Documents

Agency Information Collection Activities Under OMB Review

Federal Register · Notice · Mar 27, 2023

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 1  17 CFR 145.9. … Frequency of Collection: Periodically. There are no capital costs or operating and maintenance costs associated with this collection.

A New Regulatory Framework for Clearing Organizations

Federal Register · Proposed Rule · May 14, 2001

period, but in any event, by the end of the comment period. … The Commission believes at this time that any extension of the comment period would be contrary to the public interest.

Swap Data Repositories

Federal Register · Proposed Rule · Dec 23, 2010

Effectiveness and Transition Period IV. General Request for Comments V. Related Matters A. Paperwork Reduction Act B. Cost-Benefit Analysis C. Antitrust Considerations D. … Following § 1.31, all records must be kept for a period of five years. Request for Comment.

Order (1) Pursuant to Section 4(c) of the Commodity Exchange Act, Permitting the Chicago Mercantile Exchange to Clear Certain Over-the-Counter Agricultural Swaps and (2) Pursuant to Section 4d of the Commodity Exchange Act, Permitting Customer Positions in Such Cleared-Only Contracts and Associated Funds To Be Commingled With Other Positions and Funds Held in Customer Segregated Accounts

Federal Register · Notice · Mar 24, 2009

19   See 73 FR 38403 (July 7, 2008) (45-day comment period closing August 21, 2008). 20   See 73 FR 80367 (Dec. 31, 2008) (reopening the comment period for 21 days). … The Commission received seven comment letters, one of which was submitted during the reopened comment period.

Commodity Pool Operator Electronic Filing of Annual Reports

Federal Register · Rule · Feb 22, 2006

Comments NFA was the only entity to file a comment letter on the proposed amendments. … period

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Waha Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Fuel Oil-180 Singapore Swap Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 20, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.

Order Establishing a New De Minimis Threshold Phase-In Termination Date

Federal Register · Rule · Oct 31, 2017

Background The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”)  1 directed the CFTC and the U.S. … Staff issued for public comment the Swap Dealer De Minimis Exception Preliminary Report on November 18, 2015 (“Preliminary Report”). 9 After consideration of the public comments received, and

Commodity Pool Operator Periodic Account Statements and Annual Financial Reports

Federal Register · Proposed Rule · Feb 24, 2009

Follow the instructions for submitting comments. • E-mail: secretary@cftc.gov . Include “Commodity Pool Operator Periodic and Annual Reports” in the subject line of the message. … (“Act”), 7 U.S.C. 21.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the TCO Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Malin Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

ACTION: Notice of action and request for comment. … of time after the close of the comment period, issue an order explaining its determination.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PG&E Citygate Financial Basis Contract, Offered for Trading on the IntercontinentalExchange, Inc., Performs a Significant Price Discovery Function

Federal Register · Notice · Oct 9, 2009

ADDRESSES: Comments may be submitted by any of the following methods: • Follow the instructions for submitting comments. … of time after the close of the comment period, issue an order explaining its determination.

Agency Information Collection Activities; Notice of Intent To Renew Collection: Procedural Requirements for Requests for Interpretative, No-Action, and Exemptive Letters

Federal Register · Notice · Dec 30, 2013

Act”) by the Commission. … of exemptive and no-action letters over a six month period from December 4, 2012, through June 4, 2013.

Coffee, Sugar and Cocoa Exchange: Proposed Amendments Relating to the Quality Standards, Delivery Ports, Packaging, Demurrage, and Trading Month Specifications for the White Sugar Futures Contract

Federal Register · Notice · Mar 13, 1996

ACTION: Correction of Closing Date for Public Comment Period for Proposed Contract Rule Changes. ----------------------------------------------------------------------- On March 7, 1996, the Division … In accordance with Section 5a(a)(12) of the Commodity Exchange Act, the public comment period for the CSCE's proposed amendments ends April 8, 1996.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Apr 28, 2011

(“Dodd-Frank Act”). … The Commission will align the comment periods of these two proposals so that commenters will have an opportunity to review each before commenting on either.

Trade Options on the Enumerated Agricultural Commodities

Federal Register · Rule · Dec 6, 1999

[S]ection 14 of the Act provides that `any person complaining of any violation of any provision of this Act or any rule * * * issued pursuant to this Act by any person who is registered under this Act' … Taking these comments into consideration, the Commission believes it appropriate to reduce the periodic reporting requirement that ATOMs file reports on volume and open interest four times a year with

Designated Contract Markets in Security Futures Products: Notice-Designation Requirements, Continuing Obligations, Applications for Exemptive Orders, and Exempt Provisions

Federal Register · Rule · Aug 27, 2001

The comment period expired on July 2, 2001. 9  Comments were provided by the Chicago Board of Trade (“CBT”) on July 2, 2001, and by the American Stock Exchange (“AMEX”) on July 12, 2001. … (d) Review Period.

Position Limits for Derivatives

Federal Register · Proposed Rule · Dec 30, 2016

of 2010 (“Dodd-Frank Act”) amendments to the Commodity Exchange Act (“CEA” or “Act”). … Congress, too, has periodically revised the Federal statutes applicable to bona fide hedging, most recently in the Dodd-Frank Act.

Joint Audit Committee Operating Agreement

Federal Register · Notice · Sep 11, 2008

The 1984 Agreement has remained in effect, and the JAC has continued its role of enabling the cooperative examination of member firms in the intervening time period. 7  One of the comments received … In addition, in the intervening period of four years commenters may have changed their positions from those previously communicated.

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Order To Designate Contract Markets and Amendment Order of November 7, 1997, as Applied to Such Contracts

Federal Register · Notice · May 13, 1998

The comment period on the proposed order expired on October 22, 1997. … The comment period on that notice also ended October 22, 1997. \7\ Comments were received by the Commission offering a wide range of opinion.