Documents

Notice of Intent To Undertake a Determination Whether Various SP-15 Financial Day-Ahead Contracts Offered for Trading on the IntercontinentalExchange, Inc. Perform a Significant Price Discovery Function

Federal Register · Notice · Nov 12, 2009

ACTION: Reopening comment period. … rule 36.3(c), whether the above-referenced contracts perform a significant price discovery function. 1 The Commission established a 15-day period for submitting public comment; the comment period

Position Limits for Derivatives

Federal Register · Proposed Rule · Dec 12, 2013

In both cases, the time periods for transition swaps begins on the date of enactment of the Dodd-Frank Act. … California Air Resources Board Spec ULSD (CARB no. 2 oil) NYMEX Los Angeles CARB Diesel (OPIS) vs. NY Harbor ULSD Heating Oil futures contract (KL).   4.

Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0067, Part 162 Subpart C-Identify Theft Red Flags

Federal Register · Notice · Jun 1, 2016

Follow the instructions for submitting comments through the Portal. Please submit your comments using only one method. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act.

Regulatory Flexibility Agenda

Federal Register · Proposed Rule · Jun 9, 2016

The comment period is open through March 16, 2016. … Timetable:   Action Date FR Cite ANPRM 09/12/13 78 FR 56542 ANPRM Comment Period End 12/11/13 ANPRM Comment Period Extended 01/24/14 79 FR 4104 ANPRM Comment

Recordkeeping

Federal Register · Proposed Rule · Jun 5, 1998

For example, it mandates that record required to be kept by the Act or Commission regulations (``required records'') be maintained for a period of five years and be kept in a ``readily accessible'' manner … Regulatory Flexibility Act The Regulatory Flexibility Act (``RFA''), 5 U.S.C.

Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act

Federal Register · Notice · Apr 2, 2013

within the same 24-hour period.” … Summary of the Comments The public comment period on the Proposed Order ended on September 27, 2012.

Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Federal Register · Proposed Rule · Jul 26, 2011

period. 13 Comments should be submitted during the open comment period, but staff may consider comments filed after the deadline and may consult with interested and/or relevant parties after the … comment period closes in order to obtain additional or clarifying information.

Position Limits and Position Accountability for Security Futures Products

Federal Register · Proposed Rule · Jul 31, 2018

Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. … exempted securities under the Securities Act of 1933 or the Securities Exchange Act of 1934.

Amendments to Commodity Pool Operator and Commodity Trading Advisor Disclosure Rules

Federal Register · Rule · Jul 25, 1995

Regulatory Flexibility Act B. Paperwork Reduction Act I. Background A. … The initial sixty-day period for public comment on the Proposing Release expired on July 15, 1994 but was extended to August 17, 1994.

Technical and Clarifying Amendments to Rules for Exempt Markets, Derivatives Transaction Execution Facilities and Designated Contract Markets, and Procedural Changes for Derivatives Clearing Organization Registration Applications

Federal Register · Rule · Jan 12, 2006

In the final rules, however, the Commission lowered the period to the current 30 days after the CBOT commented that a 45-day extension period for rule reviews would have resulted in a potentially longer … The 90-day review period is intended to provide the Commission with sufficient time to review these substantial applications, to consider any public comments, and to take informed action.

Certain Swap Data Repository and Data Reporting Requirements

Federal Register · Rule · Nov 25, 2020

The Commission received comments recommending a staggered implementation period instead of a unified one, 302 comments supporting an implementation period of one year, 303 and a comment stating … In final § 45.14(a), the Commission establishes a seven-day correction period in response to comments that the proposed three-day period to correct or notify would not be practicable. 389 One commenter

Proposed Exemptive Order for ST Gold Futures Contracts

Federal Register · Notice · Mar 14, 2008

ACTION: Notice of proposed order and request for comment. … period established by Commission Regulation 40.5.

Business Continuity and Disaster Recovery

Federal Register · Proposed Rule · Jul 22, 2010

Comments may be submitted via e-mail at BCDR@cftc.gov. … Comments may also be submitted at http://www.regulations.gov. All comments must be submitted in English, or if not, accompanied by an English translation.

New York Mercantile Exchange: Proposed Amendments to the Gulf Coast Unleaded Regular Gasoline Futures Contract Relating to the Delivery Procedures and Delivery Period

Federal Register · Notice · May 31, 1995

In accordance with Section 5a(12) of the Commodity Exchange Act and acting pursuant to the authority delegated by Commission Regulation 140.96, the Acting Director of the Division of Economic Analysis … On behalf of the Commission, the Division is requesting comment on these proposals. dates: Comments must be received on or before June 30, 1995.

Section 4(c) Contract Market Transactions; Swap Agreements

Federal Register · Uncategorized Document · Dec 14, 1994

The applicable comment period expires on December 12, 1994. The Commission has received a number of requests for an extension of the comment period, particularly with regard to amendments to Part 35. … In order to ensure that all interested parties have an opportunity to submit meaningful comments, the Commission has determined to extend the period for public comment concerning only those issues involving

Adaptation of Regulations To Incorporate Swaps-Records of Transactions

Federal Register · Rule · Dec 21, 2012

. 5 The Proposal provided for a 60-day public comment period, which ended on August 8, 2011. … This modification responds to comments stating that the proposed retention period of five years for records of oral communications was too long.

Amendment to July 14, 2011 Order for Swap Regulation

Federal Register · Rule · Dec 23, 2011

provided in section 723(c) of the Dodd-Frank Act regarding former CEA section 2(h) and section 734(c) of the Dodd-Frank Act regarding former CEA section 5d ( i.e., for “not longer than a 1-year period … than a one year period.

Exemptive Order for SPDR® Gold Futures Contracts

Federal Register · Notice · Jun 5, 2008

No comments were received in response to this correspondence. … The Commission invited public comment on its analysis of the costs and benefits associated with the issuance of an exemptive order under Section 4(c) of the Act. 18 No comments were submitted to the

Orders Finding That the PJM WH Real Time Peak Contract and PJM WH Real Time Off-Peak Contract Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

Federal Register · Notice · Jul 21, 2010

Upon the close of the comment period, the Commission will consider, among other things, all relevant information regarding the subject contract and issue an order announcing and explaining its determination … Regulatory Flexibility Act The Regulatory Flexibility Act (“RFA”)  46 requires that agencies consider the impact of their rules on small businesses.

Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts; Request for Comment

Federal Register · Notice · Dec 27, 2023

Procedure Act and other applicable laws, and may be accessible under FOIA. … The primary takeaway from this research and public engagement is clear; the Commission should act, consistent with its statutory authority under the Commodity Exchange Act (CEA), to strengthen market integrity