Documents

Sunshine Act Meetings

Federal Register · Notice · Feb 18, 2020

COMMODITY FUTURES TRADING COMMISSION Sunshine Act Meetings TIME AND DATE: 9:30 a.m., Thursday, February 20, 2020. … Period: Certain Swap Data Repository and Data Reporting Requirements (Part 49 Verification).

Two-Part Documents for Commodity Pools

Federal Register · Proposed Rule · Mar 30, 1998

ADDRESSES: Interested persons should submit their views and comments to Jean A. … 4.25(a)(2) provides that, in addition to the required performance disclosures of Commission Rule 4.25(a)(1)(i)(H), the rate of return of the offered pool must be presented on a monthly basis for the period

Agricultural Advisory Committee; Eighth Renewal

Federal Register · Notice · May 6, 1999

COMMODITY FUTURES TRADING COMMISSION Agricultural Advisory Committee; Eighth Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its advisory … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW, Washington, DC 20581.

Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act

Federal Register · Proposed Rule · Jul 12, 2012

The Commission received numerous comments during the Dodd-Frank Act rulemaking process from interested parties concerning the application of Title VII of the Dodd-Frank Act and the Commission's implementing … comment period, the Commission will review public comments and subsequently will incorporate those comments into final guidance.

Agricultural Advisory Committee; Eleventh Renewal

Federal Register · Notice · Apr 6, 2005

COMMODITY FUTURES TRADING COMMISSION Agricultural Advisory Committee; Eleventh Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its advisory … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.

Agricultural Advisory Committee; Tenth Renewal

Federal Register · Notice · Apr 8, 2003

COMMODITY FUTURES TRADING COMMISSION Agricultural Advisory Committee; Tenth Renewal The Commodity Futures Trading Commission has determined to renew again for a period of two years its advisory committee … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581.

Agricultural Advisory Committee; Sixth Renewal

Federal Register · Notice · May 5, 1995

The Commission certifies that the renewal of the advisory committee is in the public interest in connection with duties imposed on the Commission by the Commodity Exchange Act, 7 U.S.C. … Interested persons may obtain information or make comments by writing to the Commodity Futures Trading Commission, 2033 K Street, NW., Washington, DC 20581.

Recordkeeping; Amendments to the Daily Computation of the Amount of Customer Funds Required To Be Segregated

Federal Register · Proposed Rule · Oct 31, 2000

Section 4d(2) of the Act may be found at 7 U.S.C. § 6d(2) (1994). DATES: Comments must be received on or before November 30, 2000. ADDRESSES: Comments should be mailed to Jean A. … The Commission invites interested parties to comment on the proposed amendments.

Financial Data Transparency Act Joint Data Standards

Federal Register · Proposed Rule · Aug 22, 2024

The docket may be viewed after the close of the comment period in the same manner as during the comment period. Board: You may submit comments, identified by Docket No. … All comments may be accessible under the Freedom of Information Act.

Annual Adjustment of Civil Monetary Penalties To Reflect Inflation-2025

Federal Register · Rule · Jan 24, 2025

Background The Federal Civil Penalties Inflation Adjustment Act of 1990 (FCPIAA)  1 requires the head of each Federal agency to periodically adjust for inflation the minimum and maximum amount … and comment process the APA generally requires— i.e., notice, an opportunity for comment, and a delay in effective date—is not required for agencies to issue regulations implementing the annual adjustment

Operational Resilience Framework for Futures Commission Merchants, Swap Dealers, and Major Swap Participants; Withdrawal of Proposed Regulatory Action

Federal Register · Proposed Rule · Sep 11, 2025

FOR FURTHER INFORMATION CONTACT: Thomas Smith, Acting Director, at 202-418-5495 or tsmith@cftc.gov; Frank Fisanich, Deputy Director, at 202-418-5407 or ffisanish@cftc.gov; Fern Simmons, Senior … On February 26, 2024, the Commission published a release in the Federal Register which extended the comment period for the proposal to April 1, 2024. 2 1  Operational Resilience Framework

Account Identification for Eligible Bunched Orders

Federal Register · Proposed Rule · Jan 7, 1998

(``Act''). … Rule 5- 34(13), averaging of prices, allows a firm to execute a series of transactions within a 24-hour period to meet orders it has aggregated.

Collection of Claims Owed the United States Arising From Activities Under the Commission's Jurisdiction

Federal Register · Rule · Aug 31, 2004

SUPPLEMENTARY INFORMATION: On December 15, 2003, the Commission published for public comment a proposed revision of part 143 of its regulations, 17 CFR part 143, which would add administrative wage … The public comment period for the proposed revision of the Commission's part 143 rules closed on January 14, 2004. No comments were received.

Request To Amend an Existing Order Under Section 4(c) of the Commodity Exchange Act Permitting Eligible Swap Participants To Submit for Clearing, and ICE Clear U.S., Inc. and Futures Commission Merchants To Clear, Certain-Over-The-Counter Agricultural Swaps

Federal Register · Notice · Jun 17, 2010

Authority for extending this relief is found in Section 4(c) of the Act. 1  7 U.S.C. 6(c). DATES: Comments must be received on or before August 2, 2010. … Request for Comment The Commission requests comment on all aspects of the issues presented by this amended exemption request. VI. Related Matters A.

Futures Commission Merchants, Clearing Members and Foreign Brokers; Option Large Trader Reports Daily Filing Requirements

Federal Register · Proposed Rule · Jul 18, 1996

DATES: Comments on this proposed rulemaking should be submitted on or before September 16, 1996. … [[Page 37415]] In consideration of the foregoing, and pursuant to the authority contained in the Commodity Exchange Act (Act), and in particular, sections 4g, 4i, 5 and 8a of the Act, 7 U.S.C. 6g,

Privacy of Consumer Financial Information; Conforming Amendments Under Dodd-Frank Act

Federal Register · Proposed Rule · Oct 27, 2010

All comments must be submitted in English, or if not, accompanied by an English translation. Comments will be posted as received to http://www.cftc.gov. … These regulations require periodic notice to be provided to individuals who obtain financial products or services primarily for personal, family, or household purposes from the institutions, and may be

Fees for Applications for Contract Market Designation

Federal Register · Rule · Jun 8, 1999

The Commission did not receive any comments in response to that notice. II. … Regulatory Flexibility Act The Regulatory Flexibility Act (``RFA''), 5 U.S.C. 601 et seq., requires agencies in proposing rules, to consider the impact of those rules on small businesses.

Maintenance of Minimum Financial Requirements by Futures Commission Merchants and Introducing Brokers

Federal Register · Rule · Aug 27, 1998

. --------------------------------------------------------------------------- The 60-day comment period expired on March 16, 1998. The Commission received eight comment letters. … Paperwork Reduction Act The Paperwork Reduction Act of 1995 (``PRA''), 44 U.S.C. 3501 et seq. (Supp.

Boards of Trade Located Outside of the United States and the Requirement To Become a Designated Contract Market or Derivatives Transaction Execution Facility

Federal Register · Notice · Jun 13, 2006

ACTION: Request for comment. … DATES: Comments must be received by July 12, 2006.

Collection of Claims Owed the United States Arising From Activities Under the Commission's Jurisdiction

Federal Register · Proposed Rule · Dec 15, 2003

DATES: Comments must be received by January 14, 2004. … Therefore, the provisions of the Administrative Procedure Act, 5 U.S.C. 553, generally requiring notice of proposed rulemaking and opportunity for public comment, are not applicable.