reporting of Swap Transaction Data

Federal Register · Rule · Jan 9, 2012

Effectiveness/Implementation and Interim Period IV. Paperwork Reduction Act V. Cost-Benefit Considerations VI. Regulatory Flexibility Act VII. List of Commenters I. Background A. … The comment periods for most proposed rulemakings implementing the Dodd-Frank Act—including the proposed part 43 rules—subsequently were reopened for the period of April 27 through June 2, 2011.

Position Limits for Derivatives and Aggregation of Positions

Federal Register · Proposed Rule · May 29, 2014

ACTION: Notice of proposed rulemaking; reopening of comment periods. … Appendix to Position Limits for Derivatives and Aggregation of Positions Reopening of Comment Periods—Commission Voting Summary On this matter, Acting Chairman Wetjen and Commissioner O'Malia voted

Post-Trade Name Give-Up on Swap Execution Facilities

Federal Register · Proposed Rule · Feb 12, 2019

ACTION: Extension of comment period. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Proposed Rulemaking Concerning Contract Market Rule Review Procedures

Federal Register · Proposed Rule · Dec 17, 1996

(or a 75-day period in the case of rules published for comment in the Federal Register) or the contract market agreed to another, specified review period. … As previously noted, the ten- day period within which rules would be deemed approved is much shorter than the 180-day period provided for in the Act.

Regulatory Flexibility Agenda

Federal Register · Proposed Rule · Dec 26, 2019

Timetable:   Action Date FR Cite ANPRM 09/12/13 78 FR 56542 ANPRM Comment Period End 12/11/13 ANPRM Comment Period Extended 01/24/14 79 FR 4104 ANPRM Comment … Period Extended End 02/14/14 NPRM 12/17/15 80 FR 78824 NPRM Comment Period End 03/16/16 NPRM Comment Period Reopened 06/10/16 81 FR 36484 NPRM Comment Period Reopened

Acceptance of Public Submissions Regarding the Study of Stable Value Contracts

Federal Register · Notice · Oct 2, 2012

ACTION: Request for comment; reopening of comment period. … The original comment period for the study closed on September 26, 2011.

Derivatives Clearing Organization General Provisions and Core Principles

Federal Register · Proposed Rule · May 16, 2019

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … The Commission may stay the running of the 180-day review period if an application is materially incomplete, in accordance with section 6(a) of the Act. (2) Delegation of authority.

Financial Reporting and Debt-Equity Ratio Requirements for Futures Commission Merchants and Introducing Brokers

Federal Register · Rule · Jan 31, 1997

The 30 day public comment period on the Proposals expired on March 27, 1996. … A number of the commenters proposed alternative filing periods to those contained in the Proposals. These comments and alternatives are discussed more fully below.

Antidisruptive Practices Authority

Federal Register · Notice · May 28, 2013

The Commission requested comment on all aspects of the Proposed Order, with the comment period ending on May 17, 2011. … , the Commission also considered the ANPR and December 2, 2010 roundtable comments, as well as comments related to section 747 of the Dodd-Frank Act that were filed in response to the SEF notice of proposed

Revised Procedures for Commission Review and Approval of Applications for Contract Market Designation and of Exchange Rules Relating to Contract Terms and Conditions

Federal Register · Rule · Mar 7, 1997

As part of the 1978 amendments to the Act, Congress added the provision requiring a public comment period for economically significant proposed exchange rules. … See, section 5a(a)(12)(A) of the Act. III. Comments Received and Final Rules The Commission received seven comment letters from eight commenters.

Recordkeeping

Federal Register · Rule · May 30, 2017

the Commission provide a phase-in period for establishing, maintaining and implementing written policies and procedures. 20 16   E.g., ISDA comment letter. 17   E.g., IECA … Paperwork Reduction Act 1.

Certain Swap Data Repository and Data Reporting Requirements

Federal Register · Proposed Rule · Oct 29, 2019

ACTION: Extension of comment period. … The comment period for the NPRM was originally scheduled to close on July 29, 2019. The Commission subsequently extended the comment period for 90 days to October 28, 2019.

Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

Federal Register · Proposed Rule · Jan 18, 2013

ACTION: Extension of comment period. … that the Commission extend the comment period for the proposal.

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Notice That Delivery Point Specifications Must be Amended

Federal Register · Notice · Apr 24, 1997

SUPPLEMENTARY INFORMATION: The Commission has determined to extend the comment period for the subject notice. The comment period has been open for only 32 days. … period, the Commission believes that an extension of the comment period until June 16, 1997, would give interested parties sufficient additional time to evaluate the proposal and to submit their comments