Documents

Agricultural Swaps

Federal Register · Rule · Aug 10, 2011

See Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act , 76 FR 25274, May 4, 2011 (this is the Commission's Federal … period closed June 3, 2011).

Reporting and Information Requirements for Derivatives Clearing Organizations

Federal Register · Rule · Aug 8, 2023

Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations D. Antitrust Considerations I. … comments.

Ownership and Control Reports, Forms 102/102S, 40/40S, and 71

Federal Register · Proposed Rule · Jul 26, 2012

The OCR NPRM sought public comment and provided for a 60-day comment period. … period, the Commission received eight comment letters from fourteen interested parties. 48 Many of the comments presented by roundtable panelists raised the same issues as those raised by the comment

Account Ownership and Control Report

Federal Register · Proposed Rule · Jul 19, 2010

The Commission or Commission staff will hold a public meeting during the comment period in order to discuss the proposed rulemaking. … Comment letters were submitted by: the Air Transport Association of America, Inc. (“ATA”); CME Group Inc.

Capital and Financial Reporting Requirements for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Jan 16, 2024

The Final Rules became effective November 16, 2020. 10 To address concerns from commenters that a sufficient period of time would be necessary to develop policies, procedures and systems to implement … Paperwork Reduction Act 1.

Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

Federal Register · Rule · Aug 13, 2012

air or greenhouse gas regulations. … , in turn decreasing demand for power to run the air conditioning.

Large Trader Reporting for Physical Commodity Swaps

Federal Register · Rule · Jul 22, 2011

Background and Summary of Comments A. … The Air Transport Association (“ATA”), Better Markets Inc.

Final Order Regarding Southwest Power Pool, Inc. Application To Exempt Specified Transactions; Amendment to the Final Order Exempting Specified Transactions of Certain Independent System Operators and Regional Transmission Organizations

Federal Register · Notice · Oct 24, 2016

The public comment period on the SPP Proposed Order ended on June 22, 2015. … The public comment period on the RTO-ISO Order Proposed Amendment ended on June 15, 2016.

Agricultural Advisory Committee

Federal Register · Notice · Feb 15, 2019

The AAC is a discretionary advisory committee established by the Commission in accordance with the Federal Advisory Committee Act (FACA). … Each topic submission should include the commenter's name and email or mailing address. (Authority: 5 U.S.C. App. II) Dated: February 12, 2019.

Position Limits for Futures and Swaps

Federal Register · Rule · Nov 18, 2011

The comment period for the interim final rule will close January 17, 2012. … Several commenters requested that the Commission reconsider this approach. 133 The Air Transportation Association of America, for example, argued that the proposed level would exacerbate the problem

Significant Price Discovery Contracts on Exempt Commercial Markets

Federal Register · Rule · Mar 23, 2009

circumstances, its order generally should issue within 60 days of the closing of the comment period. … After prompt consideration of all relevant information, the Commission shall, within a reasonable period of time after the close of the comment period, issue an order explaining its determination whether

Ownership and Control Reports, Forms 102/102S, 40/40S, and 71

Federal Register · Rule · Nov 18, 2013

Paperwork Reduction Act i. … Similarly, the Air Transport Association (ATA), commenting on the 2009 Advanced NPRM, included a list of market and regulatory benefits of the ownership and control report.

Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF

Federal Register · Rule · Nov 16, 2011

Another commenter suggested that we revise the question to allow reporting as of the end of the reporting period rather than over the course of the period and to permit advisers to report based on capital … . 431 431  70,600 hours for periodic filings by smaller advisers + 153,000 hours for periodic filings by large hedge fund advisers + 23,200 hours for periodic filings by large liquidity fund

Proposal To Exempt Certain Transactions Involving Not-for-Profit Electric Utilities; Request for Comments

Federal Register · Notice · Aug 23, 2012

Request for Comment VI. Related Matters A. Regulatory Flexibility Act B. Paperwork Reduction Act C. Consideration of Costs and Benefits I. … See 18 CFR 125.3 (Schedule of records and periods of retention); RUS Bulletin 180-2.

Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed Swaps; Security-Based Swap Agreement Recordkeeping

Federal Register · Proposed Rule · May 23, 2011

-day period described in paragraph (e)(1) of this section shall be stayed during the pendency of the comment period, but shall recommence with the business day after the public comment period ends … 120-day period described in paragraph (e)(1) of this section shall be stayed during the pendency of the comment period, but shall recommence with the business day after the public comment period ends

Proposed Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Federal Register · Proposed Rule · Jul 17, 2018

The docket may be viewed after the close of the comment period in the same manner as during the comment period. … A final regulatory flexibility analysis will be conducted after comments received during the public comment period have been considered. The Board welcomes comment on all aspects of its analysis.

Procedures To Establish Appropriate Minimum Block Sizes for Large Notional Off-Facility Swaps and Block Trades

Federal Register · Proposed Rule · Mar 15, 2012

The Commission issued the Initial Proposal for public comment for a period of 60 days, but later reopened the comment period for an additional 45 days. 25 The comments that were submitted in response … The comment periods for most proposed rulemakings implementing the Dodd-Frank Act—including the proposed part 43 rules—subsequently were reopened for the period of April 27 through June 2, 2011.

Commodity Options

Federal Register · Rule · Apr 27, 2012

general reopening of the comment period for multiple Dodd-Frank rule proposals ( See Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer … comment period as described in the following section.

Registration of Foreign Boards of Trade

Federal Register · Rule · Dec 23, 2011

In addition, the comment file includes 26 comments submitted in response to the Commission's reopening of the comment period for several Dodd-Frank related rulemakings. … See Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act , 76 FR 25274 (May 4, 2011) (extending the comment deadline for

Position Limits for Derivatives

Federal Register · Proposed Rule · Feb 27, 2020

Comment Period and Compliance Date The public may comment on these rules during a 90-day period that starts after this proposal has been approved by the Commission. … Air Act that “[n]o regulation is `appropriate' if it does significantly more harm than good.”  413 That was not a CEA case, but the Commission finds the Court's reasoning persuasive in this context