Documents

Exemption From Derivatives Clearing Organization Registration

Federal Register · Proposed Rule · Aug 13, 2018

Select the “Submit Comments” link for this rulemaking and follow the instructions on the Public Comment Form. … Act and § 39.6.

Privacy Act of 1974; Notice; Publication of the Systems of Records Managed by the Commodity Futures Trading Commission

Federal Register · Notice · Feb 2, 2011

DATES: Comments should be postmarked by March 14, 2011. … Comments may also be sent by e-mail to http://comments.cftc.gov.

Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps

Federal Register · Rule · Jun 27, 2016

Commodity Exchange Act (“CEA” or “Act”) provisions relating to swap data recordkeeping and reporting were added by the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). … Paperwork Reduction Act The purposes of the Paperwork Reduction Act of 1995, 44 U.S.C. 3501 et seq.

Foreign Futures and Options Transactions

Federal Register · Rule · Oct 10, 2003

to submit any comments. … No comments were received. 1. Risk Disclosure. Subsequent to the Commission issuing the U.K.

Adjustment of Civil Monetary Penalties for Inflation

Federal Register · Rule · Jun 27, 2016

Background The Federal Civil Penalties Inflation Adjustment Act of 1990 (FCPIAA)  1 requires the head of each Federal agency to periodically adjust for inflation the minimum and maximum amount … Notice Requirement The notice and comment procedures of 5 U.S.C. 553 do not apply to this rulemaking because the Commission is acting herein pursuant to statutory language which mandates that the Commission

Order Granting Conditional Substituted Compliance in Connection With Certain Capital and Financial Reporting Requirements Applicable to a Nonbank Swap Dealer Domiciled in the French Republic and Subject to the European Union's Investment Firms Regulation and Investment Firms Directive

Federal Register · Rule · May 14, 2026

and related comparability orders, including the 2024 EU Comparability Order, was issued after discussions with market participants and foreign regulators, and after reviewing and incorporating relevant comments … A list of implementing and delegated acts for IFR is available at the European Commission's website: https://finance.ec.europa.eu/regulation-and-supervision/financial-services-legislation/implementing-and-delegated-acts