Documents

Prohibition on the Employment, or Attempted Employment, of Manipulative and Deceptive Devices and Prohibition on Price Manipulation

Federal Register · Rule · Jul 14, 2011

The Air Transport Association (“ATA”) believes that the scienter standard should enable the Commission to police and punish a broader array of potentially manipulative conduct than is reachable under the … Attachment A Parties filing comments: Air Transport Association (ATA) American Bar Association, Derivatives and Futures Law Committee, Business Law Section (ABA Derivatives Committee) American

Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Extension of Compliance Date

Federal Register · Rule · Sep 19, 2025

of only 60 days, it also directed agencies to consider further delaying, or publishing for notice and comment, proposals to further delay such rules beyond the 60-day period where necessary to continue … comment.

Application Procedures for Registration as a Derivatives Transaction Execution Facility or Designation as a Contract Market

Federal Register · Rule · Nov 22, 2004

of at least 15 days for public review and comment. 17 The proposed 90-day review period should provide sufficient time to review applications and to respond to any public comments. … While longer than the current fast-track review periods, the 90-day review period would be substantially shorter than the 180-day review period established under the Act. 18 15  69 FR 53367

Effective Date for Swap Regulation

Federal Register · Rule · Jul 19, 2011

to comment on the proposed new regulatory framework for swaps, either in part or as a whole. 4 The extended comment period closed on June 3, 2011. … Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act, 76 FR 25274, May 4, 2011. 5  The Commission has noted

Order of the Commodity Futures Trading Commission Relating to the Continuation, Shutdown, and Resumption of Certain Commission Operations in the Event of a Lapse in Appropriations

Federal Register · Rule · Apr 14, 2011

the Dodd-Frank Act for which the comment period may expire while the Commission is shutdown. … Extension of Open Comment Periods on Proposed Regulation and Other Matters that may be Subject to a Request for Comment by the Commission.

Core Principles and Other Requirements for Designated Contact Markets

Federal Register · Proposed Rule · Mar 18, 2011

ACTION: Notice of proposed rulemaking; extension of comment period. … (the “Dodd-Frank Act”).

Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators

Federal Register · Proposed Rule · Feb 24, 2012

One commenter noted that the language required by the CFTC and the SEC in their respective periodic and annual report certifications is not identical, and encouraged the Commission to work with the SEC … and continuing for a period of not less than 30 calendar days.

Application of Cantor Financial Futures Exchange as a Contract Market in U.S. Treasury Bond, Ten-Year Note, Five-Year Note and Two- Year Note Futures Contracts

Federal Register · Notice · Jul 1, 1998

That comment period was later extended until April 27, 1998 (63 FR 17823 (April 10, 1998)). … the purposes of the Commodity Exchange Act.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Mid-C Financial Peak Contract; Mid-C Financial Peak Daily Contract; Mid-C Financial Off-Peak Contract; and Mid-C Financial Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Federal Register · Notice · Oct 6, 2009

(“ICE”), an exempt commercial market (“ECM”) under Sections 2(h)(3)-(5) of the Commodity Exchange Act (“CEA” or the “Act”), perform significant price discovery functions. … of time after the close of the comment period, issue an order explaining its determination.

Confidential Information and Commission Records and Information

Federal Register · Proposed Rule · Sep 8, 2008

ACTION: Extension of comment period. … to any comment received during the extension period.

Retail Commodity Transactions Involving Certain Digital Assets

Federal Register · Rule · Jun 24, 2020

period and received many public comments. 36  Retail Commodity Transactions Involving Virtual Currency, 82 FR 60335 (Dec. 20, 2017). … The Commission appreciates the comments received on this subject and agrees that the actual delivery period should correspond to the reality of a virtual currency “spot” transaction.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the Henry Financial Swing Contract; Henry Financial Basis Contract; and Henry Financial Index Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Federal Register · Notice · Oct 20, 2009

(“ICE”), an exempt commercial market (“ECM”) under Sections 2(h)(3)-(5) of the Commodity Exchange Act (“CEA” or the “Act”), perform significant price discovery functions. … of time after the close of the comment period, issue an order explaining its determination.

Core Principles and Other Requirements for Designated Contract Markets

Federal Register · Rule · Jun 19, 2012

The proposed rulemaking was subject to an initial 60-day comment period, which closed on February 22, 2011. … The Commission requested comments on whether the 60 day period is sufficient, and if not, what period of time may be more appropriate, and why.

Identity Theft Red Flags Rules

Federal Register · Rule · Apr 19, 2013

Program Clarification Act of 2010 (“Clarification Act”)  31 rather than including named entities in the definition. 32 The commenter argued that cross-referencing the FCRA definitions, as amended … (vi) Other terms not defined in this subpart have the same meaning as in the Fair Credit Reporting Act (15 U.S.C. 1681 et seq. ). (c) Periodic identification of covered accounts.

Notice of Intent, Pursuant to the Authority in Section 2(h)(7) of the Commodity Exchange Act and Commission Rule 36.3(c)(3), To Undertake a Determination Whether the PJM WH Real Time Peak Daily Contract; PJM WH Real Time Peak Contract; PJM WH Real Time Off-Peak Contract; PJM WH Day Ahead LMP Peak Daily Contract; and PJM WH Real Time Off-Peak Daily Contract, Offered for Trading on the IntercontinentalExchange, Inc., Perform Significant Price Discovery Functions

Federal Register · Notice · Oct 26, 2009

(“ICE”), an exempt commercial market (“ECM”) under Sections 2(h)(3)-(5) of the Commodity Exchange Act (“CEA” or the “Act”), perform significant price discovery functions. … of time after the close of the comment period, issue an order explaining its determination.

The National Futures Association's Proposed Restriction on the Use of Hypothetical Trading Results in Promotional Materials

Federal Register · Uncategorized Document · Jul 21, 1994

The original comment period expires on July 15, 1994. … Acting pursuant to the authority delegated by Commission Regulation 140.96(b), the Director of the Division of Trading and Markets (``Division'') has determined that an extension of the period for the

Commodity Pool Operator Periodic Account Statements and Annual Financial Reports

Federal Register · Rule · Nov 9, 2009

Paperwork Reduction Act This rulemaking modifies existing regulatory requirements by clarifying information that must be included in required periodic and annual reports, increasing slightly the burden … (a) Except as provided in paragraph (a)(4) or (a)(6) of this section, each commodity pool operator registered or required to be registered under the Act must periodically distribute to each participant

Amendments to New Regulatory Framework for Trading Facilities and Clearing Organizations

Federal Register · Rule · Oct 9, 2002

The Commission received three comment letters, all from contract markets. … The Commission received no comments in response to this request.

Recordkeeping

Federal Register · Rule · May 27, 1999

Regulatory Flexibility Act The Regulatory Flexibility Act (``RFA''), 5 U.S.C. 601, et seq., 611, requires that, in adopting rules and regulations, all federal agencies consider their impact on small … Paperwork Reduction Act When publishing final rules, the Paperwork Reduction Act of 1995 \46\ (``PRA'') imposes certain requirements on federal agencies (including the Commission) in connection with

The National Futures Association's Proposed Requirements for Break-Even Analyses in Commodity Pool Disclosure Documents

Federal Register · Uncategorized Document · Jul 21, 1994

The original comment period expires on July 15, 1994. … Acting pursuant to the authority delegated by Commission Regulation 140.96(b), the Director of the Division of Trading and Markets (``Division'') has determined that an extension of the period for the