Documents

Commodity Pool Operator Electronic Filing of Annual Reports

Federal Register · Proposed Rule · Dec 15, 2005

Act. … (b) * * * (2) Periodic reporting relief .

Order of the Commodity Futures Trading Commission Relating to the Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations

Federal Register · Rule · Oct 2, 2025

Extension of Open Comment Periods on Proposed Regulation and Other Matters That May Be Subject to a Request for Comment by the Commission Finally, the Commission has proposed rules for which the comment … Extension of Open Comment Periods on Proposed Regulation and Other Matters That May Be Subject to a Request for Comment by the Commission.

Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants

Federal Register · Rule · May 23, 2024

Regulatory Flexibility Act B. Paperwork Reduction Act 1. Background 2. … The comment period for the Proposal ended on February 13, 2024. 21 The Commission received four substantive comment letters. 22 In general, all of these letters expressed general support for

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TETCO-M3 Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

(“ICE”), an exempt commercial market (“ECM”) under sections 2(h)(3)-(5) of the Commodity Exchange Act (“CEA” or the “Act”), performs a significant price discovery function. … of time after the close of the comment period, issue an order explaining its determination.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the AECO Financial Basis Contract, Offered for Trading on the Intercontinental Exchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NGPL TXOK Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

DATES: Comments must be received on or before October 26, 2009. ADDRESSES: Comments may be submitted by any of the following methods: • Follow the instructions for submitting comments. … of time after the close of the comment period, issue an order explaining its determination.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), to Undertake a Determination Whether the HSC Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

DATES: Comments must be received on or before October 26, 2009. ADDRESSES: Comments may be submitted by any of the following methods: • Follow the instructions for submitting comments. … of time after the close of the comment period, issue an order explaining its determination.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the NWP Rockies Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 22, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Aug 27, 2024

and Budget (“OMB”) for review and comment. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Agency Information Collection Activities: Notice of Intent To Revise Collection 3038-0052; Core Principles and Other Requirements for Designated Contract Markets

Federal Register · Notice · Apr 3, 2019

Please submit your comments using only one method. All comments must be submitted in English, or if not, accompanied by an English translation. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Commodity Pool Operator Electronic Filing of Annual Reports

Federal Register · Rule · Feb 22, 2006

Comments NFA was the only entity to file a comment letter on the proposed amendments. … period

Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management

Federal Register · Rule · Apr 9, 2012

Summary of Comments B. Discussion VI. Consideration of Costs and Benefits VII. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act I. … ISDA also commented that § 23.506(b)(2) should not set forth a time period for clearing.

Clearing Requirement Determination Under Section 2(h) of the Commodity Exchange Act for Interest Rate Swaps to Account for CAD and MXN Interest Rate Benchmark Transitions

Federal Register · Proposed Rule · May 12, 2026

Regulatory Flexibility Act B. Paperwork Reduction Act C. Antitrust Laws D. Executive Orders 12866, 13563, and 14192 I. Background A. … The Commission requests comment on whether there are less anticompetitive means of achieving the relevant purposes of the Act. D.

Commodity Pool Operator Periodic Account Statements and Annual Financial Reports

Federal Register · Proposed Rule · Feb 24, 2009

Follow the instructions for submitting comments. • E-mail: secretary@cftc.gov . Include “Commodity Pool Operator Periodic and Annual Reports” in the subject line of the message. … (“Act”), 7 U.S.C. 21.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

ADDRESSES: Comments may be submitted by any of the following methods: • Follow the instructions for submitting comments. … of time after the close of the comment period, issue an order explaining its determination.

Agency Information Collection Activities; Notice of Intent To Renew Collection: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

Federal Register · Notice · Dec 30, 2013

Act”) by the Commission. … of exemptive and no-action letters over a six month period from December 4, 2012, through June 4, 2013.

Limitations on Withdrawals of Equity Capital

Federal Register · Proposed Rule · Sep 29, 2006

DATES: Comments must be received on or before November 28, 2006. … Commenters also are invited to submit any data that they may have quantifying the costs and benefits of the proposal with their comment letters.

Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools Operated: Updating the `Qualified Eligible Person' Definition; Adding Minimum Disclosure Requirements for Pools and Trading Programs; Permitting Monthly Account Statements for Funds of Funds; Technical Amendments

Federal Register · Rule · Sep 26, 2024

Introduction and Background As amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), 1 section 1a(11) of the Commodity Exchange Act (CEA or Act) defines the … One commenter also submitted a supplemental comment letter after the closing of the NPRM's public comment period.