Documents

New York Cotton Exchange: Proposed Amendment to the Cotton No. 2 Futures Contract Prohibiting Cotton Stocks Under Commodity Credit Corporation Loan From Simultaneously Being Exchange-Certified for Delivery on the Futures Contract

Federal Register · Notice · Apr 5, 2000

DATES: Comments must be received on or before May 5, 2000. ADDRESSES: Interested person should submit their views and comments to Jean A. … However, in view the complex issues posed by the proposal and to provide an adequate period for interested parties to comment, the Fast Track review period has been extended by an additional 30 days to

Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations (“SROs”)

Federal Register · Rule · Feb 14, 2007

Accordingly, and at the request of public commenters, the Commission is adopting a phase-in period for full compliance with Core Principle 15. … Commenters stated that large, publicly traded DCMs already have numerous safeguards in place to ensure that they act in the best interest of their shareholders and do not act to the detriment of a particular

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Rule · Jan 6, 2016

Another commenter argued for allowing market participants to determine appropriate market-based liquidation periods. 192 Two commenters supported the 10-day holding period. 193 189  Pension … stress was too conservative. 203 Another commenter supported the stress period calibration requirement. 204 A third commenter asked for clarification on the term “period of financial stress.

Performance Data and Disclosure for Commodity Trading Advisors

Federal Register · Proposed Rule · Aug 2, 1999

On August 6, 1998, the Commission extended the comment period for 30 days, through September 16, 1998. … Paperwork Reduction Act The Paperwork Reduction Act of 1995 (Pub.

Effective Date for Swap Regulation

Federal Register · Proposed Rule · Jun 17, 2011

to comment on the proposed new regulatory framework for swaps, either in part or as a whole. 5 The extended comment period closed on June 3, 2011. … Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, 76 FR 25274, May 4, 2011. 6  The Commission has noted

Notice of Intent To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform a Significant Price Discovery Function

Federal Register · Notice · Nov 12, 2009

ACTION: Reopening comment period. … comment period closed on October 21, 2009.

Amendments to New Regulatory Framework for Trading Facilities and Clearing Organizations

Federal Register · Proposed Rule · Apr 26, 2002

DATES: Comments must be received by June 25, 2002. … Commenters also are invited to submit any data that they may have quantifying the costs and benefits of the proposed rules with their comment letters. IV. Related Matters A.

Chicago Board of Trade Futures Contracts in Corn and Soybeans; Notice That Delivery Point: Specifications Must Be Amended

Federal Register · Notice · Mar 27, 1997

The Commission has determined to extend the comment period for an additional fifteen (15) days. DATES: Comment must be received by April 15, 1997. … [[Page 14674]] SUPPLEMENTARY INFORMATION: The Commission has determined to extend the public comment period for the subject notice.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Oct 3, 2014

Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). … (4) Periodic review.

Petition of the London Clearing House Limited for Exemption Pursuant to Section 4(c) of the Commodity Exchange Act

Federal Register · Notice · Sep 14, 1998

In response to a request by the International Swaps and Derivatives Association, Inc., the Commission has determined to extend the comment period for an additional 15 days. … of the comment period.

Acceptance of Public Submissions on the Wall Street Reform and Consumer Protection Act and the Rulemakings That Will Be Proposed by the Commission

Federal Register · Notice · Aug 26, 2010

Thereafter, the Commission will accept official comments on the proposed rulemaking until the close of the rulemaking's official comment period. … Prior to the publication of proposed rulemakings and commencement of official comment periods on regulations proposed under the Dodd-Frank Act, persons interested in making their views known on a particular

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers

Federal Register · Rule · Mar 12, 2024

of 2010 (“Dodd-Frank Act”). … In determining compliance periods, the SEC considers the benefits of the rules as well as the costs of delayed compliance periods and potential overlapping compliance periods. 644  MFA/NAPFM Comment

Prohibition on the Employment, or Attempted Employment, of Manipulative and Deceptive Devices and Prohibition on Price Manipulation

Federal Register · Rule · Jul 14, 2011

The Air Transport Association (“ATA”) believes that the scienter standard should enable the Commission to police and punish a broader array of potentially manipulative conduct than is reachable under the … Attachment A Parties filing comments: Air Transport Association (ATA) American Bar Association, Derivatives and Futures Law Committee, Business Law Section (ABA Derivatives Committee) American

Risk Assessment for Holding Company Systems

Federal Register · Uncategorized Document · Dec 28, 1994

rules to implement the risk assessment authority set forth in Section 4f(c) of the Commodity Exchange Act (the ``Proposal'').1 The comment period on the proposal was scheduled to expire on May 2, 1994 … However, the Commission twice extended the comment period to ensure that interested parties had an adequate opportunity to submit comments.

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

Federal Register · Proposed Rule · Jul 12, 2012

ACTION: Extension of comment period. … Procedure Act and other applicable laws, and may be accessible under the Freedom of Information Act. 3   See 17 CFR 145.9.

Trade Options on the Enumerated Agricultural Commodities

Federal Register · Rule · Apr 16, 1998

of 1974 (1974 Act). … of the full three-year pilot period.

De Minimis Exception to the Swap Dealer Definition

Federal Register · Rule · Nov 13, 2018

Among other things, the Dodd-Frank Act amended the Commodity Exchange Act (“CEA”)  2 to provide for the registration and regulation of swap dealers (“SDs”). 3 The Dodd-Frank Act directed the … See Remarks of then-Acting Chairman J.

Performance Data and Disclosure for Commodity Trading Advisors

Federal Register · Proposed Rule · Mar 13, 2003

DATES: Comments must be received by April 14, 2003. ADDRESSES: Interested persons should submit their views and comments to Jean A. … Consistent with the intention of the Commodity Futures Modernization Act of 2000, 39 the Commission is requesting comment on the desirability of implementing a core principle that would replace

Position Limits for Derivatives

Federal Register · Proposed Rule · Dec 12, 2013

In both cases, the time periods for transition swaps begins on the date of enactment of the Dodd-Frank Act. … California Air Resources Board Spec ULSD (CARB no. 2 oil) NYMEX Los Angeles CARB Diesel (OPIS) vs. NY Harbor ULSD Heating Oil futures contract (KL).   4.

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date

Federal Register · Rule · Sep 19, 2025

of only 60 days, it also directed agencies to consider further delaying, or publishing for notice and comment, proposals to further delay such rules beyond the 60-day period where necessary to continue … comment.