Documents

Final Order in Response to a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Regulatory Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act Pursuant to the Authority Provided in the Act

Federal Register · Notice · Apr 2, 2013

within the same 24-hour period.” … Summary of the Comments The public comment period on the Proposed Order ended on September 27, 2012.

Public Reporting by Operators of Certain Large Commodity Pools

Federal Register · Proposed Rule · Apr 17, 2000

DATES: Comments must be received on or before June 16, 2000. ADDRESSES: Comments should be mailed to Jean A. … Paperwork Reduction Act Rule 4.27 contains information collection requirements.

Amendments to New Regulatory Framework for Trading Facilities and Clearing Organizations

Federal Register · Rule · Oct 9, 2002

The Commission received three comment letters, all from contract markets. … The Commission received no comments in response to this request.

Certain Swap Data Repository and Data Reporting Requirements

Federal Register · Rule · Nov 25, 2020

The Commission received comments recommending a staggered implementation period instead of a unified one, 302 comments supporting an implementation period of one year, 303 and a comment stating … In final § 45.14(a), the Commission establishes a seven-day correction period in response to comments that the proposed three-day period to correct or notify would not be practicable. 389 One commenter

Proposed Amendments to Chicago Board of Trade Corn Futures Contract Regarding the Delivery Listing Cycle

Federal Register · Notice · Aug 12, 1999

proposals for comment is in the public interest, will assist the Commission in considering the views of interested persons, and is consistent with the purposes of the Commodity Exchange Act. … Furthermore, the preservation of the December contract allows a temporary transition period.

Acceptance of Public Submissions for a Study on International Swap Regulation Mandated by Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act

Federal Register · Proposed Rule · Jul 26, 2011

period. 13 Comments should be submitted during the open comment period, but staff may consider comments filed after the deadline and may consult with interested and/or relevant parties after the … comment period closes in order to obtain additional or clarifying information.

Regulatory Flexibility Agenda

Federal Register · Proposed Rule · Jun 9, 2016

The comment period is open through March 16, 2016. … Timetable:   Action Date FR Cite ANPRM 09/12/13 78 FR 56542 ANPRM Comment Period End 12/11/13 ANPRM Comment Period Extended 01/24/14 79 FR 4104 ANPRM Comment

Commission Guidance Regarding the Listing of Voluntary Carbon Credit Derivative Contracts; Request for Comment

Federal Register · Notice · Dec 27, 2023

Procedure Act and other applicable laws, and may be accessible under FOIA. … The primary takeaway from this research and public engagement is clear; the Commission should act, consistent with its statutory authority under the Commodity Exchange Act (CEA), to strengthen market integrity

Adaptation of Regulations To Incorporate Swaps-Records of Transactions

Federal Register · Rule · Dec 21, 2012

. 5 The Proposal provided for a 60-day public comment period, which ended on August 8, 2011. … This modification responds to comments stating that the proposed retention period of five years for records of oral communications was too long.

Swap Data Repositories

Federal Register · Proposed Rule · Dec 23, 2010

Effectiveness and Transition Period IV. General Request for Comments V. Related Matters A. Paperwork Reduction Act B. Cost-Benefit Analysis C. Antitrust Considerations D. … Following § 1.31, all records must be kept for a period of five years. Request for Comment.

Proposed Order and Request for Comment on a Petition From Certain Independent System Operators and Regional Transmission Organizations To Exempt Specified Transactions Authorized by a Tariff or Protocol Approved by the Federal Energy Commission or the Public Utility Commission of Texas From Certain Provisions of the Commodity Exchange Act

Federal Register · Notice · Aug 28, 2012

Regulatory Flexibility Act B. Paperwork Reduction Act C. Cost-Benefit Considerations X. Request for Comment I. … within the same 24-hour period.

Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index; Commission Certification Procedures

Federal Register · Rule · Sep 26, 2011

The Commission received no comments on the costs associated with this rulemaking, and two foreign boards of trade commented that the benefits to them would be significant. B. … In the proposed rule, the Commission solicited comments on this matter; no comment letter was submitted.

Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions

Federal Register · Proposed Rule · Nov 3, 2010

The Dodd-Frank Act On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). 16 Title IX of the Dodd-Frank Act  17 was promulgated … . 44 The SEC also has opened comment periods on other proposed amendments, including one that would remove references to NRSROs from its net capital rule. 45 43   See 74 FR 52358 (Oct

Order Establishing a New De Minimis Threshold Phase-In Termination Date

Federal Register · Rule · Oct 31, 2017

Background The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”)  1 directed the CFTC and the U.S. … Staff issued for public comment the Swap Dealer De Minimis Exception Preliminary Report on November 18, 2015 (“Preliminary Report”). 9 After consideration of the public comments received, and

Rules Prohibiting the Aggregation of Orders To Satisfy Minimum Block Sizes or Cap Size Requirements, and Establishing Eligibility Requirements for Parties to Block Trades

Federal Register · Proposed Rule · Jun 27, 2012

The Commission issued the Initial Proposal for public comment for a period of 60 days, but later reopened the comment period for an additional 45 days. 12 12  The initial comment period for … The comment periods for most proposed rulemakings implementing the Dodd-Frank Act—including the proposed part 43 rules—subsequently were reopened for the period of April 27 through June 2, 2011. 1.

Request for Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities

Federal Register · Proposed Rule · Jun 25, 2026

ACTION: Request for comment. … The Commission seeks comment on these questions and on whether, and under what conditions, 24/7 trading of standard futures contracts is consistent with the Act and the Core Principles applicable to designated

Request for Information on Climate-Related Financial Risk

Federal Register · Notice · Jul 21, 2022

ACTION: Extension of comment period. … Commission has determined to extend the comment period by 60 days.

Revised Procedures for Listing New Contracts

Federal Register · Rule · Nov 26, 1999

The comments are discussed in greater detail below. --------------------------------------------------------------------------- \5\ The thirty-day comment period closed on August 26, 1999. ------- … The risk that contract terms could change by Commission fiat during a post listing review period will discourage market use of any contract listed under the pilot program. CBT comment letter at 2.

Exemption From Registration as a Commodity Trading Advisor

Federal Register · Rule · Mar 10, 2000

(“CEA” or “Act”), 7 U.S.C. 6m(1) (1994). … of the Act.

Regulation Automated Trading

Federal Register · Proposed Rule · Nov 25, 2016

submitted during the initial 90 day comment period (“Initial Comment Period”); comments by Roundtable participants; and (iii) written comments submitted during the reopened comment period (“Second Comment … For example, CME's comments are identified as CME (its Initial Comment Period comment letter); CME II (its Roundtable comments); and CME III (its Second Comment Period comment letter).