Document A201 – 2017
Tribal code
Ask Donna
What actually matters in this document.
Text
®
Document A201 – 2017
General Conditions of the Contract for Construction
for the following PROJECT:
(Name and location or address)
SUIT Animal Control Building Replacement
16464 State Highway 172
Ignacio, CO 81137
THE OWNER:
(Name, legal status and address)
Southern Ute Indian Tribe
PO Box 737
356 Ouray Drive
Ignacio, CO 81137
THE ARCHITECT:
(Name, legal status and address)
ADDITIONS AND DELETIONS:
The author of this document may
have revised the text of the original
AIA standard form. An Additions and
Deletions Report that notes
revisions to the standard form text is
available from the author and should
be reviewed. A vertical line in the left
margin of this document indicates
where the author has added to or
deleted from the original AIA text.
This document has important legal
consequences. Consultation with an
attorney is encouraged with respect
to its completion or modification.
For guidance in modifying this
document to include supplementary
conditions, see AIA Document
A503™–2017, Guide for
Supplementary Conditions.
TABLE OF ARTICLES
1
GENERAL PROVISIONS
2
OWNER
3
CONTRACTOR
4
ARCHITECT
5
SUBCONTRACTORS
6
CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
7
CHANGES IN THE WORK
8
TIME
9
PAYMENTS AND COMPLETION
10
PROTECTION OF PERSONS AND PROPERTY
ELECTRONIC COPYING of any
portion of this AIA® Document to
another electronic file is prohibited
and constitutes a violation of
copyright laws as set forth in the
footer of this document.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
1
11
INSURANCE AND BONDS
12
UNCOVERING AND CORRECTION OF WORK
13
MISCELLANEOUS PROVISIONS
14
TERMINATION OR SUSPENSION OF THE CONTRACT
15
CLAIMS AND DISPUTES
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
2
INDEX
(Topics and numbers in bold are Section headings.)
Acceptance of Nonconforming Work
9.6.6, 9.9.3, 12.3
Acceptance of Work
9.6.6, 9.8.2, 9.9.3, 9.10.1, 9.10.3, 12.3
Access to Work
3.16, 6.2.1, 12.1
Accident Prevention
10
Acts and Omissions
3.2, 3.3.2, 3.12.8, 3.18, 4.2.3, 8.3.1, 9.5.1, 10.2.5, 10.2.8, 13.3.2, 14.1, 15.1.2, 15.2
Addenda
1.1.1
Additional Costs, Claims for
3.7.4, 3.7.5, 10.3.2, 15.1.5
Additional Inspections and Testing
9.4.2, 9.8.3, 12.2.1, 13.4
Additional Time, Claims for
3.2.4, 3.7.4, 3.7.5, 3.10.2, 8.3.2, 15.1.6
Administration of the Contract
3.1.3, 4.2, 9.4, 9.5
Advertisement or Invitation to Bid
1.1.1
Aesthetic Effect
4.2.13
Allowances
3.8
Applications for Payment
4.2.5, 7.3.9, 9.2, 9.3, 9.4, 9.5.1, 9.5.4, 9.6.3, 9.7, 9.10
Approvals
2.1.1, 2.3.1, 2.5, 3.1.3, 3.10.2, 3.12.8, 3.12.9, 3.12.10.1, 4.2.7, 9.3.2, 13.4.1
Arbitration
8.3.1, 15.3.2, 15.4
ARCHITECT
4
Architect, Definition of
4.1.1
Architect, Extent of Authority
2.5, 3.12.7, 4.1.2, 4.2, 5.2, 6.3, 7.1.2, 7.3.4, 7.4, 9.2, 9.3.1, 9.4, 9.5, 9.6.3, 9.8, 9.10.1, 9.10.3, 12.1, 12.2.1, 13.4.1, 13.4.2,
14.2.2, 14.2.4, 15.1.4, 15.2.1
Architect, Limitations of Authority and Responsibility
2.1.1, 3.12.4, 3.12.8, 3.12.10, 4.1.2, 4.2.1, 4.2.2, 4.2.3, 4.2.6, 4.2.7, 4.2.10, 4.2.12, 4.2.13, 5.2.1, 7.4, 9.4.2, 9.5.4, 9.6.4, 15.1.4,
15.2
Architect’s Additional Services and Expenses
2.5, 12.2.1, 13.4.2, 13.4.3, 14.2.4
Architect’s Administration of the Contract
3.1.3, 3.7.4, 15.2, 9.4.1, 9.5
Architect’s Approvals
2.5, 3.1.3, 3.5, 3.10.2, 4.2.7
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
3
Architect’s Authority to Reject Work
3.5, 4.2.6, 12.1.2, 12.2.1
Architect’s Copyright
1.1.7, 1.5
Architect’s Decisions
3.7.4, 4.2.6, 4.2.7, 4.2.11, 4.2.12, 4.2.13, 4.2.14, 6.3, 7.3.4, 7.3.9, 8.1.3, 8.3.1, 9.2, 9.4.1, 9.5, 9.8.4, 9.9.1, 13.4.2, 15.2
Architect’s Inspections
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.8.3, 9.9.2, 9.10.1, 13.4
Architect’s Instructions
3.2.4, 3.3.1, 4.2.6, 4.2.7, 13.4.2
Architect’s Interpretations
4.2.11, 4.2.12
Architect’s Project Representative
4.2.10
Architect’s Relationship with Contractor
1.1.2, 1.5, 2.3.3, 3.1.3, 3.2.2, 3.2.3, 3.2.4, 3.3.1, 3.4.2, 3.5, 3.7.4, 3.7.5, 3.9.2, 3.9.3, 3.10, 3.11, 3.12, 3.16, 3.18, 4.1.2, 4.2, 5.2,
6.2.2, 7, 8.3.1, 9.2, 9.3, 9.4, 9.5, 9.7, 9.8, 9.9, 10.2.6, 10.3, 11.3, 12, 13.3.2, 13.4, 15.2
Architect’s Relationship with Subcontractors
1.1.2, 4.2.3, 4.2.4, 4.2.6, 9.6.3, 9.6.4, 11.3
Architect’s Representations
9.4.2, 9.5.1, 9.10.1
Architect’s Site Visits
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.5.1, 9.9.2, 9.10.1, 13.4
Asbestos
10.3.1
Attorneys’ Fees
3.18.1, 9.6.8, 9.10.2, 10.3.3
Award of Separate Contracts
6.1.1, 6.1.2
Award of Subcontracts and Other Contracts for Portions of the Work
5.2
Basic Definitions
1.1
Bidding Requirements
1.1.1
Binding Dispute Resolution
8.3.1, 9.7, 11.5, 13.1, 15.1.2, 15.1.3, 15.2.1, 15.2.5, 15.2.6.1, 15.3.1, 15.3.2, 15.3.3, 15.4.1
Bonds, Lien
7.3.4.4, 9.6.8, 9.10.2, 9.10.3
Bonds, Performance, and Payment
7.3.4.4, 9.6.7, 9.10.3, 11.1.2, 11.1.3, 11.5
Building Information Models Use and Reliance
1.8
Building Permit
3.7.1
Capitalization
1.3
Certificate of Substantial Completion
9.8.3, 9.8.4, 9.8.5
Certificates for Payment
4.2.1, 4.2.5, 4.2.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7, 9.10.1, 9.10.3, 14.1.1.3, 14.2.4, 15.1.4
Certificates of Inspection, Testing or Approval
13.4.4
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
4
Certificates of Insurance
9.10.2
Change Orders
1.1.1, 3.4.2, 3.7.4, 3.8.2.3, 3.11, 3.12.8, 4.2.8, 5.2.3, 7.1.2, 7.1.3, 7.2, 7.3.2, 7.3.7, 7.3.9, 7.3.10, 8.3.1, 9.3.1.1, 9.10.3, 10.3.2,
11.2, 11.5, 12.1.2
Change Orders, Definition of
7.2.1
CHANGES IN THE WORK
2.2.2, 3.11, 4.2.8, 7, 7.2.1, 7.3.1, 7.4, 8.3.1, 9.3.1.1, 11.5
Claims, Definition of
15.1.1
Claims, Notice of
1.6.2, 15.1.3
CLAIMS AND DISPUTES
3.2.4, 6.1.1, 6.3, 7.3.9, 9.3.3, 9.10.4, 10.3.3, 15, 15.4
Claims and Timely Assertion of Claims
15.4.1
Claims for Additional Cost
3.2.4, 3.3.1, 3.7.4, 7.3.9, 9.5.2, 10.2.5, 10.3.2, 15.1.5
Claims for Additional Time
3.2.4, 3.3.1, 3.7.4, 6.1.1, 8.3.2, 9.5.2, 10.3.2, 15.1.6
Concealed or Unknown Conditions, Claims for
3.7.4
Claims for Damages
3.2.4, 3.18, 8.3.3, 9.5.1, 9.6.7, 10.2.5, 10.3.3, 11.3, 11.3.2, 14.2.4, 15.1.7
Claims Subject to Arbitration
15.4.1
Cleaning Up
3.15, 6.3
Commencement of the Work, Conditions Relating to
2.2.1, 3.2.2, 3.4.1, 3.7.1, 3.10.1, 3.12.6, 5.2.1, 5.2.3, 6.2.2, 8.1.2, 8.2.2, 8.3.1, 11.1, 11.2, 15.1.5
Commencement of the Work, Definition of
8.1.2
Communications
3.9.1, 4.2.4
Completion, Conditions Relating to
3.4.1, 3.11, 3.15, 4.2.2, 4.2.9, 8.2, 9.4.2, 9.8, 9.9.1, 9.10, 12.2, 14.1.2, 15.1.2
COMPLETION, PAYMENTS AND
9
Completion, Substantial
3.10.1, 4.2.9, 8.1.1, 8.1.3, 8.2.3, 9.4.2, 9.8, 9.9.1, 9.10.3, 12.2, 15.1.2
Compliance with Laws
2.3.2, 3.2.3, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 10.2.2, 13.1, 13.3, 13.4.1, 13.4.2, 13.5, 14.1.1, 14.2.1.3, 15.2.8, 15.4.2, 15.4.3
Concealed or Unknown Conditions
3.7.4, 4.2.8, 8.3.1, 10.3
Conditions of the Contract
1.1.1, 6.1.1, 6.1.4
Consent, Written
3.4.2, 3.14.2, 4.1.2, 9.8.5, 9.9.1, 9.10.2, 9.10.3, 13.2, 15.4.4.2
Consolidation or Joinder
15.4.4
CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
1.1.4, 6
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
5
Construction Change Directive, Definition of
7.3.1
Construction Change Directives
1.1.1, 3.4.2, 3.11, 3.12.8, 4.2.8, 7.1.1, 7.1.2, 7.1.3, 7.3, 9.3.1.1
Construction Schedules, Contractor’s
3.10, 3.11, 3.12.1, 3.12.2, 6.1.3, 15.1.6.2
Contingent Assignment of Subcontracts
5.4, 14.2.2.2
Continuing Contract Performance
15.1.4
Contract, Definition of
1.1.2
CONTRACT, TERMINATION OR SUSPENSION OF THE
5.4.1.1, 5.4.2, 11.5, 14
Contract Administration
3.1.3, 4, 9.4, 9.5
Contract Award and Execution, Conditions Relating to
3.7.1, 3.10, 5.2, 6.1
Contract Documents, Copies Furnished and Use of
1.5.2, 2.3.6, 5.3
Contract Documents, Definition of
1.1.1
Contract Sum
2.2.2, 2.2.4, 3.7.4, 3.7.5, 3.8, 3.10.2, 5.2.3, 7.3, 7.4, 9.1, 9.2, 9.4.2, 9.5.1.4, 9.6.7, 9.7, 10.3.2, 11.5, 12.1.2, 12.3, 14.2.4, 14.3.2,
15.1.4.2, 15.1.5, 15.2.5
Contract Sum, Definition of
9.1
Contract Time
1.1.4, 2.2.1, 2.2.2, 3.7.4, 3.7.5, 3.10.2, 5.2.3, 6.1.5, 7.2.1.3, 7.3.1, 7.3.5, 7.3.6, 7, 7, 7.3.10, 7.4, 8.1.1, 8.2.1, 8.2.3, 8.3.1, 9.5.1,
9.7, 10.3.2, 12.1.1, 12.1.2, 14.3.2, 15.1.4.2, 15.1.6.1, 15.2.5
Contract Time, Definition of
8.1.1
CONTRACTOR
3
Contractor, Definition of
3.1, 6.1.2
Contractor’s Construction and Submittal Schedules
3.10, 3.12.1, 3.12.2, 4.2.3, 6.1.3, 15.1.6.2
Contractor’s Employees
2.2.4, 3.3.2, 3.4.3, 3.8.1, 3.9, 3.18.2, 4.2.3, 4.2.6, 10.2, 10.3, 11.3, 14.1, 14.2.1.1
Contractor’s Liability Insurance
11.1
Contractor’s Relationship with Separate Contractors and Owner’s Forces
3.12.5, 3.14.2, 4.2.4, 6, 11.3, 12.2.4
Contractor’s Relationship with Subcontractors
1.2.2, 2.2.4, 3.3.2, 3.18.1, 3.18.2, 4.2.4, 5, 9.6.2, 9.6.7, 9.10.2, 11.2, 11.3, 11.4
Contractor’s Relationship with the Architect
1.1.2, 1.5, 2.3.3, 3.1.3, 3.2.2, 3.2.3, 3.2.4, 3.3.1, 3.4.2, 3.5.1, 3.7.4, 3.10, 3.11, 3.12, 3.16, 3.18, 4.2, 5.2, 6.2.2, 7, 8.3.1, 9.2,
9.3, 9.4, 9.5, 9.7, 9.8, 9.9, 10.2.6, 10.3, 11.3, 12, 13.4, 15.1.3, 15.2.1
Contractor’s Representations
3.2.1, 3.2.2, 3.5, 3.12.6, 6.2.2, 8.2.1, 9.3.3, 9.8.2
Contractor’s Responsibility for Those Performing the Work
3.3.2, 3.18, 5.3, 6.1.3, 6.2, 9.5.1, 10.2.8
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
6
Contractor’s Review of Contract Documents
3.2
Contractor’s Right to Stop the Work
2.2.2, 9.7
Contractor’s Right to Terminate the Contract
14.1
Contractor’s Submittals
3.10, 3.11, 3.12, 4.2.7, 5.2.1, 5.2.3, 9.2, 9.3, 9.8.2, 9.8.3, 9.9.1, 9.10.2, 9.10.3
Contractor’s Superintendent
3.9, 10.2.6
Contractor’s Supervision and Construction Procedures
1.2.2, 3.3, 3.4, 3.12.10, 4.2.2, 4.2.7, 6.1.3, 6.2.4, 7.1.3, 7.3.4, 7.3.6, 8.2, 10, 12, 14, 15.1.4
Coordination and Correlation
1.2, 3.2.1, 3.3.1, 3.10, 3.12.6, 6.1.3, 6.2.1
Copies Furnished of Drawings and Specifications
1.5, 2.3.6, 3.11
Copyrights
1.5, 3.17
Correction of Work
2.5, 3.7.3, 9.4.2, 9.8.2, 9.8.3, 9.9.1, 12.1.2, 12.2, 12.3, 15.1.3.1, 15.1.3.2, 15.2.1
Correlation and Intent of the Contract Documents
1.2
Cost, Definition of
7.3.4
Costs
2.5, 3.2.4, 3.7.3, 3.8.2, 3.15.2, 5.4.2, 6.1.1, 6.2.3, 7.3.3.3, 7.3.4, 7.3.8, 7.3.9, 9.10.2, 10.3.2, 10.3.6, 11.2, 12.1.2, 12.2.1, 12.2.4,
13.4, 14
Cutting and Patching
3.14, 6.2.5
Damage to Construction of Owner or Separate Contractors
3.14.2, 6.2.4, 10.2.1.2, 10.2.5, 10.4, 12.2.4
Damage to the Work
3.14.2, 9.9.1, 10.2.1.2, 10.2.5, 10.4, 12.2.4
Damages, Claims for
3.2.4, 3.18, 6.1.1, 8.3.3, 9.5.1, 9.6.7, 10.3.3, 11.3.2, 11.3, 14.2.4, 15.1.7
Damages for Delay
6.2.3, 8.3.3, 9.5.1.6, 9.7, 10.3.2, 14.3.2
Date of Commencement of the Work, Definition of
8.1.2
Date of Substantial Completion, Definition of
8.1.3
Day, Definition of
8.1.4
Decisions of the Architect
3.7.4, 4.2.6, 4.2.7, 4.2.11, 4.2.12, 4.2.13, 6.3, 7.3.4, 7.3.9, 8.1.3, 8.3.1, 9.2, 9.4, 9.5.1, 9.8.4, 9.9.1, 13.4.2, 14.2.2, 14.2.4, 15.1,
15.2
Decisions to Withhold Certification
9.4.1, 9.5, 9.7, 14.1.1.3
Defective or Nonconforming Work, Acceptance, Rejection and Correction of
2.5, 3.5, 4.2.6, 6.2.3, 9.5.1, 9.5.3, 9.6.6, 9.8.2, 9.9.3, 9.10.4, 12.2.1
Definitions
1.1, 2.1.1, 3.1.1, 3.5, 3.12.1, 3.12.2, 3.12.3, 4.1.1, 5.1, 6.1.2, 7.2.1, 7.3.1, 8.1, 9.1, 9.8.1, 15.1.1
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
7
Delays and Extensions of Time
3.2, 3.7.4, 5.2.3, 7.2.1, 7.3.1, 7.4, 8.3, 9.5.1, 9.7, 10.3.2, 10.4, 14.3.2, 15.1.6, 15.2.5
Digital Data Use and Transmission
1.7
Disputes
6.3, 7.3.9, 15.1, 15.2
Documents and Samples at the Site
3.11
Drawings, Definition of
1.1.5
Drawings and Specifications, Use and Ownership of
3.11
Effective Date of Insurance
8.2.2
Emergencies
10.4, 14.1.1.2, 15.1.5
Employees, Contractor’s
3.3.2, 3.4.3, 3.8.1, 3.9, 3.18.2, 4.2.3, 4.2.6, 10.2, 10.3.3, 11.3, 14.1, 14.2.1.1
Equipment, Labor, or Materials
1.1.3, 1.1.6, 3.4, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15.1, 4.2.6, 4.2.7, 5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2, 10.2.1, 10.2.4,
14.2.1.1, 14.2.1.2
Execution and Progress of the Work
1.1.3, 1.2.1, 1.2.2, 2.3.4, 2.3.6, 3.1, 3.3.1, 3.4.1, 3.7.1, 3.10.1, 3.12, 3.14, 4.2, 6.2.2, 7.1.3, 7.3.6, 8.2, 9.5.1, 9.9.1, 10.2, 10.3,
12.1, 12.2, 14.2, 14.3.1, 15.1.4
Extensions of Time
3.2.4, 3.7.4, 5.2.3, 7.2.1, 7.3, 7.4, 9.5.1, 9.7, 10.3.2, 10.4, 14.3, 15.1.6, 15.2.5
Failure of Payment
9.5.1.3, 9.7, 9.10.2, 13.5, 14.1.1.3, 14.2.1.2
Faulty Work
(See Defective or Nonconforming Work)
Final Completion and Final Payment
4.2.1, 4.2.9, 9.8.2, 9.10, 12.3, 14.2.4, 14.4.3
Financial Arrangements, Owner’s
2.2.1, 13.2.2, 14.1.1.4
GENERAL PROVISIONS
1
Governing Law
13.1
Guarantees (See Warranty)
Hazardous Materials and Substances
10.2.4, 10.3
Identification of Subcontractors and Suppliers
5.2.1
Indemnification
3.17, 3.18, 9.6.8, 9.10.2, 10.3.3, 11.3
Information and Services Required of the Owner
2.1.2, 2.2, 2.3, 3.2.2, 3.12.10.1, 6.1.3, 6.1.4, 6.2.5, 9.6.1, 9.9.2, 9.10.3, 10.3.3, 11.2, 13.4.1, 13.4.2, 14.1.1.4, 14.1.4, 15.1.4
Initial Decision
15.2
Initial Decision Maker, Definition of
1.1.8
Initial Decision Maker, Decisions
14.2.4, 15.1.4.2, 15.2.1, 15.2.2, 15.2.3, 15.2.4, 15.2.5
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
8
Initial Decision Maker, Extent of Authority
14.2.4, 15.1.4.2, 15.2.1, 15.2.2, 15.2.3, 15.2.4, 15.2.5
Injury or Damage to Person or Property
10.2.8, 10.4
Inspections
3.1.3, 3.3.3, 3.7.1, 4.2.2, 4.2.6, 4.2.9, 9.4.2, 9.8.3, 9.9.2, 9.10.1, 12.2.1, 13.4
Instructions to Bidders
1.1.1
Instructions to the Contractor
3.2.4, 3.3.1, 3.8.1, 5.2.1, 7, 8.2.2, 12, 13.4.2
Instruments of Service, Definition of
1.1.7
Insurance
6.1.1, 7.3.4, 8.2.2, 9.3.2, 9.8.4, 9.9.1, 9.10.2, 10.2.5, 11
Insurance, Notice of Cancellation or Expiration
11.1.4, 11.2.3
Insurance, Contractor’s Liability
11.1
Insurance, Effective Date of
8.2.2, 14.4.2
Insurance, Owner’s Liability
11.2
Insurance, Property
10.2.5, 11.2, 11.4, 11.5
Insurance, Stored Materials
9.3.2
INSURANCE AND BONDS
11
Insurance Companies, Consent to Partial Occupancy
9.9.1
Insured loss, Adjustment and Settlement of
11.5
Intent of the Contract Documents
1.2.1, 4.2.7, 4.2.12, 4.2.13
Interest
13.5
Interpretation
1.1.8, 1.2.3, 1.4, 4.1.1, 5.1, 6.1.2, 15.1.1
Interpretations, Written
4.2.11, 4.2.12
Judgment on Final Award
15.4.2
Labor and Materials, Equipment
1.1.3, 1.1.6, 3.4, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15.1, 5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2, 10.2.1, 10.2.4, 14.2.1.1,
14.2.1.2
Labor Disputes
8.3.1
Laws and Regulations
1.5, 2.3.2, 3.2.3, 3.2.4, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 9.9.1, 10.2.2, 13.1, 13.3.1, 13.4.2, 13.5, 14, 15.2.8, 15.4
Liens
2.1.2, 9.3.1, 9.3.3, 9.6.8, 9.10.2, 9.10.4, 15.2.8
Limitations, Statutes of
12.2.5, 15.1.2, 15.4.1.1
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
9
Limitations of Liability
3.2.2, 3.5, 3.12.10, 3.12.10.1, 3.17, 3.18.1, 4.2.6, 4.2.7, 6.2.2, 9.4.2, 9.6.4, 9.6.7, 9.6.8, 10.2.5, 10.3.3, 11.3, 12.2.5, 13.3.1
Limitations of Time
2.1.2, 2.2, 2.5, 3.2.2, 3.10, 3.11, 3.12.5, 3.15.1, 4.2.7, 5.2, 5.3, 5.4.1, 6.2.4, 7.3, 7.4, 8.2, 9.2, 9.3.1, 9.3.3, 9.4.1, 9.5, 9.6, 9.7,
9.8, 9.9, 9.10, 12.2, 13.4, 14, 15, 15.1.2, 15.1.3, 15.1.5
Materials, Hazardous
10.2.4, 10.3
Materials, Labor, Equipment and
1.1.3, 1.1.6, 3.4.1, 3.5, 3.8.2, 3.8.3, 3.12, 3.13, 3.15.1, 5.2.1, 6.2.1, 7.3.4, 9.3.2, 9.3.3, 9.5.1.3, 9.10.2, 10.2.1.2, 10.2.4,
14.2.1.1, 14.2.1.2
Means, Methods, Techniques, Sequences and Procedures of Construction
3.3.1, 3.12.10, 4.2.2, 4.2.7, 9.4.2
Mechanic’s Lien
2.1.2, 9.3.1, 9.3.3, 9.6.8, 9.10.2, 9.10.4, 15.2.8
Mediation
8.3.1, 15.1.3.2, 15.2.1, 15.2.5, 15.2.6, 15.3, 15.4.1, 15.4.1.1
Minor Changes in the Work
1.1.1, 3.4.2, 3.12.8, 4.2.8, 7.1, 7.4
MISCELLANEOUS PROVISIONS
13
Modifications, Definition of
1.1.1
Modifications to the Contract
1.1.1, 1.1.2, 2.5, 3.11, 4.1.2, 4.2.1, 5.2.3, 7, 8.3.1, 9.7, 10.3.2
Mutual Responsibility
6.2
Nonconforming Work, Acceptance of
9.6.6, 9.9.3, 12.3
Nonconforming Work, Rejection and Correction of
2.4, 2.5, 3.5, 4.2.6, 6.2.4, 9.5.1, 9.8.2, 9.9.3, 9.10.4, 12.2
Notice
1.6, 1.6.1, 1.6.2, 2.1.2, 2.2.2., 2.2.3, 2.2.4, 2.5, 3.2.4, 3.3.1, 3.7.4, 3.7.5, 3.9.2, 3.12.9, 3.12.10, 5.2.1, 7.4, 8.2.2 9.6.8, 9.7,
9.10.1, 10.2.8, 10.3.2, 11.5, 12.2.2.1, 13.4.1, 13.4.2, 14.1, 14.2.2, 14.4.2, 15.1.3, 15.1.5, 15.1.6, 15.4.1
Notice of Cancellation or Expiration of Insurance
11.1.4, 11.2.3
Notice of Claims
1.6.2, 2.1.2, 3.7.4, 9.6.8, 10.2.8, 15.1.3, 15.1.5, 15.1.6, 15.2.8, 15.3.2, 15.4.1
Notice of Testing and Inspections
13.4.1, 13.4.2
Observations, Contractor’s
3.2, 3.7.4
Occupancy
2.3.1, 9.6.6, 9.8
Orders, Written
1.1.1, 2.4, 3.9.2, 7, 8.2.2, 11.5, 12.1, 12.2.2.1, 13.4.2, 14.3.1
OWNER
2
Owner, Definition of
2.1.1
Owner, Evidence of Financial Arrangements
2.2, 13.2.2, 14.1.1.4
Owner, Information and Services Required of the
2.1.2, 2.2, 2.3, 3.2.2, 3.12.10, 6.1.3, 6.1.4, 6.2.5, 9.3.2, 9.6.1, 9.6.4, 9.9.2, 9.10.3, 10.3.3, 11.2, 13.4.1, 13.4.2, 14.1.1.4, 14.1.4,
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
10
15.1.4
Owner’s Authority
1.5, 2.1.1, 2.3.32.4, 2.5, 3.4.2, 3.8.1, 3.12.10, 3.14.2, 4.1.2, 4.2.4, 4.2.9, 5.2.1, 5.2.4, 5.4.1, 6.1, 6.3, 7.2.1, 7.3.1, 8.2.2, 8.3.1,
9.3.2, 9.5.1, 9.6.4, 9.9.1, 9.10.2, 10.3.2, 11.4, 11.5, 12.2.2, 12.3, 13.2.2, 14.3, 14.4, 15.2.7
Owner’s Insurance
11.2
Owner’s Relationship with Subcontractors
1.1.2, 5.2, 5.3, 5.4, 9.6.4, 9.10.2, 14.2.2
Owner’s Right to Carry Out the Work
2.5, 14.2.2
Owner’s Right to Clean Up
6.3
Owner’s Right to Perform Construction and to Award Separate Contracts
6.1
Owner’s Right to Stop the Work
2.4
Owner’s Right to Suspend the Work
14.3
Owner’s Right to Terminate the Contract
14.2, 14.4
Ownership and Use of Drawings, Specifications and Other Instruments of Service
1.1.1, 1.1.6, 1.1.7, 1.5, 2.3.6, 3.2.2, 3.11, 3.17, 4.2.12, 5.3
Partial Occupancy or Use
9.6.6, 9.9
Patching, Cutting and
3.14, 6.2.5
Patents
3.17
Payment, Applications for
4.2.5, 7.3.9, 9.2, 9.3, 9.4, 9.5, 9.6.3, 9.7, 9.8.5, 9.10.1, 14.2.3, 14.2.4, 14.4.3
Payment, Certificates for
4.2.5, 4.2.9, 9.3.3, 9.4, 9.5, 9.6.1, 9.6.6, 9.7, 9.10.1, 9.10.3, 14.1.1.3, 14.2.4
Payment, Failure of
9.5.1.3, 9.7, 9.10.2, 13.5, 14.1.1.3, 14.2.1.2
Payment, Final
4.2.1, 4.2.9, 9.10, 12.3, 14.2.4, 14.4.3
Payment Bond, Performance Bond and
7.3.4.4, 9.6.7, 9.10.3, 11.1.2
Payments, Progress
9.3, 9.6, 9.8.5, 9.10.3, 14.2.3, 15.1.4
PAYMENTS AND COMPLETION
9
Payments to Subcontractors
5.4.2, 9.5.1.3, 9.6.2, 9.6.3, 9.6.4, 9.6.7, 14.2.1.2
PCB
10.3.1
Performance Bond and Payment Bond
7.3.4.4, 9.6.7, 9.10.3, 11.1.2
Permits, Fees, Notices and Compliance with Laws
2.3.1, 3.7, 3.13, 7.3.4.4, 10.2.2
PERSONS AND PROPERTY, PROTECTION OF
10
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
11
Polychlorinated Biphenyl
10.3.1
Product Data, Definition of
3.12.2
Product Data and Samples, Shop Drawings
3.11, 3.12, 4.2.7
Progress and Completion
4.2.2, 8.2, 9.8, 9.9.1, 14.1.4, 15.1.4
Progress Payments
9.3, 9.6, 9.8.5, 9.10.3, 14.2.3, 15.1.4
Project, Definition of
1.1.4
Project Representatives
4.2.10
Property Insurance
10.2.5, 11.2
Proposal Requirements
1.1.1
PROTECTION OF PERSONS AND PROPERTY
10
Regulations and Laws
1.5, 2.3.2, 3.2.3, 3.6, 3.7, 3.12.10, 3.13, 9.6.4, 9.9.1, 10.2.2, 13.1, 13.3, 13.4.1, 13.4.2, 13.5, 14, 15.2.8, 15.4
Rejection of Work
4.2.6, 12.2.1
Releases and Waivers of Liens
9.3.1, 9.10.2
Representations
3.2.1, 3.5, 3.12.6, 8.2.1, 9.3.3, 9.4.2, 9.5.1, 9.10.1
Representatives
2.1.1, 3.1.1, 3.9, 4.1.1, 4.2.10, 13.2.1
Responsibility for Those Performing the Work
3.3.2, 3.18, 4.2.2, 4.2.3, 5.3, 6.1.3, 6.2, 6.3, 9.5.1, 10
Retainage
9.3.1, 9.6.2, 9.8.5, 9.9.1, 9.10.2, 9.10.3
Review of Contract Documents and Field Conditions by Contractor
3.2, 3.12.7, 6.1.3
Review of Contractor’s Submittals by Owner and Architect
3.10.1, 3.10.2, 3.11, 3.12, 4.2, 5.2, 6.1.3, 9.2, 9.8.2
Review of Shop Drawings, Product Data and Samples by Contractor
3.12
Rights and Remedies
1.1.2, 2.4, 2.5, 3.5, 3.7.4, 3.15.2, 4.2.6, 5.3, 5.4, 6.1, 6.3, 7.3.1, 8.3, 9.5.1, 9.7, 10.2.5, 10.3, 12.2.1, 12.2.2, 12.2.4, 13.3, 14,
15.4
Royalties, Patents and Copyrights
3.17
Rules and Notices for Arbitration
15.4.1
Safety of Persons and Property
10.2, 10.4
Safety Precautions and Programs
3.3.1, 4.2.2, 4.2.7, 5.3, 10.1, 10.2, 10.4
Samples, Definition of
3.12.3
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
12
Samples, Shop Drawings, Product Data and
3.11, 3.12, 4.2.7
Samples at the Site, Documents and
3.11
Schedule of Values
9.2, 9.3.1
Schedules, Construction
3.10, 3.12.1, 3.12.2, 6.1.3, 15.1.6.2
Separate Contracts and Contractors
1.1.4, 3.12.5, 3.14.2, 4.2.4, 4.2.7, 6, 8.3.1, 12.1.2
Separate Contractors, Definition of
6.1.1
Shop Drawings, Definition of
3.12.1
Shop Drawings, Product Data and Samples
3.11, 3.12, 4.2.7
Site, Use of
3.13, 6.1.1, 6.2.1
Site Inspections
3.2.2, 3.3.3, 3.7.1, 3.7.4, 4.2, 9.9.2, 9.4.2, 9.10.1, 13.4
Site Visits, Architect’s
3.7.4, 4.2.2, 4.2.9, 9.4.2, 9.5.1, 9.9.2, 9.10.1, 13.4
Special Inspections and Testing
4.2.6, 12.2.1, 13.4
Specifications, Definition of
1.1.6
Specifications
1.1.1, 1.1.6, 1.2.2, 1.5, 3.12.10, 3.17, 4.2.14
Statute of Limitations
15.1.2, 15.4.1.1
Stopping the Work
2.2.2, 2.4, 9.7, 10.3, 14.1
Stored Materials
6.2.1, 9.3.2, 10.2.1.2, 10.2.4
Subcontractor, Definition of
5.1.1
SUBCONTRACTORS
5
Subcontractors, Work by
1.2.2, 3.3.2, 3.12.1, 3.18, 4.2.3, 5.2.3, 5.3, 5.4, 9.3.1.2, 9.6.7
Subcontractual Relations
5.3, 5.4, 9.3.1.2, 9.6, 9.10, 10.2.1, 14.1, 14.2.1
Submittals
3.10, 3.11, 3.12, 4.2.7, 5.2.1, 5.2.3, 7.3.4, 9.2, 9.3, 9.8, 9.9.1, 9.10.2, 9.10.3
Submittal Schedule
3.10.2, 3.12.5, 4.2.7
Subrogation, Waivers of
6.1.1, 11.3
Substances, Hazardous
10.3
Substantial Completion
4.2.9, 8.1.1, 8.1.3, 8.2.3, 9.4.2, 9.8, 9.9.1, 9.10.3, 12.2, 15.1.2
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
13
Substantial Completion, Definition of
9.8.1
Substitution of Subcontractors
5.2.3, 5.2.4
Substitution of Architect
2.3.3
Substitutions of Materials
3.4.2, 3.5, 7.3.8
Sub-subcontractor, Definition of
5.1.2
Subsurface Conditions
3.7.4
Successors and Assigns
13.2
Superintendent
3.9, 10.2.6
Supervision and Construction Procedures
1.2.2, 3.3, 3.4, 3.12.10, 4.2.2, 4.2.7, 6.1.3, 6.2.4, 7.1.3, 7.3.4, 8.2, 8.3.1, 9.4.2, 10, 12, 14, 15.1.4
Suppliers
1.5, 3.12.1, 4.2.4, 4.2.6, 5.2.1, 9.3, 9.4.2, 9.5.4, 9.6, 9.10.5, 14.2.1
Surety
5.4.1.2, 9.6.8, 9.8.5, 9.10.2, 9.10.3, 11.1.2, 14.2.2, 15.2.7
Surety, Consent of
9.8.5, 9.10.2, 9.10.3
Surveys
1.1.7, 2.3.4
Suspension by the Owner for Convenience
14.3
Suspension of the Work
3.7.5, 5.4.2, 14.3
Suspension or Termination of the Contract
5.4.1.1, 14
Taxes
3.6, 3.8.2.1, 7.3.4.4
Termination by the Contractor
14.1, 15.1.7
Termination by the Owner for Cause
5.4.1.1, 14.2, 15.1.7
Termination by the Owner for Convenience
14.4
Termination of the Architect
2.3.3
Termination of the Contractor Employment
14.2.2
TERMINATION OR SUSPENSION OF THE CONTRACT
14
Tests and Inspections
3.1.3, 3.3.3, 3.7.1, 4.2.2, 4.2.6, 4.2.9, 9.4.2, 9.8.3, 9.9.2, 9.10.1, 10.3.2, 12.2.1, 13.4
TIME
8
Time, Delays and Extensions of
3.2.4, 3.7.4, 5.2.3, 7.2.1, 7.3.1, 7.4, 8.3, 9.5.1, 9.7, 10.3.2, 10.4, 14.3.2, 15.1.6, 15.2.5
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
14
Time Limits
2.1.2, 2.2, 2.5, 3.2.2, 3.10, 3.11, 3.12.5, 3.15.1, 4.2, 5.2, 5.3, 5.4, 6.2.4, 7.3, 7.4, 8.2, 9.2, 9.3.1, 9.3.3, 9.4.1, 9.5, 9.6, 9.7, 9.8,
9.9, 9.10, 12.2, 13.4, 14, 15.1.2, 15.1.3, 15.4
Time Limits on Claims
3.7.4, 10.2.8, 15.1.2, 15.1.3
Title to Work
9.3.2, 9.3.3
UNCOVERING AND CORRECTION OF WORK
12
Uncovering of Work
12.1
Unforeseen Conditions, Concealed or Unknown
3.7.4, 8.3.1, 10.3
Unit Prices
7.3.3.2, 9.1.2
Use of Documents
1.1.1, 1.5, 2.3.6, 3.12.6, 5.3
Use of Site
3.13, 6.1.1, 6.2.1
Values, Schedule of
9.2, 9.3.1
Waiver of Claims by the Architect
13.3.2
Waiver of Claims by the Contractor
9.10.5, 13.3.2, 15.1.7
Waiver of Claims by the Owner
9.9.3, 9.10.3, 9.10.4, 12.2.2.1, 13.3.2, 14.2.4, 15.1.7
Waiver of Consequential Damages
14.2.4, 15.1.7
Waiver of Liens
9.3, 9.10.2, 9.10.4
Waivers of Subrogation
6.1.1, 11.3
Warranty
3.5, 4.2.9, 9.3.3, 9.8.4, 9.9.1, 9.10.2, 9.10.4, 12.2.2, 15.1.2
Weather Delays
8.3, 15.1.6.2
Work, Definition of
1.1.3
Written Consent
1.5.2, 3.4.2, 3.7.4, 3.12.8, 3.14.2, 4.1.2, 9.3.2, 9.10.3, 13.2, 13.3.2, 15.4.4.2
Written Interpretations
4.2.11, 4.2.12
Written Orders
1.1.1, 2.4, 3.9, 7, 8.2.2, 12.1, 12.2, 13.4.2, 14.3.1
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
15
ARTICLE 1 GENERAL PROVISIONS
§ 1.1 Basic Definitions
§ 1.1.1 The Contract Documents
The Contract Documents are enumerated in the Agreement between the Owner and Contractor (hereinafter the Agreement)
and consist of the Agreement, Conditions of the Contract (General, Supplementary and other Conditions), Drawings,
Specifications, Addenda issued prior to execution of the Contract, other documents listed in the Agreement, and Modifications
issued after execution of the Contract. .In the event of a conflict, contradiction, or ambiguity between the terms and conditions
of this Agreement and any attachments or exhibits to this Agreement, then the terms and conditions of this Agreement shall
prevail and control. A Modification is (1) a written amendment to the Contract signed by both parties, (2) a Change Order, (3)
a Construction Change Directive, or (4) a written order for a minor change in the Work issued by the Architect. Unless
specifically enumerated in the Agreement, the Contract Documents do not include the advertisement or invitation to bid,
Instructions to Bidders, sample forms, other information furnished by the Owner in anticipation of receiving bids or proposals,
the Contractor’s bid or proposal, or portions of Addenda relating to bidding or proposal requirements.
§ 1.1.2 The Contract
The Contract Documents form the Contract for Construction. The Contract represents the entire and integrated agreement
between the parties hereto and supersedes prior negotiations, representations, or agreements, either written or oral. The
Contract may be amended or modified only by a Modification. The Contract Documents shall not be construed to create a
contractual relationship of any kind (1) between the Contractor and the Architect or the Architect’s consultants, (2) between
the Owner and a Subcontractor or a Sub-subcontractor, (3) between the Owner and the Architect or the Architect’s
consultants, or (4) between any persons or entities other than the Owner and the Contractor. The Architect shall, however, be
entitled to performance and enforcement of obligations under the Contract intended to facilitate performance of the
Architect’s duties.
§ 1.1.3 The Work
The term “Work” means the construction and services required by the Contract Documents, whether completed or partially
completed, and includes all other labor, materials, equipment, and services provided or to be provided by the Contractor to
fulfill the Contractor’s obligations. The Work may constitute the whole or a part of the Project.
§ 1.1.4 The Project
The Project is the total construction of which the Work performed under the Contract Documents may be the whole or a part
and which may include construction by the Owner and by Separate Contractors.
§ 1.1.5 The Drawings
The Drawings are the graphic and pictorial portions of the Contract Documents showing the design, location and dimensions
of the Work, generally including plans, elevations, sections, details, schedules, and diagrams.
§ 1.1.6 The Specifications
The Specifications are that portion of the Contract Documents consisting of the written requirements for materials, equipment,
systems, standards and workmanship for the Work, and performance of related services.
§ 1.1.7 Instruments of Service
Instruments of Service are representations, in any medium of expression now known or later developed, of the tangible and
intangible creative work performed by the Architect and the Architect’s consultants under their respective professional
services agreements. Instruments of Service may include, without limitation, studies, surveys, models, sketches, drawings,
specifications, and other similar materials.
§ 1.1.8 Initial Decision Maker
The Initial Decision Maker is the entity or person identified in the Agreement to render initial decisions on Claims in
accordance with Section 15.2. The Initial Decision Maker shall not show partiality to the Owner or Contractor and shall not be
liable for results of interpretations or decisions rendered in good faith.
§ 1.1.9 TRIBE
The term “Tribe” means Southern Ute Indian Tribe.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
16
§ 1.1.10 PROVIDE
Unless otherwise indicated, the term “provide” shall include furnishing and installing a product, materials, systems, and/or
equipment complete and in place, fully tested and approved.
§ 1.1.11 APPROVED
The term “approved” or “approval” shall mean approved or approval in writing, unless otherwise indicated.
§ 1.1.12 THE GMP
The term “GMP” shall mean the Guaranteed Maximum Price as defined in the Agreement.
§ 1.1.13 COST OF THE WORK
The term “Cost of the Work” shall have the same meaning as used in the Agreement.
§ 1.1.14 CONTRACTOR
The term “Contractor” shall also mean the Construction Manager, where the term “Construction Manager,” instead of the term
“Contractor” is used in the Agreement.
§ 1.2 Correlation and Intent of the Contract Documents
§ 1.2.1 It is intended that the Contract Documents include all items necessary for the proper execution and completion of the
Work by the Contractor. All Work shown in, described in, or reasonably inferable from the Contract Documents to produce
the indicated results shall be performed by the Contractor so that the Owner can occupy or utilize the Work for its intended
use. The Contract Documents are complementary, and what is required by one shall be as binding as if required by all; in the
event of a conflict or inconsistency in or among the Contract Documents, or between the Contract Documents and any
applicable laws, statutes, ordinances, regulations, or codes in effect at the time the GMP is bid or negotiated, the provision
most favorable to the Owner shall control, and the Contractor shall, unless otherwise directed in writing by the Owner,
perform to the extent reasonably inferable from the Contract Documents, as a whole, as being necessary or desirable to
provide the indicated results and to provide the greatest quantity, highest quality, highest degree of safety, most stringent
material, equipment or Work and must complete execution of the Architect’s design intent as evidenced by the Contract
Documents.
§ 1.2.1.1 The invalidity of any provision of the Contract Documents shall not invalidate the Contract or its remaining
provisions. If it is determined that any provision of the Contract Documents violates any applicable law, or is otherwise
invalid or unenforceable, then that provision shall be revised to the extent necessary to make that provision legal and
enforceable. In such case the Contract Documents shall be construed, to the fullest extent permitted by law, to give effect to
the parties’ intentions and purposes in executing the Contract.
§ 1.2.2 Organization of the Specifications into divisions, sections and articles, and arrangement of Drawings shall not control
the Contractor in dividing the Work among Subcontractors or in establishing the extent of Work to be performed by any trade.
§ 1.2.3 Unless otherwise stated in the Contract Documents, words that have well-known technical or construction industry
meanings are used in the Contract Documents in accordance with such recognized meanings.
§ 1.2.4 All indications or notations which apply to one or a number of similar situations, materials or processes shall be deemed
to apply to all such situations, materials or processes wherever they appear in the Work, except where a contrary result is clearly
indicated by the Contract Documents.
§ 1.2.5. Work for which no explicit quality or standards of materials and/or workmanship is defined in the Contract Documents
shall be of good quality for the intended use, and consistent with the quality of the surrounding Work and of the construction of
the Project generally.
§ 1.2.6. The Drawings are generally made to scale, but all working dimensions shall be taken from the figured dimensions, or by
actual measurements taken at the job, and not be scaled from the Drawings. Whether or not an error is believed to exist,
deviation from the Drawings and the dimensions given thereon shall be made only after approval in writing from the Architect
and Owner.
§ 1.2.7. Where the Work is to fit with existing conditions or work to be performed by others, the Contractor shall fully and
completely join the Work with such conditions or work, unless otherwise specified.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
17
§ 1.3 Capitalization
Terms capitalized in these General Conditions include those that are (1) specifically defined, (2) the titles of numbered
articles, or (3) the titles of other documents published by the American Institute of Architects.
§ 1.4 Interpretation
In the interest of brevity the Contract Documents frequently omit modifying words such as “all” and “any” and articles such
as “the” and “an,” but the fact that a modifier or an article is absent from one statement and appears in another is not intended
to affect the interpretation of either statement.
§ 1.5 Ownership and Use of Drawings, Specifications, and Other Instruments of Service
§ 1.5.1 The Owner is hereby deemed the Sole and Exclusive owner of all drawings, specifications and other documents,
including those in electronic form, prepared by the Architect and the Architect’s consultants for this Project (collectively, the
“Documents”), and shall retain all legal, statutory and other reserved rights in those drawings, specifications, and other
documents, including copyright and other protective rights applicable to the work product of the Architect or its consultants..
The Contractor, Subcontractors, Sub-subcontractors, and suppliers shall not own or claim a copyright in the Instruments of
Service.
§ 1.5.2 The Contractor, Subcontractors, Sub-subcontractors, and suppliers are authorized to use and reproduce the Instruments
of Service provided to them, subject to any protocols established pursuant to Sections 1.7 and 1.8, solely and exclusively for
execution of the Work. All copies made under this authorization shall bear the copyright notice, if any, shown on the
Instruments of Service. The Contractor, Subcontractors, Sub-subcontractors, and suppliers may not use the Instruments of
Service on other projects or for additions to the Project outside the scope of the Work without the specific written consent of
the Owner, Architect, and the Architect’s consultants.
§ 1.6 Notice
§ 1.6.1 Except as otherwise provided in Section 1.6.2, where the Contract Documents require one party to notify or give notice
to the other party, such notice shall be provided in writing to the designated representative of the party to whom the notice is
addressed and shall be deemed to have been duly served if delivered in person, by mail, by courier, or by electronic
transmission if a method for electronic transmission is set forth in the Agreement.
§ 1.6.2 Notice of Claims as provided in Section 15.1.3 shall be provided in writing and shall be deemed to have been duly
served only if delivered to the designated representative of the party to whom the notice is addressed by certified or registered
mail, or by courier providing proof of delivery.
§ 1.7 Digital Data Use and Transmission
The Contractor may transmit Instruments of Service over a publicly accessible website for the solicitation of Subcontractors and
Suppliers. The parties may also transmit Instruments of Services electronically as needed to facilitate the Work.
§ 1.8 Building Information Models Use and Reliance
Any use of, or reliance on, all or a portion of a building information model without agreement to written protocols governing
the use of, and reliance on, the information contained in the model shall be at the using or relying party’s sole risk and without
liability to the other party and its contractors or consultants, the authors of, or contributors to, the building information model,
and each of their agents and employees.
ARTICLE 2 OWNER
§ 2.1 General
§ 2.1.1 The Owner is the person or entity identified as such in the Agreement and is referred to throughout the Contract
Documents as if singular in number. The Owner hereby designates the Tribe’s Construction Project Manager with authority
for all Project matters requiring the Owner’s approval or authorization. Except as otherwise provided in Section 4.2.1, the
Architect does not have such authority. The term “Owner” means the Owner or the Owner’s authorized representative.
§ 2.1.2 The Owner shall furnish to the Contractor, within fifteen days after receipt of a written request, information necessary
and relevant for the Contractor to evaluate, give notice of, or enforce mechanic’s lien rights. Such information shall include a
correct statement of the record legal title to the property on which the Project is located, usually referred to as the site, and the
Owner’s interest therein.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
18
§ 2.2 Evidence of the Owner’s Financial Arrangements
§ 2.2.1 Prior to commencement of the Work and upon written request by the Contractor, the Owner shall furnish to the
Contractor reasonable evidence that the Owner has made financial arrangements to fulfill the Owner’s obligations under the
Contract. The Contractor shall have no obligation to commence the Work until the Owner provides such evidence. If
commencement of the Work is delayed under this Section 2.2.1, the Contract Time shall be extended appropriately.
§ 2.2.2 Following commencement of the Work and upon written request by the Contractor, the Owner shall furnish to the
Contractor reasonable evidence that the Owner has made financial arrangements to fulfill the Owner’s obligations under the
Contract only if (1) the Owner fails to make payments to the Contractor as the Contract Documents require; (2) the Contractor
identifies in writing a reasonable concern regarding the Owner’s ability to make payment when due; or (3) a change in the
Work materially changes the Contract Sum. If the Owner fails to provide such evidence, as required, within fourteen days of
the Contractor’s request, the Contractor may immediately stop the Work and, in that event, shall notify the Owner that the
Work has stopped. However, if the request is made because a change in the Work materially changes the Contract Sum under
(3) above, the Contractor may immediately stop only that portion of the Work affected by the change until reasonable
evidence is provided. If the Work is stopped under this Section 2.2.2, the Contract Time shall be extended appropriately and
the Contract Sum shall be increased by the amount of the Contractor’s reasonable costs of shutdown, delay and start-up, plus
interest as provided in the Contract Documents.
§ 2.2.3 After the Owner furnishes evidence of financial arrangements under this Section 2.2, the Owner shall not materially
vary such financial arrangements without prior notice to the Contractor.
§ 2.2.4 Where the Owner has designated information furnished under this Section 2.2 as “confidential,” the Contractor shall
keep the information confidential and shall not disclose it to any other person. However, the Contractor may disclose
“confidential” information, after seven (7) days’ notice to the Owner, where disclosure is required by applicable law,
including a subpoena or other form of compulsory legal process issued by a court or governmental entity with competent
jurisdiction, or by valid court or mediator(s) order. The Contractor may also disclose “confidential” information to its
employees, consultants, sureties, Subcontractors and their employees, Sub-subcontractors, and others who need to know the
content of such information solely and exclusively for the Project and who agree to maintain the confidentiality of such
information.
§ 2.3 Information and Services Required of the Owner
§ 2.3.1 Except for permits and fees that are the responsibility of the Contractor under the Contract Documents, including those
required under Section 3.7.1, the Owner shall secure and pay for necessary approvals, easements, assessments and charges
required for construction, use or occupancy of permanent structures or for permanent changes in existing facilities.
§ 2.3.2 The Owner shall retain an architect lawfully licensed to practice architecture, or an entity lawfully practicing
architecture, in the jurisdiction where the Project is located. That person or entity is identified as the Architect in the
Agreement and is referred to throughout the Contract Documents as if singular in number.
§ 2.3.3 If the employment of the Architect terminates, the Owner shall employ a successor to whom the Contractor has no
reasonable objection and whose status under the Contract Documents shall be that of the Architect.
§ 2.3.4 The Owner shall furnish surveys describing physical characteristics, legal limitations and utility locations for the site of
the Project, and a legal description of the site. The Contractor shall be entitled to rely on the accuracy of information furnished
by the Owner but shall exercise proper precautions relating to the safe performance of the Work.
§ 2.3.5 The Owner shall furnish information or services required of the Owner by the Contract Documents with reasonable
promptness. The Owner shall also furnish any other information or services under the Owner’s control and relevant to the
Contractor’s performance of the Work with reasonable promptness after receiving the Contractor’s written request for such
information or services.
§ 2.3.6 Unless otherwise provided in the Contract Documents, the Owner shall furnish to the Contractor one copy of the
Contract Documents for purposes of making reproductions pursuant to Section 1.5.2.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
19
§ 2.4 Owner’s Right to Stop the Work
If the Contractor fails to correct Work that is not in accordance with the requirements of the Contract Documents as required
by Section 12.2 or repeatedly fails to carry out Work in accordance with the Contract Documents, the Owner may issue a
written order to the Contractor to stop the Work, or any portion thereof, until the cause for such order has been eliminated;
however, the right of the Owner to stop the Work shall not give rise to a duty on the part of the Owner to exercise this right for
the benefit of the Contractor or any other person or entity, except to the extent required by Section 6.1.3.
§ 2.5 Owner’s Right to Carry Out the Work
If the Contractor defaults or neglects to carry out the Work in accordance with the Contract Documents and fails within a
seven-day period after receipt of notice from the Owner to commence and continue correction of such default or neglect with
diligence and promptness, the Owner may, without prejudice to other remedies the Owner may have, correct such default or
neglect. Such action by the Owner and amounts charged to the Contractor are both subject to prior approval of the Architect
and the Architect may, pursuant to Section 9.5.1, withhold or nullify a Certificate for Payment in whole or in part, to the
extent reasonably necessary to reimburse the Owner for the reasonable cost of correcting such deficiencies, including Owner’s
expenses and compensation for the Architect’s additional services made necessary by such default, neglect, or failure. If
current and future payments are not sufficient to cover such amounts, the Contractor shall pay the difference to the Owner.
ARTICLE 3 CONTRACTOR
§ 3.1 General
§ 3.1.1 The Contractor is the person or entity identified as such in the Agreement and is referred to throughout the Contract
Documents as if singular in number. The Contractor shall be lawfully licensed, if required in the jurisdiction where the Project
is located. The Contractor shall designate in writing a representative who shall have express authority to bind the Contractor
with respect to all matters under this Contract. The term “Contractor” means the Contractor or the Contractor’s authorized
representative.
§ 3.1.2 The Contractor shall use its best skill and effort in performing thee Work and shall perform the Work in a good and
workmanlike manner in accordance with the Contract Documents and applicable industry standards. The Contractor
represents that it has the necessary knowledge, experience, abilities, skills and resources to perform the Work.
§ 3.1.3 The Contractor shall not be relieved of its obligations to perform the Work in accordance with the Contract Documents
either by activities or duties of the Architect in the Architect’s administration of the Contract, or by tests, inspections or
approvals required or performed by persons or entities other than the Contractor.
§ 3.2 Review of Contract Documents and Field Conditions by Contractor
§ 3.2.1 Execution of the Contract by the Contractor is a representation that the Contractor has visited the site, become
generally familiar with local conditions under which the Work is to be performed, and correlated personal observations with
requirements of the Contract Documents.
§ 3.2.2 Because the Contract Documents are complementary, the Contractor shall, before starting each portion of the Work,
carefully study and compare the various Contract Documents relative to that portion of the Work, as well as the information
furnished by the Owner pursuant to Section 2.3.4, shall take field measurements of any existing conditions related to that
portion of the Work, and shall observe any conditions at the site affecting it. These obligations are for the purpose of
facilitating coordination and construction by the Contractor and are not for the purpose of discovering errors, omissions, or
inconsistencies in the Contract Documents; however, the Contractor shall promptly report to the Architect any errors,
inconsistencies or omissions discovered by or made known to the Contractor as a request for information in such form as the
Architect may require. It is recognized that the Contractor’s review is made in the Contractor’s capacity as a contractor and
not as a licensed design professional, unless otherwise specifically provided in the Contract Documents.
§ 3.2.3 The Contractor is not required to ascertain that the Contract Documents are in accordance with applicable laws,
statutes, ordinances, codes, rules and regulations, or lawful orders of public authorities, but the Contractor shall promptly
report to the Architect any nonconformity discovered by or made known to the Contractor as a request for information in such
form as the Architect may require. If the Contractor, without written notice thereof to the Architect and Owner, performs any
Work with knowledge that such Work violates and applicable law, statute, ordinance, building code, rule or regulation or that
there is an error, inconsistency or omission in the Contract Documents, or if the Contractor, in the exercise of its professional
judgement, should have known of such violation, error, inconsistency or omission, the Contractor shall be responsible for the
performance thereof and for the full cost of correcting the same.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
20
§ 3.2.4 If the Contractor believes that additional cost or time is involved because of clarifications or instructions the Architect
issues in response to the Contractor’s notices or requests for information pursuant to Sections 3.2.2 or 3.2.3, the Contractor
shall submit Claims as provided in Article 15. If the Contractor fails to perform the obligations of Sections 3.2.2 or 3.2.3, the
Contractor shall pay such costs and damages to the Owner, subject to Section 15.1.7, as would have been avoided if the
Contractor had performed such obligations. If the Contractor performs those obligations, the Contractor shall not be liable to
the Owner or Architect for damages resulting from errors, inconsistencies or omissions in the Contract Documents, for
differences between field measurements or conditions and the Contract Documents, or for nonconformities of the Contract
Documents to applicable laws, statutes, ordinances, codes, rules and regulations, and lawful orders of public authorities.
§ 3.3 Supervision and Construction Procedures
§ 3.3.1 The Contractor shall supervise and direct the Work, using the Contractor’s best skill and attention. The Contractor shall
be solely responsible for, and have control over, construction means, methods, techniques, sequences, and procedures, and for
coordinating all portions of the Work under the Contract. If the Contract Documents give specific instructions concerning
construction means, methods, techniques, sequences, or procedures, the Contractor shall evaluate the jobsite safety thereof and
shall be solely responsible for the jobsite safety of such means, methods, techniques, sequences, or procedures. If the
Contractor determines that such means, methods, techniques, sequences or procedures may not be safe, the Contractor shall
give timely notice to the Owner and Architect, and shall propose alternative means, methods, techniques, sequences, or
procedures. The Architect shall evaluate the proposed alternative solely for conformance with the design intent for the
completed construction. Unless the Architect objects to the Contractor’s proposed alternative, the Contractor shall perform the
Work using its alternative means, methods, techniques, sequences, or procedures.
§ 3.3.2 The Contractor shall be responsible to the Owner for acts and omissions of the Contractor’s employees, Subcontractors
and their agents and employees, and other persons or entities performing portions of the Work for, or on behalf of, the
Contractor or any of its Subcontractors.
§ 3.3.3 The Contractor shall be responsible for inspection of portions of Work already performed to determine that such
portions are in proper condition to receive subsequent Work.
§ 3.4 Labor and Materials
§ 3.4.1 Unless otherwise provided in the Contract Documents, the Contractor shall provide and pay for labor, materials,
equipment, tools, construction equipment and machinery, water, heat, utilities, transportation, and other facilities and services
necessary for proper execution and completion of the Work, whether temporary or permanent and whether or not incorporated
or to be incorporated in the Work.
§ 3.4.2 Except in the case of minor changes in the Work approved by the Architect, with Owners prior approval in accordance
with Section 3.12.8 or ordered by the Architect in accordance with Section 7.4, the Contractor may make substitutions only
with the consent of the Owner, after evaluation by the Architect and in accordance with a Change Order or Construction
Change Directive.
§ 3.4.3 The Contractor shall enforce strict discipline and good order among the Contractor’s employees and other persons
carrying out the Work. The Contractor shall not permit employment of unfit persons or persons not properly skilled in tasks
assigned to them. The Contractor shall use its best efforts to avoid creating any labor-related Work delays or disputes.
§ 3.5 Warranty
§ 3.5.1 The Contractor warrants to the Owner and Architect that materials and equipment furnished under the Contract will be
of good quality and new unless the Contract Documents require or permit otherwise. The Contractor further warrants that the
Work will conform to the requirements of the Contract Documents and will be free from defects, except for those inherent in
the quality of the Work the Contract Documents require or permit. Work, materials, or equipment not conforming to these
requirements may be considered defective. The Contractor’s warranty excludes remedy for damage or defect caused by abuse,
alterations to the Work not executed by the Contractor, improper or insufficient maintenance, improper operation, or normal
wear and tear and normal usage. If required by the Architect, the Contractor shall furnish satisfactory evidence as to the kind
and quality of materials and equipment. The warranty provided for under section 3.5 shall be in addition to, and not in
limitation of, any other warranty or remedy required or permitted by law or any of the Contract Documents, and such warranty
shall be interpreted to require the Contractor to replace any defective materials and equipment and to re-execute any faulty
Work or Work that is not in compliance with the Contract Documents that is disclosed to the Contractor within a period of one
(1) year (or longer if otherwise specifically provided in the Contract Documents) after Substantial Completion of the Work. If
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
21
the Owner discovers or determines, at any time prior to the expiration of the applicable warranty period, that any such fault or
defect exists, the Contractor shall promptly correct such fault or defect at its sole expense, and such correction shall be
warranted for an additional warranty period of one (1) year from the date of such correction. The Contractor’s obligations
under section 3.5 also extend to Work performed by any Subcontractor, except to the extent that any such warranties extend
for a longer period of time, in which event Contractor’s obligations shall also continue in effect for such longer period of time.
Contractor shall assign such extended warranties directly to the Owner.
§ 3.5.2 All material, equipment, or other special warranties required by the Contract Documents shall be issued in the name of
the Owner, or shall be transferable to the Owner, and shall commence in accordance with Section 9.8.4.
§ 3.6 Taxes
The Contractor shall pay applicable sales, consumer, use and similar taxes for the Work provided by the Contractor that are
legally enacted when bids are received or negotiations concluded, whether or not yet effective or merely scheduled to go into
effect. Owner represents and Contractor acknowledges that under Colorado statute, C.R.S. § 39-26-727, effective May 30,
2014, all sales of tangible personal property or services to the Southern Ute Indian Tribe are exempt from all state and local
sales or use tax if the vendor is located (i) on the Southern Ute Indian Reservation or (ii) outside of the Southern Ute Indian
Reservation but the property or services is delivered by the vendor and received by the Southern Ute Indian Tribe on the
Southern Ute Indian Reservation. Colo. Rev. Stat. § 39-26-727(3)(a) (2014). Contractor shall deliver its products and services
to Owner on the Southern Ute Indian Reservation, and as a result, all such products and support delivered under the Agreement
shall be exempt from state and local sales or use taxes, notwithstanding anything in the Agreement or otherwise to the contrary.
Accordingly, Owner will not reimburse Contractor for any sales, use, excise or similar taxes paid by Contractor, and any
amounts paid as such shall be promptly reimbursed by Contractor to Owner. Together with this Agreement, Owner is
furnishing Contractor with a copy of Owner’s tax-exempt certificate.
§ 3.7 Permits, Fees, Notices and Compliance with Laws
§ 3.7.1 Unless otherwise provided in the Contract Documents, the Contractor shall secure and pay for the building permit as
well as for other applicable permits, fees, licenses, and inspections by government agencies necessary for proper execution
and completion of the Work that are customarily secured after execution of the Contract and legally required at the time bids
are received or negotiations concluded.
§ 3.7.2 The Contractor shall comply with and give notices required by applicable laws, statutes, ordinances, codes, rules and
regulations, and lawful orders of public authorities applicable to performance of the Work. Notwithstanding anything to the
contrary in the Agreement, Contractor shall be solely responsible for Contractor's compliance with the Southern Ute Tribal
Employment Rights Code (the “TERO Code”), including any fees due and payable thereunder. Contractor shall be required to
work in compliance with the Southern Ute Indian Tribe’s Lands Division to determine whether a crossing permit is necessary
and shall be solely responsible for obtaining such crossing permit if it is determined to be necessary for Contractor or any
subcontractors. Contractor may obtain TERO Code compliance information from the Tribe’s TERO office by calling 970-5632291 or 970-563-2292.
§ 3.7.3 If the Contractor performs Work knowing it to be contrary to applicable laws, statutes, ordinances, codes, rules and
regulations, or lawful orders of public authorities, the Contractor shall assume appropriate responsibility for such Work and
shall bear the costs attributable to correction.
§ 3.7.4 Concealed or Unknown Conditions The Contractor represents that, in advance of execution of this Agreement, it has
thoroughly reviewed the existing site conditions and that it has no reason to believe those conditions are not suitable for the
Work contemplated in this Agreement. If the Contractor encounters conditions at the site that are (1) subsurface or otherwise
concealed physical conditions that differ materially from those indicated in the Contract Documents or (2) unknown physical
conditions of an unusual nature that differ materially from those ordinarily found to exist and generally recognized as inherent
in construction activities of the character provided for in the Contract Documents, the Contractor shall promptly provide notice
to the Owner and the Architect before conditions are disturbed and in no event later than 14 days after first observance of the
conditions. The Architect will promptly investigate such conditions and, if the Architect determines that they differ materially
and cause an increase or decrease in the Contractor’s cost of, or time required for, performance of any part of the Work, will
recommend that an equitable adjustment be made in the Contract Sum or Contract Time, or both. If the Architect determines
that the conditions at the site are not materially different from those indicated in the Contract Documents and that no change in
the terms of the Contract is justified, the Architect shall promptly notify the Owner and Contractor, stating the reasons. If either
party disputes the Architect’s determination or recommendation, that party may submit a Claim as provided in Article 15.
§ 3.7.5 If, in the course of the Work, the Contractor encounters human remains or recognizes the existence of burial markers,
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
22
archaeological sites or wetlands not indicated in the Contract Documents, the Contractor shall immediately suspend any
operations that would affect them and shall notify the Owner and Architect. Upon receipt of such notice, the Owner shall
promptly take any action necessary to obtain governmental authorization and all necessary approvals required to resume the
operations. The Contractor shall continue to suspend such operations until otherwise instructed by the Owner but shall
continue with all other operations that do not affect those remains or features. Requests for equitable adjustments in the
Contract Sum and Contract Time arising from the existence of such remains or features may be made, if applicable, as
provided in Article 15.
§ 3.8 Allowances
§ 3.8.1 The Contractor shall include in the Contract Sum all allowances stated in the Contract Documents. Items covered by
allowances shall be supplied for such amounts and by such persons or entities as the Owner may direct, but the Contractor
shall not be required to employ persons or entities to whom the Contractor has reasonable objection.
§ 3.8.2 Unless otherwise provided in the Contract Documents,
.1
allowances shall cover the cost to the Contractor of materials and equipment delivered at the site and all
required taxes, less applicable trade discounts;
.2
Contractor’s costs for unloading and handling at the site, labor, installation costs, overhead, profit, and other
expenses contemplated for stated allowance amounts shall be included in the Contract Sum but not in the
allowances; and
.3
whenever costs are more than or less than allowances, the Contract Sum shall be adjusted accordingly by
Change Order. The amount of the Change Order shall reflect (1) the difference between actual costs and the
allowances under Section 3.8.2.1 and (2) changes in Contractor’s costs under Section 3.8.2.2.
§ 3.9 Superintendent
§ 3.9.1 The Contractor shall employ a competent superintendent and necessary assistants who shall be in attendance at the
Project site at all times during performance of the Work. The superintendent shall represent the Contractor, and
communications given to the superintendent shall be as binding as if given to the Contractor.
§ 3.9.2 The Contractor, as soon as practicable after award of the Contract, shall notify the Owner and Architect of the name
and qualifications of a proposed superintendent. Within 14 days of receipt of the information, the Architect may notify the
Contractor, stating whether the Owner or the Architect (1) has reasonable objection to the proposed superintendent or (2)
requires additional time for review. Failure of the Architect to provide notice within the 14-day period shall constitute notice
of no reasonable objection.
§ 3.9.3 The Contractor shall not employ a proposed superintendent to whom the Owner or Architect has made reasonable and
timely objection. The Contractor shall not change the superintendent without the Owner’s consent, which shall not
unreasonably be withheld or delayed.
§ 3.10 Contractor’s Construction and Submittal Schedules
§ 3.10.1 The Contractor, within 14 days of after being awarded the Contract, shall submit for the Owner’s and Architect’s
information a Contractor’s construction schedule for the Work. The schedule shall contain detail appropriate for the Project,
including (1) the date of commencement of the Work, interim schedule milestone dates, and the date of Substantial
Completion; (2) an apportionment of the Work by construction activity; and (3) the time required for completion of each
portion of the Work. The schedule shall provide for the orderly progression of the Work to completion and shall not exceed
time limits current under the Contract Documents. The schedule shall be revised at appropriate intervals as required by the
conditions of the Work and Project.
§ 3.10.2 The Contractor, within 14 days of after being awarded the Contract and thereafter as necessary to maintain a current
submittal schedule, shall submit a submittal schedule for the Architect’s approval. The Architect’s approval shall not be
unreasonably delayed or withheld. The submittal schedule shall (1) be coordinated with the Contractor’s construction
schedule, and (2) allow the Architect reasonable time to review submittals, and highlight dates with response times needed to
satisfy long lead item procurement as it affects the Work. If the Contractor fails to submit a submittal schedule, or fails to
provide submittals in accordance with the approved submittal schedule, the Contractor shall not be entitled to any increase in
Contract Sum or extension of Contract Time based on the time required for review of submittals.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
23
§ 3.10.3 The Contractor shall perform the Work in general accordance with the most recent schedules submitted to the Owner
and Architect.
§ 3.10.4 The Contractor shall prepare and submit to the Owner and Architect weekly (or at such other frequency as approved by
the Owner), a summary report in a form and in sufficient detail and content as may be approved by the Owner, including a
statement concerning whether the performance of the Work is on schedule and, if not, the reasons therefor. If the performance of
the Work is not in compliance with the most recent schedule previously furnished by the Contractor, the weekly report shall
include the Contractor’s plan for completing the Work within the Contract Time.
§ 3.10.5 The Contractor shall hold progress meetings weekly (or at such other frequency as may be approved by the Owner), at
the site with representatives of the Owner, Architect and such other parties as the Owner may request. At such meetings, the
Contractor shall report in detail on the progress of the Work and the relationship thereof to the construction schedule.
§ 3.10.6 The Contractor shall request dates for proposed utility outages or tie-ins, parking lot or road obstructions, or any other
proposed interferences of the Tribe’s normal operations 14 days prior to the Work. This outage request must be approved by
the Owner in writing prior to the Work. § 3.11 Documents and Samples at the Site
The Contractor shall make available, at the Project site, the Contract Documents, including Change Orders, Construction
Change Directives, and other Modifications, in good order and marked currently to indicate field changes and selections made
during construction, and the approved Shop Drawings, Product Data, Samples, and similar required submittals. These shall be
in electronic form or paper copy, available to the Architect and Owner, and delivered to the Architect for submittal to the
Owner upon completion of the Work as a record of the Work as constructed. At the date of final completion, as a condition
precedent to final payment, the Contractor shall furnish to the Architect, for delivery to the Owner, the Record Drawings
showing the field changes and selections as previously approved by the Owner, and indicating the Work as actually installed, in
electronic format, satisfying the requirements of, to the extent reasonably practical, the requirements of the CAD Drawing
Guidelines referred to therein, a copy of which is attached as an Attachment to the B133 Agreement (in being the Owner’s
preference that the Architect uses the Contracted Information Exchange).
§ 3.12 Shop Drawings, Product Data and Samples
§ 3.12.1 Shop Drawings are drawings, diagrams, schedules, and other data specially prepared for the Work by the Contractor or
a Subcontractor, Sub-subcontractor, manufacturer, supplier, or distributor to illustrate some portion of the Work.
§ 3.12.2 Product Data are illustrations, standard schedules, performance charts, instructions, brochures, diagrams, and other
information furnished by the Contractor to illustrate materials or equipment for some portion of the Work.
§ 3.12.3 Samples are physical examples that illustrate materials, equipment, or workmanship, and establish standards by which
the Work will be judged.
§ 3.12.4 Shop Drawings, Product Data, Samples, and similar submittals are not Contract Documents. Their purpose is to
demonstrate how the Contractor proposes to conform to the information given and the design concept expressed in the
Contract Documents for those portions of the Work for which the Contract Documents require submittals. Review by the
Architect is subject to the limitations of Section 4.2.7. Informational submittals upon which the Architect is not expected to
take responsive action may be so identified in the Contract Documents. Submittals that are not required by the Contract
Documents may be returned by the Architect without action.
§ 3.12.5 The Contractor shall review for compliance with the Contract Documents, approve, and submit to the Architect, Shop
Drawings, Product Data, Samples, and similar submittals required by the Contract Documents, in accordance with the
submittal schedule approved by the Architect and the Owner with reasonable promptness and in such sequence as to cause no
delay in the Work or in the activities of the Owner or of Separate Contractors.
§ 3.12.6 By submitting Shop Drawings, Product Data, Samples, and similar submittals, the Contractor represents to the Owner
and Architect that the Contractor reviewed, approved and verified all dimensions, quantities, field conditions, relations to
existing Work, coordination with Work to be installed later, coordination with information on Shop Drawings, Product Data,
Samples, or similar submittals previously approved by the Architect and Owner, or submitted by the Contractor for approval
but not yet acted upon by Architect and Owner, and verification of compliance with all the requirements of the Contract
Drawings. The accuracy of all such information is the responsibility of the Contractor. In approving these submittal
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
24
documents, the Architect and Owner shall be entitled to rely upon the Contractor’s representation that such information is
accurate and in compliance with the Contract Documents.
§ 3.12.7 The Contractor shall perform no portion of the Work for which the Contract Documents require submittal and review of
Shop Drawings, Product Data, Samples, or similar submittals, until the respective submittal has been approved by the Architect
and Owner. The Contractor shall submit any such Shop Drawings, Product Data, Samples or other similar submittals to the
Architect and Owner for approval prior to the construction thereof in a timely and orderly sequence so as to allow for adequate
review thereof by the Architect and Owner and to avoid any delay in the progress of the Work.
§ 3.12.8 The Work shall be in accordance with approved submittals except that the Contractor shall not be relieved of
responsibility for deviations from the requirements of the Contract Documents by the Architect’s and Owner’s approval of
Shop Drawings, Product Data, Samples, or similar submittals, unless the Contractor has specifically notified the Architect and
Owner ,in writing, of such deviation at the time of submittal and (1) the Architect and Owner has given written approval to the
specific deviation as a minor change in the Work, or (2) a Change Order or Construction Change Directive has been issued
authorizing the deviation. The Contractor shall not be relieved of responsibility for errors or omissions in Shop Drawings,
Product Data, Samples, or similar submittals, by the Architect’s or the Owner’s approval thereof.
§ 3.12.9 The Contractor shall direct specific attention, in writing or on resubmitted Shop Drawings, Product Data, Samples, or
similar submittals, to revisions other than those required by the Architect and Owner on previous submittals. In the absence of
such notice, the Architect’s or Owner’s approval of a resubmission shall not apply to such revisions.
§ 3.12.10 The Contractor shall not be required to provide professional services that constitute the practice of architecture or
engineering unless such services are specifically required by the Contract Documents for a portion of the Work or unless the
Contractor needs to provide such services in order to carry out the Contractor’s responsibilities for construction means,
methods, techniques, sequences, and procedures. The Contractor shall not be required to provide professional services in
violation of applicable law.
§ 3.12.10.1 If professional design services or certifications by a design professional related to systems, materials, or equipment
are specifically required of the Contractor by the Contract Documents, the Owner and the Architect will specify all
performance and design criteria that such services must satisfy. The Contractor shall be entitled to rely upon the adequacy and
accuracy of the performance and design criteria provided in the Contract Documents. The Contractor shall cause such services
or certifications to be provided by an appropriately licensed design professional, whose signature and seal shall appear on all
drawings, calculations, specifications, certifications, Shop Drawings, and other submittals prepared by such professional.
Shop Drawings, and other submittals related to the Work, designed or certified by such professional, if prepared by others,
shall bear such professional’s written approval when submitted to the Architect. The Owner and the Architect shall be entitled
to rely upon the adequacy and accuracy of the services, certifications, and approvals performed or provided by such design
professionals, provided the Owner and Architect have specified to the Contractor the performance and design criteria that such
services must satisfy. Pursuant to this Section 3.12.10, the Architect will review and approve or take other appropriate action
on submittals only for the limited purpose of checking for conformance with information given and the design concept
expressed in the Contract Documents.
§ 3.12.10.2 If the Contract Documents require the Contractor’s design professional to certify that the Work has been performed
in accordance with the design criteria, the Contractor shall furnish such certifications to the Architect at the time and in the
form specified by the Architect.
§ 3.13 Use of Site
§ 3.13.1 The Contractor shall confine operations at the site to areas permitted by applicable laws, statutes, ordinances, codes,
rules and regulations, lawful orders of public authorities, and the Contract Documents and shall not unreasonably encumber
the site with materials or equipment. The right of possession of the site, including the Project and all improvements thereon by
the Contractor, shall remain at all times with the Owner.
§ 3.13.2 The Contractor shall perform the Work in such a manner as to cause minimum interference with or disruption of the
Owner’s operations and activities and of other contractor performing work or services thereon. The Contractor shall take, and
shall cause every Subcontractor to take all necessary precautions (including those required by the Owner’s safety regulations) to
protect the Tribe’s existing improvements and facilities, including but not limited to all existing landscaping, roadways,
buildings, utilities, equipment and all persons (including pedestrians, building occupants and guests) and property therein and
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
25
shall reimburse the Owner, upon demand, for any costs, expenses, charges or fees relating to the replacement or repair of any
loss or damage to the property of the Owner caused by the Contractor or Subcontractor.
§ 3.13.3 For building security purposes, the Owner has a “closed door” policy requiring all doors and windows in furnished
buildings on site be closed and latched completely and should not be propped open. The Owner expressly reserves the right to
fine the Contractor Five Hundred Dollars ($500) for each violation of such policy committed by the Contractor or any
Subcontractor, which amount may be deducted from those portions of the Contract Sum next becoming due to the Contractor. If
the Contractor or any Subcontractor has a specific need to prop open any doors or windows in connection with the Work, the
Contractor must obtain the Owner’s prior approval thereof.
§ 3.13.4 Contractor acknowledges that there may be limited space available near the work site. Space on or about the site or
otherwise the Tribe’s property shall be used by the Contractor, any Subcontractor, any of their respective employees or others in
their control only for the parking of vehicles needed during the construction process and any such vehicle shall be parked only
in areas designated and approved in advance by the Owner. All other vehicles belonging to the Contractor, any Subcontractors
or any of their respective employes or others in their control, including, but not limited to, vehicles used by any of them for
traveling to and from work, shall be parked only in the area designated and approved by the Owner. The Contractor shall be
responsible and liable for ensuring that the owners all of vehicles, regardless of location or duration have properly obtained
parking permits in advance. Any parking fees, tickets, fines or other charges incurred or levied as the result of the parking of any
vehicle in violation of this Section 3.13.4 shall be the responsibility and liability of the Contractor.
§ 3.13.5 Under no circumstances shall the Contractor, any Subcontractor or any of their respective employees take any action
(including, but not limited to, opening, and closing valves or switches, tripping breakers, etc.) that might cause an interruption,
regardless of the length thereof, of any utility service or other building service systems, including with limitation, gas, water, air
conditioning, and ventilating systems. If during the course of the Work, it shall be necessary for reasons of safety, convenience
or other reasons, to cause the interruption of any utility service or other building system service, the Contractor shall submit an
Outage Request Form (10) working days in advance of the date of any such proposed interruption. The actual interruption and
subsequent restoration of any such utility service or other building system service shall be performed only by maintenance
employees of the Owner.
§ 3.13.6 The Contractor shall be permitted access to the site between 6am and 6pm Monday through Friday, or at such other
times as may be authorized by the Owner. If the Contractor desires access to the site other than during said authorized hours, the
Contractor shall request permission from the Owner at least 48 hours in advance, which permission may be granted or denied at
the Owner’s sole discretion. Where Work is being performed in or near occupied areas, it may be necessary to schedule “noisy”
Work outside of business hours and/or on weekends.
§ 3.14 Cutting and Patching
§ 3.14.1 The Contractor shall be responsible for cutting, fitting, or patching required to complete the Work or to make its parts
fit together properly. All areas requiring cutting, fitting, or patching shall be restored to the condition existing prior to the
cutting, fitting, or patching, unless otherwise required by the Contract Documents.
§ 3.14.2 The Contractor shall not damage or endanger a portion of the Work or fully or partially completed construction of the
Owner or Separate Contractors by cutting, patching, or otherwise altering such construction, or by excavation. The Contractor
shall not cut or otherwise alter construction by the Owner or a Separate Contractor except with written consent of the Owner
and of the Separate Contractor. Consent shall not be unreasonably withheld. The Contractor shall not unreasonably withhold,
from the Owner or a Separate Contractor, its consent to cutting or otherwise altering the Work.
§ 3.15 Cleaning Up
§ 3.15.1 The Contractor shall keep the premises and surrounding area free from accumulation of waste materials and rubbish
caused by operations under the Contract. It shall be the responsibility of the Contractor to ensure the Project site is inspected
daily and no debris or trash is permitted to remain thereon. Trash must be removed daily at the Contractor’s expense as part of
the Cost of Work, subject to the GMP and not allowed to be disposed of in Owner’s waste receptacles. At completion of the
Work, the Contractor shall remove waste materials, rubbish, the Contractor’s tools, construction equipment, machinery, and
surplus materials from and about the Project.
§ 3.15.2 If the Contractor fails to clean up as provided in the Contract Documents, the Owner may do so and the Owner shall
be entitled to reimbursement from the Contractor.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
26
§ 3.16 Access to Work
The Contractor shall provide the Owner and Architect with access to the Work in preparation and progress wherever located.
§ 3.17 Royalties, Patents and Copyrights
The Contractor shall pay all royalties and license fees. The Contractor shall defend suits or claims for infringement of
copyrights and patent rights and shall hold the Owner and Architect harmless from loss on account thereof, but shall not be
responsible for defense or loss when a particular design, process, or product of a particular manufacturer or manufacturers is
required by the Contract Documents, or where the copyright violations are contained in Drawings, Specifications, or other
documents prepared by the Owner or Architect. However, if an infringement of a copyright or patent is discovered by, or
made known to, the Contractor, the Contractor shall be responsible for the loss unless the information is promptly furnished to
the Architect.
§ 3.18 Indemnification
§ 3.18.1 To the fullest extent permitted by law, the Contractor shall indemnify defend, and hold harmless the Owner, Architect,
Architect’s consultants, any other entities as required by Owner to be named as Additional Insureds, and officers, directors,
partners, members, agents and employees of any of them from and against claims, damages, losses, and expenses, including
but not limited to attorneys’ fees, arising out of or resulting from performance of the Work, but only to the extent caused in
whole or in part by the negligent acts or omissions of the Contractor, a Subcontractor, anyone directly or indirectly employed
by them, or anyone for whose acts they may be liable, regardless of whether or not such claim, damage, loss, or expense is
caused in part by a party indemnified hereunder. Such obligation shall not be construed to negate, abridge, or reduce other
rights or obligations of indemnity that would otherwise exist as to a party or person described in this Section 3.18.
§ 3.18.2 In claims against any person or entity indemnified under this Section 3.18 by an employee of the Contractor, a
Subcontractor, anyone directly or indirectly employed by them, or anyone for whose acts they may be liable, the
indemnification obligation under Section 3.18.1 shall not be limited by a limitation on amount or type of damages,
compensation, or benefits payable by or for the Contractor or a Subcontractor under workers’ compensation acts, disability
benefit acts, or other employee benefit acts.
ARTICLE 4 ARCHITECT
§ 4.1 General
§ 4.1.1 The Architect is the person or entity retained by the Owner pursuant to Section 2.3.2 and identified as such in the
Agreement.
§ 4.1.2 Duties, responsibilities, and limitations of authority of the Architect as set forth in the Contract Documents shall not be
restricted, modified, or extended without written consent of the Owner, and Architect. Consent shall not be unreasonably
withheld.
§ 4.2 Administration of the Contract
§ 4.2.1 The Architect will provide administration of the Contract as described in the Contract Documents and will be an
Owner’s representative during construction, and in accordance with the agreement between the Owner and the Architect and
will be an Owner’s consultant and representative on a non-exclusive basis (with the Owner retaining final decision making
authority) during construction, until the date the Architect issues the final Certificate for Payment. The Architect will have
authority to act on behalf of the Owner only to the extent provided in the Contract Documents.
§ 4.2.2 The Architect will visit the site at intervals appropriate to the stage of construction, or as otherwise agreed with the
Owner, to become familiar with and keep the Owner informed about the progress and quality of the portion of the Work
completed, and to guard the Owner against defects and deficiencies in the Work, and determine if the Work observed is being
performed in a manner indicating that the Work, when fully completed, will be in accordance with the Contract Documents.
However, the Architect will not be required to make exhaustive or continuous on-site inspections to check the quality or
quantity of the Work. The Architect will not have control over, charge of, or responsibility for the construction means,
methods, techniques, sequences or procedures, or for the safety precautions and programs in connection with the Work, since
these are solely the Contractor’s rights and responsibilities under the Contract Documents.
§ 4.2.3 On the basis of the site visits, the Architect will keep the Owner reasonably informed about the progress and quality of
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
27
the portion of the Work completed, and promptly report to the Owner (1) known deviations from the Contract Documents, (2)
known deviations from the most recent construction schedule submitted by the Contractor, and (3) defects and deficiencies
observed in the Work. The Architect will not be responsible for the Contractor’s failure to perform the Work in accordance
with the requirements of the Contract Documents. The Architect will not have control over or charge of, and will not be
responsible for acts or omissions of, the Contractor, Subcontractors, or their agents or employees, or any other persons or
entities performing portions of the Work.
§ 4.2.4 Communications
The Owner and Contractor shall endeavor to include the Architect in all communications that relate to or affect the Architect’s
services or professional responsibilities. The Owner shall promptly notify the Architect of the substance of any direct
communications between the Owner and the Contractor otherwise relating to the Project. Communications by and with the
Architect’s consultants shall be through the Architect. Communications by and with Subcontractors and suppliers shall be
through the Contractor. Communications by and with Separate Contractors shall be through the Owner. The Contract
Documents may specify other communication protocols.
§ 4.2.5 Based on the Architect’s evaluations of the Contractor’s Applications for Payment, the Architect will review and
certify the amounts due the Contractor and will issue Certificates for Payment in such amounts after consultation with and
approved by the Owner.
§ 4.2.6 The Architect has authority to reject Work that does not conform to the Contract Documents. Whenever the Architect
considers it necessary or advisable, the Architect will have authority to require inspection or testing of the Work in accordance
with Sections 13.4.2 and 13.4.3, whether or not the Work is fabricated, installed or completed. However, neither this authority
of the Architect nor a decision made in good faith either to exercise or not to exercise such authority shall give rise to a duty
or responsibility of the Architect or Owner to the Contractor, Subcontractors, suppliers, their agents or employees, or other
persons or entities performing portions of the Work.
§ 4.2.7 The Architect will review and approve, or take other appropriate action upon, the Contractor’s submittals such as Shop
Drawings, Product Data, and Samples, for the purpose of checking for conformance with information given and the design
concept expressed in the Contract Documents. The Architect’s action will be taken in accordance with the submittal schedule
approved by the Architect with reasonable promptness while allowing sufficient time in the Architect’s professional judgment
to permit adequate review. Review of such submittals is not conducted for the purpose of determining the accuracy and
completeness of other details such as dimensions and quantities, or for substantiating instructions for installation or
performance of equipment or systems, all of which remain the responsibility of the Contractor as required by the Contract
Documents. The Architect’s review of the Contractor’s submittals shall not relieve the Contractor of the obligations under
Sections 3.3, 3.5, and 3.12. The Architect’s review shall not constitute approval of safety precautions or of any construction
means, methods, techniques, sequences, or procedures. The Architect’s approval of a specific item shall not indicate approval
of an assembly of which the item is a component. The Architect’s submittal response time shall be limited to no more than 14
business days (including the sub-consultant and Owner).
§ 4.2.8 The Architect will prepare Change Orders and Construction Change Directives, and may order minor changes in the
Work as provided in Section 7.4. The Architect will investigate and make determinations and recommendations regarding
concealed and unknown conditions as provided in Section 3.7.4, which shall not become effective unless executed by the
Owner and the Contractor.
§ 4.2.9 The Architect will conduct inspections to determine, subject to Owner’s approval, the date or dates of Substantial
Completion and the date of final completion; issue Certificates of Substantial Completion pursuant to Section 9.8; receive and
forward to the Owner, for the Owner’s review and records, written warranties and related documents required by the Contract
and assembled by the Contractor pursuant to Section 9.10; and issue a final Certificate for Payment, for approval by the
Owner pursuant to Section 9.10.
§ 4.2.10 If the Owner and Architect agree, the Architect will provide one or more Project representatives to assist in carrying
out the Architect’s responsibilities at the site. The Owner shall notify the Contractor of any change in the duties,
responsibilities and limitations of authority of the Project representatives.
§ 4.2.11 The Architect will recommend matters concerning performance under, and requirements of, the Contract Documents
on written request of either the Owner or Contractor. The Architect’s response to such requests will be made in writing within
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
28
any time limits agreed upon or otherwise with reasonable promptness.
§ 4.2.12 The recommendations of the Architect will be consistent with the intent of, and reasonably inferable from, the
Contract Documents and will be in writing or in the form of drawings. When making such recommendations, the Architect
will endeavor to secure faithful performance by the Contractor and will not be liable for recommendations rendered in good
faith.
§ 4.2.13 The Architect’s decisions on matters relating to aesthetic effect will be final if consistent with the intent expressed in
the Contract Documents.
§ 4.2.14 The Architect will review and respond to requests for information about the Contract Documents. The Architect’s
response to such requests will be made in writing within any time limits agreed upon or otherwise with reasonable promptness.
If appropriate, the Architect will prepare and issue supplemental Drawings and Specifications in response to the requests for
information. Notwithstanding anything in the Contract Documents to the contrary, a failure by the Architect to perform any of
its duties or responsibilities under the Contract Documents shall not constitute a default by the Owner thereunder or relieve the
Contractor from any of its duties or responsibilities under the Contract Documents.
ARTICLE 5 SUBCONTRACTORS
§ 5.1 Definitions
§ 5.1.1 A Subcontractor is a person or entity who has a direct contract with the Contractor to perform a portion of the Work at
the site. The term “Subcontractor” is referred to throughout the Contract Documents as if singular in number and means a
Subcontractor or an authorized representative of the Subcontractor. The term “Subcontractor” does not include a Separate
Contractor or the subcontractors of a Separate Contractor.
§ 5.1.2 A Sub-subcontractor is a person or entity who has a direct or indirect contract with a Subcontractor to perform a
portion of the Work at the site. The term “Sub-subcontractor” is referred to throughout the Contract Documents as if singular
in number and means a Sub-subcontractor or an authorized representative of the Sub-subcontractor.
§ 5.2 Award of Subcontracts and Other Contracts for Portions of the Work
§ 5.2.1 Unless otherwise stated in the Contract Documents, the Contractor, as soon as practicable after award of the Contract,
shall notify the Owner and Architect of the persons or entities proposed for each principal portion of the Work, including
those who are to furnish materials or equipment fabricated to a special design. Within 14 days of receipt of the information,
the Architect may notify the Contractor whether the Owner or the Architect (1) has reasonable objection to any such proposed
person or entity or (2) requires additional time for review. Failure of the Architect to provide notice within the 14-day period
shall constitute notice of no reasonable objection. The Contractor shall develop bidders’ interest in the Project.
The Owner will decide whether or not to approve a subcontractor after Contractor provides the following items to the Architect:
A. a list of Subcontractors;
B. the company’s name;
C. a contact person;
D. contact information (email, address, telephone, cell phone, and fax numbers);
E. outline of Subcontractor’s services;
F.
the cost for these services;
G. an analysis of the proposed Subcontractor’s bid as compared with the bids of other proposed Subcontractors;
H. the amount of any bond required to be obtained by the proposed Subcontractor;
I.
the Contractor’s recommendation with respect to the proposed Subcontractor; and
J.
such other information with respect to the proposed Subcontractor as the Owner may reasonably request.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
29
§ 5.2.2 The Contractor shall not contract with a proposed person or entity to whom the Owner or Architect has made
reasonable and timely objection. The Contractor shall not be required to contract with anyone to whom the Contractor has
made reasonable objection.
§ 5.2.3 If the Owner or Architect has reasonable objection to a person or entity proposed by the Contractor, the Contractor
shall propose another to whom the Owner or Architect has no reasonable objection. If the proposed but rejected Subcontractor
was reasonably capable of performing the Work, the GMP and Contract Time shall be increased or decreased by the
difference, if any, occasioned by such change, and an appropriate Change Order shall be issued before commencement of the
substitute Subcontractor’s Work. However, no increase in the GMP or Contract Time shall be allowed for such change unless
the Contractor has acted promptly and responsively in submitting names as required.
§ 5.2.4 The Contractor shall not substitute a Subcontractor, person, or entity for one previously selected if the Owner or
Architect makes reasonable objection to such substitution.
§ 5.3 Subcontractual Relations
By appropriate written agreement, the Contractor shall require each Subcontractor, to the extent of the Work to be performed
by the Subcontractor, to be bound to the Contractor by terms of the Contract Documents, and to assume toward the Contractor
all the obligations and responsibilities, including the responsibility for safety of the Subcontractor’s Work that the Contractor,
by these Contract Documents, assumes toward the Owner. Each subcontract agreement shall preserve and protect the rights of
the Owner and Architect under the Contract Documents with respect to the Work to be performed by the Subcontractor so that
subcontracting thereof will not prejudice such rights, and shall allow to the Subcontractor, unless specifically provided
otherwise in the subcontract agreement, the benefit of all rights, remedies, and redress against the Contractor that the
Contractor, by the Contract Documents, has against the Owner. Where appropriate, the Contractor shall require each
Subcontractor to enter into similar agreements with Sub-subcontractors. The Contractor shall make available to each proposed
Subcontractor, prior to the execution of the subcontract agreement, copies of the Contract Documents to which the
Subcontractor will be bound, and, upon written request of the Subcontractor, identify to the Subcontractor terms and
conditions of the proposed subcontract agreement that may be at variance with the Contract Documents. Subcontractors will
similarly make copies of applicable portions of such documents available to their respective proposed Sub-subcontractors.
§ 5.3.1 If Contractor subcontracts, Contractor shall be liable for ensuring that any portion of the Work to be performed by any
Subcontractor shall be pursuant to a written subcontract between the Contractor and such Subcontractor, who shall include
provisions requiring that such Subcontractor:
1.
oversee all of the Subcontractor’s work;
2.
follow the Tribal Employment Rights Code in selecting Subcontractors;
3.
ensure that subcontractors exercise their work with the same degree of skill and care required by the industry’s
customary professional practice;
4.
pay any costs incurred for failing to meet these standards;
5.
waive all rights the contracting parties may have against one another or that the Subcontractor may have
against the Owner for damages caused by fire or other perils that would be covered by the property insurance
required by the Contract Documents; and
6.
require that Subcontractors comply with all obligations in this Agreement, Contract Documents, including
but not limited to, the indemnification provisions set forth in Section 3.17 and the requirement of the
Subcontractor to obtain and maintain the policies of insurance required under Article 11 and furnish to the
Owner the certificates and waivers referred to therein.
§ 5.3.2 The Owner reserves the right to require Contractor replace any Subcontractor. If the Owner exercises this right, the
Owner will pay all reasonable costs for replacing Subcontractors.
§ 5.3.3 Nothing in this agreement creates a contractual relationship between any subcontractor and the Owner.
§ 5.4 Contingent Assignment of Subcontracts
§ 5.4.1 Each subcontract agreement for a portion of the Work is assigned by the Contractor to the Owner, provided that
.1
assignment is effective only after termination of the Contract by the Owner for cause pursuant to Section 14.2
and only for those subcontract agreements that the Owner accepts by notifying the Subcontractor and
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
30
.2
Contractor; and
assignment is subject to the prior rights of the surety, if any, obligated under bond relating to the Contract.
When the Owner accepts the assignment of a subcontract agreement, the Owner assumes the Contractor’s rights and
obligations under the subcontract.
§ 5.4.2 Upon such assignment, if the Work has been suspended for more than 30 days, the Subcontractor’s compensation shall
be equitably adjusted for increases in cost resulting from the suspension.
§ 5.4.3 Upon assignment to the Owner under this Section 5.4, the Owner may further assign the subcontract to a successor
contractor or other entity. If the Owner assigns the subcontract to a successor contractor or other entity, the Owner shall
nevertheless remain legally responsible for all of the successor contractor’s obligations under the subcontract.
ARTICLE 6 CONSTRUCTION BY OWNER OR BY SEPARATE CONTRACTORS
§ 6.1 Owner’s Right to Perform Construction and to Award Separate Contracts
§ 6.1.1 The term “Separate Contractor(s)” shall mean other contractors retained by the Owner under separate agreements. The
Owner reserves the right to perform construction or operations related to the Project with the Owner’s own forces, and with
Separate Contractors retained under Conditions of the Contract substantially similar to those of this Contract, including those
provisions of the Conditions of the Contract related to insurance and waiver of subrogation.
§ 6.1.2 When separate contracts are awarded for different portions of the Project or other construction or operations on the site,
the term “Contractor” in the Contract Documents in each case shall mean the Contractor who executes each separate OwnerContractor Agreement.
§ 6.1.3 The Owner shall provide for coordination of the activities of the Owner’s own forces and of each Separate Contractor
with the Work of the Contractor, who shall cooperate with them. The Contractor shall participate with any Separate
Contractors and the Owner in reviewing their construction schedules. The Contractor shall make any revisions to its
construction schedule deemed necessary after a joint review and mutual agreement. The construction schedules shall then
constitute the schedules to be used by the Contractor, Separate Contractors, and the Owner until subsequently revised.
§ 6.2 Mutual Responsibility
§ 6.2.1 The Contractor shall afford the Owner and Separate Contractors reasonable opportunity for introduction and storage of
their materials and equipment and performance of their activities and shall connect and coordinate the Contractor’s
construction and operations with theirs as required by the Contract Documents.
§ 6.2.2 If part of the Contractor’s Work depends for proper execution or results upon construction or operations by the Owner
or a Separate Contractor, the Contractor shall, prior to proceeding with that portion of the Work, promptly notify the Architect
and the Owner of apparent discrepancies or defects in the construction or operations by the Owner or Separate Contractor that
would render it unsuitable for proper execution and results of the Contractor’s Work. Failure of the Contractor to notify the
Architect of apparent discrepancies or defects prior to proceeding with the Work shall constitute an acknowledgment that the
Owner’s or Separate Contractor’s completed or partially completed construction is fit and proper to receive the Contractor’s
Work. The Contractor shall not be responsible for discrepancies or defects in the construction or operations by the Owner or
Separate Contractor that are not apparent.
§ 6.2.3 The Contractor shall reimburse the Owner for costs the Owner incurs that are payable to a Separate Contractor because
of the Contractor’s delays, improperly timed activities or defective construction. The Owner shall be responsible to the
Contractor for costs the Contractor incurs because of a Separate Contractor’s delays, improperly timed activities, damage to
the Work or defective construction.
§ 6.2.4 The Contractor shall promptly remedy damage that the Contractor causes to completed or partially completed
construction or to property of the Owner or Separate Contractor as provided in Section 10.2.5.
§ 6.2.5 The Owner and each Separate Contractor shall have the same responsibilities for cutting and patching as are described
for the Contractor in Section 3.14.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
31
§ 6.3 Owner’s Right to Clean Up
If a dispute arises among the Contractor, Separate Contractors, and the Owner as to the responsibility under their respective
contracts for maintaining the premises and surrounding area free from waste materials and rubbish, the Owner may clean up
and the Owner and Architect will allocate the cost among those responsible.
ARTICLE 7 CHANGES IN THE WORK
§ 7.1 General
§ 7.1.1 The Work, the Contract Time, the Contract Sum, the GMP or any other matter covered under the Contract Documents
may be changed only by a written Change Order executed by Owner and Contractor prior to the performance of the Work or
other occurrence giving rise thereto. The Owner may, in its sole discretion, order change in the Work consisting of additions,
deletions or modifications or the substitution of any material in lieu of that specified in the Contract Documents.
§ 7.1.2 The party desiring a change in the Work shall submit a request therefore to the other party and the Architect. The
Contractor shall submit any request for a change as soon as practicable after determining the need for such change to allow for
adequate consideration for such request by the Owner and the Architect and to minimize any delay in the progress of the Work
that might result therefrom. Promptly after receipt of any such request, the Architect shall submit the same to the Contractor for
an itemized quotation of any resulting change in the Contract Sum, the GMP, the Contract Time or any schedules previously
furnished by the Contractor to the Owner. The submission of that request to the Contractor for quotation with respect to the
proposed change in Work shall not constitute a directive to the Contractor to perform the proposed change.
§ 7.1.3 No change in the Work, whether by way of alternation, addition, the substitution of any material or otherwise, shall be
the basis for an addition to the Contract Sum or GMP or a change in the Contract Time unless and until such alternation,
addition or other change has been authorized by a Change Order executed and issued in accordance with and in strict
compliance with the requirements of this Article 7. This requirement is of the essence of the Contract Documents.
§ 7.2 Change Orders
§ 7.2.1 A Change Order is a written instrument prepared by the Architect and signed by the Owner, Contractor, and Architect
stating their agreement upon all of the following:
.1
The change in the Work;
.2
The amount of the adjustment, if any, in the Contract Sum or GMP;
.3
The extent of the adjustment, if any, in the Contract Time: and
.4
The percentage of markup on the Change Order, if any.
§ 7.2.2 When the parties have reached agreement with respect to all matters described in Section 7.2.1, the Architect shall
prepare and submit the proposed Change order to the Contractor and the Owner. After execution of a Proposed Change Order by
the Owner and the Contractor, the same shall thereafter constitute a part of the Contract Documents.
§ 7.2.3 No change in the Contract Sum, change in the Contract Time, or additional work is authorized absent a written Change
Order executed by the Tribal Chairman or his designee. The terms of this paragraph may not be waived.
§ 7.3 Construction Change Directives
§ 7.3.1 In the absence of total agreement on the terms of a Change Order, the Architect may interpret or explain the Drawings
and Specifications and the intent thereof by issuing a written clarification statement, which statement may add details or
supply additional information, but shall not alter the scope of the Work, the Contract Sum, the GMP or the Contract Time. If
the Contractor believes that any such clarification constitutes a change to the Work, the Contract Sum, the GMP of the
Contract Time, the Contractor shall immediately notify the Architect and Owner, and submit a request for a Change Order
with respect thereto; the Contractor shall not proceed with the Work until a written Change Order has been executed by the
Owner and the Contractor.
§ 7.3.2 If the Contractor disagrees with the adjustment in the Contract Time, the Contractor may make a Claim in accordance
with applicable provisions of Article 15.
§ 7.3.4 If the Contractor does not respond promptly or disagrees with the method for adjustment in the Contract Sum or GMP,
the Architect and Owner shall determine the adjustment on the basis of reasonable expenditures and savings of those
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
32
performing the Work attributable to the change, including, in case of an increase in the Contract Sum, an amount for overhead
and profit as set forth in the Agreement, or if no such amount is set forth in the Agreement, a reasonable amount. In such case,
the Contractor shall keep and present, in such form as the Architect may prescribe, an itemized accounting together with
appropriate supporting data. Unless otherwise provided in the Contract Documents, costs for the purposes of this Section 7.3.4
shall be limited to the following:
.1
Costs of labor, including applicable payroll taxes, fringe benefits required by agreement or custom, workers’
compensation insurance, and other employee costs approved by the Architect;
.2
Costs of materials, supplies, and equipment, including cost of transportation, whether incorporated or
consumed;
.3
Rental costs of machinery and equipment, exclusive of hand tools, whether rented from the Contractor or
others;
.4
Costs of premiums for all bonds and insurance, permit fees, and sales, use, or similar taxes, directly related to
the change; and
.5
Costs of supervision and field office personnel directly attributable to the change.
§ 7.4 Minor Changes in the Work
The Architect may order minor changes in the Work that are consistent with the intent of the Contract Documents and do not
involve an adjustment in the Contract Sum, GMP or an extension of the Contract Time. The Architect’s order for minor
changes shall be in writing. If the Contractor believes that the proposed minor change in the Work will affect the Contract
Sum, GMP, or Contract Time, the Contractor shall notify the Architect and shall not proceed to implement the change in the
Work. If the Contractor performs the Work set forth in the Architect’s order for a minor change without prior notice to the
Architect that such change will affect the Contract Sum, or GMP or Contract Time, the Contractor waives any adjustment to
the Contract Sum, GMP or extension of the Contract Time.
ARTICLE 8 TIME
§ 8.1 Definitions
§ 8.1.1 Unless otherwise provided, Contract Time is the period of time, including authorized adjustments, allotted in the
Contract Documents for Substantial Completion of the Work.
§ 8.1.2 The date of commencement of the Work is the date established in the Agreement.
§ 8.1.3 The date of Substantial Completion is the date when (1) the progress of the Work has achieved the state of completion
described in the Section 9.8.1 and (2) the progress of the Work has been certified by the Architect and approved by the Owner
as having achieved Substantial Completion.
§ 8.1.4 The term “day” as used in the Contract Documents shall mean calendar day unless otherwise specifically defined.
§ 8.2 Progress and Completion
§ 8.2.1 Time limits stated in the Contract Documents are of the essence of the Contract. By executing the Agreement, the
Contractor confirms that the Contract Time, schedule of the Work, and other time limits specified in the Contract Documents
is a reasonable period for proper execution, performing and completion of the Work.
§ 8.2.2 The Contractor shall not, except by agreement or instruction of the Owner in writing, commence the Work prior to the
effective date of insurance required to be furnished by the Contractor and Owner.
§ 8.2.3 The Contractor shall proceed expeditiously with adequate forces and shall achieve Substantial Completion within the
Contract Time, it being agreed that time shall be of the essence in the performance by the Contractor and its agreements under
the Contract Documents.
§ 8.3 Delays and Extensions of Time
§ 8.3.1 If the Contractor is materially delayed at any time in the commencement or progress of the Work by (1) an act or
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
33
neglect of the Owner or Architect, of an employee of either, or of a Separate Contractor; (2) by Change Orders; (3) by labor
disputes, fire, unusual delay in deliveries, unavoidable casualties, adverse weather conditions documented in accordance with
Section 15.1.6.2, or other causes beyond the Contractor’s control; (4) by delay authorized by the Owner pending non-binding
mediation and dispute resolution; or (5) by other causes that the Contractor asserts, and the Architect determines, justify delay,
then the Contract Time shall be extended for such reasonable time as the Architect, with written consent of the Owner, may
determine.
§ 8.3.2 Claims relating to time shall be made in accordance with applicable provisions of Article 15.
§ 8.3.3 This Section 8.3 does not preclude recovery of damages for delay by either party under other provisions of the Contract
Documents.
ARTICLE 9 PAYMENTS AND COMPLETION
§ 9.1 Contract Sum
§ 9.1.1 The Contract Sum is stated in the Agreement and, including authorized adjustments, is the subject to the limitation of
the GMP. The “Contract Sum” as used in the Contract Documents shall mean the smaller of (1) the Cost of the Work, plus
Contractor’s Fee, or (2) Guaranteed Maximum Price (as all such terms are defined in the Agreement)..
§ 9.1.2 If unit prices are stated in the Contract Documents or subsequently agreed upon, and if quantities originally
contemplated are materially changed so that application of such unit prices to the actual quantities causes substantial inequity
to the Owner or Contractor, the applicable unit prices shall be equitably adjusted in the Proposed Change Order; provided,
however, no increase in the Contract Sum or GMP shall occur unless the same is provided for in a Change Order satisfying
the requirements of Section 7.2.1.
§ 9.2 Schedule of Values
Where the Contract is based on a Guaranteed Maximum Price, the Contractor shall submit a schedule of values to the
Architect and the Owner, for their approval, before the first Application for Payment, allocating the entire GMP to the various
portions of the Work. The schedule of values shall be prepared in the form, and supported by the data to substantiate its
accuracy, required by the Architect and Owner. This schedule, unless objected to by the Architect, shall be used as a basis for
reviewing the Contractor’s Applications for Payment. Any changes to the schedule of values shall be submitted to the
Architect and supported by such data to substantiate its accuracy as the Architect may require, and unless objected to by the
Architect, shall be used as a basis for reviewing the Contractor’s subsequent Applications for Payment.
§ 9.3 Applications for Payment
§ 9.3.1 At the time established in the Agreement, the Contractor shall submit to the Architect and Owner an itemized
Application for Payment prepared in accordance with the schedule of values, for completed portions of the Work. The
application shall be notarized, if required, and supported by all data substantiating the Contractor’s right to payment that the
Owner or Architect require, such as copies of requisitions, and releases and waivers of liens from Subcontractors and
suppliers, and shall reflect retainage if provided for in the Contract Documents.
§ 9.3.1.1 Each application for Payment shall be notarized and furnished in triplicate, shall be in the form of AIA Document G702
(the “Application for Payment), as amended, a copy of which is attached hereto as an Attachment to the Agreement, and where
applicable, AIA Document G702A, (the “Continuation Statement”) or on such forms agreement approved by the Owner, and
accompanied by (i) a Conditional Waiver and Release on Progress Payment from the Contractor and from all Subcontractors
and suppliers of material with respect to that portion of the Work to be paid for from funds requested under the Application for
Payment or any prior Application for Payment, each in the form attached as an Attachment to the Agreement, and (ii) with the
final Application for Payment, a Conditional Waiver and Release on Final Payment form the Contractor and from all
Subcontractors and suppliers of material, each in the form attached as an Attachment to the Agreement neither of which forms
shall be amended or modified in any way except for completion of the blanks contained therein. The Contractor shall furnish a
copy of each Application for Payment to the Owner concurrently with the submission to the Architect. The submission by the
Contractor to the Owner and the Architect of an Application for Payment shall constitute that the portions of the Work with
respect to which payment is being requested are complete in accordance with the requirements of the Contract Documents.
§ 9.3.1.2 Applications for Payment shall not include requests for payment for portions of the Work for which the Contractor
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
34
does not intend to promptly pay a Subcontractor or supplier, unless such Work has been performed by others whom the
Contractor intends to promptly pay.
§ 9.3.2 Unless otherwise provided in the Contract Documents, payments shall be made on account of materials and equipment
delivered and suitably stored at the site for subsequent incorporation in the Work. If approved in writing in advance by the
Owner, payment may similarly be made for materials and equipment suitably stored off the site at a location agreed upon in
writing. Payment for materials and equipment stored on or off the site shall be conditioned upon compliance by the Contractor
with procedures satisfactory to the Owner to establish the Owner’s title to such materials and equipment or otherwise protect
the Owner’s interest, and shall include the costs of applicable insurance, storage, and transportation to the site, for such
materials and equipment stored off the site.
§ 9.3.3 The Contractor warrants that title to all Work covered by an Application for Payment will pass to the Owner on the
date of performance thereof.. The Contractor further warrants that upon submittal of an Application for Payment all Work for
which Certificates for Payment have been previously issued and payments received from the Owner shall be free and clear of
liens, claims, security interests, or encumbrances, in favor of the Contractor, Subcontractors, suppliers, or other persons or
entities that provided labor, materials, and equipment relating to the Work.
§ 9.3.4 The Contractor may obtain reimbursement from the Owner for certain necessary and reasonable expenses incurred in
connection with the Work, but only in accordance with the Reimbursable Guidelines attached as an Attachment to the
Agreement and only to the extend provided for in the Contract Documents and approved in advance by the Owner.
§ 9.4 Certificates for Payment
§ 9.4.1 The Architect will, within seven days after receipt of the Contractor’s Application for Payment, either (1) issue to the
Owner a Certificate for Payment in the full amount of the Application for Payment, with a copy to the Contractor; or (2) issue
to the Owner a Certificate for Payment for such amount as the Architect determines is properly due, and notify the Contractor
and Owner of the Architect’s reasons for withholding certification in part as provided in Section 9.5.1; or (3) withhold
certification of the entire Application for Payment, and notify the Contractor and Owner of the Architect’s reason for
withholding certification in whole as provided in Section 9.5.1.
§ 9.4.2 The issuance of a Certificate for Payment will constitute a representation by the Architect to the Owner, based on the
Architect’s evaluation of the Work and the data in the Application for Payment, that, the Work has progressed to the point
indicated, the quality of the Work is in accordance with the Contract Documents, and that the Contractor is entitled to payment
in the amount certified. The foregoing representations are subject to an evaluation of the Work for conformance with the
Contract Documents upon Substantial Completion, to results of subsequent tests and inspections, to correction of minor
deviations from the Contract Documents prior to completion, and to specific qualifications expressed by the Architect.
However, the issuance of a Certificate for Payment will not be a representation that the Architect has (1) made exhaustive or
continuous on-site inspections to check the quality or quantity of the Work; (2) reviewed construction means, methods,
techniques, sequences, or procedures; (3) reviewed copies of requisitions received from Subcontractors and suppliers and other
data requested by the Owner to substantiate the Contractor’s right to payment; or (4) made examination to ascertain how or for
what purpose the Contractor has used money previously paid on account of the Contract Sum. In addition to, the issuance by the
Architect of a Certificate of Payment shall constitute a recommendation to the Owner by the Architect in respect to the amounts
to be paid to the Contractor; provided, however, such recommendation shall be non-binding on the Owner, and the Owner shall
have the right to refuse to make payment on a Certificate of Payment as otherwise provided for the in the Contract Documents.
§ 9.5 Decisions to Withhold Certification
§ 9.5.1 The Architect may withhold a Certificate for Payment in whole or in part, to the extent reasonably necessary to protect
the Owner, if in the Architect’s opinion the representations to the Owner required by Section 9.4.2 cannot be made. If the
Architect is unable to certify payment in the amount of the Application, the Architect will notify the Contractor and Owner as
provided in Section 9.4.1. If the Contractor and Architect cannot agree on a revised amount, the Architect will promptly issue
a Certificate for Payment for the amount for which the Architect is able to make such representations to the Owner. The
Architect may also withhold a Certificate for Payment or, because of subsequently discovered evidence, may nullify the whole
or a part of a Certificate for Payment previously issued, to such extent as may be necessary in the Architect’s opinion to
protect the Owner from loss for which the Contractor is responsible, including loss resulting from acts and omissions
described in Section 3.3.2, because of
.1
defective Work not remedied;
.2
third party claims filed or reasonable evidence indicating probable filing of such claims, unless security
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
35
acceptable to the Owner is provided by the Contractor;
failure of the Contractor to make payments properly to Subcontractors or suppliers for labor, materials or
equipment;
.4
reasonable evidence that the Work cannot be completed for the unpaid balance of the Contract Sum;
.5
damage to the Owner or a Separate Contractor;
.6
reasonable evidence that the Work will not be completed within the Contract Time, and that the unpaid balance
would not be adequate to cover actual or liquidated damages for the anticipated delay;
.7
repeated failure to carry out the Work in accordance with the Contract Documents; or
.8
failure to maintain any specified records or documents relating to the Work.
§ 9.5.2 When either party disputes the Architect’s decision regarding a Certificate for Payment under Section 9.5.1, in whole
or in part, that party may submit a Claim in accordance with Article 15. If the Contractor disputes any determination by the
Architect with regard to all or any part of the Certificate for Payment, the Contractor shall nevertheless expeditiously continue
to perform the Work.
.3
§ 9.5.3 When the reasons for withholding certification are removed, certification will be made for amounts previously
withheld.
§ 9.5.4 If the Architect withholds certification for payment under Section 9.5.1.3, the Owner may, at its sole option, issue joint
checks to the Contractor and to any Subcontractor or supplier to whom the Contractor failed to make payment for Work
properly performed or material or equipment suitably delivered. If the Owner makes payments by joint check, the Owner shall
notify the Architect and the Contractor shall reflect such payment on its next Application for Payment.
§ 9.6 Progress Payments
§ 9.6.1 After the Architect has issued a Certificate for Payment and the same has been approved by the Owner, the Owner shall
make payment in the manner and within the time provided in the Contract Documents, and shall so notify the Architect.
Notwithstanding the foregoing, the Owner may, in its sole discretion, withhold its approval of all or any portion of any
progress payment otherwise to become due and owing to the Contract as a result of (1) the occurrence of any acts and
omissions described in clauses 1 through 8 of Section 9.5.1, (2) failure by the Contractor to deliver and/or provide to the Owner
any Conditional Waiver and Release on Progress Payment by the Contractor or any Subcontractors in compliance with the
requirements of Section 9.3.1, (3) failure by the Contractor to reimburse Owner for any damage in compliance with the
requirements of Section 10.2.5 or clean-up of the site in compliance with the requirements noted in Section 3.15.1, (4) or
failure by the Contractor to address any reasonable concerns of the Owner regarding any pending or threatened claims for
bodily injury, loss of or damage to property, or non-payment of labor, materials or equipment, including mechanic’s and
materialmen’s liens, in connection with the Work. The Owner shall not be deemed in default by reason of withholding payment
to the Contractor as herein provided. When the basis for withholding any payment that has otherwise become due and owning
to the Contractor has been resolved to the Owner’s satisfaction, amounts withheld with respect thereto will be paid to the
Contractor, less any amounts deducted for costs and expense incurred by the Owner in connection therewith.
§ 9.6.2 The Contractor shall pay each Subcontractor, no later than seven days after receipt of payment from the Owner, the
amount to which the Subcontractor is entitled, reflecting percentages actually retained from payments to the Contractor on
account of the Subcontractor’s portion of the Work. The Contractor shall, by appropriate agreement with each Subcontractor,
require each Subcontractor to make payments to Sub-subcontractors in a similar manner.
§ 9.6.3 The Architect will, on request, furnish to a Subcontractor, if practicable, information regarding percentages of
completion or amounts applied for by the Contractor and action taken thereon by the Architect and Owner on account of
portions of the Work done by such Subcontractor.
§ 9.6.4 The Owner has the right to request written evidence from the Contractor that the Contractor has properly paid
Subcontractors and suppliers amounts paid by the Owner to the Contractor for subcontracted Work. If the Contractor fails to
furnish such evidence within seven days, the Owner shall have the right to contact Subcontractors and suppliers to ascertain
whether they have been properly paid. Neither the Owner nor Architect shall have an obligation to pay, or to see to the
payment of money to, a Subcontractor or supplier, except as may otherwise be required by applicable law.
§ 9.6.5 The Contractor’s payments to suppliers shall be treated in a manner similar to that provided in Sections 9.6.2, 9.6.3 and
9.6.4.
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
36
§ 9.6.6 A Certificate for Payment, a progress payment, or partial or entire use or occupancy of the Project by the Owner shall
not constitute acceptance of Work not in accordance with the Contract Documents.
§ 9.6.7 Unless the Contractor provides the Owner with a payment bond in the full penal sum of the GMP, payments received
by the Contractor for Work properly performed by Subcontractors or provided by suppliers shall be held by the Contractor for
those Subcontractors or suppliers who performed Work or furnished materials, or both, under contract with the Contractor for
which payment was made by the Owner. Nothing contained herein shall require money to be placed in a separate account and
not commingled with money of the Contractor, create any fiduciary liability or tort liability on the part of the Contractor for
breach of trust, or entitle any person or entity to an award of punitive damages against the Contractor for breach of the
requirements of this provision.
§ 9.6.8 Provided the Owner has fulfilled its payment obligations under the Contract Documents, the Contractor shall defend
and indemnify the Owner from all loss, liability, damage or expense, including reasonable attorney’s fees and litigation
expenses, arising out of any lien claim or other claim for payment by any Subcontractor or supplier of any tier. Upon receipt
of notice of a lien claim or other claim for payment, the Owner shall notify the Contractor. If approved by the applicable
court, when required, the Contractor may substitute a surety bond for the property against which the lien or other claim for
payment has been asserted.
§ 9.7 Failure of Payment
If the Architect does not issue a Certificate for Payment, through no fault of the Contractor, within seven days after receipt of
the Contractor’s Application for Payment, or if the Owner does not pay the Contractor within seven days after the date
established in the Contract Documents, the amount certified by the Architect or awarded by dispute resolution, then the
Contractor may, upon seven additional days’ notice to the Owner and Architect, stop the Work until payment of the amount
owing has been received. The Contract Time shall be extended appropriately and the Contract Sum shall be increased by the
amount of the Contractor’s reasonable costs of shutdown, delay and start-up, plus interest as provided for in the Contract
Documents.
§ 9.8 Substantial Completion
§ 9.8.1 Substantial Completion is the stage in the progress of the Work when the Work or designated portion thereof is
sufficiently complete in accordance with the Contract Documents so that the Owner can occupy or utilize the Work for its
intended use, subject only to minor punchlist items, the absence of completion of which will not interfere with the Owner’s
intended use of the Project. The Work will not be considered to have achieved Substantial Completion until all systems included
in the Work are operational as designed, the instruction of the Owner’s personnel in the operation of such systems is complete,
all designated or required permits, inspections and certification have been obtained, and all final finishes included in the Work
have been completed, with the only remaining Work being of a minor punchlist nature which could be completed within thirty
(30) days (or such other period as may be agreed to by the Owner) and the absence of completion of which, and the subsequent
performance thereof, would not interfere with the Owner’s intended use of the Project. The date on which all said punchlist
items have been fully completed and accepted by the Owner and the other conditions of the Contract fully satisfied shall be the
date of final completion.
§ 9.8.2 When the Contractor considers that the Work, or a portion thereof which the Owner agrees to accept separately, is
substantially complete, the Contractor shall prepare and submit to the Architect a comprehensive list of items to be completed
or corrected prior to final payment. Failure to include an item on such list does not alter the responsibility of the Contractor to
complete all Work in accordance with the Contract Documents.
§ 9.8.3 Upon receipt of the Contractor’s list, the Architect will make an inspection to determine whether the Work or
designated portion thereof is substantially complete. If the Architect’s inspection discloses any item, whether or not included
on the Contractor’s list, which is not sufficiently complete in accordance with the Contract Documents so that the Owner can
occupy or utilize the Work or designated portion thereof for its intended use, the Contractor shall, before issuance of the
Certificate of Substantial Completion, complete or correct such item upon notification by the Architect. In such case, the
Contractor shall then submit a request for another inspection by the Architect or the Owner to determine Substantial
Completion.
§ 9.8.4 When the Work or designated portion thereof is substantially complete, the Architect will prepare a Certificate of
Substantial Completion that, when approved by the Owner, shall establish the date of Substantial Completion; establish
responsibilities of the Owner and Contractor for security, maintenance, heat, utilities, damage to the Work and insurance; and
AIA Document A201 – 2017. Copyright © 1911, 1915, 1918, 1925, 1937, 1951, 1958, 1961, 1963, 1966, 1970, 1976, 1987, 1997, 2007 and 2017. All rights
reserved. “The American Institute of Architects,” “American Institute of Architects,” “AIA,” the AIA Logo, and “AIA Contract Documents” are trademarks of The
American Institute of Architects. This draft was produced at 13:16:44 MDT on 06/04/2025 under Subscription No.20240079435 which expires on , is not for
resale, is licensed for one-time use only, and may only be used in accordance with the AIA Contract Documents® Terms of Service. To report copyright
violations, e-mail docinfo@aiacontracts.com.
User Notes:
(640e2aedf442e4498d0967fa)
37
fix the time within which the Contractor shall finish all items on the list accompanying the Certificate. Warranties required by
the Contract Documents shall commence on the date of Substantial Completion of the Work or designated portion thereof
unless otherwise provided in the Certificate of Substantial Completion.
§ 9.8.5 The Certificate of Substantial Completion shall be submitted to the Owner and Contractor for their written acceptance of
responsibilities assigned to them in the Certificate. Upon such acceptance, and consent of surety if any, the Owner shall make
payment of retainage applying to the Work or designated portion thereof. Such payment shall be adjusted for Work that is
incomplete or not in accordance with the requirements of the Contract Documents.
§ 9.8.6 Upon receipt of Substantial Completion of the Work, if not performed already, the Contractor shall acquaint the Owner
with various features and operation of the facilities and equipment contained therein. An orientation walk-through and training
shall be scheduled by the Contractor upon no less than seventy-two (72) hours prior written notice thereof to the Owner. The
seventy-two (72) hour period of written notice is intended to all allow all interested parties and opportunity to be represented at
the walk-through.
§ 9.9 Partial Occupancy or Use
§ 9.9.1 The Owner may occupy or use any completed or partially completed portion of the Work at any stage when such
portion is designated by Owner, provided such occupancy or use is consented to by the insurer and authorized by public
authorities having jurisdiction over the Project. Such partial occupancy or use may commence whether or not the portion is
substantially complete, provided the Owner and Contractor have accepted in writing the responsibilities assigned to each of
them in accordance with the Contract Documents for payments, retainage, if any, security, maintenance, heat, air
conditioning, utilities, damage to the Work and insurance, and have agreed in writing concerning the period for correction of
the Work and commencement of warranties required by the Contract Documents. When the Contractor considers a portion
substantially complete, the Contractor shall prepare and submit a list to the Architect as provided under Section 9.8.2. Consent
of the Contractor to partial occupancy or use shall not be required. The stage of the progress of the Work shall be determined
by written agreement between the Owner and Contractor or, if no agreement is reached, by decision of the Architect. All
warranty periods under the Contract Document will begin on the date of Substantial Completion of the entire Work in
accordance with provision of Section 9.8.4 hereof, notwithstanding the early occupancy and use of portions thereof by Owner
pursuant to the provisions of this Section 9.9.
§ 9.9.2 Immediately prior to such partial occupancy or use, the Owner, Contractor, and Architect shall jointly inspect the area
to be occupied or portion of the Work to be used in order to determine and record the condition of the Work.
§ 9.9.3 Unless otherwise agreed upon, partial occupancy or use of a portion or portions of the Work shall not constitute
acceptance of Work not complying with the requirements of the Contract Documents.
§ 9.10 Final Completion and Final Payment
§ 9.10.1 Upon receipt of the Contractor’s notice that the Work is ready for final inspection and acceptance and upon receipt of
a final Application for Payment, the Architect and the Owner will promptly make such inspection. When the Architect finds
the Work acceptable under the Contract Documents and the Contract fully performed, the Architect will promptly issue a final
Certificate for Payment stating that to the best of the Architect’s knowledge, information and belief, and on the basis of the
Architect’s on-site visits and inspections, the Work has been completed in accordance with the Contract Documents and that
the entire balance found to be due the Contractor and noted in the final Certificate is due and payable. The Architect’s final
Certificate for Payment will constitute a further representation that conditions listed in Section 9.10.2 as precedent to the
Contractor’s being entitled to final payment have been fulfilled.
§ 9.10.2 Neither final payment nor any remaining retained percentage shall become due until the Contractor submits to the
Architect and the Owner (1) an affidavit that payrolls, bills for materials and equipment, and other indebtedness connected
with the Work for which the Owner or the Owner’s property might be responsible or encumbered (less amounts withheld by
Owner) have been paid or otherwise satisfied, (2) a certificate evidencing that insurance required by the Contract Documents
to remain in force after final payment is currently in effect, (3) a written statement that the Contractor knows of no reason that
the insurance will not be renewable to cover the period required by the Contract Documents, (4) consent of surety, if any, to
final payment, (5) documentation of any special warranties, such as manufacturers’ warranties or specific Subcontractor
warranties,(6) if required by the Owner, other data establishing payment or satisfaction of obligat
This text is long and has been trimmed here. Open the source document for the complete record.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.