Oneida Business Committee (2024)

Tribal code

Ask Donna

What actually matters in this document.

Text

1 of 110

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

ONEIDA

LEGISLATIVE OPERATING COMMITTEE MEETING AGENDA

Business Committee Conference Room - 2nd Floor Norbert Hill Center

March 6, 2024

9:00 a.m.

I.

Call to Order and Approval of the Agenda

II.

Minutes to be Approved

1. February 21, 2024 LOC Meeting Minutes (pg. 2)

III.

Current Business

1. Back Pay Law Amendments (pg. 4)

IV.

New Submissions

1. Conflict of Interest Law Amendments (pg. 34)

2. Budget and Finances Law Amendments (pg. 42)

V.

Additions

VI.

Administrative Updates

1. April 2, 2024 LOC Community Work Session Notice (pg. 55)

2. Certification of Amendments to Leasing Law Rule No. 6 – Homeownership by Independent

Purchase (HIP) Program (pg. 56)

VII.

Executive Session

VIII. Recess/Adjourn

A good mind. A good heart. A strong fire.

2 of 110

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

r'\

mooao

ONEIDA

LEGISLATIVE OPERATING COMMITTEE MEETING MINUTES

Oneida Business Committee Conference Room-2nd Floor Norbert Hill Center

February 21, 2024

9:00 a.m.

Present: Jameson Wilson, Kirby Metoxen, Jonas Hill

Excused: Jennifer Webster [Approved Travel], Marlon Skenandore [Personal Time Off]

Others Present: Clorissa N. Leeman, Grace Elliott, Keith Doxtator, Maureen Perkins, Bonnie

Pigman, Lawrence Barton, Shannon Davis

Others Present on Microsoft Teams: Michelle Braaten, Justin Nishimoto, Rhiannon Metoxen,

Reynold Danforth, Mark A. Powless Sr., Carolyn Salutz, Eric Boulanger, Fawn Billie, Jeremy

King, Diana Wilson, Kristal Hill, Tavia Charles, Connie Herlache, Jeremy King, Fawn Cottrell,

Todd Vanden Heuvel, Rae Skenandore, Brandon Yellowbird Stevens, Matt Denny

I.

Call to Order and Approval of the Agenda

Jameson Wilson called the February 21, 2024, Legislative Operating Committee meeting

to order at 9:03 a.m.

Motion by Jonas Hill approve the agenda; seconded by Kirby Metoxen. Motion carried

unanimously.

II.

Minutes to be Approved

1. February 7, 2024 LOC Meeting Minutes

Motion by Kirby Metoxen to approve the February 7, 2024, LOC meeting minutes;

seconded by Jonas Hill. Motion carried unanimously.

III.

Current Business

IV.

New Submissions

1. Pardon and Forgiveness Screening Committee Bylaws Amendments

Motion by Kirby Metoxen to add the Pardon and Forgiveness Screening Committee bylaws

amendments to the Active Files List with Jonas Hill as the sponsor; seconded by Jonas

Hill. Motion carried unanimously.

A good mind. A good heart. A strong fire.

Legislative Operating Committee Meeting Minutes of February 21, 2024

Page 1 of 2

~

ONEIDA

3 of 110

2. Landlord Tenant Law Amendments

Motion by Kirby Metoxen to add the Landlord Tenant law amendments to the Active Files

List with Jonas Hill as the sponsor; seconded by Jonas Hill. Motion carried unanimously.

V.

Additions

VI.

Administrative Items

1. Budget and Finances Law One Year Review Memorandum

Motion by Kirby Metoxen to approve the Budget and Finances Law One Year Review

Memorandum and forward to the Oneida Business Committee; seconded by Jonas Hill.

Motion carried unanimously.

VII.

Executive Session

VIII. Adjourn

Motion by Kirby Metoxen to adjourn at 9:13 a.m.; seconded by Jonas Hill. Motion carried

unanimously.

Legislative Operating Committee Meeting Minutes of February 21, 2024

Page 2 of 2

4 of 110

Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

March 6, 2024

Back Pay Law

Amendments

Submission Date: 9/21/22

LOC Sponsor: Jonas Hill

Public Meeting: 12/13/22

Emergency Enacted: N/A

Summary: This item was carried over from last term. On August 14, 2022, during executive session,

the Oneida Business Committee requested that the Legislative Operating Committee add the Back Pay law

to the Active Files List, and to release the confidential memo to the Legislative Reference Office as a

confidential document.

9/14/22 OBC: Motion by Jennifer Webster to request the Legislative Operating Committee to add the

Backpay Policy to the active files agenda and to release the confidential memo to the

Legislative Reference Office as a confidential document, seconded by David P. Jordan.

Motion carried.

9/21/22 LOC: Motion by Jennifer Webster to add the Back Pay Law Amendments to the Active Files List

with Marie Cornelius as the sponsor; seconded by Kirby Metoxen. Motion carried

unanimously.

9/29/22:

Work Meeting. Present: David P. Jordan, Kirby Metoxen, Daniel Guzman King, Marie

Cornelius, Clorissa N. Leeman, Carolyn Salutz, Grace Elliott, Kristal Hill. This was a work

meeting held through Microsoft Teams. The purpose of this work meeting was to review and

discuss the proposed draft of amendments to the Back Pay law.

10/5/22 LOC: Motion by Jennifer Webster to approve the draft of the proposed amendments to the Back Pay

law and direct that a legislative analysis be completed; seconded by Daniel Guzman King.

Motion carried unanimously.

10/13/22:

Work Meeting. Present: David P. Jordan, Daniel Guzman King, Marie Cornelius, Clorissa N.

Leeman, Carolyn Salutz, Kristal Hill. This was a work meeting held through Microsoft Teams.

The purpose of this work meeting was to review and discuss an additional proposed

amendments to the law.

10/19/22 LOC: Motion by Jennifer Webster to approve the updated draft and legislative analysis; seconded

by Marie Cornelius. Motion carried unanimously.

11/2/22 LOC: Motion by Kirby Metoxen to approve the public meeting packet and forward the Back Pay

law amendments to a public meeting to be held on December 13, 2022; seconded by Marie

Cornelius. Motion carried unanimously.

12/13/22:

Public Meeting Held. Present: Kirby Metoxen, Clorissa N. Santiago, Carolyn Salutz, Brooke

Doxtator, David P. Jordan (Microsoft Teams), Carrie Lindsey (Microsoft Teams), Joy

Page 1 of 3

A good mind. A good heart. A strong fire.

5 of 110

Salzwedel (Microsoft Teams), Justin Nishimoto (Microsoft Teams), Rachel Fitzpatrick

(Microsoft Teams), Tina Jorgensen (Microsoft Teams), Melanie Burkhart (Microsoft Teams),

Grace Elliot (Microsoft Teams), Brenda Haen (Microsoft Teams), Debra Santiago (Microsoft

Teams), Kristal Hill (Microsoft Teams), Matt Denny (Microsoft Teams), Ronald Vanschyndel

(Microsoft Teams), Wendy Alvarez (Microsoft Teams), Stefanie Reinke (Microsoft Teams),

Jay Kennard (Microsoft Teams), Sidney White (Microsoft Teams). The public meeting for the

Back Pay law amendments was held in person in the Norbert Hill Center and on Microsoft

Teams. No individuals provided public comment during the public meeting.

12/20/22:

Public Comment Period Closed. One (1) submission of written comments were received

during the public comment period.

2/1/23 LOC:

Motion by Maire Cornelius to accept the public comments and the public comment review

memorandum and defer to a work meeting for further consideration; seconded by Daniel

Guzman King. Motion carried unanimously.

2/1/23:

Work Meeting. Present: David P. Jordan, Marie Cornelius, Danie Guzman King, Clorissa N.

Leeman, Carolyn Salutz, Grace Elliott. The purpose of this work meeting was to review and

consider the public comments received.

2/15/23 LOC: Motion by Jennifer Webster to accept the updated public comment review memorandum;

seconded by Marie Cornelius. Motion carried unanimously.

3/14/23:

Work Meeting. Present: David P. Jordan, Marie Cornelius, Jennifer Webster, Clorissa N.

Leeman, Grace Elliott, Kristal Hill, Todd Vandenheuvel, Matt Denny, Josh Cottrell. This was

a work meeting held through Microsoft Teams. The purpose of this work meeting was to

review and consider the concerns brought up by HRD in their public comments.

10/4/23 LOC: Motion by Jennifer Webster to add the Back Pay Law Amendments to the Active Files List

with Jonas Hill as the sponsor; seconded by Marlon Skenandore. Motion carried unanimously.

1/3/24:

Work Meeting. Present: Jameson Wilson, Marlon Skenandore, Jennifer Webster, Jonas Hill,

Kirby Metoxen Clorissa Leeman, Carolyn Salutz, Kristal Hill, Maureen Perkins, Fawn

Cottrell. The purpose of this work meeting was for the LOC to review the draft of proposed

amendments that went to public meeting and the corresponding comments that were received,

and discuss and determine any revisions needed to the draft and the next steps for moving this

legislative item forward.

1/17/24:

Work Meeting. Present: Marlon Skenandore, Jennifer Webster, Jonas Hill, Kirby Metoxen

Clorissa Leeman, Carolyn Salutz (Microsoft Teams), Maureen Perkins (Microsoft Teams).

The purpose of this work meeting was for the LOC to review the updated draft of proposed

amendments; and determine next steps for moving this legislative item forward. LOC decided

that a work meeting should be scheduled with HRD, Oneida Law Office, and General

Managers to review the updated language, and that an additional public meeting should be

held.

2/1/24:

Work Meeting. Present: Jameson Wilson, Jennifer Webster, Jonas Hill, Kirby Metoxen

Clorissa Leeman, Carolyn Salutz, Kristal Hill, Maureen Perkins, Fawn Cottrell. The purpose

of this work meeting was for the LOC to review the memorandum received the Oneida Law

Office regarding their question on statistics on the use of back pay in the Nation, and the

question of whether to exclude wages earned from a back pay award is typical.

A good mind. A good heart. A strong fire.

Page 2 of 3

~

ONEIDA

6 of 110

2/20/24:

Work Meeting. Present: Jameson Wilson, Jonas Hill, Kirby Metoxen Clorissa Leeman, Kristal

Hill, Maureen Perkins, Fawn Cottrell, Todd Vanden Heuvel, Wendy Alvarez, Whitney

Wheelock, Marie Cornelius, Dana Thyssen, Matt Denny, Mark Powless, Peggy Van Gheem,

Jeri Bauman. The purpose of this work meeting was for the LOC to review the updated

proposed amendments to the Bay Pay law with HRD, the Oneida Law Office, and the general

managers.

Next Steps:

 Approve the updated materials contained in the public meeting packet for the Back Pay Law

Amendments, and forward the Back Pay Law Amendments to a public meeting to be held on

April 12, 2024.

A good mind. A good heart. A strong fire.

Page 3 of 3

~

ONEIDA

7 of 110

Draft 3 (Redline to PM Draft 2)

2024 03 06

Title 2. Employment – Chapter 206

Tashakotik@lyahke> kayanl^hsla>

back pay law

BACK PAY AND REINSTATEMENT

206.1. Purpose and Policy

206.2. Adoption, Amendment, Appeal

206.3. Definitions

206.4. Holding a Position Pending Appeals and Reinstatement

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

206.5. Back Pay Calculation

206.6. Back Pay Process

206.1. Purpose and Policy

206.1-1. Purpose. The purpose of this law is to set forth standards used in the reinstatement of a

wrongfully terminated employee, and the calculation of back pay for all employees of the Nation

in accordance with the Nation’s law.

206.1-2. Policy. It is the policy of the Nation to have consistent and standard procedures for the

management of employee reinstatement and back pay.

206.2. Adoption, Amendment, AppealRepeal

206.2-1. This law was adopted by the Oneida Business Committee by resolution BC-5-24-06-PP

and amended by resolutions BC-06-23-10-F, BC-08-13-14-C, BC-10-26-16-A, and BC-__-__-____.

206.2-2. This law may be amended or repealed by the Oneida Business Committee or the Oneida

General Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.

206.2-3. Should a provision of this law or the application thereof to any person or circumstances

be held as invalid, such invalidity shall not affect other provisions of this law which are considered

to have legal force without the invalid portions.

206.2-4. In the event of a conflict between a provision of this law and a provision of another law,

the provisions of this law shall control.

206.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.

206.3. Definitions

206.3-1. This section shall govern the definitions of words and phrases used within this law. All

words not defined herein shall be used in their ordinary and everyday sense.

(a) “Appellate Court” means the branch of the Nation’s Judiciary delegated the authority

of final appeals within the Nation’s Judiciary, as authorized by Oneida General Tribal

Council resolution GTC-03-19-17-A in accordance with Article V of the Constitution and

Bylaws of the Oneida Nation.

(b) “Advocate” means a non-attorney person as provided by law and other person who is

admitted to practice law and is presented to the court as the representative or advisor to a

party.

(c) “Back pay” means money damages owed to the employee for a salary or wage to

compensate the employee as determined by the formulas set forth within this law.

(d) “Consequential damages” means damages that are not a direct and immediately result

of an act, but a consequence of the initial act, including but not limited to penalties on early

withdrawal of retirement account.

(e) “Earnings” includes vacation or personal time, shift differential, holiday pay, merit

2 O.C. 206 – Page 1

8 of 110

Draft 3 (Redline to PM Draft 2)

2024 03 06

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

increases, bonuses and incentives, employment benefits and income received during the

back pay period.

(f) “Employee” means any individual who is employed by the Nation and is subject to the

direction and control of the Nation with respect to the material details of the work

performed, or who has the status of an employee under the usual common law rules

applicable to determining the employer-employee relationship. “Employee” includes, but

is not limited to, an individual employed by any program or enterprise of the Nation but

does not include elected or appointed officials, or individuals employed by a Tribally

Chartered Corporation. For purposes of this law, individuals employed under an

employment contract as a limited term employee are employees of the Nation, not

consultants.

(g) “Extreme financial distress” means a situation in which an entity cannot generate

sufficient revenues or income, making it unable to meet or pay its financial obligations,

due to situations including, but is not limited to:

(1) natural or human-made disasters;

(2) United States Government shutdown;

(3) emergency proclamations; and

(4) economic downturn.

(g)(h) “Involuntarily separated” means an employee removed from employment through

whatever means, other than a layoff, by the employer. This shall include, but is not limited

to investigative leave, suspension or termination.

(h)(i) "Judiciary" means Oneida Nation Judiciary, which is the judicial system that was

established by Oneida General Tribal Council resolution GTC-01-07-13-B, and then later

authorized to administer the judicial authorities and responsibilities of the Nation by

Oneida General Tribal Council resolution GTC-03-19-17-A in accordance with Article V

of the Constitution and Bylaws of the Oneida Nation.

(i)(j) “Nation” means the Oneida Nation.

(j)(k) “Punitive damages” means monetary compensation awarded to an injured party that

goes beyond that which is necessary to compensate the individual for losses and that is

intended to punish the other party.

(k)(l) “Reviewing party” means the area manager or the Trial Court.

(l)(m) “Trial Court” means the Trial Court of the Oneida Nation Judiciary authorized to

administer the judicial authorities and responsibilities of the Nation by Oneida General

Tribal Council resolution GTC-03-19-17-A in accordance with Article V of the

Constitution and Bylaws of the Oneida Nation.

206.4. Holding a Position Pending Appeals and Reinstatement

206.4-1. Reinstatement to the Position the Employee was Terminated From. Should an employee's

appeal of a termination result in the termination being overturned, the reviewing party shall order

the employee be reinstated to the position from which the employee was wrongfully terminated.

(a) In accordance with section 206.4-3, in the event the position the employee was

terminated from has been eliminated or the employee is no longer eligible for the position

the employee was terminated from based on amendments to the position description, the

reviewing party shall order reinstatement to a position within the same division of the

organization the employee was terminated from that is comparable in wage to the position

the employee was terminated, to the extent it is available at the time of the reviewing party's

decision.

2 O.C. 206 – Page 2

9 of 110

Draft 3 (Redline to PM Draft 2)

2024 03 06

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

(b) Any order requiring the employee to be reinstated to a position comparable to the

position the employee was terminated from shall note the requirement that the Human

Resources Department shall make the determination that the employee is eligible for a

comparable position.

(c) If no comparable positions are available within the same division of the organization

the employee was terminated from that are comparable in wage to the position the

employee was terminated from, or if the employee is not eligible for the comparable

position, the order to reinstate shall be deemed satisfied and the back pay end date shall be

the date of the reviewing party's decision.

206.4-2. Requirement to Hold the Position Pending Litigation. When an employee is

terminatedinvoluntarily separated and thereafter appeals said terminationinvoluntarily separation,

the disciplining supervisor may only fill the employee's former position with an interim or

temporary employee until the appeal has fully run its course, which includes any appeal timelines

to the area manager, the Trial Court, or the Appellate Court.

206.4-32. Amending the Position Description or Eliminating the Position Pending an Employee

Appeal. Notwithstanding the requirement to hold the terminatedan employee's position pending

an employee's appeal of their termination as provided in section 206.4-21, a supervisor or business

unit may amend the affected position description or eliminate the affected position while an

employment appeal is pending where such actions are required to meet the Nation's business and

employment needs.to respond to extreme financial distress that could negatively impact the

Nation.

(a) The determination to amend an affected position description or eliminate an affected

position shall be approved by the Human Resources Executive Director and either the

General Manager, Gaming General Manager, Retail General Manager, or the highest

position in the employee’s chain of command for non-divisional employees.:

(1) General Manager;

(2) Gaming General Manager;

(3) Retail General Manager; or

(4) the highest position in the employee’s chain of command for non-divisional

employees.

206.4-3. Reinstatement to the Position the Employee was Involuntarily Separated From. Should

an employee's appeal of an involuntarily separation result in the involuntarily separation being

overturned, the reviewing party shall order the employee be reinstated to the position from which

the employee was involuntarily separated.

(a) In the event the position the employee was involuntarily separated from has been

eliminated, or the employee is no longer eligible for the position based on amendments to

the position description, the order to reinstate shall be deemed satisfied and the back pay

end date shall be the date of the reviewing party's decision.

206.5. Back Pay Calculation

206.5-1. Back Pay Limitations. Back pay calculations shall be made using the employee's last

wage in the position which they were terminatedinvoluntarily separated from. Back pay, in all

circumstances, shall be limited to the calculation set forth in this section. Back pay shall include

and be subject to the following as it is related to the employee:

(a) Vacation and Personal Time Accrual. Employees shall receive prorated credit for

vacation and personal time which would have accrued during the back pay period.

(1) Reinstated employees shall be credited for vacation and personal time. If the

2 O.C. 206 – Page 3

10 of 110

Draft 3 (Redline to PM Draft 2)

2024 03 06

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

crediting of vacation and personal time would result in the employee exceeding the

accrual cap pursuant to the Nation’s laws, rules and policies, then any amount over

that cap shall be provided as a cash payout. Non-reinstated employees shall be paid

out vacation and personal time in lieu of crediting personal and vacation time.

(b) Shift Differential. Shift differential shall be included in the back pay amount to the

extent it is a part of the employee’s regularly scheduled hours.

(c) Tips. If the employee received pooled tips at the time of involuntary separation, tips

shall be included in the total back pay amount at the same tip rate that other employees in

the same position and on the same shift received on the same dates.

(1) If the employee received individual tips at the time of involuntary separation,

the employee shall be ineligible for tips during the back pay period.

(d) Holiday Pay. Holiday pay shall be included in the back pay amount to the extent the

employee would have received such pay if the employee had not been involuntarily

separated.

(e) Merit Increases. The hourly rate used to calculate back pay shall be increased

according to the merit increase system or standard used by the employee’s supervisor

during the back pay period and shall include any increases from Oneida Business

Committee or General Tribal Council directives.

(1) The effective date of the employee’s merit increase shall be the same as the

effective date for other employees in the same department. Retroactive increases

shall be calculated back to the retroactive date used for other employees in the same

department.

(2) The most recent performance review issued to the employee prior to being

involuntarily separated shall be used to determine the level of merit increase.

However, if the employee appealed the performance review to the Human Resource

Department Manager prior to involuntary separation, a method under the Nation’s

laws, rules and policies shall be used to determine the merit increase.

(f) Bonuses and Incentives. All bonus and incentive payments for which the employee

would have been eligible during the back pay period shall be included in the total back pay

amount, except for non-monetary gifts distributed by the Nation to all employees (e.g.

winter gift) or other non-monetary benefits, such as clothing allowance.

(g) Employment Benefits. Employee benefits shall be subject to the provisions in this

section.

(1) Insurance Benefits. Coverage by the Nation for health insurance, dental

insurance, vision insurance, life insurance, long-term disability and short-term

disability coverage shall continue during an involuntary separation, except in the

event of a termination where the coverage shall discontinue. The Nation shall

deduct the employee’s share of premiums paid from any back pay award.

(A) If the employee’s circumstances have changed during the back pay period

and such circumstances affect the employee’s insurance needs, the employee

shall notify the Nation of such changes at the time of reinstatement.

(B) An employee who is reinstated shall sign a waiver from Purchased

Referred Care authorizing a review of the back pay period to determine if

Purchased Referred Care services were rendered. If Purchased Referred Care

determines services were rendered during the back pay period, an employee

shall timely submit insurance information to Purchased Referred Care in

order for Purchased Referred Care to retroactively bill the insurance provider

2 O.C. 206 – Page 4

11 of 110

Draft 3 (Redline to PM Draft 2)

2024 03 06

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

to recoup funds for those services rendered during the back pay period.

(C) If the employee refuses to sign an authorization waiver from Purchased

Referred Care, the employee shall not be eligible to receive any back pay

award.

(2) Flexible Benefit Plan Contributions. If a terminated employee was contributing

to the Nation’s flexible benefit plan at the time of termination, the status of the

employee’s flex benefit plan shall be subject to the provisions of the Internal

Revenue Code.

(3) Retirement Benefit Contributions. In the event the employee was participating

in the Nation’s retirement plan at the time of involuntary separation, the employee

shall be responsible for contacting the retirement plan administrator and

reactivating contributions.

(A) The employee may choose whether to have the employee’s contribution

to the retirement plan that would have been made during the back pay period

deducted from the total back pay amount and deposited into the employee’s

retirement account.

(B) If the employee was eligible for employer matching contributions at the

time of involuntary separation and the employee chooses to make a

contribution through back pay, the Nation shall contribute the employer

match into the employee’s retirement account.

(C) If the employee was not participating in the Nation’s retirement plan or

chooses not to make contributions through the back pay process, then the

Nation shall not make employer match contributions into the employee’s

retirement account.

(h) Income Received During the Back Pay Period.

(1) Unemployment Benefits. Depending upon the unemployment compensation

financing option elected by the Nation, either:

(A) Any unemployment compensation paid by the Nation to the State of

Wisconsin for an involuntarily separated employee shall be deducted from

the employee’s back pay award; or

(B) The employee is directly responsible for the reimbursement to the State

of Wisconsin. The Nation shall send a copy of the completed and signed

settlement agreement to the appropriate state department. The state then may

determine the amount, if any, of unemployment compensation benefits

received during the back pay period should be repaid.

(2) Income Received Through Employment. Except as provided in section 206.51(h)(2)(B), income earned by an employee during the back pay period shall be

deducted from the total back pay amount.

(A) The employee shall provide information to verify the amount of or lack

of earned income and sign an affidavit attesting to the amount of or lack of

earned income.

(B) If the employee worked an additional job prior to being involuntarily

separated and continued working in the same capacity, the income earned

from that employment shall not be deducted from the total back pay amount

to the extent that the income is consistent with pre-involuntary separation

earnings. Where the employee worked the additional job, the employee shall

provide information from the employer to verify the income earned before

2 O.C. 206 – Page 5

12 of 110

Draft 3 (Redline to PM Draft 2)

2024 03 06

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

252

253

254

255

256

257

258

259

260

261

262

263

264

265

266

267

268

269

270

271

272

and during the back pay period.

206.5-2. Payments Not Allowed. The Nation shall not include the following in any back pay

amount:

(a) Punitive damages;

(b) Consequential damages;

(c) Attorney’s or advocate’s fees;

(d) Time when the employee would not have been eligible to work. An employee is not

eligible to work in circumstances including, but not limited to, the following:

(1) When an employee is on layoff or furlough status at the time of

terminationinvoluntary separation;

(2) When a position is eliminated or inactive as part of the Nation’s response to

aextreme financial force majeure event including, but not limited to:distress;

(A) responses to war;

(B) global health pandemics; and

(C) any substantial loss of revenue or funding; and

(3) When an employee would have been on medical leave at the time of involuntary

separation; and

(4) When an employee would otherwise not be eligible to work in the position from

which they were terminatedseparated from in accordance with the position

description based on:

(A) applicable grant requirements when the position is grant funded;

(B) applicable laws of the Nation including, but not limited to, the Vehicle

Driver Certification and Fleet Management law; and

(C) a criminal conviction;

(e) Monies normally paid for additional duties while working where an alternate employee

assumed that function while the employee was involuntarily separated, unless the

additional duties are a part of such involuntarily separated employee’s regular schedule.

206.5-3. Back Pay Period. Calculation of back pay begins on the day the employee is

involuntarily separated and ends on the day the employee is reinstated.

(a) If the employee is reinstated but refuses to return to work, the back pay period ends on

the date reinstatement would have taken effect, but was refused by the employee.

(b) Back pay shall be calculated by taking the employee’s average hours worked during

the fifty-two (52) week period immediately preceding the date of the involuntary separation

and divide that amount by the number of weeks worked.

(1) If the employment prior to the involuntary separation was less than fifty-two

(52) weeks, the back pay shall be calculated by taking the employee’s average hours

worked and divide that amount by the number of weeks worked.

(2) If the involuntary separation period involves a fractional week, the indemnity

shall be paid for each day of a fractional week at the rate of the average number

of hours worked per day immediately prior to the involuntary separation. For the

purposes of this section, immediately prior means the twelve (12) full work weeks

immediately preceding the involuntary separation. Provided that, under extenuating

circumstances related to business needs of the Nation wherein the Oneida Law

Office determines that considering hours worked per day immediately prior would

be unfair, an alternative reasonable timeframe may be used.

206.6. Back Pay Process

2 O.C. 206 – Page 6

13 of 110

Draft 3 (Redline to PM Draft 2)

2024 03 06

273

274

275

276

277

278

279

280

281

282

283

284

285

286

287

288

289

290

206.6-1. The Oneida Law Office shall develop necessary forms and procedures for the purpose of

implementing this law.

206.6-2. Internal departments shall cooperate as necessary with the Oneida Law Office in

providing information needed to assemble and prepare the back pay agreement.

206.6-3. A reasonable effort shall be made to complete the back pay agreement within thirty (30)

calendar days, starting the day after the party to the grievance action provides to the Oneida Law

Office a judgment ordering back pay or the results of an investigation or test showing the employee

is cleared of any wrongdoing.

206.6-4. An employee not receiving back pay in accordance with the back pay agreement may

seek enforcement by the Judiciary.

End.

Adopted - BC-05-24-06-PP

Amended - BC-06-23-10-F

Amended - BC-08-13-14-C

Amended - BC-10-26-16-A

Amended – BC-__-__-__-__

2 O.C. 206 – Page 7

14 of 110

ONEIDA NATION PUBLIC MEETING NOTICE

FRIDAY, APRIL 12, 2024, 12:15 pm

Find Public Meeting Materials at

Oneida-nsn.gov/government/register/public meetings

Send Public Comments to

Norbert Hill Center-Business Committee Conference Room

N7210 Seminary Rd., Oneida, Wisconsin

LOC@oneidanation.org

Ask Questions here

LOC@oneidanation.org

920-869-4417

BACK PAY LAW AMENDMENTS

The purpose of the Back Pay law is to set forth standards used in the reinstatement of an employee and the calculation of back pay for all employees of the Nation in accordance with the

Nation’s law .

The Back Pay law amendments will:

 Include a new section in the law which provides for the reinstatement of employee who

had an involuntary separation overturned and addresses such issues as:

 requirement to hold a position pending litigation;

 amending the position description or eliminating the position pending an employee

appeal; and

 reinstatement of an employee to the position the employee was involuntarily separated from;

 Clarify that back pay calculations shall be made using the employee’s last wage in the

position which they were involuntarily separated from.

 Clarify the circumstances in which an employee is not eligible to work, and therefore is

not eligible for back pay.

Individuals may attend the public meeting for the proposed Back Pay law amendments in person at the Norbert Hill Center, or virtually through Microsoft Teams. If you wish to attend the

public meeting through Microsoft Teams please contact LOC@oneidanation.org.

PUBLIC COMMENT PERIOD CLOSES FRIDAY, APRIL 19, 2024

During the public comment period, anyone may submit written comments, questions or input. Comments may be submitted to the Oneida

Nation Secretary’s Office or the Legislative Reference Office in person,

by U.S. mail, interoffice mail, or e-mail.

fl

For more information on the proposed Back Pay law amendments please review the public meeting packet at

oneida-nsn.gov/government/register/public meetings.

15 of 110

Analysis to Draft 3

2024 03 06

BACK PAY LAW AMENDMENTS

LEGISLATIVE ANALYSIS

SECTION 1. EXECUTIVE SUMMARY

Intent of the

Proposed Amendments

Purpose

Affected Entities

Public Meeting

Fiscal Impact

1

2

3

4

5

6

7

8

9

10

11

12

Analysis by the Legislative Reference Office

 Include a new section in the law which provides for the reinstatement of

employee who had involuntary separation overturned and addresses such

issues as:

 Requirement to hold a position pending litigation [2 O.C. 206.4-1];

 amending the position description or eliminating the position pending

an employee appeal [2 O.C. 206.4-2];

 Reinstatement to the position the employee was involuntarily

separated from [2 O.C. 206.4-3];

 Clarify that back pay calculations shall be made using the employee’s last

wage in the position which they were terminated from [2 O.C. 206.5-1];

 Clarify the circumstances in which an employee is not eligible to work,

and therefore is not eligible for back pay [2 O.C. 206.5-2(d)].

The purpose of this law is to set forth standards used in the reinstatement of

an employee and the calculation of back pay for all employees of the Nation

in accordance with the Nation’s law. [2 O.C. 206.1-1].

Oneida Law Office, General Manager, Gaming General Manager, Retail

General Manager, Human Resources Department Executive Director, Oneida

Nation Judiciary, Employees of the Nation

A public meeting was held on December 13, 2022, with a public comment

period held open until December 20, 2022.

A fiscal impact statement has not yet been requested.

SECTION 2. LEGISLATIVE DEVELOPMENT

A. Background. The Back Pay law was originally adopted by the Oneida Business Committee in 2006

through resolution BC-05-24-06-PP, and then amended through resolutions BC-06-23-10-F, BC-0813-14-C, and BC-10-26-16-A. The purpose of the Back Pay law is to set forth standards used in the

reinstatement of an employee and the calculation of back pay for all employees of the Nation in

accordance with the Nation’s law. [2 O.C. 206.1-1]. It is the policy of the Nation to have consistent

and standard procedures for the management of employee reinstatement and back pay. [2 O.C. 206.12].

B. Request for Amendments. On the September 14, 2022, the Oneida Business Committee adopted a

motion to request the Legislative Operating Committee consider amendments to the Back Pay law. The

Legislative Operating Committee added this legislative item to its Active Files List on September 21,

2022.

13

14

15

16

17

SECTION 3. CONSULTATION AND OUTREACH

A. Representatives from the following departments or entities participated in the development of the

amendments to the Back Pay law and this legislative analysis:

 Oneida Law Office;

Page 1 of 6

16 of 110

Analysis to Draft 3

2024 03 06

18

19

20

21

22

23

24

25

26

27

 Human Resources Department;

 General Manager; and

 Gaming Employee Services.

B. The following laws were reviewed in the drafting of this analysis:

 Back Pay law;

 Oneida Personnel Policies and Procedures;

 Drug and Alcohol Free Workplace law;

 Furlough law; and

 Investigative Leave Policy.

28

29

30

31

32

33

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

59

60

61

SECTION 4. PROCESS

A. The development of the proposed amendments to the Back Pay law complies with the process set forth

in the Legislative Procedures Act (LPA).

 On September 14, 2022, the Oneida Business Committee adopted a motion to request the

Legislative Operating Committee to add the Back Pay Policy to the active files agenda and to

release the confidential memo to the Legislative Reference Office as a confidential document.

 On September 21, 2022, the Legislative Operating Committee added the Law to its Active Files

List.

 On October 5, 2022, the Legislative Operating Committee approved the draft of the proposed

amendments to the Back Pay law and directed that a legislative analysis be developed.

 On October 19, 2022, the Legislative Operating Committee approved the updated draft and

legislative analysis.

 On November 2, 2022, the Legislative Operating Committee approved the public meeting

packet and forwarded the Back Pay law amendments to a public meeting to be held on

December 13, 2022.

 The public meeting was held on December 13, 2022, in person in the Norbert Hill Center and

on Microsoft Teams. No individuals provided public comment during the public meeting.

 The public comment period was held open until December 20, 2022. One (1) submission of

written comments was received during the public comment period.

 On February 1, 2023, the Legislative Operating Committee to accepted the public comments

and the public comment review memorandum and deferred these items to a work meeting for

further consideration. The Legislative Operating Committee reviewed and considered these

comments later that same day.

 On February 15, 2023, the Legislative Operating Committee accepted the updated public

comment review memorandum.

 On October 4, 2023, the Legislative Operating Committee readded the Back Pay law

amendments to its Active Files List for the 2023-2026 legislative term.

B. At the time this legislative analysis was developed the following work meetings had been held

regarding the development of the amendments to this Law:

 September 29, 2022: LOC work session;

 October 13, 2022: LOC work session;

 February 1, 2023: LOC work session;

 March 14, 2023: LOC work session with HRD.

 January 3, 2024: LOC work session.

Page 2 of 6

17 of 110

Analysis to Draft 3

2024 03 06

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

January 17, 2024: LOC work session.

February 1, 2024: LOC work session.

February 20, 2024: LOC work session with HRD, Oneida Law Office, General Manager, and

Gaming Employee Services.

Back Pay Statistics

Employees of the Nation may receive back pay for a couple different reasons such as (1) overturned

suspensions, separations, and employment terminations; (2) an investigative leave that ends with the

employee returning to their position with no discipline; and (3) missed work time for reasonable suspicion

drug test that produces a negative result.

Below please find some statistics provided by the Oneida Law Office regarding employment appeals and

back pay awards related to each reason listed above.

Employment An,nealls sinc,e January 1, 2022

Appealed Terminations/Separations

21

1,8

Appealed Suspension

Back Pav Pavmeots Si:nce Jauuarv l, 2022

Or,,. ertumed Tenninail:,ion/Separation

9

Or,,. ertumed Suspension

6

Return from Inves:tigatir,,. e Leave - No Discipline

1

Return from 0mg Test wi.th Negative Result

1

78

79

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

SECTION 5. CONTENTS OF THE LEGISLATION

A. Holding a Position Pending Appeals and Reinstatement. A new section added to the Law through

these amendments addresses reinstatement of an employee who was involuntarily separated. [2 O.C.

206.4]. This new section requires that when an employee is involuntarily separated and thereafter

appeals said involuntary separation, the disciplining supervisor may only fill the employee's former

position with an interim or temporary employee until the appeal has fully run its course, which includes

any appeal timelines to the area manager, the Trial Court, or the Appellate Court. [2 O.C. 206.4-1].

Additionally, this section of the Law provides that notwithstanding the requirement to hold an

employee's position pending the employee's appeal as provided in section 206.4-1, a supervisor or

business unit may amend the affected position description or eliminate the affected position while an

employment appeal is pending to respond to extreme financial distress that could negatively impact the

Nation. [2 O.C. 206.4-2]. Extreme financial distress is defined to mean a situation in which an entity

cannot generate sufficient revenues or income, making it unable to meet or pay its financial obligations,

due to situations including, but is not limited to, natural or human-made disasters; United States

Government shutdown; emergency proclamations; and economic downturn. [2 O.C. 206.3-1(g)].The

determination to amend an affected position description or eliminate an affected position is then

required to be approved by the Human Resources Department Executive Director and either the General

Manager, Gaming General Manager, Retail General Manager, or the highest position in the employee’s

chain of command for non-divisional employees. [2 O.C. 206.4-2(a)]. This new section then goes on

Page 3 of 6

18 of 110

Analysis to Draft 3

2024 03 06

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

to provide that should an employee's appeal of an involuntary separation result in the separation being

overturned, the reviewing party shall order the employee be reinstated to the position from which the

employee was involuntary separated. [2 O.C. 206.4-3]. In the event the position the employee was

involuntarily separated from has been eliminated, or the employee is no longer eligible for the position

based on amendments to the position description, the order to reinstate shall be deemed satisfied and

the back pay end date shall be the date of the reviewing party's decision. [2 O.C. 206.4-3(a)].

 Effect. The overall purpose of this new section to the Law is to provide direction and clarification

on how the reinstatement of an employee who had an involuntary separation overturned is handled,

so that it can be handled in a consistent manner throughout the Nation.

B. Back Pay Calculations. The proposed amendments to the Law clarify that back pay calculations shall

be made using the employee’s last wage in the position which they were involuntarily separated from.

[2 O.C. 206.5-1].

 Effect. This provision of the Law clarifies what wage of an employee should be used when

calculating back pay.

C. Explanation of When an Employee is Not Eligible to Work. The Law provides that the Nation shall

not include time when an employee would not have been eligible to work in the calculation of any back

pay amount. [2 O.C. 206.5-2(d)]. The proposed amendments to the Law provides greater clarification

by providing a list of examples of when an employee is not eligible to work, which includes such

circumstances such as when an employee is on layoff or furlough status at the time of termination;

when a position is eliminated or inactive as part of the Nation’s response extreme financial distress;

when an employee would have been on medical leave at the time of the involuntary separation; and

when an employee would otherwise not be eligible to work in the position from which they were

separated from in accordance with the position description based on applicable grant requirements

when a position is grant funded, applicable laws of the Nation, including, but not limited to, the Vehicle

Driver Certification and Fleet Management law, and a criminal conviction. [2 O.C. 206.5-2(d)(1)-(4)].

 Effect. This provision of the Law clarifies when it should be considered that an employee is not

eligible to work, and therefore is not eligible for back pay.

125

126

127

128

129

130

131

132

133

134

135

136

137

138

139

140

SECTION 6. EXISTING LEGISLATION

A. Related Legislation. The following laws of the Nation are related to the Back Pay law:

 Oneida Personnel Policies and Procedures. The purpose of the Oneida Personnel Policies and

Procedures is to provide for the Nation’s employee related policies and procedures including

recruitment, selection, compensation and benefits, employee relations, safety and health, program

and enterprise rules and regulations, and record keeping.

 Section V.D of the Oneida Personnel Policies and Procedures specifically addresses

complaints, disciplinary actions and grievances. Section V.D.6 provides that any employee

who receives a disciplinary action which he/she believes is unfair may grieve the action.

Section V.D.6.f.5 then provides that the Oneida Personnel Commission may: uphold the

disciplinary action; or overturn the disciplinary action and either reinstate the employee with

full back pay for any lost time or reinstate the employee without back pay.

 The Back Pay law will now address the reinstatement of an employee who has an involuntary

separation overturned in section 206.4, as well as provide greater clarification on how back pay

is calculated in section 206.5.

Page 4 of 6

19 of 110

Analysis to Draft 3

2024 03 06

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

179

180

181

182

183

184

Drug and Alcohol Free Workplace Law. It is the policy of the Nation to establish a drug and

alcohol-free workplace program that balances respect for individuals with the need to maintain an

alcohol and drug-free environment. [2 O.C. 202.1-1].

 The Drug and Alcohol Free Workplace law provides that it is the employee’s responsibility to

cooperate with the requests made by Employee Health Nursing and the Medical Review

Officer. [2 O.C. 202.5-2(e)]. An employee who fails to cooperate and does not contact the

Medical Review Officer within twenty-four (24) hours of receiving contact shall not receive

back pay for any time between the date the Medical Review Officer placed the call until the

time the employee does return the call of the Medical Review Officer. Id.

 The Drug and Alcohol Free Workplace law provides that during drug and alcohol testing for

reasonable suspicion, an employee shall be immediately removed from duty without pay at the

time of initiation of the reasonable suspicion drug and alcohol testing and specimen collection

until the employer is notified by Employee Health Nursing of negative results on both the drug

and alcohol tests, or Medical Review Officer verified negative test results. [2 O.C. 202.10-2].

If the employee is reinstated after confirmation of drug and alcohol testing results, back pay

shall be provided in accordance with the Back Pay law. [2 O.C. 202.10-3].

Furlough Law. The purpose of the Furlough law is to enable the Nation to implement a furlough

program in response to an interruption of governmental revenues or operations, insufficient treasury

funds or other emergencies/ unplanned events as determined by the Oneida Business Committee in

accordance with this law; establish a consistent and equitable process for implementation of a

furlough program; and incorporate Indian preference into the furlough program and require that it

be applied in accordance with this law. [2 O.C. 205.1-1].

 The Furlough law provides that except when an employee successfully appeals being placed

on furlough status in violation of this law, employees placed in furlough status shall not be

eligible for back pay upon their return to work. [2 O.C. 205.8-6].

Investigative Leave Policy. The purpose of the Investigative Leave Policy is to address

investigative leave for employees undergoing work-related investigations. [2 O.C. 208.1-1].

 The Investigative Leave Policy provides that an employee placed on investigative leave shall

not receive any wages or benefits unless placed in an alternative work assignment, and that if

the employee refuses the alternative work assignment and is returned to work, the employee

shall not receive any back pay or benefits. [2 O.C. 208.10-2].

 The Investigative Leave Policy provides that an employee shall receive back pay and benefits

for the time the employee was on investigative leave pursuant to the Back Pay law if all of the

following occur: the employee was not offered an alternative work assignment when placed on

investigative leave; the employee is returned to his or her position; and the employee is not

disciplined based on the investigation. [2 O.C. 208.10-4].

SECTION 7. OTHER CONSIDERATIONS

A. Fiscal Impact. Under the Legislative Procedures Act, a fiscal impact statement is required for all

legislation except emergency legislation [1 O.C. 109.6-1]. Oneida Business Committee resolution BC10-28-20-A titled, “Further Interpretation of ‘Fiscal Impact Statement’ in the Legislative Procedures

Act,” provides further clarification on who the Legislative Operating Committee may direct complete

a fiscal impact statement at various stages of the legislative process, as well as timeframes for

completing the fiscal impact statement.

Page 5 of 6

20 of 110

Analysis to Draft 3

2024 03 06

185

186

187

Conclusion. The Legislative Operating Committee has not yet directed that a fiscal impact

statement be completed.

Page 6 of 6

21 of 110

Draft 3 (Redline to Current) – PM Draft

2024 03 06

Title 2. Employment – Chapter 206

BACK PAY

Tashakotik@lyahke> kayanl^hsla>

back pay law

BACK PAY AND REINSTATEMENT

206.1. Purpose and Policy

206.2. Adoption, Amendment, Appeal

206.3. Definitions

206.4. Back Pay Calculation

206.5. Back Pay Process

206.1. Purpose and Policy

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

206.2. Adoption, Amendment, Appeal

206.3. Definitions

206.4. Holding a Position Pending Appeals and Reinstatement

206.5. Back Pay Calculation

206.6. Back Pay Process

206.1. Purpose and Policy

206.1-1. Purpose. The purpose of this law is to set forth standards used in the reinstatement of a

employee, and the calculation of back pay for all employees of the Nation in accordance with the

Nation’s law.

206.1-2. Policy. It is the policy of the Nation to have consistent and standard procedures for the

management of employee reinstatement and back pay.

206.2. Adoption, Amendment, AppealRepeal

206.2-1. This law was adopted by the Oneida Business Committee by resolution BC-5-24-06-PP

and amended by resolutions BC-06-23-10-F, BC-08-13-14-C and, BC-10-26-16-A., and BC-____-__-__.

206.2-2. This law may be amended or repealed by the Oneida Business Committee or the Oneida

General Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.

206.2-3. Should a provision of this law or the application thereof to any person or circumstances

be held as invalid, such invalidity shall not affect other provisions of this law which are considered

to have legal force without the invalid portions.

206.2-4. In the event of a conflict between a provision of this law and a provision of another law,

the provisions of this law shall control.

206.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.

206.3. Definitions

206.3-1. This section shall govern the definitions of words and phrases used within this law. All

words not defined herein shall be used in their ordinary and everyday sense.

(a) “Appellate Court” means the branch of the Nation’s Judiciary delegated the authority

of final appeals within the Nation’s Judiciary, as authorized by Oneida General Tribal

Council resolution GTC-03-19-17-A in accordance with Article V of the Constitution and

Bylaws of the Oneida Nation.

(a)(b) “Advocate” means a non-attorney person as provided by law and other person who

is admitted to practice law and is presented to the court as the representative or advisor to

a party.

(b)(c) “Back pay” means money damages owed to the employee for a salary or wage to

compensate the employee as determined by the formulas set forth within this law.

(c)(d) “Consequential damages” means damages that are not a direct and immediately

2 O.C. 206 – Page 1

22 of 110

Draft 3 (Redline to Current) – PM Draft

2024 03 06

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

result of an act, but a consequence of the initial act, including but not limited to penalties

on early withdrawal of retirement account.

(d) “Consultant” means a professional who is contracted externally whose expertise is

provided on a temporary basis for a fee.

(e) “Earnings” includes vacation/ or personal time, shift differential, holiday pay, merit

increases, bonuses and incentives, employment benefits and income received during the

back pay period.

(f) “Employee” means any individual who is employed by the Nation and is subject to the

direction and control of the Nation with respect to the material details of the work

performed, or who has the status of an employee under the usual common law rules

applicable to determining the employer-employee relationship. “Employee” includes, but

is not limited to;, an individual employed by any program or enterprise of the Nation, but

does not include elected or appointed officials, or individuals employed by a Tribally

Chartered Corporation. For purposes of this law, individuals employed under an

employment contract as a limited term employee are employees of the Nation, not

consultants.

(g) “Extreme financial distress” means a situation in which an entity cannot generate

sufficient revenues or income, making it unable to meet or pay its financial obligations,

due to situations including, but is not limited to:

(1) natural or human-made disasters;

(2) United States Government shutdown;

(3) emergency proclamations; and

(4) economic downturn.

(g)(h) “Involuntarily separated” means an employee removed from employment through

whatever means, other than a layoff, by the employer. This shall include, but is not limited

to, investigative leave, suspension or termination.

(h)(i) "Judiciary" means Oneida Nation Judiciary, which is the judicial system that was

established by Oneida General Tribal Council resolution GTC-01-07-13-B, and then later

authorized to administer the judicial authorities and responsibilities of the Nation by

Oneida General Tribal Council resolution GTC-03-19-17-A in accordance with Article V

of the Constitution and Bylaws of the Oneida Nation.

(i)(j) “Nation” means the Oneida Nation.

(j)(k) “Punitive damages” means monetary compensation awarded to an injured party that

goes beyond that which is necessary to compensate the individual for losses and that is

intended to punish the other party.

(l) “Reviewing party” means the area manager or the Trial Court.

(m) “Trial Court” means the Trial Court of the Oneida Nation Judiciary authorized to

administer the judicial authorities and responsibilities of the Nation by Oneida General

Tribal Council resolution GTC-03-19-17-A in accordance with Article V of the

Constitution and Bylaws of the Oneida Nation.

206.4. Holding a Position Pending Appeals and Reinstatement

206.4-1. Requirement to Hold the Position Pending Litigation. When an employee is involuntarily

separated and thereafter appeals said involuntarily separation, the disciplining supervisor may only

fill the employee's former position with an interim or temporary employee until the appeal has

fully run its course, which includes any appeal timelines to the area manager, the Trial Court, or

2 O.C. 206 – Page 2

23 of 110

Draft 3 (Redline to Current) – PM Draft

2024 03 06

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

the Appellate Court.

206.4-2. Amending the Position Description or Eliminating the Position Pending an Employee

Appeal. Notwithstanding the requirement to hold an employee's position pending an employee's

appeal as provided in section 206.4-1, a supervisor or business unit may amend the affected

position description or eliminate the affected position while an employment appeal is pending to

respond to extreme financial distress that could negatively impact the Nation.

(a) The determination to amend an affected position description or eliminate an affected

position shall be approved by the Human Resources Executive Director and either the:

(1) General Manager;

(2) Gaming General Manager;

(3) Retail General Manager; or

(4) the highest position in the employee’s chain of command for non-divisional

employees.

206.4-3. Reinstatement to the Position the Employee was Involuntarily Separated From. Should

an employee's appeal of an involuntarily separation result in the involuntarily separation being

overturned, the reviewing party shall order the employee be reinstated to the position from which

the employee was involuntarily separated.

(a) In the event the position the employee was involuntarily separated from has been

eliminated, or the employee is no longer eligible for the position based on amendments to

the position description, the order to reinstate shall be deemed satisfied and the back pay

end date shall be the date of the reviewing party's decision.

206.5. Back Pay Calculation

206.45-1. Back Pay Limitations. Back pay shall only include the items identifiedcalculations shall

be made using the employee's last wage in the position which they were involuntarily separated

from. Back pay, in all circumstances, shall be limited to the calculation set forth in this Section as

they relate to the employee. section. Back pay shall include and be subject to the following as it is

related to the employee:

(a) Vacation/ and Personal Time Accrual. Employees shall receive prorated credit for

vacation/ and personal time which would have accrued during the back pay period.

(1) Reinstated employees shall be credited for vacation/ and personal time. If the

crediting of vacation/ and personal time would result in the employee exceeding

the accrual cap pursuant to the Nation’s laws, rules and policies, then any amount

over that cap shall be provided as a cash payout. Non-reinstated employees shall

be paid out vacation/ and personal time in lieu of crediting personal/ and vacation

time.

(b) Shift Differential. Shift differential shall be included in the back pay amount to the

extent it is a part of the employee’s regularly scheduled hours.

(c) Tips. If the employee received pooled tips at the time of involuntary separation, tips

shall be included in the total back pay amount at the same tip rate that other employees in

the same position and on the same shift received on the same dates.

(1) If the employee received individual tips at the time of involuntary separation,

the employee shall be ineligible for tips during the back pay period.

(d) Holiday Pay. Holiday pay shall be included in the back pay amount to the extent the

employee would have received such pay if the employee had not been involuntarily

separated.

2 O.C. 206 – Page 3

24 of 110

Draft 3 (Redline to Current) – PM Draft

2024 03 06

127

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

(e) Merit Increases. The hourly rate used to calculate back pay shall be increased

according to the merit increase system/- or standard used by the employee’s supervisor

during the back pay period and willshall include any increases from Oneida Business

Committee or General Tribal Council directives.

(1) The effective date of the employee’s merit increase shall be the same as the

effective date for other employees in the same department. Retroactive increases

shall be calculated back to the retroactive date used for other employees in the same

department.

(2) The most recent performance review issued to the employee prior to being

involuntarily separated shall be used to determine the level of merit increase.

However, if the employee appealed the performance review to the Human Resource

Department Manager prior to involuntary separation, a method under the Nation’s

laws, rules and policies shall be used to determine the merit increase.

(f) Bonuses and Incentives. All bonus and incentive payments for which the employee

would have been eligible during the back pay period shall be included in the total back pay

amount, except for non-monetary gifts distributed by the Nation to all employees (e.g.

winter gift) or other non-monetary benefits, such as clothing allowance.

(g) Employment Benefits. Employee benefits shall be subject to the provisions in this

section.

(1) Insurance Benefits. Coverage by the Nation for health insurance, dental

insurance, vision insurance, life insurance, long-term disability and short-term

disability coverage shall continue during an involuntary separation, except in the

event of a termination where the coverage willshall discontinue. The Nation shall

deduct the employee’s share of premiums paid from any back pay award.

(A) If the employee’s circumstances have changed during the back pay period

and such circumstances affect the employee’s insurance needs, the employee

shall notify the Nation of such changes at the time of reinstatement.

(B) An employee who is reinstated shall sign a waiver from Purchased

Referred Care authorizing a review of the back pay period to determine if

Purchased Referred Care services were rendered. If Purchased Referred Care

determines services were rendered during the back pay period, an employee

shall timely submit insurance information to Purchased Referred Care in

order for Purchased Referred Care to retroactively bill the insurance provider

to recoup funds for those services rendered during the back pay period.

(C) If the employee refuses to sign an authorization waiver from Purchased

Referred Care, the employee willshall not be eligible to receive any back pay

award.

(2) Flexible Benefit Plan Contributions. If a terminated employee was contributing

to the Nation’s flexible benefit plan at the time of termination, the status of the

employee’s flex benefit plan shall be subject to the provisions of the Internal

Revenue Code.

(3) Retirement Benefit Contributions. In the event the employee was participating

in the Nation’s retirement plan at the time of involuntary separation, the employee

shall be responsible for contacting the retirement plan administrator and

reactivating contributions.

(A) The employee may choose whether to have the employee’s contribution

2 O.C. 206 – Page 4

25 of 110

Draft 3 (Redline to Current) – PM Draft

2024 03 06

173

174

175

176

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

to the retirement plan that would have been made during the back pay period

deducted from the total back pay amount and deposited into the employee’s

retirement account.

(B) If the employee was eligible for employer matching contributions at the

time of involuntary separation and the employee chooses to make a

contribution through back pay, the Nation shall contribute the employer

match into the employee’s retirement account.

(C) If the employee was not participating in the Nation’s retirement plan or

chooses not to make contributions through the back pay process, then the

Nation shall not make employer match contributions into the employee’s

retirement account.

(h) Income Received During the Back Pay Period.

(1) Unemployment Benefits. Depending upon the unemployment compensation

financing option elected by the Nation, either:

(A) Any unemployment compensation paid by the Nation to the State of

Wisconsin for an involuntarily separated employee shall be deducted from

the employee’s back pay award; or

(B) The employee is directly responsible for the reimbursement to the State

of Wisconsin. The Nation shall send a copy of the completed and signed

settlement agreement to the appropriate state department. The state then may

determine the amount, if any, of unemployment compensation benefits

received during the back pay period should be repaid.

(2) Income Received Through Employment. Except as provided in section 4206.51(h)(2)(B), income earned by an employee during the back pay period shall be

deducted from the total back pay amount.

(A) The employee shall provide information to verify the amount of or lack

of earned income and sign an affidavit attesting to the amount of or lack of

earned income.

(B) If the employee worked an additional job prior to being involuntarily

separated and continued working in the same capacity, the income earned

from that employment shall not be deducted from the total back pay amount

to the extent that the income is consistent with pre-involuntary separation

earnings. Where the employee worked the additional job, the employee shall

provide information from the employer to verify the income earned before

and during the back pay period.

206.45-2. Payments Not Allowed. The Nation shall not include the following in any back pay

amount:

(a) Punitive damages;

(b) Consequential damages;

(c) Attorney’s or advocate’s fees;

(d) Time when the employee would not have been eligible to work;. An employee is not

eligible to work in circumstances including, but not limited to, the following:

(1) When an employee is on layoff or furlough status at the time of involuntary

separation;

(2) When a position is eliminated or inactive as part of the Nation’s response to

extreme financial distress;

2 O.C. 206 – Page 5

26 of 110

Draft 3 (Redline to Current) – PM Draft

2024 03 06

219

220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

252

253

254

255

256

257

258

259

260

261

262

263

264

(3) When an employee would have been on medical leave at the time of involuntary

separation; and

(4) When an employee would otherwise not be eligible to work in the position from

which they were separated from in accordance with the position description based

on:

(A) applicable grant requirements when the position is grant funded;

(B) applicable laws of the Nation including, but not limited to, the Vehicle

Driver Certification and Fleet Management law; and

(C) a criminal conviction;

(e) Monies normally paid for additional duties while working where an alternate employee

assumed that function while the employee was involuntarily separated, unless the

additional duties are a part of such involuntarily separated employee’s regular schedule.

206.45-3. Back Pay Period. Calculation of back pay begins on the day the employee is

involuntarily separated and ends on the day the employee is reinstated.

(a) If the employee is reinstated but refuses to return to work, the back pay period ends on

the date reinstatement would have taken effect, but was refused by the employee.

(b) Back pay shall be calculated by taking the employee’s average hours worked during

the fifty-two (52) week period immediately preceding the date of the involuntary separation

and divide that amount by the number of weeks worked.

(1) If the employment prior to the involuntary separation was less than fifty-two

(52) weeks, the back pay shall be calculated by taking the employee’s average hours

worked and divide that amount by the number of weeks worked.

(2) If the involuntary separation period involves a fractional week, the indemnity

shall be paid for each day of a fractional week at the rate of the average number

of hours worked per day immediately prior to the involuntary separation. For the

purposes of this section, immediately prior means the twelve (12) full work weeks

immediately preceding the involuntary separation. Provided that, under extenuating

circumstances related to business needs of the Nation wherein the Oneida Law

Office determines that considering hours worked per day immediately prior would

be unfair, an alternative reasonable timeframe may be used.

206.56. Back Pay Process

206.56-1. The Oneida Law Office shall develop necessary forms and procedures for the purpose

of implementing this law.

206.56-2. Internal departments shall cooperate as necessary with the Oneida Law Office in

providing information needed to assemble and prepare the back pay agreement.

206.56-3. A reasonable effort shall be made to complete the back pay agreement within thirty (30)

calendar days, starting the day after the party to the grievance action provides to the Oneida Law

Office a judgment ordering back pay or the results of an investigation or test showing the employee

is cleared of any wrongdoing.

206.56-4. An employee not receiving back pay in accordance with the back pay agreement may

seek enforcement by the Judiciary.

End.

Adopted - BC-505-24-06-PP

2 O.C. 206 – Page 6

27 of 110

Draft 3 (Redline to Current) – PM Draft

2024 03 06

265

266

267

268

Amended - BC-06-23-10-F

Amended - BC-08-13-14-C

Amended - BC-10-26-16-A

Amended – BC-__-__-__-__

2 O.C. 206 – Page 7

28 of 110

Draft 3 – Redline to Current

2024 03 06

Title 2. Employment – Chapter 206

Tashakotik@lyahke> kayanl^hsla>

back pay law

BACK PAY AND REINSTATEMENT

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

206.1. Purpose and Policy

206.2. Adoption, Amendment, Appeal

206.3. Definitions

206.4. Holding a Position Pending Appeals and Reinstatement

206.5. Back Pay Calculation

206.6. Back Pay Process

206.1. Purpose and Policy

206.1-1. Purpose. The purpose of this law is to set forth standards used in the reinstatement of a

employee, and the calculation of back pay for all employees of the Nation in accordance with the

Nation’s law.

206.1-2. Policy. It is the policy of the Nation to have consistent and standard procedures for the

management of employee reinstatement and back pay.

206.2. Adoption, Amendment, Repeal

206.2-1. This law was adopted by the Oneida Business Committee by resolution BC-5-24-06-PP

and amended by resolutions BC-06-23-10-F, BC-08-13-14-C, BC-10-26-16-A, and BC-__-__-____.

206.2-2. This law may be amended or repealed by the Oneida Business Committee or the Oneida

General Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.

206.2-3. Should a provision of this law or the application thereof to any person or circumstances

be held as invalid, such invalidity shall not affect other provisions of this law which are considered

to have legal force without the invalid portions.

206.2-4. In the event of a conflict between a provision of this law and a provision of another law,

the provisions of this law shall control.

206.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.

206.3. Definitions

206.3-1. This section shall govern the definitions of words and phrases used within this law. All

words not defined herein shall be used in their ordinary and everyday sense.

(a) “Appellate Court” means the branch of the Nation’s Judiciary delegated the authority

of final appeals within the Nation’s Judiciary, as authorized by Oneida General Tribal

Council resolution GTC-03-19-17-A in accordance with Article V of the Constitution and

Bylaws of the Oneida Nation.

(b) “Advocate” means a non-attorney person as provided by law and other person who is

admitted to practice law and is presented to the court as the representative or advisor to a

party.

(c) “Back pay” means money damages owed to the employee for a salary or wage to

compensate the employee as determined by the formulas set forth within this law.

(d) “Consequential damages” means damages that are not a direct and immediately result

of an act, but a consequence of the initial act, including but not limited to penalties on early

withdrawal of retirement account.

(e) “Earnings” includes vacation or personal time, shift differential, holiday pay, merit

2 O.C. 206 – Page 1

29 of 110

Draft 3- Redline to Current

2024 03 06

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

80

81

82

83

84

increases, bonuses and incentives, employment benefits and income received during the

back pay period.

(f) “Employee” means any individual who is employed by the Nation and is subject to the

direction and control of the Nation with respect to the material details of the work

performed, or who has the status of an employee under the usual common law rules

applicable to determining the employer-employee relationship. “Employee” includes, but

is not limited to, an individual employed by any program or enterprise of the Nation but

does not include elected or appointed officials, or individuals employed by a Tribally

Chartered Corporation. For purposes of this law, individuals employed under an

employment contract as a limited term employee are employees of the Nation, not

consultants.

(g) “Extreme financial distress” means a situation in which an entity cannot generate

sufficient revenues or income, making it unable to meet or pay its financial obligations,

due to situations including, but is not limited to:

(1) natural or human-made disasters;

(2) United States Government shutdown;

(3) emergency proclamations; and

(4) economic downturn.

(h) “Involuntarily separated” means an employee removed from employment through

whatever means, other than a layoff, by the employer. This shall include, but is not limited

to investigative leave, suspension or termination.

(i) "Judiciary" means Oneida Nation Judiciary, which is the judicial system that was

established by Oneida General Tribal Council resolution GTC-01-07-13-B, and then later

authorized to administer the judicial authorities and responsibilities of the Nation by

Oneida General Tribal Council resolution GTC-03-19-17-A in accordance with Article V

of the Constitution and Bylaws of the Oneida Nation.

(j) “Nation” means the Oneida Nation.

(k) “Punitive damages” means monetary compensation awarded to an injured party that

goes beyond that which is necessary to compensate the individual for losses and that is

intended to punish the other party.

(l) “Reviewing party” means the area manager or the Trial Court.

(m) “Trial Court” means the Trial Court of the Oneida Nation Judiciary authorized to

administer the judicial authorities and responsibilities of the Nation by Oneida General

Tribal Council resolution GTC-03-19-17-A in accordance with Article V of the

Constitution and Bylaws of the Oneida Nation.

206.4. Holding a Position Pending Appeals and Reinstatement

206.4-1. Requirement to Hold the Position Pending Litigation. When an employee is involuntarily

separated and thereafter appeals said involuntarily separation, the disciplining supervisor may only

fill the employee's former position with an interim or temporary employee until the appeal has

fully run its course, which includes any appeal timelines to the area manager, the Trial Court, or

the Appellate Court.

206.4-2. Amending the Position Description or Eliminating the Position Pending an Employee

Appeal. Notwithstanding the requirement to hold an employee's position pending an employee's

appeal as provided in section 206.4-1, a supervisor or business unit may amend the affected

position description or eliminate the affected position while an employment appeal is pending to

respond to extreme financial distress that could negatively impact the Nation.

2 O.C. 206 – Page 2

30 of 110

Draft 3- Redline to Current

2024 03 06

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

128

129

130

131

(a) The determination to amend an affected position description or eliminate an affected

position shall be approved by the Human Resources Executive Director and either the:

(1) General Manager;

(2) Gaming General Manager;

(3) Retail General Manager; or

(4) the highest position in the employee’s chain of command for non-divisional

employees.

206.4-3. Reinstatement to the Position the Employee was Involuntarily Separated From. Should

an employee's appeal of an involuntarily separation result in the involuntarily separation being

overturned, the reviewing party shall order the employee be reinstated to the position from which

the employee was involuntarily separated.

(a) In the event the position the employee was involuntarily separated from has been

eliminated, or the employee is no longer eligible for the position based on amendments to

the position description, the order to reinstate shall be deemed satisfied and the back pay

end date shall be the date of the reviewing party's decision.

206.5. Back Pay Calculation

206.5-1. Back Pay Limitations. Back pay calculations shall be made using the employee's last

wage in the position which they were involuntarily separated from. Back pay, in all circumstances,

shall be limited to the calculation set forth in this section. Back pay shall include and be subject to

the following as it is related to the employee:

(a) Vacation and Personal Time Accrual. Employees shall receive prorated credit for

vacation and personal time which would have accrued during the back pay period.

(1) Reinstated employees shall be credited for vacation and personal time. If the

crediting of vacation and personal time would result in the employee exceeding the

accrual cap pursuant to the Nation’s laws, rules and policies, then any amount over

that cap shall be provided as a cash payout. Non-reinstated employees shall be paid

out vacation and personal time in lieu of crediting personal and vacation time.

(b) Shift Differential. Shift differential shall be included in the back pay amount to the

extent it is a part of the employee’s regularly scheduled hours.

(c) Tips. If the employee received pooled tips at the time of involuntary separation, tips

shall be included in the total back pay amount at the same tip rate that other employees in

the same position and on the same shift received on the same dates.

(1) If the employee received individual tips at the time of involuntary separation,

the employee shall be ineligible for tips during the back pay period.

(d) Holiday Pay. Holiday pay shall be included in the back pay amount to the extent the

employee would have received such pay if the employee had not been involuntarily

separated.

(e) Merit Increases. The hourly rate used to calculate back pay shall be increased

according to the merit increase system or standard used by the employee’s supervisor

during the back pay period and shall include any increases from Oneida Business

Committee or General Tribal Council directives.

(1) The effective date of the employee’s merit increase shall be the same as the

effective date for other employees in the same department. Retroactive increases

shall be calculated back to the retroactive date used for other employees in the same

department.

(2) The most recent performance review issued to the employee prior to being

2 O.C. 206 – Page 3

31 of 110

Draft 3- Redline to Current

2024 03 06

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

177

178

involuntarily separated shall be used to determine the level of merit increase.

However, if the employee appealed the performance review to the Human Resource

Department Manager prior to involuntary separation, a method under the Nation’s

laws, rules and policies shall be used to determine the merit increase.

(f) Bonuses and Incentives. All bonus and incentive payments for which the employee

would have been eligible during the back pay period shall be included in the total back pay

amount, except for non-monetary gifts distributed by the Nation to all employees (e.g.

winter gift) or other non-monetary benefits, such as clothing allowance.

(g) Employment Benefits. Employee benefits shall be subject to the provisions in this

section.

(1) Insurance Benefits. Coverage by the Nation for health insurance, dental

insurance, vision insurance, life insurance, long-term disability and short-term

disability coverage shall continue during an involuntary separation, except in the

event of a termination where the coverage shall discontinue. The Nation shall

deduct the employee’s share of premiums paid from any back pay award.

(A) If the employee’s circumstances have changed during the back pay period

and such circumstances affect the employee’s insurance needs, the employee

shall notify the Nation of such changes at the time of reinstatement.

(B) An employee who is reinstated shall sign a waiver from Purchased

Referred Care authorizing a review of the back pay period to determine if

Purchased Referred Care services were rendered. If Purchased Referred Care

determines services were rendered during the back pay period, an employee

shall timely submit insurance information to Purchased Referred Care in

order for Purchased Referred Care to retroactively bill the insurance provider

to recoup funds for those services rendered during the back pay period.

(C) If the employee refuses to sign an authorization waiver from Purchased

Referred Care, the employee shall not be eligible to receive any back pay

award.

(2) Flexible Benefit Plan Contributions. If a terminated employee was contributing

to the Nation’s flexible benefit plan at the time of termination, the status of the

employee’s flex benefit plan shall be subject to the provisions of the Internal

Revenue Code.

(3) Retirement Benefit Contributions. In the event the employee was participating

in the Nation’s retirement plan at the time of involuntary separation, the employee

shall be responsible for contacting the retirement plan administrator and

reactivating contributions.

(A) The employee may choose whether to have the employee’s contribution

to the retirement plan that would have been made during the back pay period

deducted from the total back pay amount and deposited into the employee’s

retirement account.

(B) If the employee was eligible for employer matching contributions at the

time of involuntary separation and the employee chooses to make a

contribution through back pay, the Nation shall contribute the employer

match into the employee’s retirement account.

(C) If the employee was not participating in the Nation’s retirement plan or

chooses not to make contributions through the back pay process, then the

Nation shall not make employer match contributions into the employee’s

2 O.C. 206 – Page 4

32 of 110

Draft 3- Redline to Current

2024 03 06

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

retirement account.

(h) Income Received During the Back Pay Period.

(1) Unemployment Benefits. Depending upon the unemployment compensation

financing option elected by the Nation, either:

(A) Any unemployment compensation paid by the Nation to the State of

Wisconsin for an involuntarily separated employee shall be deducted from

the employee’s back pay award; or

(B) The employee is directly responsible for the reimbursement to the State

of Wisconsin. The Nation shall send a copy of the completed and signed

settlement agreement to the appropriate state department. The state then may

determine the amount, if any, of unemployment compensation benefits

received during the back pay period should be repaid.

(2) Income Received Through Employment. Except as provided in section 206.51(h)(2)(B), income earned by an employee during the back pay period shall be

deducted from the total back pay amount.

(A) The employee shall provide information to verify the amount of or lack

of earned income and sign an affidavit attesting to the amount of or lack of

earned income.

(B) If the employee worked an additional job prior to being involuntarily

separated and continued working in the same capacity, the income earned

from that employment shall not be deducted from the total back pay amount

to the extent that the income is consistent with pre-involuntary separation

earnings. Where the employee worked the additional job, the employee shall

provide information from the employer to verify the income earned before

and during the back pay period.

206.5-2. Payments Not Allowed. The Nation shall not include the following in any back pay

amount:

(a) Punitive damages;

(b) Consequential damages;

(c) Attorney’s or advocate’s fees;

(d) Time when the employee would not have been eligible to work. An employee is not

eligible to work in circumstances including, but not limited to, the following:

(1) When an employee is on layoff or furlough status at the time of involuntary

separation;

(2) When a position is eliminated or inactive as part of the Nation’s response to

extreme financial distress;

(3) When an employee would have been on medical leave at the time of involuntary

separation; and

(4) When an employee would otherwise not be eligible to work in the position from

which they were separated from in accordance with the position description based

on:

(A) applicable grant requirements when the position is grant funded;

(B) applicable laws of the Nation including, but not limited to, the Vehicle

Driver Certification and Fleet Management law; and

(C) a criminal conviction;

(e) Monies normally paid for additional duties while working where an alternate employee

assumed that function while the employee was involuntarily separated, unless the

2 O.C. 206 – Page 5

33 of 110

Draft 3- Redline to Current

2024 03 06

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

252

253

254

255

256

257

258

259

260

261

262

263

264

additional duties are a part of such involuntarily separated employee’s regular schedule.

206.5-3. Back Pay Period. Calculation of back pay begins on the day the employee is

involuntarily separated and ends on the day the employee is reinstated.

(a) If the employee is reinstated but refuses to return to work, the back pay period ends on

the date reinstatement would have taken effect, but was refused by the employee.

(b) Back pay shall be calculated by taking the employee’s average hours worked during

the fifty-two (52) week period immediately preceding the date of the involuntary separation

and divide that amount by the number of weeks worked.

(1) If the employment prior to the involuntary separation was less than fifty-two

(52) weeks, the back pay shall be calculated by taking the employee’s average hours

worked and divide that amount by the number of weeks worked.

(2) If the involuntary separation period involves a fractional week, the indemnity

shall be paid for each day of a fractional week at the rate of the average number

of hours worked per day immediately prior to the involuntary separation. For the

purposes of this section, immediately prior means the twelve (12) full work weeks

immediately preceding the involuntary separation. Provided that, under extenuating

circumstances related to business needs of the Nation wherein the Oneida Law

Office determines that considering hours worked per day immediately prior would

be unfair, an alternative reasonable timeframe may be used.

206.6. Back Pay Process

206.6-1. The Oneida Law Office shall develop necessary forms and procedures for the purpose of

implementing this law.

206.6-2. Internal departments shall cooperate as necessary with the Oneida Law Office in

providing information needed to assemble and prepare the back pay agreement.

206.6-3. A reasonable effort shall be made to complete the back pay agreement within thirty (30)

calendar days, starting the day after the party to the grievance action provides to the Oneida Law

Office a judgment ordering back pay or the results of an investigation or test showing the employee

is cleared of any wrongdoing.

206.6-4. An employee not receiving back pay in accordance with the back pay agreement may

seek enforcement by the Judiciary.

End.

Adopted - BC-05-24-06-PP

Amended - BC-06-23-10-F

Amended - BC-08-13-14-C

Amended - BC-10-26-16-A

Amended – BC-__-__-__-__

2 O.C. 206 – Page 6

34 of 110

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

ONEIDA

AGENDA REQUEST FORM

2/16/24

1) Request Date: _____________________________________________________

Keith Doxtator

2) Contact Person(s): ______________________________________

Finance

Dept:____________________________

920.707.0607

kdoxtat1@oneidanation.org

Phone Number:_________________________

Email: __________________________________

Conflict of Interest request

3) Agenda Title:___________________________________________________________________

4) Detailed description of the item and the reason/justification it is being brought before the LOC:

A request to add the Conflict of Interest law to your active files list. Please

_______________________________________________________________________________

see memo for rationale.

_______________________________________________________________________________

_______________________________________________________________________________

_______________________________________________________________________________

List any supporting materials included and submitted with the Agenda Request Form

memo

1) ________________________________

3) ________________________________

2) ________________________________

4) ________________________________

5) Please list any laws, policies or resolutions that might be affected:

Conflict of Interest

_______________________________________________________________________________

6) Please list all other departments or person(s) you have brought your concern to:

LOC/Jameson to understand the process to request this change.

______________________________________________________________________________

7) Do you consider this request urgent?

□ Yes

■ No

If yes, please indicate why:

________________________________________________________________

I, the undersigned, have reviewed the attached materials, and understand that they are subject to action by

the Legislative Operating Committee.

Signature of Requester:

__________________________________________________________________________

Please send this form and all supporting materials to:

LOC@oneidanation.org

or

Legislative Operating Committee (LOC)

P.O. Box 365

Oneida, WI 54155

Phone 920-869-4376

A good mind. A good heart. A strong fire.

35 of 110

r°'\

000000

ONEIDA

MEMORANDUM

To:

Legislative Operating Committee

From:

Keith Doxtator

Date:

February 16th, 2024

Subject:

Request to Review: Conflict of Interest

Overview

This request is to add the Conflict of Interest Law to your Active Files list to

review 217.5-4.(d):

Employees Contracting with the Nation as Independent Contractors. In

addition to meeting the requirements of the Nation’s independent

contractor laws, policies and/or rules, employees that seek to contract with

the Nation as an independent contractor may not, in any circumstance,

whether as a prime contractor or a subcontractor:

(d) Contract with the Nation if the employee is employed by any of the

following areas:

(1) The Oneida Law Office;

(2) The Internal Audit Department; and/or

(3) The Oneida Finance Department.

Rationale for my request

I am as strong supporter of nearly all aspects of conflict of interest regulation. An

individuals’ personal interests - including their family, friendships, finances or

social factors – should never compromise his or her judgement, decisions or

actions in the workplace.

However, this law goes far beyond preventing a conflict, real or perceived, by

categorically denying an employee of the three listed department the

opportunity to partner with the Nation in clearly unrelated activities. Further the

Nation may suffer the consequences when our employees’ unrelated hobbies

and talents are not able to be used for the Nation’s benefit.

P.O. Box 365 • Oneida, WI 54155

oneida-nsn.gov

36 of 110

Finance Administration Office

Rae Skenandore

This issue has come to my attention because of a recent application of the law.

Rae is an employee of the Finance Department. She was also an independent

contractor for the Nation as a basket maker. This enriched our community from

both our Arts programs being able to offer basket making classes, and to our

longest tenured employees being offered a culturally significant token of Oneida

appreciation. However, she is not able to continue to those services because of

our Conflict of Interest Law. Budget analyst duties and basket making talents do

not overlap; I cannot fathom what conflict is created, real or perceived, by the

broader community willing to spend a moment to understand each of the two

roles.

Potential Solutions

First, I fully support the conflict of interest policies and disclosure requirements

imposed on our employee base. I’m extremely cautious when the employee

duties are related to their independent contractor work. With that baseline, I’d

propose one of two amendments:

1. To removed section (d) from the “may not, in any circumstance…”

language, and/or potentially define when employees in these three

departments are sufficiently performing contractor duties outside of the

employee duties.

2. Add an Exemption (217.8) to allow for contractors performing culturally

meaningful work – still sufficiently different than employee duties.

Request

I am humbly requesting to add the Conflict of Interest law to your active files list

and to address this change timely, as your schedules and work priorities allow.

A good mind. A good heart. A strong fire.

~

ONEIDA

37 of 110

Title 2. Employment – Chapter 217

CONFLICT OF INTEREST

217.1.

217.2.

217.3.

217.4.

217.5.

Purpose and Policy

Adoption, Amendment, Repeal

Definitions

General

Organizational Conflicts of Interest

217.6.

217.7.

Penalties for Non-Disclosure of a Conflict of Interest

Prohibited Activities Resulting from a Disclosed Conflict

of Interest

217.8. Exemptions

217.1.

Purpose and Policy

217.1-1 Purpose. The purpose of this law is for the Nation to ensure that all employees,

contractors, elected officials, officers, political appointees, appointed and elected members and

all others who may have access to information or materials that are confidential or may be used

by competitors of the Nation s enterprises or interests be subject to specific limitations to which

such information and materials may be used in order to protect the interests of the Nation.

217.1-2. Policy. It is the policy of the Nation to assert its proprietary rights to client lists, trade

secrets and any other confidential data generated, developed or commissioned for the Nation in

the course of an employee s duties and responsibilities and that all employees, and prospective

employees, be made aware of their obligation to uphold such rights. The Nation asserts that no

persons who work for the Nation or are responsible for safeguarding its interests nor their

relatives, associates, partners, or anyone connected with such persons should in any way benefit

against or in competition with the Nation s interests without full and complete prior disclosure to

the Nation.

217.2.

Adoption, Amendment, Repeal

217.2-1. This law was adopted by the Oneida Business Committee by Resolution BC-06-1098-C and amended by BC-02-08-17-B and BC-06-28-17-D.

217.2-2. This law may be amended or repealed by the Oneida Business Committee and/or the

Oneida General Tribal Council pursuant to the procedures set out in the Legislative Procedures

Act.

217.2-3. Should a provision of this law or the application thereof to any person or

circumstances be held as invalid, such invalidity shall not affect other provisions of this law

which are considered to have legal force without the invalid portions.

217.2-4. In the event of a conflict between a provision of this law and a provision of another

law, the provision of this law shall control.

217.2-5. This law is adopted under the authority of the Constitution of the Oneida Nation.

Definitions

217.3.

217.3-1. This section shall govern the definitions of words and phrases used within this law.

All words not defined herein shall be used in their ordinary and everyday sense.

(a) “Agent” means a person who is authorized to act for or in place of another, which

may include an employee, contractor, elected official, officer, political appointee, and

appointed or elected member of the Nation.

(b) "Conflict of interest " means any interest, real or apparent, whether it be personal,

financial, political, or otherwise, in which an elected official, officer, political appointee,

employee, contractor, or appointed or elected member, or their immediate family

members, friends or associates, or any other person with whom they have contact, have

2 O.C. 217 – Page 1

38 of 110

that conflicts with any right of the Nation to property, information, or any other right to

own and operate activities free from undisclosed competition or other violation of such

rights of the Nation. In addition, conflict of interest also means any financial or familial

interest an elected official, officer, political appointee, employee, contractor, or appointed

or elected member or their immediate family members may have in any transaction

between the Nation and an outside party.

(c) “Contractor” means a person or business providing expertise, services, goods or

guidance to the Nation.

(d) “Elected official” means a person elected to the Oneida Business Committee who

does not hold an officer position.

(e) “Employee” means anyone employed by the Oneida Nation in one of the following

employed capacities: full-time, part-time, emergency temporary, limited term or on a

contractual basis.

(f) “Entity” means a department, program or service of the Nation.

(g) “Immediate family member” means an individual’s husband, wife, mother, father,

step mother, step father, son, daughter, step son, step daughter, brother, sister, step

brother, step sister, grandparent, grandchild, mother-in-law, father-in-law, daughter-inlaw, son-in-law, brother-in-law or sister-in-law and any of the these relations attained

through legal adoption.

(h) “Member” means a person who serves on a board, committee, or commission of the

Nation. It does not include the Oneida Business Committee or the governing body of a

Tribally Chartered Corporation.

(i) “Nation” means the Oneida Nation.

(j) “Officer” means a person elected to the Oneida Business Committee holding the

Chairperson, Vice Chairperson, Secretary, or Treasurer position.

(k) “Organizational conflict of interest” means that because of other activities or

relationships with other parties, a potential contract or contractor is:

(1) unable to render impartial assistance or advice to the Nation;

(2) cannot perform a contract with the Nation in an objective way; or

(3) has an unfair competitive advantage compared to others.

(l) “Political appointee” means a person who assists an elected member of the Oneida

Business Committee in their daily activities and operations.

(m) Third party agreement " means any agreement with the Pharmacy in which an

"

insurance provider agrees to reimburse the Pharmacy for drugs and supplies sold to

subscribers of a valid health plan of that insurance provider.

217.4.

General

217.4-1. Scope.

(a) This law shall apply to agents, elected officials, officers, political appointees,

employees, contractors, appointed or elected members or any other persons with whom

they may be associated in personal, marital, familial, business, financial or other

relationships.

(b) Under the protection of this law are the resources of the Nation, its enterprises,

programs, business interests, financial information, trade secrets and any other

information that could be used against the Nation or those duly authorized to represent its

interests.

2 O.C. 217 – Page 2

39 of 110

217.4-2. Amendment of Documents. The following documents shall be amended as required in

order to implement this law:

(a) The Nation’s laws, rules and policies governing employment.

(1) Prospective employees shall disclose whether or not they have any conflicts

of interest as defined in this law.

(2) Current employees shall disclose existing conflicts of interest, if any.

(b) Persons or organizations contracting with the Nation shall include a provision in their

contract reciting the prohibition against undisclosed conflicts of interest.

(c) The Oneida Nation Secretary shall inform all elected officials, officers, political

appointees, and elected or appointed members of the existence of this law in writing. All

elected officials, officers, political appointees, and elected or appointed members shall

disclose any conflicts of interest.

217.4-3. Forms. Forms shall be prepared upon which disclosures of conflicts which exist may

be listed and returned to the Oneida Business Committee for action as indicated in this law. The

Oneida Law Office shall be responsible for creating a standard form and any specialized forms

required by this law. The Nation’s Human Resource Department and the Office of the Oneida

Nation Secretary shall be responsible for distributing and maintaining conflict of interest

disclosure forms.

(a) The Nation’s Human Resource Department shall collect conflict of interest disclosure

forms from all employees on an annual basis. Additionally, an employee shall disclose a

conflict of interest as soon as the conflict arises.

(b) The Office of the Nation’s Secretary shall collect conflict of interest disclosure forms

from all elected officials, officers, political appointees, and elected and appointed

members on an annual basis. Additionally, an elected official, officer, political appointee,

or elected or appointed member shall disclose a conflict of interest as soon as the conflict

arises.

217.5.

Organizational Conflicts of Interest

217.5-1. Presumed Organizational Conflict of Interest. It is presumed that there is an

organizational conflict of interest any time that a business owned by the Nation or an employee

of the Nation seeks to contract with the Nation.

217.5-2. Maintaining Objectivity and Equal Access to Information. The Nation shall maintain

objectivity in contracting and shall provide all potential and actual contractors with equal access

to information. Should an employee of the Nation also be an employee, officer, director, or

agent of any business owned by the Nation, the said employee shall be restricted from

participating in any part of the contract process, including but not limited to the bidding,

selection, award and administration, for that business.

(a) In the event that an employee has knowledge and experience that is critical to a

contract and is restricted from participation based on an organizational conflict of

interest, the said employee may only participate if the Nation and the contractor execute a

conflict of interest mitigation plan.

(b) An organizational conflict of interest mitigation plan shall require the conflicted

employee’s participation be limited to the specific components of the project/contract that

require the employee’s knowledge and/or experience.

217.5-3. Biased Ground Rules.

Should the Nation contract with a business it owns to

prepare ground rules for a subsequent project/contract, including but not limited to

2 O.C. 217 – Page 3

40 of 110

preparing/writing specifications or work statements, said business may not compete for the

subsequent project/contract.

217.5-4. Employees Contracting with the Nation as Independent Contractors. In addition to

meeting the requirements of the Nation’s independent contractor laws, policies and/or rules,

employees that seek to contract with the Nation as an independent contractor may not, in any

circumstance, whether as a prime contractor or a subcontractor:

(a) Contract with the Nation within the same scope for which they are employed by the

Nation.

(b) Contract with any entity within the Nation that is within the same divisional budget

and/or chain of command for which the employee is employed by the Nation.

(c) Submit a bid to contract with Nation without receiving and submitting with the bid

written notice from the employee’s supervisor providing consent and approval to bid and

that such bid and/or potential resultant contract will not interfere with the employees

current responsibilities to the Nation.

(d) Contract with the Nation if the employee is employed by any of the following areas:

(1) The Oneida Law Office;

(2) The Internal Audit Department; and/or

(3) The Oneida Finance Department.

217.6.

Penalties for Non-Disclosure of a Conflict of Interest

217.6-1. Employees. If a supervisor is provided credible evidence that an employee has failed

to disclose a conflict of interest, the employee shall be placed on leave pursuant to the Nation’s

Investigative Leave Policy, except that the duration of the investigation for an alleged conflict of

interest shall be concluded within seven (7) days of the employee being placed on leave. A

supervisor shall terminate an employee from his or her employment with the Nation when an

investigation substantiates that the employee failed to disclose a conflict of interest.

217.6-2. Elected Officials and Officers. An elected official or officer who fails to disclose a

conflict of interest may be subject to removal pursuant to the Removal Law or penalties pursuant

to laws of the Nation regarding penalties.

217.6-3. Elected or Appointed Members. A member who fails to disclose a conflict of interest

may be subject to penalties pursuant to laws of the Nation regarding penalties, and subject to

removal pursuant to the Removal Law for elected members, or have their appointment

terminated by the Oneida Business Committee pursuant to the law governing board, committees

and commissions for appointed members.

217.6-4. Political Appointees. A political appointee that fails to disclose a conflict of interest

may be subject to discipline at the discretion of the elected official the political appointee serves.

217.6-5. Contracts. An organization or a person who does not disclose conflicts of interest

may be subject to termination of their contracts.

217.7.

Prohibited Activities Resulting from a Disclosed Conflict of Interest

217.7-1. When an existing conflict of interest is disclosed, no employee, contractor, elected

official, political appointee, officer, agent, or appointed or elected member may participate in:

(a) the selection, award, or administration of a contract, including contracts supported by

a Federal award; and/or

(b) any other prohibited activities identified in any other law, policy or rule of the Nation.

217.7-2. Entities of the Nation shall develop standard operating procedures and/or work

2 O.C. 217 – Page 4

41 of 110

standards outlining further prohibited activities resulting from disclosed conflicts of interest and

means by which a party can alleviate or mitigate the conflict of interest.

(a) In the event arrangements are made to alleviate or mitigate the conflict of interest, it

may become permissible for a party to participate under section 217.7-1(b) at the

discretion of the division director and to the extent permitted by any applicable law,

policy or rule. However, in all circumstances, such parties shall remain prohibited from

participating under section 217.7-1(a).

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

217.8.

Exemptions

217.8-1. Exemptions to this law are for the purpose of excluding activities of the Nation for

which no conflict of interest can exist. These activities generally occur when the Nation is acting

as a provider of services for which another will be making payments or reimbursing costs of

providing the services. Exemptions shall be specifically identified within this law.

217.8-2. Pharmacy. This exemption shall be designed to relieve the Pharmacy and insurance

providers from the requirements of the Conflict of Interest law while recognizing the unique

relationship between the Pharmacy and insurance providers in third party payment agreements

where no proprietary information of the Nation is provided to the insurance providers, and there

is little or no opportunity for a conflict of interest between the insurance providers and the

Nation. This exemption shall be designed to increase the attractiveness of the Pharmacy to

subscribers of multiple insurance providers. This exemption shall apply solely to insurance

providers seeking to enter into third party payment agreements with the Pharmacy.

End.

Adopted - BC-06-10-98-C

Emergency Amended - BC-04-12-06-JJ

Emergency Amended - BC-09-27-06-E

Emergency Amended – BC-08-10-16-M

Amended - BC-02-08-17-B

Amended – BC-06-28-17-D

2 O.C. 217 – Page 5

42 of 110

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

000000

ONEIDA

AGENDA REQUEST FORM

March 1, 2024

1) Request Date: _____________________________________________________

Clorissa Leeman

2) Contact Person(s): ______________________________________

Legislative Refernece Office

Dept:____________________________

cleeman@oneidanation .org

(920) 869-4417

Phone Number:_________________________

Email: __________________________________

Budget and Finances Law Amendments

3) Agenda Title:___________________________________________________________________

4) Detailed description of the item and the reason/justification it is being brought before the LOC:

_______________________________________________________________________________

The LOC met with the Treasurer and CFO on 2/7/247, to review the

Budget and Finance law, and determined the LOC should consider

_______________________________________________________________________________

adding this law to its Active Files List for amendments to be made.

_______________________________________________________________________________

_______________________________________________________________________________

List any supporting materials included and submitted with the Agenda Request Form

Budget and Finances Law

1) ________________________________

3) ________________________________

2) ________________________________

4) ________________________________

5) Please list any laws, policies or resolutions that might be affected:

_______________________________________________________________________________

6) Please list all other departments or person(s) you have brought your concern to:

Treasurer and Chief Financial Officer, Oneida Business Committee

______________________________________________________________________________

7) Do you consider this request urgent?

□ Yes

Iii No

If yes, please indicate why:

________________________________________________________________

I, the undersigned, have reviewed the attached materials, and understand that they are subject to action by

the Legislative Operating Committee.

Signature of Requester:

__________________________________________________________________________

Please send this form and all supporting materials to:

LOC@oneidanation.org

or

Legislative Operating Committee (LOC)

P.O. Box 365

Oneida, WI 54155

Phone 920-869-4376

A good mind. A good heart. A strong fire.

43 of 110

Title 1. Government and Finances – Chapter 121

Twahwistatye>n$tha>

We have a certain amount of money

BUDGET AND FINANCES

121.1. Purpose and Policy

121.2. Adoption, Amendment, Repeal

121.3. Definitions

121.4. Authority and Responsibilities

121.5. Budget

121.6. Expenditures and Assets

121.7. Grants

121.8. Debts

121.9. Employment and Labor Allocations

121.10. Budget Contingency Planning

121.11. Reporting

121.12. Enforcement

121.1. Purpose and Policy

121.1-1. Purpose. The purpose of this law is to set forth the requirements to be followed by the

Oneida Business Committee and the Oneida fund units when preparing the budget to be presented

to the General Tribal Council for approval, and to establish financial policies and procedures for

the Nation which:

(a) institutionalize best practices in financial management to guide decision makers in

making informed decisions regarding the provision of services, implementation of business

plans for enterprises, investments, and capital assets;

(b) provide a long term financial prospective and strategic intent, linking budget

allocations to organizational goals, as well as providing fiscal controls and accountability

for results and outcomes;

(c) identify and communicate to the membership of the Nation spending decisions for the

government function, grant obligations, enterprises, membership mandates, capital

expenditures, technology projects, and capital improvement projects;

(d) establish a framework for effective financial risk management; and

(e) encourage participation by the Nation’s membership.

121.1-2. Policy. It is the policy of the Nation to rely on balanced-based budgeting strategies,

identifying proper authorities and ensuring compliance and enforcement. The Nation shall use

Generally Accepted Accounting Principles (GAAP), established by the Financial Accounting

Standards Board, and the Governmental Accounting Standards Board (GASB) in accounting and

reporting for the financial activities of the various entities of the Nation, unless they conflict with

applicable legal requirements.

121.2. Adoption, Amendment, Repeal

121.2-1. This law was adopted by the Oneida Business Committee by resolution BC-02-08-17C, and amended by resolution BC-05-11-22-B.

121.2-2. This law may be amended or repealed by the Oneida Business Committee or the General

Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.

121.2-3. Should a provision of this law or the application thereof to any person or circumstances

be held as invalid, such invalidity shall not affect other provisions of this law which are considered

to have legal force without the invalid portions.

121.2-4. In the event of a conflict between a provision of this law and a provision of another law,

the provisions of this law shall control. Provided that, nothing in this law amends or repeals the

requirements of resolution BC-10-08-08-A, Adopting Expenditure Authorization and Reporting

Requirements.

1 O.C. 121- Page 1

44 of 110

121.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.

121.3. Definitions

121.3-1. This section shall govern the definitions of words and phrases used within this law. All

words not defined herein shall be used in their ordinary and everyday sense.

(a) “Balanced budget” means that the cost of current expenses and service provisions is

equal to the forecasted current revenue sources.

(b) “Capital contribution” means an act of giving money or assets to a company or

organization.

(c) “Capital expenditure” means any non-recurring and non-physical improvement as

follows:

(1) Any item with a cost of five thousand dollars ($5,000) or more and a useful life

of one (1) year or more; or

(2) Items purchased together where none of the items individually costs more than

two thousand dollars ($2,000), but the total purchase price for all of the items is ten

thousand dollars ($10,000) or more.

(d) “Capital improvement” means a non-recurring expenditure for physical improvements,

including costs for:

(1) acquisition of existing buildings, land, or interests in land;

(A) Acquisition of existing buildings and land completed by the Oneida

Land Commission are not included in this definition.

(2) construction of new buildings or other structures, including additions and major

alterations;

(3) acquisition of fixed equipment;

(4) landscaping;

(5) physical infrastructure; and

(6) similar expenditures with a cost of five thousand dollars ($5,000.00) or more

and a useful life of one (1) year or more.

(e) “CFO” means the Nation’s Chief Financial Officer, or their designee at their discretion.

(f) “Debt” means the secured or unsecured obligations owed by the Nation.

(g) “Debt Service Coverage Ratio” means a measurement of creditors available cash flow

to pay debt obligations. This ratio evaluates if an entity has income capacity to service

debts.

(h) “Enterprise” means any area or activity of the Nation that is engaged in for the business

of profit.

(i) “Executive Manager” means a position of employment within the Nation that is the

highest level in the chain of command under the Oneida Business Committee who is

responsible for a department or division of the Nation, as identified by the Oneida Business

Committee through the adoption of a resolution.

(j) “Expenditure report” means a financial report which includes, but is not limited to, a

statement of cash flows, revenues, costs and expenses, assets, liabilities, and a statement of

financial position.

(k) “Finance Administration” means the department of the Nation which consists of the

Chief Financial Officer, Assistant Chief Financial Officer, the executive assistant to the

Chief Financial Officer, and any other designated employee.

(l) “Fiscal year” means the one (1) year period each year from October 1st to September

1 O.C. 121- Page 2

45 of 110

30th.

(m) “Fixed Charge Coverage Ratio” means a measurement of a creditors capacity of

earnings level or ability to cover its fixed charges such as debt payments, interest expenses,

and leases expenses. Financial institutions will evaluate this ratio for purposes of credit

risk.

(n) “Fund unit” means any board, committee, commission, service, program, enterprise,

department, office, or any other division or non-division of the Nation which receives an

appropriation approved by the Nation.

(o) “Government service” means any area or activity of the Nation that is not expected to

create revenue for the Nation and not expected to make a profit at any time.

(p) “Line item” means the specific account within a fund unit’s budget or category that

expenditures are charged to.

(q) “Manager” means the person in charge of directing, controlling, and administering the

activities of a fund unit.

(r) “Nation” means the Oneida Nation.

(s) “Secretary” means the Oneida Nation Secretary, or their designee at their discretion.

(t) “Treasurer” means the Oneida Nation Treasurer, or their designee at their discretion.

121.4. Authority and Responsibilities

121.4-1. Oneida Business Committee. The Oneida Business Committee shall:

(a) oversee the development of the Nation’s budget;

(b) oversee the implementation of the Nation’s budget;

(c) develop priorities, a strategic plan, or broad goals to assist in guiding the budget; and

(d) exercise the authority provided in Article IV, Section 1, of the Constitution and Bylaws

of the Oneida Nation, as delegated to the Oneida Business Committee by the General Tribal

Council.

121.4-2. Treasurer. In accordance with the Constitution and Bylaws of the Oneida Nation, the

Nation’s Treasurer shall:

(a) accept, receive, receipt for, preserve and safeguard all funds in the custody of the

Nation, whether they be funds of the Nation or special funds for which the Nation is acting

as trustee or custodian;

(b) deposit all funds in such depository as the Nation shall direct and shall make and

preserve a faithful record of such funds;

(c) submit expenditure reports and other financial reports as deemed necessary by the

Oneida Business Committee or the General Tribal Council at:

(1) the annual General Tribal Council meeting;

(2) the semi-annual General Tribal Council meeting; and

(3) other such times as may be directed by the Oneida Business Committee or the

General Tribal Council; and

(d) present the proposed draft budget to the General Tribal Council at the annual budget

meeting.

121.4-3. Chief Financial Officer. The CFO shall:

(a) ensure the Nation’s budget is properly implemented;

(b) provide managers with monthly revenue and expense reports;

1 O.C. 121- Page 3

46 of 110

(c) assist with the submission and presentation of the Treasurer’s report to the Oneida

Business Committee, which shall specifically include any monthly variances that are

either:

(1) a difference of three percent (3%) or more from the adopted annual budget; or

(2) fifty thousand dollars ($50,000) or more in total;

(d) provide the Oneida Business Committee with information and reports as requested;

(e) present the Treasurer’s report and hold financial condition meetings with the Nation’s

management on a minimum of a quarterly basis; and

(f) inform the appropriate Executive Manager of any fund unit which does not follow the

budget development process guidelines or deadlines as set forth by the Treasurer.

121.4-4. Managers. Managers shall:

(a) ensure that their business units operate, on a day-to-day basis, in compliance with the

budget adopted pursuant to this law;

(b) report to the CFO and their relevant Executive Manager explanations and corrective

actions for any monthly variance that is either:

(1) a difference of three percent (3%) or more from the adopted annual budget; or

(2) fifty thousand dollars ($50,000) or more in total;

(c) submit budget review reports to the CFO on a reasonable and timely basis not to exceed

thirty (30) calendar days from the end of the month; and

(d) submit a budget for their fund unit in accordance with the budget schedule and

guidelines as adopted by the Oneida Business Committee.

121.5. Budget

121.5-1. The Nation shall develop, adopt, and manage an annual budget. All revenues and

expenditures of the Nation shall be in accordance with the annual budget.

(a) The Nation’s budget shall be a balanced budget and not propose to spend more funds

than are reasonably expected to become available to the Nation during that fiscal year.

(1) Underwriting debt resources or the utilization of existing debt instruments shall

be expressly prohibited from use to balance the Nation’s annual budget.

(b) The budget shall align with any strategic plan, broad goals, or priorities developed and

adopted by the Oneida Business Committee on behalf of the Nation.

(c) The Nation’s corporate entities shall not be included in the Nation’s budget.

121.5-2. Content of the Budget. The Nation’s budget shall include the following information:

(a) Estimated revenues to be received from all sources;

(b) The individual budgets of each fund unit;

(c) A description of each line item within each fund unit’s budget;

(d) The estimated expenditures by each fund unit; and

(e) Summary of employment position counts including prior year, current year, and

budgeted year.

121.5-3. Fund Categories. The Nation’s budget shall include, but not be limited to, the following

categories of fund accounts:

(a) General Fund. The General Fund account is the Nation’s main operating fund which

is used to account for all financial resources not accounted for in other funds.

(b) Permanent Executive Contingency Fund. The Permanent Executive Contingency Fund

account is used by the Nation to prevent default on debt and to sustain operations during

times of extreme financial distress.

1 O.C. 121- Page 4

47 of 110

(c) Grant Reserve Fund. The Grant Reserve Fund account is used by the Nation to prefund the expenditures of grants upon receipt.

121.5-4. Budget Adoption Procedure. The Nation shall develop and adopt its budget according

to the following procedures:

(a)

Budget Schedule and Guidelines. The Treasurer shall develop the necessary

guidelines, including specific timelines and deadlines, to be followed by the managers that

have budget responsibility in preparing and submitting proposed budgets. The Treasurer

shall submit the guidelines to the Oneida Business Committee for review and approval

through the adoption of a resolution.

(1) The budget schedule and guidelines shall include at least one (1) opportunity

for community input from the Nation’s membership on what should be included in

the upcoming fiscal year budget.

(2) Each fund unit shall be responsible for complying with the budget schedule and

guidelines to submit a proposed budget to the Treasurer. The Finance

Administration shall not submit any budget on behalf of a fund unit unless granted

express permission from the Oneida Business Committee.

(3) The Oneida Business Committee shall set a deadline through the adoption of a

resolution for when the Treasurer shall submit their budget guidelines to the Oneida

Business Committee for review and approval.

(b) Annual Proposed Budgets. The Treasurer shall receive, review, and compile the

proposed budgets from all the fund units into the Nation’s draft budget. The Treasurer shall

present the Nation’s draft budget to the Oneida Business Committee for review each year

to ensure that it is consistent with the Nation’s strategic plan, broad goals, and budget

strategy.

(1) Notification of Budget Increase or Decrease. The Treasurer shall identify in

the budget guidelines a percentage of an increase or decrease in a fund unit’s budget

from the prior year budget that is required to be noticed to the Oneida Business

Committee. The Treasurer shall notify the Oneida Business Committee of any fund

units whose proposed budget increased or decreased by this percentage.

(c) Final Draft Budget. The Oneida Business Committee shall work with the Treasurer,

CFO, and managers to compile a final draft budget to be presented to the General Tribal

Council. The Oneida Business Committee shall approve, by resolution, the final draft

budget to be presented to the General Tribal Council.

(d) Community Meetings. Once the Oneida Business Committee has approved the final

draft budget, the Treasurer shall hold, at a minimum, two (2) community informational

meetings to present the contents of the final draft budget that will be presented to the

General Tribal Council.

(e) Budget Adoption. The Oneida Business Committee shall present the budget to the

General Tribal Council with a request for adoption by resolution no later than September

30th of each year. The General Tribal Council shall be responsible for adopting the

Nation’s budget.

(1) Continuing Budget Resolution. In the event that the General Tribal Council

does not adopt a budget by September 30th, the Oneida Business Committee may

adopt a continuing budget resolution for a period of time not to exceed three (3)

months, until such time as a budget is adopted by the General Tribal Council. If the

General Tribal Council does not adopt a budget within three (3) months of the

1 O.C. 121- Page 5

48 of 110

adoption of the continuing budget resolution, then the Oneida Business Committee

shall adopt the Nation’s budget.

(2) Emergency Budget Adoption. In the event that the Nation proclaims an

emergency, in accordance with the Emergency Management law, that stays in effect

for at least one (1) month and prevents the presentation to and adoption of the

budget by the General Tribal Council, the Oneida Business Committee shall adopt

the Nation’s budget.

121.5-5. Amendments to the Nation’s Budget. After the budget is adopted, amendments of the

budget shall not be permitted unless it is necessary to avoid a budget deficit. The Treasurer and

CFO shall identify when forecasted revenue and forecasted expenses are impacted in a manner

which creates a deficit for the current fiscal year. The CFO shall provide the Oneida Business

Committee a written fiscal analysis and any input on the potential budget amendment. The Oneida

Business Committee shall be responsible for adopting an amendment to the budget through

resolution of the Nation. The Oneida Business Committee shall present notification of the budget

amendment at the next available General Tribal Council meeting.

121.6. Expenditures and Assets

121.6-1. Authority to Expend Funds. The Oneida Business Committee shall have the authority to

expend appropriated funds in accordance with the Nation’s adopted budget pursuant to the

Procurement Rule Handbook developed by the Purchasing Department. The authority to expend

funds is then necessarily delegated to other managers, including Executive Managers of the Nation

who manage budgets pursuant to their job descriptions based on the Procurement Rule Handbook.

121.6-2. Procurement Rule Handbook. The Purchasing Department is delegated rulemaking

authority in accordance with the Administrative Rulemaking law to develop a Procurement Rule

Handbook which provides the sign-off process and authorities required to expend funds on behalf

of the Nation.

121.6-3. Fees and Charges. A program or service of the Nation funded through Tribal

contribution may charge fees for their services to cover operational costs.

(a) Before charging fees for services, a program or service shall first determine the full

cost of providing the program or service. The full cost of providing a program or service

includes all costs including operation costs, overhead such as direct and indirect costs, and

depreciation.

(b) Fees and charges may cover the full cost of service or goods whenever such fee or

charge would not present an undue financial burden to the recipient.

(c) Programs and services charging fees may offer fee waivers, provided that the program

or service has developed a standard operating procedure which outlines fee waiver

eligibility and requirements.

121.6-4. Unbudgeted Expenditures.

(a) Approval of Unbudgeted Expenditures. A fund unit shall not make an unbudgeted

expenditure unless approval is granted by the Oneida Business Committee. The CFO shall

provide the Oneida Business Committee a written fiscal analysis and any input on the

potential unbudgeted expenditure. The Oneida Business Committee shall approve any

unbudgeted expenditure through the adoption of a resolution prior to the expenditure being

made by a fund unit.

(b) Notification of Unbudgeted Expenditures. The Oneida Business Committee shall set

through resolution a threshold amount for unbudgeted expenditures that require

1 O.C. 121- Page 6

49 of 110

notification by the Oneida Business Committee to the General Tribal Council at the next

available General Tribal Council meeting.

(c) Unbudgeted Supplemental Funding. In the event that the Nation receives any

supplemental or emergency funding of two hundred and fifty thousand dollars ($250,000)

or more, the Oneida Business Committee shall develop and adopt, through resolution, a

spending plan to guide expenditures of the supplemental funding in accordance with any

provided guidance for the supplemental funding and audit compliance.

121.6-5. Obligated Future Expenditures. Notwithstanding an approved multi-year contract, no

fund unit shall obligate the Nation to make any future expenditures beyond the current budget year

unless the fund unit identifies, and the Oneida Business Committee approves through the adoption

of a resolution, the source and extent of any future funds that are recommended to be held in

reserve to meet that future obligation.

121.6-6. Unexpended Funds.

(a) Unexpended Capital Improvement Funds. Unexpended capital improvement funds

shall carry over to the next fiscal year’s budget, provided that such funds are required to

remain appropriated for the same purpose as originally budgeted until the project is

complete. Once a capital improvement project is complete, any remaining unexpended

funds shall be returned to the General Fund.

(b) Unexpended Capital Expenditure Funds. The Treasurer shall ensure that all

unexpended capital expenditure funds are reallocated to the fiscal year budget two (2) years

out from the fiscal year in which the funds were unexpended. Such unexpended funds shall

be returned to the General Fund.

121.6-7. Capital Contributions. Any capital contributions made by the Nation shall be identified

in the annual budget.

(a) Any reassignment of a loan provided by the Nation into a capital contribution shall be

noticed to the General Tribal Council.

121.6-8. Assets of the Nation shall not be divested, or borrowed against, to balance the annual

budget.

121.6-9. Capital Improvements.

(a) Capital Improvement Plan for Government Services. The Oneida Business Committee

shall develop, and the General Tribal Council shall approve, a capital improvement plan

for government services.

(1) The capital improvement plan for government services shall cover a period of

five (5) to ten (10) years and shall include any risks and liabilities.

(2) The capital improvement plan for government services shall be reassessed once

every five (5) years. The Oneida Business Committee shall provide a status report

and recommendation for any improvements that have not been completed or that

have been modified at the time of the reassessment.

(b) Capital Improvement Plan for Enterprises. Capital improvement plans for enterprises

may be brought forward as needed, provided that the Oneida Business Committee shall

approve all capital improvement plans for enterprises.

(c) Capital Improvement Plan Implementation. Capital improvement plans for

government services and enterprises shall be implemented, contingent on available funding

capacity.

1 O.C. 121- Page 7

50 of 110

121.7. Grants

121.7-1. Expending Grant Funds. Grant funds shall be expended according to any non-negotiable

grant requirements and guidelines of the granting agency.

(a) Grant funds may be utilized for, but not limited to, the following:

(1) purchases;

(2) travel;

(3) training;

(4) hiring grant required positions;

(5) incentives and retention efforts; and

(6) any other requirements attached to the funds as a condition of the Nation’s

acceptance of the grant funds.

(b) Grant funds may be utilized for an expenditure even when other policies of the Nation

do not allow for Tribal contribution to make that same expenditure, if only grant funds are

utilized for the expenditure and all requirements or obligations of the grant are met.

Provided that, grant funds may be subject to the requirements of the budget contingency

plan and any cost containment initiatives adopted by the Oneida Business Committee.

121.7-2. Exhaustion of Non-Tribal Funds. When grant funds provide for forward funding as

applicable to a function for which the Nation’s funds have also been appropriated, those grant

funds shall be used before appropriating the Nation’s funds unless the Nation’s funds are needed

to make up an otherwise shortfall in the overall fund unit budget or there is a restriction on the

grant funds that provide otherwise.

121.7-3. Grant Reporting. At the time of submission of proposed annual budgets, any fund unit

which receives grant funding shall submit a status report of the grant funding received to the

Oneida Business Committee. The status report shall include, but not be limited to:

(a) information on the progress of the utilization of the grant funds;

(b) the number of employees the grant funding supports fully or partially; and

(c) compliance with obligations of the grant funding.

121.7-4. Grant Reserve Fund Account. The Oneida Business Committee shall maintain a Grant

Reserve Fund account within the ownership investment report to be used to pre-fund the

expenditures of grants upon receipt. The Grant Reserve Fund account shall be an obligated fund,

that is fully funded with separately identified cash resources.

(a) The Treasurer, in consultation with the CFO, shall establish, and the Oneida Business

Committee shall approve, the level of funds required in the Grant Reserve Fund account

relative to the scale of grant dollars we receive on an annual basis.

(b) The Treasurer shall set aside funds within the budget in the Grant Reserve Fund account

until the established level has been achieved.

121.7-5. Grant Funded Positions. If the grant funding for a fully grant funded position is

eliminated, then the position shall be eliminated. To transition a position from grant funding to

being funded through the Nation’s budget, a manager shall follow the standard procedure for

seeking the development and approval of a new position in the Nation’s annual budget and labor

allocations.

121.8. Debts

121.8-1. General. The acquisition of debt by the Nation shall be processed in accordance with

sound fiscal diligence. The Nation shall comply with all relevant federal and state banking laws,

rules, and policies applicable to the credit agreement.

1 O.C. 121- Page 8

51 of 110

(a) Any debt instrument utilized by the Nation shall not exceed the life of what is being

encumbered.

121.8-2. Acquisition of Debt. Any debt underwritten by the Nation for ten million dollars

($10,000,000) or more shall be noticed to the General Tribal Council at the next available meeting

prior to the execution of the credit agreement encumbering all pledges of repayment.

(a) If emergency circumstances exist which prevents the notice of the acquisition of debt

to the General Tribal Council, the Oneida Business Committee may proceed with the

acquisition of debt.

121.8-3. Use of Debt. Credit proceeds may be utilized for project capital, general use, financing

of equity, and all unspecified uses. Compliance with debt covenants is required to avoid credit

default.

121.8-4. Credit Ratios. Maintaining fiscally responsible prudent credit ratios is consistent with

effective budget management and financial control.

(a) Debt Service Coverage Ratio. The Debt Service Coverage Ratio shall not exceed the

acceptable range as defined by low-risk debt financing options at the specific financial

institution.

(b) Fixed Charge Coverage Ratio. The Fixed Charge Coverage Ratio shall be maintained

at the acceptable range as defined by low-risk debt financing options at the specific

financial institution.

121.8-5. Corporate Debt. The Nation shall not be obligated to any debt obligations of its corporate

entities.

121.9. Employment and Labor Allocations

121.9-1. Employment Cap. The Treasurer and CFO shall identify a maximum number of fulltime equivalent (FTE) employees to be employed by the Nation. The Oneida Business Committee

shall have the authority to approve this employment cap, and any amendments thereto, through the

adoption of a resolution. The employment cap shall be reviewed annually by the Oneida Business

Committee.

(a) Employment positions that are fully funded through grants shall not be included in the

employment cap.

(b) The Nation shall not exceed the number of FTE employees identified in the

employment cap.

121.9-2. Labor Allocations List. The Treasurer, CFO, Executive Managers, and the Executive

Human Resources Director shall utilize the Nation’s employment cap to develop a labor

allocations list. The labor allocations list shall identify the number of FTE employees each

employment area of the Nation is allocated. The Oneida Business Committee shall have the

authority to adopt the labor allocation list, and any amendments thereto, through the adoption of a

resolution. The Oneida Business Committee shall review the labor allocations list on an annual

basis.

(a) The total number of FTE employees identified in the labor allocations list shall not

exceed the Nation’s employment cap.

(b) The Treasurer, CFO, Executive Managers, and Executive Human Resources Director

shall develop a standard operating procedure which identifies a process for the

consideration of requests to revise the labor allocations list. The Oneida Business

Committee shall approve this standard operating procedure, and any amendments thereto,

through the adoption of a resolution.

1 O.C. 121- Page 9

52 of 110

121.9-3. Unbudgeted Positions. Any position which has not been specifically budgeted for and

included in the labor allocation list shall be prohibited. Budgeted labor dollars and approved

positions shall not be transferrable in any form.

(a) Exception. The Oneida Business Committee may authorize an unbudgeted position for

a fund unit. The CFO shall provide the Oneida Business Committee a written fiscal analysis

and any input on the potential unbudgeted position. The Oneida Business Committee shall

authorize the unbudgeted position through the adoption of a resolution.

121.10. Budget Contingency Planning

121.10-1. Budget Contingency Plan. The Oneida Business Committee shall work with the CFO,

Executive Managers, and managers to create a budget contingency plan which provides a strategy

for the Nation to respond to extreme financial distress that could negatively impact the Nation.

(a) Extreme financial distress includes, but is not limited to:

(1) natural or human-made disasters;

(2) United States Government shutdown;

(3) emergency proclamations; and

(4) economic downturns.

(b) The Oneida Business Committee shall approve the budget contingency plan, and any

amendments thereto, through the adoption of a resolution.

121.10-2. Cost Saving Tools. As part of the budget contingency plan, the Oneida Business

Committee may require the use of cost saving tools, provided that the use of such complies with

all laws of the Nation. Cost saving tools may include, but are not limited to, the use of the

following:

(a) stabilization funds;

(b) reductions of expenditures;

(c) furloughs; and

(d) layoffs.

121.10-3. When the Oneida Business Committee determines that the Nation is under extreme

financial distress, the Oneida Business Committee shall be responsible for implementing the

budget contingency plan.

121.10-4. Permanent Executive Contingency Fund Account. The Oneida Business Committee

shall maintain a Permanent Executive Contingency Fund account within the ownership investment

report to be used to prevent default on debt and to sustain operations during times of extreme

financial distress. The Permanent Executive Contingency Fund account shall be a restricted fund.

(a) The Permanent Executive Contingency Fund account shall consist of a minimum

reserve of one (1) year of operating expenses to ensure continuity of business for the

Nation.

(b) The Treasurer, in consultation with the CFO, shall establish, and the Oneida Business

Committee shall approve through the adoption of a resolution, the percentage of the annual

budget that shall be set aside in the Permanent Executive Contingency Fund account until

the established level has been achieved.

(c) Funds in the Permanent Executive Contingency Fund account may only be used when

the Oneida Business Committee has determined that the Nation is under extreme financial

distress for the following purposes and only to the extent that alternative funding sources

are unavailable:

1 O.C. 121- Page 10

53 of 110

(1) payments to notes payable to debt service, both principal and interest, and

applicable service fees;

(2) employee payroll, including all applicable taxes;

(3) payments to vendors for gaming and retail;

(4) payments to vendors for governmental operations;

(5) payments to any other debt; and

(6) to sustain any of the Nation’s other operations during implementation of the

budget contingency plan.

121.11. Reporting

121.11-1. Monthly Reporting. The Treasurer shall provide monthly reports and quarterly

operational reports from direct reports to the Oneida Business Committee in accordance with the

Secretary’s Oneida Business Committee packet schedule for the Oneida Business Committee

meeting held for the acceptance of such reports.

(a) The Treasurer’s monthly reports shall include revenue and expense summaries.

121.11-2. Annual and Semi-Annual Reporting to the General Tribal Council. The Treasurer shall

report on all receipts and expenditures and the amount and nature of all funds in their possession

and custody, at the annual and semi-annual General Tribal Council meetings, and at such other

times as requested by the General Tribal Council or the Oneida Business Committee.

(a) The Treasurer reports shall include an independently audited annual financial statement

that provides the status or conclusion of all the receipts and debts in possession of the

Treasurer including, but not limited to, all corporations owned in full or in part by the

Nation.

121.11-3. Audits. The Internal Audit Department, annually, shall conduct independent

comprehensive performance audits, in accordance with the Nation’s Audit law, the Financial

Accounting Standards Board (FASB) and the Governmental Accounting Standards Board

(GASB), of randomly selected fund units or of fund units deemed necessary by the Oneida

Business Committee or Internal Audit Department. Each fund unit shall offer its complete

cooperation to the Internal Audit Department. The Oneida Business Committee may, as it deems

necessary, contract with an independent audit firm to conduct such audits.

121.12. Enforcement

121.12-1. Compliance and Enforcement. All employees and officials of the Nation shall comply

with and enforce this law to the greatest extent possible.

(a) The Executive Managers shall notify the Oneida Business Committee of any fund unit

which does not comply with the budget schedule or guidelines. A list of any fund units of

an elected entity which did not comply with the budget schedule or guidelines shall be

included in the annual report to the General Tribal Council.

121.12-2. Violations. Violations of this law shall be addressed using the applicable enforcement

tools provided by the Nation’s laws and policies including, but not limited to, those related to

employment with the Nation, conflicts of interest, ethics, and removal from an elected position.

121.12-3. Civil or Criminal Charges. This law shall not be construed to preclude the Nation from

pursuing civil or criminal charges under applicable law. Violations of applicable federal or state

civil or criminal laws, or any laws of the Nation, may be pursued in a court having jurisdiction

over any such matter.

End.

1 O.C. 121- Page 11

54 of 110

Adopted – BC-02-08-17-C

Emergency Amended – BC-11-24-20-E

Emergency Amended – BC-05-12-21-C

Emergency Extension – BC-11-10-21-B

Amended – BC-05-11-22-B

Emergency Amended – BC-10-26-22-D (Expired)

1 O.C. 121- Page 12

55 of 110

LEGISLATIVE OPERATING COMMITTEE

COMMUNITY

WORK SESSION

♦♦♦♦♦♦

Please join the Legislative Operating

Committee for a community work session

to review the current Eviction and Termination Law

and collect input regarding potential amendments to the law.

Register at LOC@oneidanation.org for a Teams invite.

Bring your own lunch.

♦♦♦♦♦♦

LEGISLATIVE OPERATING COMMITTEE MEMBERS

Jameson Wilson

Kirby Metoxen

Jennifer Webster

Marlon Skenandore

Jonas Hill

LOC Chairman

LOC Vice Chairman

LOC Member

LOC Member

LOC Member

56 of 110

Oneida Nation

=DODDDD=

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

TO:

FROM:

DATE:

RE:

"'

Oneida Business Committee

Legislative Operating Committee

Oneida Business Committee

Jameson Wilson, Legislative Operating Committee Chairman

March 6, 2024

Certification of Amendments to the Leasing Law Rule No. 6 – Homeownership by

Independent Purchase (HIP) Program

The Legislative Operating Committee reviewed the certification packet provided by the for

amendments to the Leasing law Rule No. 6 – Homeownership by Independent Purchase (HIP)

Program (“Rule”). The Legislative Operating Committee is responsible for certifying a proposed

rule after determining the authorized agency has complied with the requirements for certification

stated in section 106.7-2 of the Administrative Rulemaking law, and forwarding the rule to the

Oneida Business Committee for consideration of adoption. [1 O.C. 106.7-3]. Certification by the

Legislative Operating Committee means:

 The certification packet provided by the Comprehensive Housing Division and Oneida

Land Commission for the Rule contained all documentation required by the

Administrative Rulemaking law for a complete administrative record;

 The promulgation of the amendments to the Rule complied with the procedural

requirements contained in the Administrative Rulemaking law; and

 The amendments to the Rule did not exceed the rulemaking authority granted under the

law for which the Rule is being promulgated. [1 O.C. 106.7-2].

The purpose of the Rule is to expand the services being offered by the Nation through a program

in which the prospective lessee buyer initiates a purchase where the buyer purchases the

improvements; the Nation purchases the land per the Land Management’s Land Acquisition for

Residential Leasing Standard Operating Procedure; and the buyer then enters into a HIP residential

lease for the land through the Comprehensive Housing Division (“CHD”). [Rule 1.1-1and 1.6-1].

The proposed amendments to the Rule:

 Eliminate the two hundred and fifty thousand dollar ($250,000) maximum value allowed

for the total purchase price after the tax assessed value of the land is deducted, and instead

provide that the maximum value for improvements shall be determined by the Oneida Land

Commission on an annual basis each fiscal year. [Rule 1.5-1(a)];

 Eliminate the requirement that an offer to purchase contain a contingency related to the

home inspection, which is an examination of the improvements, construction, condition,

and internal systems to establish the structural and mechanical integrity completed by a

certified home inspector. [Rule 1.7-4(a)]; and

 Provide that the survey required by the contingencies in the offer to purchase may be

completed using the Nation’s vendor to be completed within twenty-one (21) calendar days

of receipt of an accepted offer to purchase. [Rule 1.7-4(a)(4)].

The Rule was developed in accordance with the Leasing law, which was adopted for purposes of

setting forth the Nation’s authority to issue, review, approve, and enforce leases. [6 O.C. 602.11]. The Leasing law delegates authority to the Oneida Land Commission and Land Management

Page 1 of 2

A good mind. A good heart. A strong fire.

57 of 110

to jointly develop rules related to obtaining residential, agricultural, or business leases. [6 O.C.

602.5-1]. Land Management is defined in the Leasing law as “the Division of Land Management

or other entity responsible for entering into leases of tribal land”. [6 O.C. 602.3-1(i)]. According

to the Real Property law, the Comprehensive Housing Division is the entity responsible for

processing all residential leases of Tribal land. [6 O.C. 601.9-1]. Therefore, the Comprehensive

Housing Division is Land Management for purposes of the rulemaking authority delegated under

the Leasing law.

The Legislative Operating Committee certified the Rule on March 6, 2024.The amendments to the

Rule would become effective immediately upon adoption by the Oneida Business Committee in

accordance with section 106.9-1 of the Administrative Rulemaking law.

Requested Action

Consider the adoption of amendments to the Leasing law Rule No. 6 – Homeownership by

Independent Purchase (HIP) Program.

A good mind. A good heart. A strong fire.

Page 2 of 2

~

ONEIDA

58 of 110

r'"'\

Comprehensive Housing Division

PO BOX68

Oneida, WI 54155

920-869-2227 Fax 920-869-2836

ODDODO=

ONEIDA

To: Legislative Operating Committee

From: Lisa Rauschenbach, Comprehensive Housing Division Director

Date: February 15, 2024

Subject: Request for Ce1tification of Procedural Compliance of proposed amendments of the

Homeownership by Independent Purchase program Rule No. 6 - Title 6. Property and Land Chapter 602.

I have reviewed and approve of the proposed amendments for Homeownership by Independent

Purchase program Rule No. 6 - Title 6. Prope1ty and Land - Chapter 602. Included are Oneida

Land Commission minutes also approving proposed amendments.

This is a request to approve the proposed amendments to the above existing rule.

In accordance with the Administrative Rulemaking law, a public meeting was held for this rule

on November 16, 2023 for which the comment period expired on December 5, 2023.

The following attachments are included for you review:

1.

2.

3.

4.

5.

6.

Draft of amended Rule # 6 Homeownership by Independent Purchase

Summary Rep01t

Public Meeting Notice

Copy of Public Notice in Kalihwisaks Page 28

Public meeting sign in sheet

Public meeting transcription

Page 1 of 1

59 of 110

To:

Oneida Land Commission

From:

Comprehensive Housing Division

Re:

Leasing Law Rule #6 - Homeownership through Independent Purchase Program (HIPP)

Amendments

Date:

December 5, 2023

CHD is proposing to amend the HIP rule to remove the maximum improvement purchase of $250,000

and change it to having Land Commission determine that amount annually due to the market fluctuating

from one extreme to another due to covid. Our recommendation at this point would be that after the

rule is approved that Land Commission determine the maximum amount for HIPP improvements be

$425,000, which aligns with the current HUD§ 184 loan maximum. The current limit is $250,000 and

would not buy much of a home in the present market. We are also asking Land Commission to

determine the maximum amount for a HIPP land purchase annually to allow for market based increases

to the price of acquiring land.

Finally, it was suggested that we add discussion around removing contingencies, specifically the home

inspection at the option of the tribal member, from the offer to purchase that would allow HIPP offers

to be more competitive . The topic was included in the public meeting notice and the feedback we

collected encouraged keeping the home inspection as a mandatory requirement in the HIPP process.

CHD only considered allowing tribal citizen buyers to waiver the home inspection to assist the Oneida

citizen in being more competitive while using the HIP process. CHD agree with the feedback collected

that the home inspection should remain a requirement within the HIPP process to ensure that any home

purchased subject to a residential lease with the Nation is in a safe and habitable condition for our tribal

citizens.

I have attached the transcribed dialog of the public hearing that was held on November 16, 2023 at the

Comprehensive Housing Division. There were no additional written comments submitted during the

public comment period. No revisions were made to the rule as a result ofthe public meeting and

comment period.

of 45

Page

60 of1110

r'\

Oneida Land Commission

ONEIDA

Regular Meeting

5:00 p.m. Tuesday, December 26, 2023

Little Bear Conference Room & Microsoft Teams

=DDDDmJ=

Agenda

I.

CALL TO ORDER AND ROLL CALL

II.

ADOPT THE AGENDA

Ill.

TASK LIST

IV.

READING OF MINUTES

A. Approve the December 11, 2023, regular Oneida Land Commission meeting minutes pg. 3

Sponsor: Sherrole Benton

V.

TABLED BUSINESS

VI.

OLD BUSINESS

VII.

NEW BUSINESS

VIII.

REPORTS (FY-22 DEADLINES Q1-FEB 1, SEMI-ANNUAL-APR, Q2-MAY 3, Q3-AUG 2, ANNUAL-SEPT, Q4-NOV 1)

IX.

EXECUTIVE SESSION

A. ACQUISITIONS

1. Accept the Restricted Fee Legislation presentation pg. 9

Sponsor: Krystal John

2. Accept the Land Acquisition Budget update pg. 21

Sponsor: Lauren Hartman

3. Determine next steps regarding File# 12202301 R pg. 30

Sponsor: Lauren Hartman

Oneida Land Commission

December 26, 2023

Regular Meeting Agenda

Page 1 of 2

\

2 of 45

Page

61 of 110

4.

Determine next steps regarding File# 12202301 C pg. 38

Sponsor: Lauren Hartman

X. ADJOURNMENT

Oneida Land Commission

Regular Meeting Agenda

Page 2 of 2

December 26, 2023

3 of 45

Page

62 of 110

Oneida Land Commission Agenda Request

Regular Land Commission meetings are held the second and fourth Monday of each month . The deadline for

submitting agenda items for consideration at a Regular Land Commission meeting is 4:30 p.m. on the

Wednesday preceding the meeting date.

1. Meeting Date:

11_2_3_____

1_

~I1_2_/_

~

2. General Information:

□ Executive -See Open Records and Open Meetings law §107.4, then choose one :

Session: (!] open

Choose One

Agenda Header:

Reading of Minutes

Requested Action (please describe):

Approve the December 11, 2023, regular Oneida Land Commission meeting minutes

3. Supporting Materials

□ Resolution □ Report

1.

!other-list below

~

i12/11 /23 draft minutes

3.

4.

2.

4. Submission:

Authorized Sponsor:

ISherrole Benton, Secretary

Name, Title/ Dept.

Primary Requestor/Submitter:

IBrooke Doxtator, BCC Supervisor

Name, Title/ Dept. or Tribal Member

Page 1 of 2

Approved by OLC 9/14/20

Page

4 of 45

63 of 110

"

ONEIDA

=DDfKKKJ=

Oneida Land Commission

Regular Meeting

5:00 p.m. Monday, December 11, 2023

Little Bear Conference Room & Microsoft Teams

Minutes

Present: Chair John Danforth, Vice Chair Sidney White, Secretary Sherrole Benton, Commissioners:

Patricia Cornelius, Jennifer Hill, Frederick Muscavitch;

Excused: Donald Mclester;

Others Present: Brooke Doxtator, Victoria Flowers, Lauren Hartman

Mclester, Nicole Rommel, Danielle White, Diane Wilson ;

"' ••

I.

CALL TO ORDER AND ROLL CALL

Meeting called to order by Chair John Danforth at

II.

,;j ~ \•••••>,

ADOPT THE AGENDA

·,,_\,i~t:

Motion by Frederick Muscavitch to adopt th~ c:1$eilg§l. ";'Jth one addi~§,g1~t the beginning of executive session

[1) IX.A. GTC Annual Presentation], secondeq by Sidrllj!Y White. Moti'(?g carried:

Ayes:

Sherrole Be~ton , Patrici 9 Cornelius: Uennifer Hill, Frederick Muscavitch,

White )

•

Ill.

TASK LIST

IV.

READING

Jlli~OTES

•

··.··<::•.·····-,•,·-•.

A. Approve the N~::!~~r ?7, 20~~/f~gular

Sponsor; Sherrole Benton ,

•<

~

~

Land Commission meeting minutes

~

Motion by FredefIBR Muscavitch to❖'qpprove th: ; N6vember 27, 2023, regular Oneida Land Commission

meeting minutes, seconded by Sidn~y yVhite. Motion carried :

Ayes:

Sp~ffole Benton, Patricia Cornelius, Jennifer Hill , Frederick Muscavitch,

Sidfi~

· •·•·••··••········ y White

V.

TABLED BUSINESS

Oneida Land Commission

Regular Meeting Minutes

Page 1 of 5

December 11, 2023

Page

5 of 45

64 of 110

VI.

OLD BUSINESS

A. Determine next steps regarding Draft OLC OBC Joint meeting agenda

Sponsor: Frederick Muscavitch

Motion by Sidney White to direct the Oneida Land Commission Chair to schedule to Joint meetings in

January and February of 2024 for a 1-to-2-hour period, seconded by Frederick Muscavitch. Motion carried :

Ayes:

Sherrole Benton, Patricia Cornelius, Jennifer Hill, Frederick Muscavitch,

Sidney White

For the record: Tehassi Hill, OBC Liaison agreed to the Joint meetings in the 12111/23 regular Oneida Land

Commission meeting.

VII.

NEW BUSINESS

A. Determine next steps regarding the Leasing l.4 aW

Purchase (HIP) Program

,.

Sponsor: Michelle Hill

by Independent

<~~j

Motion by Sidney White to approve title 6 602 1.5-1

~toposed changes which will be approved by the

Oneida Land Commission on an annual basis, seconded by p 9tricia COrnelius. Motion 9?f[ied:

Ayes:

Sherr9I~ 6~nton , PatriciaGprp~Jiys; Jennifer Hill, Fred~rick Muscavitch,

SidneyYYbl!§ >

•..• ··········,

Motion by Sidney White to set the HIPP impf~Y!;t~~i!:t~· pe $425,ooO~mich aligns with the current HUD 184

loan maximum for FY-2024, se~?nded by Jeri~if~I Hill.Motion carried :<-.

Ayes: <t

§ b.!=!rrole Bentqtj; Patricia Cornelius, Jennifer Hill, Frederick Muscavitch,

White •

•·• · ,

••

<s\gp§y

Motion by Sidney White fah§Y~ Land ~~nagement staff Tipdate the HIPP corresponding standard operating

procedure to increase the rila?{§giount qf Land Acquisitiqn to the current market, seconded by Sherrole

Benton . Motion :••>::?•:•·>::.:,.,..

B. l aopt r~solution

County

Spons;f! Oiane Wilson

>,

~ h~;;!1e 'mhito >

SidneK White "

.ri d ,. o. ornelius, Jennifer H

This text is long and has been trimmed here. Open the source document for the complete record.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.