Oneida Business Committee (2024)
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Oneida Nation
Oneida Business Committee
Legislative Operating Committee
PO Box 365 • Oneida, WI 54155-0365
Oneida-nsn.gov
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ONEIDA
LEGISLATIVE OPERATING COMMITTEE MEETING AGENDA
Business Committee Conference Room - 2nd Floor Norbert Hill Center
March 6, 2024
9:00 a.m.
I.
Call to Order and Approval of the Agenda
II.
Minutes to be Approved
1. February 21, 2024 LOC Meeting Minutes (pg. 2)
III.
Current Business
1. Back Pay Law Amendments (pg. 4)
IV.
New Submissions
1. Conflict of Interest Law Amendments (pg. 34)
2. Budget and Finances Law Amendments (pg. 42)
V.
Additions
VI.
Administrative Updates
1. April 2, 2024 LOC Community Work Session Notice (pg. 55)
2. Certification of Amendments to Leasing Law Rule No. 6 – Homeownership by Independent
Purchase (HIP) Program (pg. 56)
VII.
Executive Session
VIII. Recess/Adjourn
A good mind. A good heart. A strong fire.
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Oneida Nation
Oneida Business Committee
Legislative Operating Committee
PO Box 365 • Oneida, WI 54155-0365
Oneida-nsn.gov
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ONEIDA
LEGISLATIVE OPERATING COMMITTEE MEETING MINUTES
Oneida Business Committee Conference Room-2nd Floor Norbert Hill Center
February 21, 2024
9:00 a.m.
Present: Jameson Wilson, Kirby Metoxen, Jonas Hill
Excused: Jennifer Webster [Approved Travel], Marlon Skenandore [Personal Time Off]
Others Present: Clorissa N. Leeman, Grace Elliott, Keith Doxtator, Maureen Perkins, Bonnie
Pigman, Lawrence Barton, Shannon Davis
Others Present on Microsoft Teams: Michelle Braaten, Justin Nishimoto, Rhiannon Metoxen,
Reynold Danforth, Mark A. Powless Sr., Carolyn Salutz, Eric Boulanger, Fawn Billie, Jeremy
King, Diana Wilson, Kristal Hill, Tavia Charles, Connie Herlache, Jeremy King, Fawn Cottrell,
Todd Vanden Heuvel, Rae Skenandore, Brandon Yellowbird Stevens, Matt Denny
I.
Call to Order and Approval of the Agenda
Jameson Wilson called the February 21, 2024, Legislative Operating Committee meeting
to order at 9:03 a.m.
Motion by Jonas Hill approve the agenda; seconded by Kirby Metoxen. Motion carried
unanimously.
II.
Minutes to be Approved
1. February 7, 2024 LOC Meeting Minutes
Motion by Kirby Metoxen to approve the February 7, 2024, LOC meeting minutes;
seconded by Jonas Hill. Motion carried unanimously.
III.
Current Business
IV.
New Submissions
1. Pardon and Forgiveness Screening Committee Bylaws Amendments
Motion by Kirby Metoxen to add the Pardon and Forgiveness Screening Committee bylaws
amendments to the Active Files List with Jonas Hill as the sponsor; seconded by Jonas
Hill. Motion carried unanimously.
A good mind. A good heart. A strong fire.
Legislative Operating Committee Meeting Minutes of February 21, 2024
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2. Landlord Tenant Law Amendments
Motion by Kirby Metoxen to add the Landlord Tenant law amendments to the Active Files
List with Jonas Hill as the sponsor; seconded by Jonas Hill. Motion carried unanimously.
V.
Additions
VI.
Administrative Items
1. Budget and Finances Law One Year Review Memorandum
Motion by Kirby Metoxen to approve the Budget and Finances Law One Year Review
Memorandum and forward to the Oneida Business Committee; seconded by Jonas Hill.
Motion carried unanimously.
VII.
Executive Session
VIII. Adjourn
Motion by Kirby Metoxen to adjourn at 9:13 a.m.; seconded by Jonas Hill. Motion carried
unanimously.
Legislative Operating Committee Meeting Minutes of February 21, 2024
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Oneida Nation
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Oneida Business Committee
Legislative Operating Committee
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PO Box 365 • Oneida, WI 54155-0365
ONEIDA
Oneida-nsn.gov
Legislative Operating Committee
March 6, 2024
Back Pay Law
Amendments
Submission Date: 9/21/22
LOC Sponsor: Jonas Hill
Public Meeting: 12/13/22
Emergency Enacted: N/A
Summary: This item was carried over from last term. On August 14, 2022, during executive session,
the Oneida Business Committee requested that the Legislative Operating Committee add the Back Pay law
to the Active Files List, and to release the confidential memo to the Legislative Reference Office as a
confidential document.
9/14/22 OBC: Motion by Jennifer Webster to request the Legislative Operating Committee to add the
Backpay Policy to the active files agenda and to release the confidential memo to the
Legislative Reference Office as a confidential document, seconded by David P. Jordan.
Motion carried.
9/21/22 LOC: Motion by Jennifer Webster to add the Back Pay Law Amendments to the Active Files List
with Marie Cornelius as the sponsor; seconded by Kirby Metoxen. Motion carried
unanimously.
9/29/22:
Work Meeting. Present: David P. Jordan, Kirby Metoxen, Daniel Guzman King, Marie
Cornelius, Clorissa N. Leeman, Carolyn Salutz, Grace Elliott, Kristal Hill. This was a work
meeting held through Microsoft Teams. The purpose of this work meeting was to review and
discuss the proposed draft of amendments to the Back Pay law.
10/5/22 LOC: Motion by Jennifer Webster to approve the draft of the proposed amendments to the Back Pay
law and direct that a legislative analysis be completed; seconded by Daniel Guzman King.
Motion carried unanimously.
10/13/22:
Work Meeting. Present: David P. Jordan, Daniel Guzman King, Marie Cornelius, Clorissa N.
Leeman, Carolyn Salutz, Kristal Hill. This was a work meeting held through Microsoft Teams.
The purpose of this work meeting was to review and discuss an additional proposed
amendments to the law.
10/19/22 LOC: Motion by Jennifer Webster to approve the updated draft and legislative analysis; seconded
by Marie Cornelius. Motion carried unanimously.
11/2/22 LOC: Motion by Kirby Metoxen to approve the public meeting packet and forward the Back Pay
law amendments to a public meeting to be held on December 13, 2022; seconded by Marie
Cornelius. Motion carried unanimously.
12/13/22:
Public Meeting Held. Present: Kirby Metoxen, Clorissa N. Santiago, Carolyn Salutz, Brooke
Doxtator, David P. Jordan (Microsoft Teams), Carrie Lindsey (Microsoft Teams), Joy
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Salzwedel (Microsoft Teams), Justin Nishimoto (Microsoft Teams), Rachel Fitzpatrick
(Microsoft Teams), Tina Jorgensen (Microsoft Teams), Melanie Burkhart (Microsoft Teams),
Grace Elliot (Microsoft Teams), Brenda Haen (Microsoft Teams), Debra Santiago (Microsoft
Teams), Kristal Hill (Microsoft Teams), Matt Denny (Microsoft Teams), Ronald Vanschyndel
(Microsoft Teams), Wendy Alvarez (Microsoft Teams), Stefanie Reinke (Microsoft Teams),
Jay Kennard (Microsoft Teams), Sidney White (Microsoft Teams). The public meeting for the
Back Pay law amendments was held in person in the Norbert Hill Center and on Microsoft
Teams. No individuals provided public comment during the public meeting.
12/20/22:
Public Comment Period Closed. One (1) submission of written comments were received
during the public comment period.
2/1/23 LOC:
Motion by Maire Cornelius to accept the public comments and the public comment review
memorandum and defer to a work meeting for further consideration; seconded by Daniel
Guzman King. Motion carried unanimously.
2/1/23:
Work Meeting. Present: David P. Jordan, Marie Cornelius, Danie Guzman King, Clorissa N.
Leeman, Carolyn Salutz, Grace Elliott. The purpose of this work meeting was to review and
consider the public comments received.
2/15/23 LOC: Motion by Jennifer Webster to accept the updated public comment review memorandum;
seconded by Marie Cornelius. Motion carried unanimously.
3/14/23:
Work Meeting. Present: David P. Jordan, Marie Cornelius, Jennifer Webster, Clorissa N.
Leeman, Grace Elliott, Kristal Hill, Todd Vandenheuvel, Matt Denny, Josh Cottrell. This was
a work meeting held through Microsoft Teams. The purpose of this work meeting was to
review and consider the concerns brought up by HRD in their public comments.
10/4/23 LOC: Motion by Jennifer Webster to add the Back Pay Law Amendments to the Active Files List
with Jonas Hill as the sponsor; seconded by Marlon Skenandore. Motion carried unanimously.
1/3/24:
Work Meeting. Present: Jameson Wilson, Marlon Skenandore, Jennifer Webster, Jonas Hill,
Kirby Metoxen Clorissa Leeman, Carolyn Salutz, Kristal Hill, Maureen Perkins, Fawn
Cottrell. The purpose of this work meeting was for the LOC to review the draft of proposed
amendments that went to public meeting and the corresponding comments that were received,
and discuss and determine any revisions needed to the draft and the next steps for moving this
legislative item forward.
1/17/24:
Work Meeting. Present: Marlon Skenandore, Jennifer Webster, Jonas Hill, Kirby Metoxen
Clorissa Leeman, Carolyn Salutz (Microsoft Teams), Maureen Perkins (Microsoft Teams).
The purpose of this work meeting was for the LOC to review the updated draft of proposed
amendments; and determine next steps for moving this legislative item forward. LOC decided
that a work meeting should be scheduled with HRD, Oneida Law Office, and General
Managers to review the updated language, and that an additional public meeting should be
held.
2/1/24:
Work Meeting. Present: Jameson Wilson, Jennifer Webster, Jonas Hill, Kirby Metoxen
Clorissa Leeman, Carolyn Salutz, Kristal Hill, Maureen Perkins, Fawn Cottrell. The purpose
of this work meeting was for the LOC to review the memorandum received the Oneida Law
Office regarding their question on statistics on the use of back pay in the Nation, and the
question of whether to exclude wages earned from a back pay award is typical.
A good mind. A good heart. A strong fire.
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2/20/24:
Work Meeting. Present: Jameson Wilson, Jonas Hill, Kirby Metoxen Clorissa Leeman, Kristal
Hill, Maureen Perkins, Fawn Cottrell, Todd Vanden Heuvel, Wendy Alvarez, Whitney
Wheelock, Marie Cornelius, Dana Thyssen, Matt Denny, Mark Powless, Peggy Van Gheem,
Jeri Bauman. The purpose of this work meeting was for the LOC to review the updated
proposed amendments to the Bay Pay law with HRD, the Oneida Law Office, and the general
managers.
Next Steps:
Approve the updated materials contained in the public meeting packet for the Back Pay Law
Amendments, and forward the Back Pay Law Amendments to a public meeting to be held on
April 12, 2024.
A good mind. A good heart. A strong fire.
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Title 2. Employment – Chapter 206
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back pay law
BACK PAY AND REINSTATEMENT
206.1. Purpose and Policy
206.2. Adoption, Amendment, Appeal
206.3. Definitions
206.4. Holding a Position Pending Appeals and Reinstatement
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206.5. Back Pay Calculation
206.6. Back Pay Process
206.1. Purpose and Policy
206.1-1. Purpose. The purpose of this law is to set forth standards used in the reinstatement of a
wrongfully terminated employee, and the calculation of back pay for all employees of the Nation
in accordance with the Nation’s law.
206.1-2. Policy. It is the policy of the Nation to have consistent and standard procedures for the
management of employee reinstatement and back pay.
206.2. Adoption, Amendment, AppealRepeal
206.2-1. This law was adopted by the Oneida Business Committee by resolution BC-5-24-06-PP
and amended by resolutions BC-06-23-10-F, BC-08-13-14-C, BC-10-26-16-A, and BC-__-__-____.
206.2-2. This law may be amended or repealed by the Oneida Business Committee or the Oneida
General Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.
206.2-3. Should a provision of this law or the application thereof to any person or circumstances
be held as invalid, such invalidity shall not affect other provisions of this law which are considered
to have legal force without the invalid portions.
206.2-4. In the event of a conflict between a provision of this law and a provision of another law,
the provisions of this law shall control.
206.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.
206.3. Definitions
206.3-1. This section shall govern the definitions of words and phrases used within this law. All
words not defined herein shall be used in their ordinary and everyday sense.
(a) “Appellate Court” means the branch of the Nation’s Judiciary delegated the authority
of final appeals within the Nation’s Judiciary, as authorized by Oneida General Tribal
Council resolution GTC-03-19-17-A in accordance with Article V of the Constitution and
Bylaws of the Oneida Nation.
(b) “Advocate” means a non-attorney person as provided by law and other person who is
admitted to practice law and is presented to the court as the representative or advisor to a
party.
(c) “Back pay” means money damages owed to the employee for a salary or wage to
compensate the employee as determined by the formulas set forth within this law.
(d) “Consequential damages” means damages that are not a direct and immediately result
of an act, but a consequence of the initial act, including but not limited to penalties on early
withdrawal of retirement account.
(e) “Earnings” includes vacation or personal time, shift differential, holiday pay, merit
2 O.C. 206 – Page 1
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increases, bonuses and incentives, employment benefits and income received during the
back pay period.
(f) “Employee” means any individual who is employed by the Nation and is subject to the
direction and control of the Nation with respect to the material details of the work
performed, or who has the status of an employee under the usual common law rules
applicable to determining the employer-employee relationship. “Employee” includes, but
is not limited to, an individual employed by any program or enterprise of the Nation but
does not include elected or appointed officials, or individuals employed by a Tribally
Chartered Corporation. For purposes of this law, individuals employed under an
employment contract as a limited term employee are employees of the Nation, not
consultants.
(g) “Extreme financial distress” means a situation in which an entity cannot generate
sufficient revenues or income, making it unable to meet or pay its financial obligations,
due to situations including, but is not limited to:
(1) natural or human-made disasters;
(2) United States Government shutdown;
(3) emergency proclamations; and
(4) economic downturn.
(g)(h) “Involuntarily separated” means an employee removed from employment through
whatever means, other than a layoff, by the employer. This shall include, but is not limited
to investigative leave, suspension or termination.
(h)(i) "Judiciary" means Oneida Nation Judiciary, which is the judicial system that was
established by Oneida General Tribal Council resolution GTC-01-07-13-B, and then later
authorized to administer the judicial authorities and responsibilities of the Nation by
Oneida General Tribal Council resolution GTC-03-19-17-A in accordance with Article V
of the Constitution and Bylaws of the Oneida Nation.
(i)(j) “Nation” means the Oneida Nation.
(j)(k) “Punitive damages” means monetary compensation awarded to an injured party that
goes beyond that which is necessary to compensate the individual for losses and that is
intended to punish the other party.
(k)(l) “Reviewing party” means the area manager or the Trial Court.
(l)(m) “Trial Court” means the Trial Court of the Oneida Nation Judiciary authorized to
administer the judicial authorities and responsibilities of the Nation by Oneida General
Tribal Council resolution GTC-03-19-17-A in accordance with Article V of the
Constitution and Bylaws of the Oneida Nation.
206.4. Holding a Position Pending Appeals and Reinstatement
206.4-1. Reinstatement to the Position the Employee was Terminated From. Should an employee's
appeal of a termination result in the termination being overturned, the reviewing party shall order
the employee be reinstated to the position from which the employee was wrongfully terminated.
(a) In accordance with section 206.4-3, in the event the position the employee was
terminated from has been eliminated or the employee is no longer eligible for the position
the employee was terminated from based on amendments to the position description, the
reviewing party shall order reinstatement to a position within the same division of the
organization the employee was terminated from that is comparable in wage to the position
the employee was terminated, to the extent it is available at the time of the reviewing party's
decision.
2 O.C. 206 – Page 2
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(b) Any order requiring the employee to be reinstated to a position comparable to the
position the employee was terminated from shall note the requirement that the Human
Resources Department shall make the determination that the employee is eligible for a
comparable position.
(c) If no comparable positions are available within the same division of the organization
the employee was terminated from that are comparable in wage to the position the
employee was terminated from, or if the employee is not eligible for the comparable
position, the order to reinstate shall be deemed satisfied and the back pay end date shall be
the date of the reviewing party's decision.
206.4-2. Requirement to Hold the Position Pending Litigation. When an employee is
terminatedinvoluntarily separated and thereafter appeals said terminationinvoluntarily separation,
the disciplining supervisor may only fill the employee's former position with an interim or
temporary employee until the appeal has fully run its course, which includes any appeal timelines
to the area manager, the Trial Court, or the Appellate Court.
206.4-32. Amending the Position Description or Eliminating the Position Pending an Employee
Appeal. Notwithstanding the requirement to hold the terminatedan employee's position pending
an employee's appeal of their termination as provided in section 206.4-21, a supervisor or business
unit may amend the affected position description or eliminate the affected position while an
employment appeal is pending where such actions are required to meet the Nation's business and
employment needs.to respond to extreme financial distress that could negatively impact the
Nation.
(a) The determination to amend an affected position description or eliminate an affected
position shall be approved by the Human Resources Executive Director and either the
General Manager, Gaming General Manager, Retail General Manager, or the highest
position in the employee’s chain of command for non-divisional employees.:
(1) General Manager;
(2) Gaming General Manager;
(3) Retail General Manager; or
(4) the highest position in the employee’s chain of command for non-divisional
employees.
206.4-3. Reinstatement to the Position the Employee was Involuntarily Separated From. Should
an employee's appeal of an involuntarily separation result in the involuntarily separation being
overturned, the reviewing party shall order the employee be reinstated to the position from which
the employee was involuntarily separated.
(a) In the event the position the employee was involuntarily separated from has been
eliminated, or the employee is no longer eligible for the position based on amendments to
the position description, the order to reinstate shall be deemed satisfied and the back pay
end date shall be the date of the reviewing party's decision.
206.5. Back Pay Calculation
206.5-1. Back Pay Limitations. Back pay calculations shall be made using the employee's last
wage in the position which they were terminatedinvoluntarily separated from. Back pay, in all
circumstances, shall be limited to the calculation set forth in this section. Back pay shall include
and be subject to the following as it is related to the employee:
(a) Vacation and Personal Time Accrual. Employees shall receive prorated credit for
vacation and personal time which would have accrued during the back pay period.
(1) Reinstated employees shall be credited for vacation and personal time. If the
2 O.C. 206 – Page 3
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crediting of vacation and personal time would result in the employee exceeding the
accrual cap pursuant to the Nation’s laws, rules and policies, then any amount over
that cap shall be provided as a cash payout. Non-reinstated employees shall be paid
out vacation and personal time in lieu of crediting personal and vacation time.
(b) Shift Differential. Shift differential shall be included in the back pay amount to the
extent it is a part of the employee’s regularly scheduled hours.
(c) Tips. If the employee received pooled tips at the time of involuntary separation, tips
shall be included in the total back pay amount at the same tip rate that other employees in
the same position and on the same shift received on the same dates.
(1) If the employee received individual tips at the time of involuntary separation,
the employee shall be ineligible for tips during the back pay period.
(d) Holiday Pay. Holiday pay shall be included in the back pay amount to the extent the
employee would have received such pay if the employee had not been involuntarily
separated.
(e) Merit Increases. The hourly rate used to calculate back pay shall be increased
according to the merit increase system or standard used by the employee’s supervisor
during the back pay period and shall include any increases from Oneida Business
Committee or General Tribal Council directives.
(1) The effective date of the employee’s merit increase shall be the same as the
effective date for other employees in the same department. Retroactive increases
shall be calculated back to the retroactive date used for other employees in the same
department.
(2) The most recent performance review issued to the employee prior to being
involuntarily separated shall be used to determine the level of merit increase.
However, if the employee appealed the performance review to the Human Resource
Department Manager prior to involuntary separation, a method under the Nation’s
laws, rules and policies shall be used to determine the merit increase.
(f) Bonuses and Incentives. All bonus and incentive payments for which the employee
would have been eligible during the back pay period shall be included in the total back pay
amount, except for non-monetary gifts distributed by the Nation to all employees (e.g.
winter gift) or other non-monetary benefits, such as clothing allowance.
(g) Employment Benefits. Employee benefits shall be subject to the provisions in this
section.
(1) Insurance Benefits. Coverage by the Nation for health insurance, dental
insurance, vision insurance, life insurance, long-term disability and short-term
disability coverage shall continue during an involuntary separation, except in the
event of a termination where the coverage shall discontinue. The Nation shall
deduct the employee’s share of premiums paid from any back pay award.
(A) If the employee’s circumstances have changed during the back pay period
and such circumstances affect the employee’s insurance needs, the employee
shall notify the Nation of such changes at the time of reinstatement.
(B) An employee who is reinstated shall sign a waiver from Purchased
Referred Care authorizing a review of the back pay period to determine if
Purchased Referred Care services were rendered. If Purchased Referred Care
determines services were rendered during the back pay period, an employee
shall timely submit insurance information to Purchased Referred Care in
order for Purchased Referred Care to retroactively bill the insurance provider
2 O.C. 206 – Page 4
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to recoup funds for those services rendered during the back pay period.
(C) If the employee refuses to sign an authorization waiver from Purchased
Referred Care, the employee shall not be eligible to receive any back pay
award.
(2) Flexible Benefit Plan Contributions. If a terminated employee was contributing
to the Nation’s flexible benefit plan at the time of termination, the status of the
employee’s flex benefit plan shall be subject to the provisions of the Internal
Revenue Code.
(3) Retirement Benefit Contributions. In the event the employee was participating
in the Nation’s retirement plan at the time of involuntary separation, the employee
shall be responsible for contacting the retirement plan administrator and
reactivating contributions.
(A) The employee may choose whether to have the employee’s contribution
to the retirement plan that would have been made during the back pay period
deducted from the total back pay amount and deposited into the employee’s
retirement account.
(B) If the employee was eligible for employer matching contributions at the
time of involuntary separation and the employee chooses to make a
contribution through back pay, the Nation shall contribute the employer
match into the employee’s retirement account.
(C) If the employee was not participating in the Nation’s retirement plan or
chooses not to make contributions through the back pay process, then the
Nation shall not make employer match contributions into the employee’s
retirement account.
(h) Income Received During the Back Pay Period.
(1) Unemployment Benefits. Depending upon the unemployment compensation
financing option elected by the Nation, either:
(A) Any unemployment compensation paid by the Nation to the State of
Wisconsin for an involuntarily separated employee shall be deducted from
the employee’s back pay award; or
(B) The employee is directly responsible for the reimbursement to the State
of Wisconsin. The Nation shall send a copy of the completed and signed
settlement agreement to the appropriate state department. The state then may
determine the amount, if any, of unemployment compensation benefits
received during the back pay period should be repaid.
(2) Income Received Through Employment. Except as provided in section 206.51(h)(2)(B), income earned by an employee during the back pay period shall be
deducted from the total back pay amount.
(A) The employee shall provide information to verify the amount of or lack
of earned income and sign an affidavit attesting to the amount of or lack of
earned income.
(B) If the employee worked an additional job prior to being involuntarily
separated and continued working in the same capacity, the income earned
from that employment shall not be deducted from the total back pay amount
to the extent that the income is consistent with pre-involuntary separation
earnings. Where the employee worked the additional job, the employee shall
provide information from the employer to verify the income earned before
2 O.C. 206 – Page 5
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and during the back pay period.
206.5-2. Payments Not Allowed. The Nation shall not include the following in any back pay
amount:
(a) Punitive damages;
(b) Consequential damages;
(c) Attorney’s or advocate’s fees;
(d) Time when the employee would not have been eligible to work. An employee is not
eligible to work in circumstances including, but not limited to, the following:
(1) When an employee is on layoff or furlough status at the time of
terminationinvoluntary separation;
(2) When a position is eliminated or inactive as part of the Nation’s response to
aextreme financial force majeure event including, but not limited to:distress;
(A) responses to war;
(B) global health pandemics; and
(C) any substantial loss of revenue or funding; and
(3) When an employee would have been on medical leave at the time of involuntary
separation; and
(4) When an employee would otherwise not be eligible to work in the position from
which they were terminatedseparated from in accordance with the position
description based on:
(A) applicable grant requirements when the position is grant funded;
(B) applicable laws of the Nation including, but not limited to, the Vehicle
Driver Certification and Fleet Management law; and
(C) a criminal conviction;
(e) Monies normally paid for additional duties while working where an alternate employee
assumed that function while the employee was involuntarily separated, unless the
additional duties are a part of such involuntarily separated employee’s regular schedule.
206.5-3. Back Pay Period. Calculation of back pay begins on the day the employee is
involuntarily separated and ends on the day the employee is reinstated.
(a) If the employee is reinstated but refuses to return to work, the back pay period ends on
the date reinstatement would have taken effect, but was refused by the employee.
(b) Back pay shall be calculated by taking the employee’s average hours worked during
the fifty-two (52) week period immediately preceding the date of the involuntary separation
and divide that amount by the number of weeks worked.
(1) If the employment prior to the involuntary separation was less than fifty-two
(52) weeks, the back pay shall be calculated by taking the employee’s average hours
worked and divide that amount by the number of weeks worked.
(2) If the involuntary separation period involves a fractional week, the indemnity
shall be paid for each day of a fractional week at the rate of the average number
of hours worked per day immediately prior to the involuntary separation. For the
purposes of this section, immediately prior means the twelve (12) full work weeks
immediately preceding the involuntary separation. Provided that, under extenuating
circumstances related to business needs of the Nation wherein the Oneida Law
Office determines that considering hours worked per day immediately prior would
be unfair, an alternative reasonable timeframe may be used.
206.6. Back Pay Process
2 O.C. 206 – Page 6
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206.6-1. The Oneida Law Office shall develop necessary forms and procedures for the purpose of
implementing this law.
206.6-2. Internal departments shall cooperate as necessary with the Oneida Law Office in
providing information needed to assemble and prepare the back pay agreement.
206.6-3. A reasonable effort shall be made to complete the back pay agreement within thirty (30)
calendar days, starting the day after the party to the grievance action provides to the Oneida Law
Office a judgment ordering back pay or the results of an investigation or test showing the employee
is cleared of any wrongdoing.
206.6-4. An employee not receiving back pay in accordance with the back pay agreement may
seek enforcement by the Judiciary.
End.
Adopted - BC-05-24-06-PP
Amended - BC-06-23-10-F
Amended - BC-08-13-14-C
Amended - BC-10-26-16-A
Amended – BC-__-__-__-__
2 O.C. 206 – Page 7
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ONEIDA NATION PUBLIC MEETING NOTICE
FRIDAY, APRIL 12, 2024, 12:15 pm
Find Public Meeting Materials at
Oneida-nsn.gov/government/register/public meetings
Send Public Comments to
Norbert Hill Center-Business Committee Conference Room
N7210 Seminary Rd., Oneida, Wisconsin
LOC@oneidanation.org
Ask Questions here
LOC@oneidanation.org
920-869-4417
BACK PAY LAW AMENDMENTS
The purpose of the Back Pay law is to set forth standards used in the reinstatement of an employee and the calculation of back pay for all employees of the Nation in accordance with the
Nation’s law .
The Back Pay law amendments will:
Include a new section in the law which provides for the reinstatement of employee who
had an involuntary separation overturned and addresses such issues as:
requirement to hold a position pending litigation;
amending the position description or eliminating the position pending an employee
appeal; and
reinstatement of an employee to the position the employee was involuntarily separated from;
Clarify that back pay calculations shall be made using the employee’s last wage in the
position which they were involuntarily separated from.
Clarify the circumstances in which an employee is not eligible to work, and therefore is
not eligible for back pay.
Individuals may attend the public meeting for the proposed Back Pay law amendments in person at the Norbert Hill Center, or virtually through Microsoft Teams. If you wish to attend the
public meeting through Microsoft Teams please contact LOC@oneidanation.org.
PUBLIC COMMENT PERIOD CLOSES FRIDAY, APRIL 19, 2024
During the public comment period, anyone may submit written comments, questions or input. Comments may be submitted to the Oneida
Nation Secretary’s Office or the Legislative Reference Office in person,
by U.S. mail, interoffice mail, or e-mail.
fl
For more information on the proposed Back Pay law amendments please review the public meeting packet at
oneida-nsn.gov/government/register/public meetings.
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BACK PAY LAW AMENDMENTS
LEGISLATIVE ANALYSIS
SECTION 1. EXECUTIVE SUMMARY
Intent of the
Proposed Amendments
Purpose
Affected Entities
Public Meeting
Fiscal Impact
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Include a new section in the law which provides for the reinstatement of
employee who had involuntary separation overturned and addresses such
issues as:
Requirement to hold a position pending litigation [2 O.C. 206.4-1];
amending the position description or eliminating the position pending
an employee appeal [2 O.C. 206.4-2];
Reinstatement to the position the employee was involuntarily
separated from [2 O.C. 206.4-3];
Clarify that back pay calculations shall be made using the employee’s last
wage in the position which they were terminated from [2 O.C. 206.5-1];
Clarify the circumstances in which an employee is not eligible to work,
and therefore is not eligible for back pay [2 O.C. 206.5-2(d)].
The purpose of this law is to set forth standards used in the reinstatement of
an employee and the calculation of back pay for all employees of the Nation
in accordance with the Nation’s law. [2 O.C. 206.1-1].
Oneida Law Office, General Manager, Gaming General Manager, Retail
General Manager, Human Resources Department Executive Director, Oneida
Nation Judiciary, Employees of the Nation
A public meeting was held on December 13, 2022, with a public comment
period held open until December 20, 2022.
A fiscal impact statement has not yet been requested.
SECTION 2. LEGISLATIVE DEVELOPMENT
A. Background. The Back Pay law was originally adopted by the Oneida Business Committee in 2006
through resolution BC-05-24-06-PP, and then amended through resolutions BC-06-23-10-F, BC-0813-14-C, and BC-10-26-16-A. The purpose of the Back Pay law is to set forth standards used in the
reinstatement of an employee and the calculation of back pay for all employees of the Nation in
accordance with the Nation’s law. [2 O.C. 206.1-1]. It is the policy of the Nation to have consistent
and standard procedures for the management of employee reinstatement and back pay. [2 O.C. 206.12].
B. Request for Amendments. On the September 14, 2022, the Oneida Business Committee adopted a
motion to request the Legislative Operating Committee consider amendments to the Back Pay law. The
Legislative Operating Committee added this legislative item to its Active Files List on September 21,
2022.
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SECTION 3. CONSULTATION AND OUTREACH
A. Representatives from the following departments or entities participated in the development of the
amendments to the Back Pay law and this legislative analysis:
Oneida Law Office;
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Human Resources Department;
General Manager; and
Gaming Employee Services.
B. The following laws were reviewed in the drafting of this analysis:
Back Pay law;
Oneida Personnel Policies and Procedures;
Drug and Alcohol Free Workplace law;
Furlough law; and
Investigative Leave Policy.
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SECTION 4. PROCESS
A. The development of the proposed amendments to the Back Pay law complies with the process set forth
in the Legislative Procedures Act (LPA).
On September 14, 2022, the Oneida Business Committee adopted a motion to request the
Legislative Operating Committee to add the Back Pay Policy to the active files agenda and to
release the confidential memo to the Legislative Reference Office as a confidential document.
On September 21, 2022, the Legislative Operating Committee added the Law to its Active Files
List.
On October 5, 2022, the Legislative Operating Committee approved the draft of the proposed
amendments to the Back Pay law and directed that a legislative analysis be developed.
On October 19, 2022, the Legislative Operating Committee approved the updated draft and
legislative analysis.
On November 2, 2022, the Legislative Operating Committee approved the public meeting
packet and forwarded the Back Pay law amendments to a public meeting to be held on
December 13, 2022.
The public meeting was held on December 13, 2022, in person in the Norbert Hill Center and
on Microsoft Teams. No individuals provided public comment during the public meeting.
The public comment period was held open until December 20, 2022. One (1) submission of
written comments was received during the public comment period.
On February 1, 2023, the Legislative Operating Committee to accepted the public comments
and the public comment review memorandum and deferred these items to a work meeting for
further consideration. The Legislative Operating Committee reviewed and considered these
comments later that same day.
On February 15, 2023, the Legislative Operating Committee accepted the updated public
comment review memorandum.
On October 4, 2023, the Legislative Operating Committee readded the Back Pay law
amendments to its Active Files List for the 2023-2026 legislative term.
B. At the time this legislative analysis was developed the following work meetings had been held
regarding the development of the amendments to this Law:
September 29, 2022: LOC work session;
October 13, 2022: LOC work session;
February 1, 2023: LOC work session;
March 14, 2023: LOC work session with HRD.
January 3, 2024: LOC work session.
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January 17, 2024: LOC work session.
February 1, 2024: LOC work session.
February 20, 2024: LOC work session with HRD, Oneida Law Office, General Manager, and
Gaming Employee Services.
Back Pay Statistics
Employees of the Nation may receive back pay for a couple different reasons such as (1) overturned
suspensions, separations, and employment terminations; (2) an investigative leave that ends with the
employee returning to their position with no discipline; and (3) missed work time for reasonable suspicion
drug test that produces a negative result.
Below please find some statistics provided by the Oneida Law Office regarding employment appeals and
back pay awards related to each reason listed above.
Employment An,nealls sinc,e January 1, 2022
Appealed Terminations/Separations
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1,8
Appealed Suspension
Back Pav Pavmeots Si:nce Jauuarv l, 2022
Or,,. ertumed Tenninail:,ion/Separation
9
Or,,. ertumed Suspension
6
Return from Inves:tigatir,,. e Leave - No Discipline
1
Return from 0mg Test wi.th Negative Result
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SECTION 5. CONTENTS OF THE LEGISLATION
A. Holding a Position Pending Appeals and Reinstatement. A new section added to the Law through
these amendments addresses reinstatement of an employee who was involuntarily separated. [2 O.C.
206.4]. This new section requires that when an employee is involuntarily separated and thereafter
appeals said involuntary separation, the disciplining supervisor may only fill the employee's former
position with an interim or temporary employee until the appeal has fully run its course, which includes
any appeal timelines to the area manager, the Trial Court, or the Appellate Court. [2 O.C. 206.4-1].
Additionally, this section of the Law provides that notwithstanding the requirement to hold an
employee's position pending the employee's appeal as provided in section 206.4-1, a supervisor or
business unit may amend the affected position description or eliminate the affected position while an
employment appeal is pending to respond to extreme financial distress that could negatively impact the
Nation. [2 O.C. 206.4-2]. Extreme financial distress is defined to mean a situation in which an entity
cannot generate sufficient revenues or income, making it unable to meet or pay its financial obligations,
due to situations including, but is not limited to, natural or human-made disasters; United States
Government shutdown; emergency proclamations; and economic downturn. [2 O.C. 206.3-1(g)].The
determination to amend an affected position description or eliminate an affected position is then
required to be approved by the Human Resources Department Executive Director and either the General
Manager, Gaming General Manager, Retail General Manager, or the highest position in the employee’s
chain of command for non-divisional employees. [2 O.C. 206.4-2(a)]. This new section then goes on
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to provide that should an employee's appeal of an involuntary separation result in the separation being
overturned, the reviewing party shall order the employee be reinstated to the position from which the
employee was involuntary separated. [2 O.C. 206.4-3]. In the event the position the employee was
involuntarily separated from has been eliminated, or the employee is no longer eligible for the position
based on amendments to the position description, the order to reinstate shall be deemed satisfied and
the back pay end date shall be the date of the reviewing party's decision. [2 O.C. 206.4-3(a)].
Effect. The overall purpose of this new section to the Law is to provide direction and clarification
on how the reinstatement of an employee who had an involuntary separation overturned is handled,
so that it can be handled in a consistent manner throughout the Nation.
B. Back Pay Calculations. The proposed amendments to the Law clarify that back pay calculations shall
be made using the employee’s last wage in the position which they were involuntarily separated from.
[2 O.C. 206.5-1].
Effect. This provision of the Law clarifies what wage of an employee should be used when
calculating back pay.
C. Explanation of When an Employee is Not Eligible to Work. The Law provides that the Nation shall
not include time when an employee would not have been eligible to work in the calculation of any back
pay amount. [2 O.C. 206.5-2(d)]. The proposed amendments to the Law provides greater clarification
by providing a list of examples of when an employee is not eligible to work, which includes such
circumstances such as when an employee is on layoff or furlough status at the time of termination;
when a position is eliminated or inactive as part of the Nation’s response extreme financial distress;
when an employee would have been on medical leave at the time of the involuntary separation; and
when an employee would otherwise not be eligible to work in the position from which they were
separated from in accordance with the position description based on applicable grant requirements
when a position is grant funded, applicable laws of the Nation, including, but not limited to, the Vehicle
Driver Certification and Fleet Management law, and a criminal conviction. [2 O.C. 206.5-2(d)(1)-(4)].
Effect. This provision of the Law clarifies when it should be considered that an employee is not
eligible to work, and therefore is not eligible for back pay.
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SECTION 6. EXISTING LEGISLATION
A. Related Legislation. The following laws of the Nation are related to the Back Pay law:
Oneida Personnel Policies and Procedures. The purpose of the Oneida Personnel Policies and
Procedures is to provide for the Nation’s employee related policies and procedures including
recruitment, selection, compensation and benefits, employee relations, safety and health, program
and enterprise rules and regulations, and record keeping.
Section V.D of the Oneida Personnel Policies and Procedures specifically addresses
complaints, disciplinary actions and grievances. Section V.D.6 provides that any employee
who receives a disciplinary action which he/she believes is unfair may grieve the action.
Section V.D.6.f.5 then provides that the Oneida Personnel Commission may: uphold the
disciplinary action; or overturn the disciplinary action and either reinstate the employee with
full back pay for any lost time or reinstate the employee without back pay.
The Back Pay law will now address the reinstatement of an employee who has an involuntary
separation overturned in section 206.4, as well as provide greater clarification on how back pay
is calculated in section 206.5.
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Drug and Alcohol Free Workplace Law. It is the policy of the Nation to establish a drug and
alcohol-free workplace program that balances respect for individuals with the need to maintain an
alcohol and drug-free environment. [2 O.C. 202.1-1].
The Drug and Alcohol Free Workplace law provides that it is the employee’s responsibility to
cooperate with the requests made by Employee Health Nursing and the Medical Review
Officer. [2 O.C. 202.5-2(e)]. An employee who fails to cooperate and does not contact the
Medical Review Officer within twenty-four (24) hours of receiving contact shall not receive
back pay for any time between the date the Medical Review Officer placed the call until the
time the employee does return the call of the Medical Review Officer. Id.
The Drug and Alcohol Free Workplace law provides that during drug and alcohol testing for
reasonable suspicion, an employee shall be immediately removed from duty without pay at the
time of initiation of the reasonable suspicion drug and alcohol testing and specimen collection
until the employer is notified by Employee Health Nursing of negative results on both the drug
and alcohol tests, or Medical Review Officer verified negative test results. [2 O.C. 202.10-2].
If the employee is reinstated after confirmation of drug and alcohol testing results, back pay
shall be provided in accordance with the Back Pay law. [2 O.C. 202.10-3].
Furlough Law. The purpose of the Furlough law is to enable the Nation to implement a furlough
program in response to an interruption of governmental revenues or operations, insufficient treasury
funds or other emergencies/ unplanned events as determined by the Oneida Business Committee in
accordance with this law; establish a consistent and equitable process for implementation of a
furlough program; and incorporate Indian preference into the furlough program and require that it
be applied in accordance with this law. [2 O.C. 205.1-1].
The Furlough law provides that except when an employee successfully appeals being placed
on furlough status in violation of this law, employees placed in furlough status shall not be
eligible for back pay upon their return to work. [2 O.C. 205.8-6].
Investigative Leave Policy. The purpose of the Investigative Leave Policy is to address
investigative leave for employees undergoing work-related investigations. [2 O.C. 208.1-1].
The Investigative Leave Policy provides that an employee placed on investigative leave shall
not receive any wages or benefits unless placed in an alternative work assignment, and that if
the employee refuses the alternative work assignment and is returned to work, the employee
shall not receive any back pay or benefits. [2 O.C. 208.10-2].
The Investigative Leave Policy provides that an employee shall receive back pay and benefits
for the time the employee was on investigative leave pursuant to the Back Pay law if all of the
following occur: the employee was not offered an alternative work assignment when placed on
investigative leave; the employee is returned to his or her position; and the employee is not
disciplined based on the investigation. [2 O.C. 208.10-4].
SECTION 7. OTHER CONSIDERATIONS
A. Fiscal Impact. Under the Legislative Procedures Act, a fiscal impact statement is required for all
legislation except emergency legislation [1 O.C. 109.6-1]. Oneida Business Committee resolution BC10-28-20-A titled, “Further Interpretation of ‘Fiscal Impact Statement’ in the Legislative Procedures
Act,” provides further clarification on who the Legislative Operating Committee may direct complete
a fiscal impact statement at various stages of the legislative process, as well as timeframes for
completing the fiscal impact statement.
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Conclusion. The Legislative Operating Committee has not yet directed that a fiscal impact
statement be completed.
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Title 2. Employment – Chapter 206
BACK PAY
Tashakotik@lyahke> kayanl^hsla>
back pay law
BACK PAY AND REINSTATEMENT
206.1. Purpose and Policy
206.2. Adoption, Amendment, Appeal
206.3. Definitions
206.4. Back Pay Calculation
206.5. Back Pay Process
206.1. Purpose and Policy
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206.2. Adoption, Amendment, Appeal
206.3. Definitions
206.4. Holding a Position Pending Appeals and Reinstatement
206.5. Back Pay Calculation
206.6. Back Pay Process
206.1. Purpose and Policy
206.1-1. Purpose. The purpose of this law is to set forth standards used in the reinstatement of a
employee, and the calculation of back pay for all employees of the Nation in accordance with the
Nation’s law.
206.1-2. Policy. It is the policy of the Nation to have consistent and standard procedures for the
management of employee reinstatement and back pay.
206.2. Adoption, Amendment, AppealRepeal
206.2-1. This law was adopted by the Oneida Business Committee by resolution BC-5-24-06-PP
and amended by resolutions BC-06-23-10-F, BC-08-13-14-C and, BC-10-26-16-A., and BC-____-__-__.
206.2-2. This law may be amended or repealed by the Oneida Business Committee or the Oneida
General Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.
206.2-3. Should a provision of this law or the application thereof to any person or circumstances
be held as invalid, such invalidity shall not affect other provisions of this law which are considered
to have legal force without the invalid portions.
206.2-4. In the event of a conflict between a provision of this law and a provision of another law,
the provisions of this law shall control.
206.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.
206.3. Definitions
206.3-1. This section shall govern the definitions of words and phrases used within this law. All
words not defined herein shall be used in their ordinary and everyday sense.
(a) “Appellate Court” means the branch of the Nation’s Judiciary delegated the authority
of final appeals within the Nation’s Judiciary, as authorized by Oneida General Tribal
Council resolution GTC-03-19-17-A in accordance with Article V of the Constitution and
Bylaws of the Oneida Nation.
(a)(b) “Advocate” means a non-attorney person as provided by law and other person who
is admitted to practice law and is presented to the court as the representative or advisor to
a party.
(b)(c) “Back pay” means money damages owed to the employee for a salary or wage to
compensate the employee as determined by the formulas set forth within this law.
(c)(d) “Consequential damages” means damages that are not a direct and immediately
2 O.C. 206 – Page 1
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result of an act, but a consequence of the initial act, including but not limited to penalties
on early withdrawal of retirement account.
(d) “Consultant” means a professional who is contracted externally whose expertise is
provided on a temporary basis for a fee.
(e) “Earnings” includes vacation/ or personal time, shift differential, holiday pay, merit
increases, bonuses and incentives, employment benefits and income received during the
back pay period.
(f) “Employee” means any individual who is employed by the Nation and is subject to the
direction and control of the Nation with respect to the material details of the work
performed, or who has the status of an employee under the usual common law rules
applicable to determining the employer-employee relationship. “Employee” includes, but
is not limited to;, an individual employed by any program or enterprise of the Nation, but
does not include elected or appointed officials, or individuals employed by a Tribally
Chartered Corporation. For purposes of this law, individuals employed under an
employment contract as a limited term employee are employees of the Nation, not
consultants.
(g) “Extreme financial distress” means a situation in which an entity cannot generate
sufficient revenues or income, making it unable to meet or pay its financial obligations,
due to situations including, but is not limited to:
(1) natural or human-made disasters;
(2) United States Government shutdown;
(3) emergency proclamations; and
(4) economic downturn.
(g)(h) “Involuntarily separated” means an employee removed from employment through
whatever means, other than a layoff, by the employer. This shall include, but is not limited
to, investigative leave, suspension or termination.
(h)(i) "Judiciary" means Oneida Nation Judiciary, which is the judicial system that was
established by Oneida General Tribal Council resolution GTC-01-07-13-B, and then later
authorized to administer the judicial authorities and responsibilities of the Nation by
Oneida General Tribal Council resolution GTC-03-19-17-A in accordance with Article V
of the Constitution and Bylaws of the Oneida Nation.
(i)(j) “Nation” means the Oneida Nation.
(j)(k) “Punitive damages” means monetary compensation awarded to an injured party that
goes beyond that which is necessary to compensate the individual for losses and that is
intended to punish the other party.
(l) “Reviewing party” means the area manager or the Trial Court.
(m) “Trial Court” means the Trial Court of the Oneida Nation Judiciary authorized to
administer the judicial authorities and responsibilities of the Nation by Oneida General
Tribal Council resolution GTC-03-19-17-A in accordance with Article V of the
Constitution and Bylaws of the Oneida Nation.
206.4. Holding a Position Pending Appeals and Reinstatement
206.4-1. Requirement to Hold the Position Pending Litigation. When an employee is involuntarily
separated and thereafter appeals said involuntarily separation, the disciplining supervisor may only
fill the employee's former position with an interim or temporary employee until the appeal has
fully run its course, which includes any appeal timelines to the area manager, the Trial Court, or
2 O.C. 206 – Page 2
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the Appellate Court.
206.4-2. Amending the Position Description or Eliminating the Position Pending an Employee
Appeal. Notwithstanding the requirement to hold an employee's position pending an employee's
appeal as provided in section 206.4-1, a supervisor or business unit may amend the affected
position description or eliminate the affected position while an employment appeal is pending to
respond to extreme financial distress that could negatively impact the Nation.
(a) The determination to amend an affected position description or eliminate an affected
position shall be approved by the Human Resources Executive Director and either the:
(1) General Manager;
(2) Gaming General Manager;
(3) Retail General Manager; or
(4) the highest position in the employee’s chain of command for non-divisional
employees.
206.4-3. Reinstatement to the Position the Employee was Involuntarily Separated From. Should
an employee's appeal of an involuntarily separation result in the involuntarily separation being
overturned, the reviewing party shall order the employee be reinstated to the position from which
the employee was involuntarily separated.
(a) In the event the position the employee was involuntarily separated from has been
eliminated, or the employee is no longer eligible for the position based on amendments to
the position description, the order to reinstate shall be deemed satisfied and the back pay
end date shall be the date of the reviewing party's decision.
206.5. Back Pay Calculation
206.45-1. Back Pay Limitations. Back pay shall only include the items identifiedcalculations shall
be made using the employee's last wage in the position which they were involuntarily separated
from. Back pay, in all circumstances, shall be limited to the calculation set forth in this Section as
they relate to the employee. section. Back pay shall include and be subject to the following as it is
related to the employee:
(a) Vacation/ and Personal Time Accrual. Employees shall receive prorated credit for
vacation/ and personal time which would have accrued during the back pay period.
(1) Reinstated employees shall be credited for vacation/ and personal time. If the
crediting of vacation/ and personal time would result in the employee exceeding
the accrual cap pursuant to the Nation’s laws, rules and policies, then any amount
over that cap shall be provided as a cash payout. Non-reinstated employees shall
be paid out vacation/ and personal time in lieu of crediting personal/ and vacation
time.
(b) Shift Differential. Shift differential shall be included in the back pay amount to the
extent it is a part of the employee’s regularly scheduled hours.
(c) Tips. If the employee received pooled tips at the time of involuntary separation, tips
shall be included in the total back pay amount at the same tip rate that other employees in
the same position and on the same shift received on the same dates.
(1) If the employee received individual tips at the time of involuntary separation,
the employee shall be ineligible for tips during the back pay period.
(d) Holiday Pay. Holiday pay shall be included in the back pay amount to the extent the
employee would have received such pay if the employee had not been involuntarily
separated.
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(e) Merit Increases. The hourly rate used to calculate back pay shall be increased
according to the merit increase system/- or standard used by the employee’s supervisor
during the back pay period and willshall include any increases from Oneida Business
Committee or General Tribal Council directives.
(1) The effective date of the employee’s merit increase shall be the same as the
effective date for other employees in the same department. Retroactive increases
shall be calculated back to the retroactive date used for other employees in the same
department.
(2) The most recent performance review issued to the employee prior to being
involuntarily separated shall be used to determine the level of merit increase.
However, if the employee appealed the performance review to the Human Resource
Department Manager prior to involuntary separation, a method under the Nation’s
laws, rules and policies shall be used to determine the merit increase.
(f) Bonuses and Incentives. All bonus and incentive payments for which the employee
would have been eligible during the back pay period shall be included in the total back pay
amount, except for non-monetary gifts distributed by the Nation to all employees (e.g.
winter gift) or other non-monetary benefits, such as clothing allowance.
(g) Employment Benefits. Employee benefits shall be subject to the provisions in this
section.
(1) Insurance Benefits. Coverage by the Nation for health insurance, dental
insurance, vision insurance, life insurance, long-term disability and short-term
disability coverage shall continue during an involuntary separation, except in the
event of a termination where the coverage willshall discontinue. The Nation shall
deduct the employee’s share of premiums paid from any back pay award.
(A) If the employee’s circumstances have changed during the back pay period
and such circumstances affect the employee’s insurance needs, the employee
shall notify the Nation of such changes at the time of reinstatement.
(B) An employee who is reinstated shall sign a waiver from Purchased
Referred Care authorizing a review of the back pay period to determine if
Purchased Referred Care services were rendered. If Purchased Referred Care
determines services were rendered during the back pay period, an employee
shall timely submit insurance information to Purchased Referred Care in
order for Purchased Referred Care to retroactively bill the insurance provider
to recoup funds for those services rendered during the back pay period.
(C) If the employee refuses to sign an authorization waiver from Purchased
Referred Care, the employee willshall not be eligible to receive any back pay
award.
(2) Flexible Benefit Plan Contributions. If a terminated employee was contributing
to the Nation’s flexible benefit plan at the time of termination, the status of the
employee’s flex benefit plan shall be subject to the provisions of the Internal
Revenue Code.
(3) Retirement Benefit Contributions. In the event the employee was participating
in the Nation’s retirement plan at the time of involuntary separation, the employee
shall be responsible for contacting the retirement plan administrator and
reactivating contributions.
(A) The employee may choose whether to have the employee’s contribution
2 O.C. 206 – Page 4
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to the retirement plan that would have been made during the back pay period
deducted from the total back pay amount and deposited into the employee’s
retirement account.
(B) If the employee was eligible for employer matching contributions at the
time of involuntary separation and the employee chooses to make a
contribution through back pay, the Nation shall contribute the employer
match into the employee’s retirement account.
(C) If the employee was not participating in the Nation’s retirement plan or
chooses not to make contributions through the back pay process, then the
Nation shall not make employer match contributions into the employee’s
retirement account.
(h) Income Received During the Back Pay Period.
(1) Unemployment Benefits. Depending upon the unemployment compensation
financing option elected by the Nation, either:
(A) Any unemployment compensation paid by the Nation to the State of
Wisconsin for an involuntarily separated employee shall be deducted from
the employee’s back pay award; or
(B) The employee is directly responsible for the reimbursement to the State
of Wisconsin. The Nation shall send a copy of the completed and signed
settlement agreement to the appropriate state department. The state then may
determine the amount, if any, of unemployment compensation benefits
received during the back pay period should be repaid.
(2) Income Received Through Employment. Except as provided in section 4206.51(h)(2)(B), income earned by an employee during the back pay period shall be
deducted from the total back pay amount.
(A) The employee shall provide information to verify the amount of or lack
of earned income and sign an affidavit attesting to the amount of or lack of
earned income.
(B) If the employee worked an additional job prior to being involuntarily
separated and continued working in the same capacity, the income earned
from that employment shall not be deducted from the total back pay amount
to the extent that the income is consistent with pre-involuntary separation
earnings. Where the employee worked the additional job, the employee shall
provide information from the employer to verify the income earned before
and during the back pay period.
206.45-2. Payments Not Allowed. The Nation shall not include the following in any back pay
amount:
(a) Punitive damages;
(b) Consequential damages;
(c) Attorney’s or advocate’s fees;
(d) Time when the employee would not have been eligible to work;. An employee is not
eligible to work in circumstances including, but not limited to, the following:
(1) When an employee is on layoff or furlough status at the time of involuntary
separation;
(2) When a position is eliminated or inactive as part of the Nation’s response to
extreme financial distress;
2 O.C. 206 – Page 5
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(3) When an employee would have been on medical leave at the time of involuntary
separation; and
(4) When an employee would otherwise not be eligible to work in the position from
which they were separated from in accordance with the position description based
on:
(A) applicable grant requirements when the position is grant funded;
(B) applicable laws of the Nation including, but not limited to, the Vehicle
Driver Certification and Fleet Management law; and
(C) a criminal conviction;
(e) Monies normally paid for additional duties while working where an alternate employee
assumed that function while the employee was involuntarily separated, unless the
additional duties are a part of such involuntarily separated employee’s regular schedule.
206.45-3. Back Pay Period. Calculation of back pay begins on the day the employee is
involuntarily separated and ends on the day the employee is reinstated.
(a) If the employee is reinstated but refuses to return to work, the back pay period ends on
the date reinstatement would have taken effect, but was refused by the employee.
(b) Back pay shall be calculated by taking the employee’s average hours worked during
the fifty-two (52) week period immediately preceding the date of the involuntary separation
and divide that amount by the number of weeks worked.
(1) If the employment prior to the involuntary separation was less than fifty-two
(52) weeks, the back pay shall be calculated by taking the employee’s average hours
worked and divide that amount by the number of weeks worked.
(2) If the involuntary separation period involves a fractional week, the indemnity
shall be paid for each day of a fractional week at the rate of the average number
of hours worked per day immediately prior to the involuntary separation. For the
purposes of this section, immediately prior means the twelve (12) full work weeks
immediately preceding the involuntary separation. Provided that, under extenuating
circumstances related to business needs of the Nation wherein the Oneida Law
Office determines that considering hours worked per day immediately prior would
be unfair, an alternative reasonable timeframe may be used.
206.56. Back Pay Process
206.56-1. The Oneida Law Office shall develop necessary forms and procedures for the purpose
of implementing this law.
206.56-2. Internal departments shall cooperate as necessary with the Oneida Law Office in
providing information needed to assemble and prepare the back pay agreement.
206.56-3. A reasonable effort shall be made to complete the back pay agreement within thirty (30)
calendar days, starting the day after the party to the grievance action provides to the Oneida Law
Office a judgment ordering back pay or the results of an investigation or test showing the employee
is cleared of any wrongdoing.
206.56-4. An employee not receiving back pay in accordance with the back pay agreement may
seek enforcement by the Judiciary.
End.
Adopted - BC-505-24-06-PP
2 O.C. 206 – Page 6
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Amended - BC-06-23-10-F
Amended - BC-08-13-14-C
Amended - BC-10-26-16-A
Amended – BC-__-__-__-__
2 O.C. 206 – Page 7
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Title 2. Employment – Chapter 206
Tashakotik@lyahke> kayanl^hsla>
back pay law
BACK PAY AND REINSTATEMENT
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206.1. Purpose and Policy
206.2. Adoption, Amendment, Appeal
206.3. Definitions
206.4. Holding a Position Pending Appeals and Reinstatement
206.5. Back Pay Calculation
206.6. Back Pay Process
206.1. Purpose and Policy
206.1-1. Purpose. The purpose of this law is to set forth standards used in the reinstatement of a
employee, and the calculation of back pay for all employees of the Nation in accordance with the
Nation’s law.
206.1-2. Policy. It is the policy of the Nation to have consistent and standard procedures for the
management of employee reinstatement and back pay.
206.2. Adoption, Amendment, Repeal
206.2-1. This law was adopted by the Oneida Business Committee by resolution BC-5-24-06-PP
and amended by resolutions BC-06-23-10-F, BC-08-13-14-C, BC-10-26-16-A, and BC-__-__-____.
206.2-2. This law may be amended or repealed by the Oneida Business Committee or the Oneida
General Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.
206.2-3. Should a provision of this law or the application thereof to any person or circumstances
be held as invalid, such invalidity shall not affect other provisions of this law which are considered
to have legal force without the invalid portions.
206.2-4. In the event of a conflict between a provision of this law and a provision of another law,
the provisions of this law shall control.
206.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.
206.3. Definitions
206.3-1. This section shall govern the definitions of words and phrases used within this law. All
words not defined herein shall be used in their ordinary and everyday sense.
(a) “Appellate Court” means the branch of the Nation’s Judiciary delegated the authority
of final appeals within the Nation’s Judiciary, as authorized by Oneida General Tribal
Council resolution GTC-03-19-17-A in accordance with Article V of the Constitution and
Bylaws of the Oneida Nation.
(b) “Advocate” means a non-attorney person as provided by law and other person who is
admitted to practice law and is presented to the court as the representative or advisor to a
party.
(c) “Back pay” means money damages owed to the employee for a salary or wage to
compensate the employee as determined by the formulas set forth within this law.
(d) “Consequential damages” means damages that are not a direct and immediately result
of an act, but a consequence of the initial act, including but not limited to penalties on early
withdrawal of retirement account.
(e) “Earnings” includes vacation or personal time, shift differential, holiday pay, merit
2 O.C. 206 – Page 1
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increases, bonuses and incentives, employment benefits and income received during the
back pay period.
(f) “Employee” means any individual who is employed by the Nation and is subject to the
direction and control of the Nation with respect to the material details of the work
performed, or who has the status of an employee under the usual common law rules
applicable to determining the employer-employee relationship. “Employee” includes, but
is not limited to, an individual employed by any program or enterprise of the Nation but
does not include elected or appointed officials, or individuals employed by a Tribally
Chartered Corporation. For purposes of this law, individuals employed under an
employment contract as a limited term employee are employees of the Nation, not
consultants.
(g) “Extreme financial distress” means a situation in which an entity cannot generate
sufficient revenues or income, making it unable to meet or pay its financial obligations,
due to situations including, but is not limited to:
(1) natural or human-made disasters;
(2) United States Government shutdown;
(3) emergency proclamations; and
(4) economic downturn.
(h) “Involuntarily separated” means an employee removed from employment through
whatever means, other than a layoff, by the employer. This shall include, but is not limited
to investigative leave, suspension or termination.
(i) "Judiciary" means Oneida Nation Judiciary, which is the judicial system that was
established by Oneida General Tribal Council resolution GTC-01-07-13-B, and then later
authorized to administer the judicial authorities and responsibilities of the Nation by
Oneida General Tribal Council resolution GTC-03-19-17-A in accordance with Article V
of the Constitution and Bylaws of the Oneida Nation.
(j) “Nation” means the Oneida Nation.
(k) “Punitive damages” means monetary compensation awarded to an injured party that
goes beyond that which is necessary to compensate the individual for losses and that is
intended to punish the other party.
(l) “Reviewing party” means the area manager or the Trial Court.
(m) “Trial Court” means the Trial Court of the Oneida Nation Judiciary authorized to
administer the judicial authorities and responsibilities of the Nation by Oneida General
Tribal Council resolution GTC-03-19-17-A in accordance with Article V of the
Constitution and Bylaws of the Oneida Nation.
206.4. Holding a Position Pending Appeals and Reinstatement
206.4-1. Requirement to Hold the Position Pending Litigation. When an employee is involuntarily
separated and thereafter appeals said involuntarily separation, the disciplining supervisor may only
fill the employee's former position with an interim or temporary employee until the appeal has
fully run its course, which includes any appeal timelines to the area manager, the Trial Court, or
the Appellate Court.
206.4-2. Amending the Position Description or Eliminating the Position Pending an Employee
Appeal. Notwithstanding the requirement to hold an employee's position pending an employee's
appeal as provided in section 206.4-1, a supervisor or business unit may amend the affected
position description or eliminate the affected position while an employment appeal is pending to
respond to extreme financial distress that could negatively impact the Nation.
2 O.C. 206 – Page 2
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(a) The determination to amend an affected position description or eliminate an affected
position shall be approved by the Human Resources Executive Director and either the:
(1) General Manager;
(2) Gaming General Manager;
(3) Retail General Manager; or
(4) the highest position in the employee’s chain of command for non-divisional
employees.
206.4-3. Reinstatement to the Position the Employee was Involuntarily Separated From. Should
an employee's appeal of an involuntarily separation result in the involuntarily separation being
overturned, the reviewing party shall order the employee be reinstated to the position from which
the employee was involuntarily separated.
(a) In the event the position the employee was involuntarily separated from has been
eliminated, or the employee is no longer eligible for the position based on amendments to
the position description, the order to reinstate shall be deemed satisfied and the back pay
end date shall be the date of the reviewing party's decision.
206.5. Back Pay Calculation
206.5-1. Back Pay Limitations. Back pay calculations shall be made using the employee's last
wage in the position which they were involuntarily separated from. Back pay, in all circumstances,
shall be limited to the calculation set forth in this section. Back pay shall include and be subject to
the following as it is related to the employee:
(a) Vacation and Personal Time Accrual. Employees shall receive prorated credit for
vacation and personal time which would have accrued during the back pay period.
(1) Reinstated employees shall be credited for vacation and personal time. If the
crediting of vacation and personal time would result in the employee exceeding the
accrual cap pursuant to the Nation’s laws, rules and policies, then any amount over
that cap shall be provided as a cash payout. Non-reinstated employees shall be paid
out vacation and personal time in lieu of crediting personal and vacation time.
(b) Shift Differential. Shift differential shall be included in the back pay amount to the
extent it is a part of the employee’s regularly scheduled hours.
(c) Tips. If the employee received pooled tips at the time of involuntary separation, tips
shall be included in the total back pay amount at the same tip rate that other employees in
the same position and on the same shift received on the same dates.
(1) If the employee received individual tips at the time of involuntary separation,
the employee shall be ineligible for tips during the back pay period.
(d) Holiday Pay. Holiday pay shall be included in the back pay amount to the extent the
employee would have received such pay if the employee had not been involuntarily
separated.
(e) Merit Increases. The hourly rate used to calculate back pay shall be increased
according to the merit increase system or standard used by the employee’s supervisor
during the back pay period and shall include any increases from Oneida Business
Committee or General Tribal Council directives.
(1) The effective date of the employee’s merit increase shall be the same as the
effective date for other employees in the same department. Retroactive increases
shall be calculated back to the retroactive date used for other employees in the same
department.
(2) The most recent performance review issued to the employee prior to being
2 O.C. 206 – Page 3
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involuntarily separated shall be used to determine the level of merit increase.
However, if the employee appealed the performance review to the Human Resource
Department Manager prior to involuntary separation, a method under the Nation’s
laws, rules and policies shall be used to determine the merit increase.
(f) Bonuses and Incentives. All bonus and incentive payments for which the employee
would have been eligible during the back pay period shall be included in the total back pay
amount, except for non-monetary gifts distributed by the Nation to all employees (e.g.
winter gift) or other non-monetary benefits, such as clothing allowance.
(g) Employment Benefits. Employee benefits shall be subject to the provisions in this
section.
(1) Insurance Benefits. Coverage by the Nation for health insurance, dental
insurance, vision insurance, life insurance, long-term disability and short-term
disability coverage shall continue during an involuntary separation, except in the
event of a termination where the coverage shall discontinue. The Nation shall
deduct the employee’s share of premiums paid from any back pay award.
(A) If the employee’s circumstances have changed during the back pay period
and such circumstances affect the employee’s insurance needs, the employee
shall notify the Nation of such changes at the time of reinstatement.
(B) An employee who is reinstated shall sign a waiver from Purchased
Referred Care authorizing a review of the back pay period to determine if
Purchased Referred Care services were rendered. If Purchased Referred Care
determines services were rendered during the back pay period, an employee
shall timely submit insurance information to Purchased Referred Care in
order for Purchased Referred Care to retroactively bill the insurance provider
to recoup funds for those services rendered during the back pay period.
(C) If the employee refuses to sign an authorization waiver from Purchased
Referred Care, the employee shall not be eligible to receive any back pay
award.
(2) Flexible Benefit Plan Contributions. If a terminated employee was contributing
to the Nation’s flexible benefit plan at the time of termination, the status of the
employee’s flex benefit plan shall be subject to the provisions of the Internal
Revenue Code.
(3) Retirement Benefit Contributions. In the event the employee was participating
in the Nation’s retirement plan at the time of involuntary separation, the employee
shall be responsible for contacting the retirement plan administrator and
reactivating contributions.
(A) The employee may choose whether to have the employee’s contribution
to the retirement plan that would have been made during the back pay period
deducted from the total back pay amount and deposited into the employee’s
retirement account.
(B) If the employee was eligible for employer matching contributions at the
time of involuntary separation and the employee chooses to make a
contribution through back pay, the Nation shall contribute the employer
match into the employee’s retirement account.
(C) If the employee was not participating in the Nation’s retirement plan or
chooses not to make contributions through the back pay process, then the
Nation shall not make employer match contributions into the employee’s
2 O.C. 206 – Page 4
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retirement account.
(h) Income Received During the Back Pay Period.
(1) Unemployment Benefits. Depending upon the unemployment compensation
financing option elected by the Nation, either:
(A) Any unemployment compensation paid by the Nation to the State of
Wisconsin for an involuntarily separated employee shall be deducted from
the employee’s back pay award; or
(B) The employee is directly responsible for the reimbursement to the State
of Wisconsin. The Nation shall send a copy of the completed and signed
settlement agreement to the appropriate state department. The state then may
determine the amount, if any, of unemployment compensation benefits
received during the back pay period should be repaid.
(2) Income Received Through Employment. Except as provided in section 206.51(h)(2)(B), income earned by an employee during the back pay period shall be
deducted from the total back pay amount.
(A) The employee shall provide information to verify the amount of or lack
of earned income and sign an affidavit attesting to the amount of or lack of
earned income.
(B) If the employee worked an additional job prior to being involuntarily
separated and continued working in the same capacity, the income earned
from that employment shall not be deducted from the total back pay amount
to the extent that the income is consistent with pre-involuntary separation
earnings. Where the employee worked the additional job, the employee shall
provide information from the employer to verify the income earned before
and during the back pay period.
206.5-2. Payments Not Allowed. The Nation shall not include the following in any back pay
amount:
(a) Punitive damages;
(b) Consequential damages;
(c) Attorney’s or advocate’s fees;
(d) Time when the employee would not have been eligible to work. An employee is not
eligible to work in circumstances including, but not limited to, the following:
(1) When an employee is on layoff or furlough status at the time of involuntary
separation;
(2) When a position is eliminated or inactive as part of the Nation’s response to
extreme financial distress;
(3) When an employee would have been on medical leave at the time of involuntary
separation; and
(4) When an employee would otherwise not be eligible to work in the position from
which they were separated from in accordance with the position description based
on:
(A) applicable grant requirements when the position is grant funded;
(B) applicable laws of the Nation including, but not limited to, the Vehicle
Driver Certification and Fleet Management law; and
(C) a criminal conviction;
(e) Monies normally paid for additional duties while working where an alternate employee
assumed that function while the employee was involuntarily separated, unless the
2 O.C. 206 – Page 5
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additional duties are a part of such involuntarily separated employee’s regular schedule.
206.5-3. Back Pay Period. Calculation of back pay begins on the day the employee is
involuntarily separated and ends on the day the employee is reinstated.
(a) If the employee is reinstated but refuses to return to work, the back pay period ends on
the date reinstatement would have taken effect, but was refused by the employee.
(b) Back pay shall be calculated by taking the employee’s average hours worked during
the fifty-two (52) week period immediately preceding the date of the involuntary separation
and divide that amount by the number of weeks worked.
(1) If the employment prior to the involuntary separation was less than fifty-two
(52) weeks, the back pay shall be calculated by taking the employee’s average hours
worked and divide that amount by the number of weeks worked.
(2) If the involuntary separation period involves a fractional week, the indemnity
shall be paid for each day of a fractional week at the rate of the average number
of hours worked per day immediately prior to the involuntary separation. For the
purposes of this section, immediately prior means the twelve (12) full work weeks
immediately preceding the involuntary separation. Provided that, under extenuating
circumstances related to business needs of the Nation wherein the Oneida Law
Office determines that considering hours worked per day immediately prior would
be unfair, an alternative reasonable timeframe may be used.
206.6. Back Pay Process
206.6-1. The Oneida Law Office shall develop necessary forms and procedures for the purpose of
implementing this law.
206.6-2. Internal departments shall cooperate as necessary with the Oneida Law Office in
providing information needed to assemble and prepare the back pay agreement.
206.6-3. A reasonable effort shall be made to complete the back pay agreement within thirty (30)
calendar days, starting the day after the party to the grievance action provides to the Oneida Law
Office a judgment ordering back pay or the results of an investigation or test showing the employee
is cleared of any wrongdoing.
206.6-4. An employee not receiving back pay in accordance with the back pay agreement may
seek enforcement by the Judiciary.
End.
Adopted - BC-05-24-06-PP
Amended - BC-06-23-10-F
Amended - BC-08-13-14-C
Amended - BC-10-26-16-A
Amended – BC-__-__-__-__
2 O.C. 206 – Page 6
34 of 110
Oneida Nation
Oneida Business Committee
Legislative Operating Committee
PO Box 365 • Oneida, WI 54155-0365
Oneida-nsn.gov
~
ONEIDA
AGENDA REQUEST FORM
2/16/24
1) Request Date: _____________________________________________________
Keith Doxtator
2) Contact Person(s): ______________________________________
Finance
Dept:____________________________
920.707.0607
kdoxtat1@oneidanation.org
Phone Number:_________________________
Email: __________________________________
Conflict of Interest request
3) Agenda Title:___________________________________________________________________
4) Detailed description of the item and the reason/justification it is being brought before the LOC:
A request to add the Conflict of Interest law to your active files list. Please
_______________________________________________________________________________
see memo for rationale.
_______________________________________________________________________________
_______________________________________________________________________________
_______________________________________________________________________________
List any supporting materials included and submitted with the Agenda Request Form
memo
1) ________________________________
3) ________________________________
2) ________________________________
4) ________________________________
5) Please list any laws, policies or resolutions that might be affected:
Conflict of Interest
_______________________________________________________________________________
6) Please list all other departments or person(s) you have brought your concern to:
LOC/Jameson to understand the process to request this change.
______________________________________________________________________________
7) Do you consider this request urgent?
□ Yes
■ No
If yes, please indicate why:
________________________________________________________________
I, the undersigned, have reviewed the attached materials, and understand that they are subject to action by
the Legislative Operating Committee.
Signature of Requester:
__________________________________________________________________________
Please send this form and all supporting materials to:
LOC@oneidanation.org
or
Legislative Operating Committee (LOC)
P.O. Box 365
Oneida, WI 54155
Phone 920-869-4376
A good mind. A good heart. A strong fire.
35 of 110
r°'\
000000
ONEIDA
MEMORANDUM
To:
Legislative Operating Committee
From:
Keith Doxtator
Date:
February 16th, 2024
Subject:
Request to Review: Conflict of Interest
Overview
This request is to add the Conflict of Interest Law to your Active Files list to
review 217.5-4.(d):
Employees Contracting with the Nation as Independent Contractors. In
addition to meeting the requirements of the Nation’s independent
contractor laws, policies and/or rules, employees that seek to contract with
the Nation as an independent contractor may not, in any circumstance,
whether as a prime contractor or a subcontractor:
(d) Contract with the Nation if the employee is employed by any of the
following areas:
(1) The Oneida Law Office;
(2) The Internal Audit Department; and/or
(3) The Oneida Finance Department.
Rationale for my request
I am as strong supporter of nearly all aspects of conflict of interest regulation. An
individuals’ personal interests - including their family, friendships, finances or
social factors – should never compromise his or her judgement, decisions or
actions in the workplace.
However, this law goes far beyond preventing a conflict, real or perceived, by
categorically denying an employee of the three listed department the
opportunity to partner with the Nation in clearly unrelated activities. Further the
Nation may suffer the consequences when our employees’ unrelated hobbies
and talents are not able to be used for the Nation’s benefit.
P.O. Box 365 • Oneida, WI 54155
oneida-nsn.gov
36 of 110
Finance Administration Office
Rae Skenandore
This issue has come to my attention because of a recent application of the law.
Rae is an employee of the Finance Department. She was also an independent
contractor for the Nation as a basket maker. This enriched our community from
both our Arts programs being able to offer basket making classes, and to our
longest tenured employees being offered a culturally significant token of Oneida
appreciation. However, she is not able to continue to those services because of
our Conflict of Interest Law. Budget analyst duties and basket making talents do
not overlap; I cannot fathom what conflict is created, real or perceived, by the
broader community willing to spend a moment to understand each of the two
roles.
Potential Solutions
First, I fully support the conflict of interest policies and disclosure requirements
imposed on our employee base. I’m extremely cautious when the employee
duties are related to their independent contractor work. With that baseline, I’d
propose one of two amendments:
1. To removed section (d) from the “may not, in any circumstance…”
language, and/or potentially define when employees in these three
departments are sufficiently performing contractor duties outside of the
employee duties.
2. Add an Exemption (217.8) to allow for contractors performing culturally
meaningful work – still sufficiently different than employee duties.
Request
I am humbly requesting to add the Conflict of Interest law to your active files list
and to address this change timely, as your schedules and work priorities allow.
A good mind. A good heart. A strong fire.
~
ONEIDA
37 of 110
Title 2. Employment – Chapter 217
CONFLICT OF INTEREST
217.1.
217.2.
217.3.
217.4.
217.5.
Purpose and Policy
Adoption, Amendment, Repeal
Definitions
General
Organizational Conflicts of Interest
217.6.
217.7.
Penalties for Non-Disclosure of a Conflict of Interest
Prohibited Activities Resulting from a Disclosed Conflict
of Interest
217.8. Exemptions
217.1.
Purpose and Policy
217.1-1 Purpose. The purpose of this law is for the Nation to ensure that all employees,
contractors, elected officials, officers, political appointees, appointed and elected members and
all others who may have access to information or materials that are confidential or may be used
by competitors of the Nation s enterprises or interests be subject to specific limitations to which
such information and materials may be used in order to protect the interests of the Nation.
217.1-2. Policy. It is the policy of the Nation to assert its proprietary rights to client lists, trade
secrets and any other confidential data generated, developed or commissioned for the Nation in
the course of an employee s duties and responsibilities and that all employees, and prospective
employees, be made aware of their obligation to uphold such rights. The Nation asserts that no
persons who work for the Nation or are responsible for safeguarding its interests nor their
relatives, associates, partners, or anyone connected with such persons should in any way benefit
against or in competition with the Nation s interests without full and complete prior disclosure to
the Nation.
217.2.
Adoption, Amendment, Repeal
217.2-1. This law was adopted by the Oneida Business Committee by Resolution BC-06-1098-C and amended by BC-02-08-17-B and BC-06-28-17-D.
217.2-2. This law may be amended or repealed by the Oneida Business Committee and/or the
Oneida General Tribal Council pursuant to the procedures set out in the Legislative Procedures
Act.
217.2-3. Should a provision of this law or the application thereof to any person or
circumstances be held as invalid, such invalidity shall not affect other provisions of this law
which are considered to have legal force without the invalid portions.
217.2-4. In the event of a conflict between a provision of this law and a provision of another
law, the provision of this law shall control.
217.2-5. This law is adopted under the authority of the Constitution of the Oneida Nation.
Definitions
217.3.
217.3-1. This section shall govern the definitions of words and phrases used within this law.
All words not defined herein shall be used in their ordinary and everyday sense.
(a) “Agent” means a person who is authorized to act for or in place of another, which
may include an employee, contractor, elected official, officer, political appointee, and
appointed or elected member of the Nation.
(b) "Conflict of interest " means any interest, real or apparent, whether it be personal,
financial, political, or otherwise, in which an elected official, officer, political appointee,
employee, contractor, or appointed or elected member, or their immediate family
members, friends or associates, or any other person with whom they have contact, have
2 O.C. 217 – Page 1
38 of 110
that conflicts with any right of the Nation to property, information, or any other right to
own and operate activities free from undisclosed competition or other violation of such
rights of the Nation. In addition, conflict of interest also means any financial or familial
interest an elected official, officer, political appointee, employee, contractor, or appointed
or elected member or their immediate family members may have in any transaction
between the Nation and an outside party.
(c) “Contractor” means a person or business providing expertise, services, goods or
guidance to the Nation.
(d) “Elected official” means a person elected to the Oneida Business Committee who
does not hold an officer position.
(e) “Employee” means anyone employed by the Oneida Nation in one of the following
employed capacities: full-time, part-time, emergency temporary, limited term or on a
contractual basis.
(f) “Entity” means a department, program or service of the Nation.
(g) “Immediate family member” means an individual’s husband, wife, mother, father,
step mother, step father, son, daughter, step son, step daughter, brother, sister, step
brother, step sister, grandparent, grandchild, mother-in-law, father-in-law, daughter-inlaw, son-in-law, brother-in-law or sister-in-law and any of the these relations attained
through legal adoption.
(h) “Member” means a person who serves on a board, committee, or commission of the
Nation. It does not include the Oneida Business Committee or the governing body of a
Tribally Chartered Corporation.
(i) “Nation” means the Oneida Nation.
(j) “Officer” means a person elected to the Oneida Business Committee holding the
Chairperson, Vice Chairperson, Secretary, or Treasurer position.
(k) “Organizational conflict of interest” means that because of other activities or
relationships with other parties, a potential contract or contractor is:
(1) unable to render impartial assistance or advice to the Nation;
(2) cannot perform a contract with the Nation in an objective way; or
(3) has an unfair competitive advantage compared to others.
(l) “Political appointee” means a person who assists an elected member of the Oneida
Business Committee in their daily activities and operations.
(m) Third party agreement " means any agreement with the Pharmacy in which an
"
insurance provider agrees to reimburse the Pharmacy for drugs and supplies sold to
subscribers of a valid health plan of that insurance provider.
217.4.
General
217.4-1. Scope.
(a) This law shall apply to agents, elected officials, officers, political appointees,
employees, contractors, appointed or elected members or any other persons with whom
they may be associated in personal, marital, familial, business, financial or other
relationships.
(b) Under the protection of this law are the resources of the Nation, its enterprises,
programs, business interests, financial information, trade secrets and any other
information that could be used against the Nation or those duly authorized to represent its
interests.
2 O.C. 217 – Page 2
39 of 110
217.4-2. Amendment of Documents. The following documents shall be amended as required in
order to implement this law:
(a) The Nation’s laws, rules and policies governing employment.
(1) Prospective employees shall disclose whether or not they have any conflicts
of interest as defined in this law.
(2) Current employees shall disclose existing conflicts of interest, if any.
(b) Persons or organizations contracting with the Nation shall include a provision in their
contract reciting the prohibition against undisclosed conflicts of interest.
(c) The Oneida Nation Secretary shall inform all elected officials, officers, political
appointees, and elected or appointed members of the existence of this law in writing. All
elected officials, officers, political appointees, and elected or appointed members shall
disclose any conflicts of interest.
217.4-3. Forms. Forms shall be prepared upon which disclosures of conflicts which exist may
be listed and returned to the Oneida Business Committee for action as indicated in this law. The
Oneida Law Office shall be responsible for creating a standard form and any specialized forms
required by this law. The Nation’s Human Resource Department and the Office of the Oneida
Nation Secretary shall be responsible for distributing and maintaining conflict of interest
disclosure forms.
(a) The Nation’s Human Resource Department shall collect conflict of interest disclosure
forms from all employees on an annual basis. Additionally, an employee shall disclose a
conflict of interest as soon as the conflict arises.
(b) The Office of the Nation’s Secretary shall collect conflict of interest disclosure forms
from all elected officials, officers, political appointees, and elected and appointed
members on an annual basis. Additionally, an elected official, officer, political appointee,
or elected or appointed member shall disclose a conflict of interest as soon as the conflict
arises.
217.5.
Organizational Conflicts of Interest
217.5-1. Presumed Organizational Conflict of Interest. It is presumed that there is an
organizational conflict of interest any time that a business owned by the Nation or an employee
of the Nation seeks to contract with the Nation.
217.5-2. Maintaining Objectivity and Equal Access to Information. The Nation shall maintain
objectivity in contracting and shall provide all potential and actual contractors with equal access
to information. Should an employee of the Nation also be an employee, officer, director, or
agent of any business owned by the Nation, the said employee shall be restricted from
participating in any part of the contract process, including but not limited to the bidding,
selection, award and administration, for that business.
(a) In the event that an employee has knowledge and experience that is critical to a
contract and is restricted from participation based on an organizational conflict of
interest, the said employee may only participate if the Nation and the contractor execute a
conflict of interest mitigation plan.
(b) An organizational conflict of interest mitigation plan shall require the conflicted
employee’s participation be limited to the specific components of the project/contract that
require the employee’s knowledge and/or experience.
217.5-3. Biased Ground Rules.
Should the Nation contract with a business it owns to
prepare ground rules for a subsequent project/contract, including but not limited to
2 O.C. 217 – Page 3
40 of 110
preparing/writing specifications or work statements, said business may not compete for the
subsequent project/contract.
217.5-4. Employees Contracting with the Nation as Independent Contractors. In addition to
meeting the requirements of the Nation’s independent contractor laws, policies and/or rules,
employees that seek to contract with the Nation as an independent contractor may not, in any
circumstance, whether as a prime contractor or a subcontractor:
(a) Contract with the Nation within the same scope for which they are employed by the
Nation.
(b) Contract with any entity within the Nation that is within the same divisional budget
and/or chain of command for which the employee is employed by the Nation.
(c) Submit a bid to contract with Nation without receiving and submitting with the bid
written notice from the employee’s supervisor providing consent and approval to bid and
that such bid and/or potential resultant contract will not interfere with the employees
current responsibilities to the Nation.
(d) Contract with the Nation if the employee is employed by any of the following areas:
(1) The Oneida Law Office;
(2) The Internal Audit Department; and/or
(3) The Oneida Finance Department.
217.6.
Penalties for Non-Disclosure of a Conflict of Interest
217.6-1. Employees. If a supervisor is provided credible evidence that an employee has failed
to disclose a conflict of interest, the employee shall be placed on leave pursuant to the Nation’s
Investigative Leave Policy, except that the duration of the investigation for an alleged conflict of
interest shall be concluded within seven (7) days of the employee being placed on leave. A
supervisor shall terminate an employee from his or her employment with the Nation when an
investigation substantiates that the employee failed to disclose a conflict of interest.
217.6-2. Elected Officials and Officers. An elected official or officer who fails to disclose a
conflict of interest may be subject to removal pursuant to the Removal Law or penalties pursuant
to laws of the Nation regarding penalties.
217.6-3. Elected or Appointed Members. A member who fails to disclose a conflict of interest
may be subject to penalties pursuant to laws of the Nation regarding penalties, and subject to
removal pursuant to the Removal Law for elected members, or have their appointment
terminated by the Oneida Business Committee pursuant to the law governing board, committees
and commissions for appointed members.
217.6-4. Political Appointees. A political appointee that fails to disclose a conflict of interest
may be subject to discipline at the discretion of the elected official the political appointee serves.
217.6-5. Contracts. An organization or a person who does not disclose conflicts of interest
may be subject to termination of their contracts.
217.7.
Prohibited Activities Resulting from a Disclosed Conflict of Interest
217.7-1. When an existing conflict of interest is disclosed, no employee, contractor, elected
official, political appointee, officer, agent, or appointed or elected member may participate in:
(a) the selection, award, or administration of a contract, including contracts supported by
a Federal award; and/or
(b) any other prohibited activities identified in any other law, policy or rule of the Nation.
217.7-2. Entities of the Nation shall develop standard operating procedures and/or work
2 O.C. 217 – Page 4
41 of 110
standards outlining further prohibited activities resulting from disclosed conflicts of interest and
means by which a party can alleviate or mitigate the conflict of interest.
(a) In the event arrangements are made to alleviate or mitigate the conflict of interest, it
may become permissible for a party to participate under section 217.7-1(b) at the
discretion of the division director and to the extent permitted by any applicable law,
policy or rule. However, in all circumstances, such parties shall remain prohibited from
participating under section 217.7-1(a).
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217.8.
Exemptions
217.8-1. Exemptions to this law are for the purpose of excluding activities of the Nation for
which no conflict of interest can exist. These activities generally occur when the Nation is acting
as a provider of services for which another will be making payments or reimbursing costs of
providing the services. Exemptions shall be specifically identified within this law.
217.8-2. Pharmacy. This exemption shall be designed to relieve the Pharmacy and insurance
providers from the requirements of the Conflict of Interest law while recognizing the unique
relationship between the Pharmacy and insurance providers in third party payment agreements
where no proprietary information of the Nation is provided to the insurance providers, and there
is little or no opportunity for a conflict of interest between the insurance providers and the
Nation. This exemption shall be designed to increase the attractiveness of the Pharmacy to
subscribers of multiple insurance providers. This exemption shall apply solely to insurance
providers seeking to enter into third party payment agreements with the Pharmacy.
End.
Adopted - BC-06-10-98-C
Emergency Amended - BC-04-12-06-JJ
Emergency Amended - BC-09-27-06-E
Emergency Amended – BC-08-10-16-M
Amended - BC-02-08-17-B
Amended – BC-06-28-17-D
2 O.C. 217 – Page 5
42 of 110
Oneida Nation
Oneida Business Committee
Legislative Operating Committee
PO Box365 • Oneida, WI 54155-0365
Oneida-nsn.gov
~
000000
ONEIDA
AGENDA REQUEST FORM
March 1, 2024
1) Request Date: _____________________________________________________
Clorissa Leeman
2) Contact Person(s): ______________________________________
Legislative Refernece Office
Dept:____________________________
cleeman@oneidanation .org
(920) 869-4417
Phone Number:_________________________
Email: __________________________________
Budget and Finances Law Amendments
3) Agenda Title:___________________________________________________________________
4) Detailed description of the item and the reason/justification it is being brought before the LOC:
_______________________________________________________________________________
The LOC met with the Treasurer and CFO on 2/7/247, to review the
Budget and Finance law, and determined the LOC should consider
_______________________________________________________________________________
adding this law to its Active Files List for amendments to be made.
_______________________________________________________________________________
_______________________________________________________________________________
List any supporting materials included and submitted with the Agenda Request Form
Budget and Finances Law
1) ________________________________
3) ________________________________
2) ________________________________
4) ________________________________
5) Please list any laws, policies or resolutions that might be affected:
_______________________________________________________________________________
6) Please list all other departments or person(s) you have brought your concern to:
Treasurer and Chief Financial Officer, Oneida Business Committee
______________________________________________________________________________
7) Do you consider this request urgent?
□ Yes
Iii No
If yes, please indicate why:
________________________________________________________________
I, the undersigned, have reviewed the attached materials, and understand that they are subject to action by
the Legislative Operating Committee.
Signature of Requester:
__________________________________________________________________________
Please send this form and all supporting materials to:
LOC@oneidanation.org
or
Legislative Operating Committee (LOC)
P.O. Box 365
Oneida, WI 54155
Phone 920-869-4376
A good mind. A good heart. A strong fire.
43 of 110
Title 1. Government and Finances – Chapter 121
Twahwistatye>n$tha>
We have a certain amount of money
BUDGET AND FINANCES
121.1. Purpose and Policy
121.2. Adoption, Amendment, Repeal
121.3. Definitions
121.4. Authority and Responsibilities
121.5. Budget
121.6. Expenditures and Assets
121.7. Grants
121.8. Debts
121.9. Employment and Labor Allocations
121.10. Budget Contingency Planning
121.11. Reporting
121.12. Enforcement
121.1. Purpose and Policy
121.1-1. Purpose. The purpose of this law is to set forth the requirements to be followed by the
Oneida Business Committee and the Oneida fund units when preparing the budget to be presented
to the General Tribal Council for approval, and to establish financial policies and procedures for
the Nation which:
(a) institutionalize best practices in financial management to guide decision makers in
making informed decisions regarding the provision of services, implementation of business
plans for enterprises, investments, and capital assets;
(b) provide a long term financial prospective and strategic intent, linking budget
allocations to organizational goals, as well as providing fiscal controls and accountability
for results and outcomes;
(c) identify and communicate to the membership of the Nation spending decisions for the
government function, grant obligations, enterprises, membership mandates, capital
expenditures, technology projects, and capital improvement projects;
(d) establish a framework for effective financial risk management; and
(e) encourage participation by the Nation’s membership.
121.1-2. Policy. It is the policy of the Nation to rely on balanced-based budgeting strategies,
identifying proper authorities and ensuring compliance and enforcement. The Nation shall use
Generally Accepted Accounting Principles (GAAP), established by the Financial Accounting
Standards Board, and the Governmental Accounting Standards Board (GASB) in accounting and
reporting for the financial activities of the various entities of the Nation, unless they conflict with
applicable legal requirements.
121.2. Adoption, Amendment, Repeal
121.2-1. This law was adopted by the Oneida Business Committee by resolution BC-02-08-17C, and amended by resolution BC-05-11-22-B.
121.2-2. This law may be amended or repealed by the Oneida Business Committee or the General
Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.
121.2-3. Should a provision of this law or the application thereof to any person or circumstances
be held as invalid, such invalidity shall not affect other provisions of this law which are considered
to have legal force without the invalid portions.
121.2-4. In the event of a conflict between a provision of this law and a provision of another law,
the provisions of this law shall control. Provided that, nothing in this law amends or repeals the
requirements of resolution BC-10-08-08-A, Adopting Expenditure Authorization and Reporting
Requirements.
1 O.C. 121- Page 1
44 of 110
121.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.
121.3. Definitions
121.3-1. This section shall govern the definitions of words and phrases used within this law. All
words not defined herein shall be used in their ordinary and everyday sense.
(a) “Balanced budget” means that the cost of current expenses and service provisions is
equal to the forecasted current revenue sources.
(b) “Capital contribution” means an act of giving money or assets to a company or
organization.
(c) “Capital expenditure” means any non-recurring and non-physical improvement as
follows:
(1) Any item with a cost of five thousand dollars ($5,000) or more and a useful life
of one (1) year or more; or
(2) Items purchased together where none of the items individually costs more than
two thousand dollars ($2,000), but the total purchase price for all of the items is ten
thousand dollars ($10,000) or more.
(d) “Capital improvement” means a non-recurring expenditure for physical improvements,
including costs for:
(1) acquisition of existing buildings, land, or interests in land;
(A) Acquisition of existing buildings and land completed by the Oneida
Land Commission are not included in this definition.
(2) construction of new buildings or other structures, including additions and major
alterations;
(3) acquisition of fixed equipment;
(4) landscaping;
(5) physical infrastructure; and
(6) similar expenditures with a cost of five thousand dollars ($5,000.00) or more
and a useful life of one (1) year or more.
(e) “CFO” means the Nation’s Chief Financial Officer, or their designee at their discretion.
(f) “Debt” means the secured or unsecured obligations owed by the Nation.
(g) “Debt Service Coverage Ratio” means a measurement of creditors available cash flow
to pay debt obligations. This ratio evaluates if an entity has income capacity to service
debts.
(h) “Enterprise” means any area or activity of the Nation that is engaged in for the business
of profit.
(i) “Executive Manager” means a position of employment within the Nation that is the
highest level in the chain of command under the Oneida Business Committee who is
responsible for a department or division of the Nation, as identified by the Oneida Business
Committee through the adoption of a resolution.
(j) “Expenditure report” means a financial report which includes, but is not limited to, a
statement of cash flows, revenues, costs and expenses, assets, liabilities, and a statement of
financial position.
(k) “Finance Administration” means the department of the Nation which consists of the
Chief Financial Officer, Assistant Chief Financial Officer, the executive assistant to the
Chief Financial Officer, and any other designated employee.
(l) “Fiscal year” means the one (1) year period each year from October 1st to September
1 O.C. 121- Page 2
45 of 110
30th.
(m) “Fixed Charge Coverage Ratio” means a measurement of a creditors capacity of
earnings level or ability to cover its fixed charges such as debt payments, interest expenses,
and leases expenses. Financial institutions will evaluate this ratio for purposes of credit
risk.
(n) “Fund unit” means any board, committee, commission, service, program, enterprise,
department, office, or any other division or non-division of the Nation which receives an
appropriation approved by the Nation.
(o) “Government service” means any area or activity of the Nation that is not expected to
create revenue for the Nation and not expected to make a profit at any time.
(p) “Line item” means the specific account within a fund unit’s budget or category that
expenditures are charged to.
(q) “Manager” means the person in charge of directing, controlling, and administering the
activities of a fund unit.
(r) “Nation” means the Oneida Nation.
(s) “Secretary” means the Oneida Nation Secretary, or their designee at their discretion.
(t) “Treasurer” means the Oneida Nation Treasurer, or their designee at their discretion.
121.4. Authority and Responsibilities
121.4-1. Oneida Business Committee. The Oneida Business Committee shall:
(a) oversee the development of the Nation’s budget;
(b) oversee the implementation of the Nation’s budget;
(c) develop priorities, a strategic plan, or broad goals to assist in guiding the budget; and
(d) exercise the authority provided in Article IV, Section 1, of the Constitution and Bylaws
of the Oneida Nation, as delegated to the Oneida Business Committee by the General Tribal
Council.
121.4-2. Treasurer. In accordance with the Constitution and Bylaws of the Oneida Nation, the
Nation’s Treasurer shall:
(a) accept, receive, receipt for, preserve and safeguard all funds in the custody of the
Nation, whether they be funds of the Nation or special funds for which the Nation is acting
as trustee or custodian;
(b) deposit all funds in such depository as the Nation shall direct and shall make and
preserve a faithful record of such funds;
(c) submit expenditure reports and other financial reports as deemed necessary by the
Oneida Business Committee or the General Tribal Council at:
(1) the annual General Tribal Council meeting;
(2) the semi-annual General Tribal Council meeting; and
(3) other such times as may be directed by the Oneida Business Committee or the
General Tribal Council; and
(d) present the proposed draft budget to the General Tribal Council at the annual budget
meeting.
121.4-3. Chief Financial Officer. The CFO shall:
(a) ensure the Nation’s budget is properly implemented;
(b) provide managers with monthly revenue and expense reports;
1 O.C. 121- Page 3
46 of 110
(c) assist with the submission and presentation of the Treasurer’s report to the Oneida
Business Committee, which shall specifically include any monthly variances that are
either:
(1) a difference of three percent (3%) or more from the adopted annual budget; or
(2) fifty thousand dollars ($50,000) or more in total;
(d) provide the Oneida Business Committee with information and reports as requested;
(e) present the Treasurer’s report and hold financial condition meetings with the Nation’s
management on a minimum of a quarterly basis; and
(f) inform the appropriate Executive Manager of any fund unit which does not follow the
budget development process guidelines or deadlines as set forth by the Treasurer.
121.4-4. Managers. Managers shall:
(a) ensure that their business units operate, on a day-to-day basis, in compliance with the
budget adopted pursuant to this law;
(b) report to the CFO and their relevant Executive Manager explanations and corrective
actions for any monthly variance that is either:
(1) a difference of three percent (3%) or more from the adopted annual budget; or
(2) fifty thousand dollars ($50,000) or more in total;
(c) submit budget review reports to the CFO on a reasonable and timely basis not to exceed
thirty (30) calendar days from the end of the month; and
(d) submit a budget for their fund unit in accordance with the budget schedule and
guidelines as adopted by the Oneida Business Committee.
121.5. Budget
121.5-1. The Nation shall develop, adopt, and manage an annual budget. All revenues and
expenditures of the Nation shall be in accordance with the annual budget.
(a) The Nation’s budget shall be a balanced budget and not propose to spend more funds
than are reasonably expected to become available to the Nation during that fiscal year.
(1) Underwriting debt resources or the utilization of existing debt instruments shall
be expressly prohibited from use to balance the Nation’s annual budget.
(b) The budget shall align with any strategic plan, broad goals, or priorities developed and
adopted by the Oneida Business Committee on behalf of the Nation.
(c) The Nation’s corporate entities shall not be included in the Nation’s budget.
121.5-2. Content of the Budget. The Nation’s budget shall include the following information:
(a) Estimated revenues to be received from all sources;
(b) The individual budgets of each fund unit;
(c) A description of each line item within each fund unit’s budget;
(d) The estimated expenditures by each fund unit; and
(e) Summary of employment position counts including prior year, current year, and
budgeted year.
121.5-3. Fund Categories. The Nation’s budget shall include, but not be limited to, the following
categories of fund accounts:
(a) General Fund. The General Fund account is the Nation’s main operating fund which
is used to account for all financial resources not accounted for in other funds.
(b) Permanent Executive Contingency Fund. The Permanent Executive Contingency Fund
account is used by the Nation to prevent default on debt and to sustain operations during
times of extreme financial distress.
1 O.C. 121- Page 4
47 of 110
(c) Grant Reserve Fund. The Grant Reserve Fund account is used by the Nation to prefund the expenditures of grants upon receipt.
121.5-4. Budget Adoption Procedure. The Nation shall develop and adopt its budget according
to the following procedures:
(a)
Budget Schedule and Guidelines. The Treasurer shall develop the necessary
guidelines, including specific timelines and deadlines, to be followed by the managers that
have budget responsibility in preparing and submitting proposed budgets. The Treasurer
shall submit the guidelines to the Oneida Business Committee for review and approval
through the adoption of a resolution.
(1) The budget schedule and guidelines shall include at least one (1) opportunity
for community input from the Nation’s membership on what should be included in
the upcoming fiscal year budget.
(2) Each fund unit shall be responsible for complying with the budget schedule and
guidelines to submit a proposed budget to the Treasurer. The Finance
Administration shall not submit any budget on behalf of a fund unit unless granted
express permission from the Oneida Business Committee.
(3) The Oneida Business Committee shall set a deadline through the adoption of a
resolution for when the Treasurer shall submit their budget guidelines to the Oneida
Business Committee for review and approval.
(b) Annual Proposed Budgets. The Treasurer shall receive, review, and compile the
proposed budgets from all the fund units into the Nation’s draft budget. The Treasurer shall
present the Nation’s draft budget to the Oneida Business Committee for review each year
to ensure that it is consistent with the Nation’s strategic plan, broad goals, and budget
strategy.
(1) Notification of Budget Increase or Decrease. The Treasurer shall identify in
the budget guidelines a percentage of an increase or decrease in a fund unit’s budget
from the prior year budget that is required to be noticed to the Oneida Business
Committee. The Treasurer shall notify the Oneida Business Committee of any fund
units whose proposed budget increased or decreased by this percentage.
(c) Final Draft Budget. The Oneida Business Committee shall work with the Treasurer,
CFO, and managers to compile a final draft budget to be presented to the General Tribal
Council. The Oneida Business Committee shall approve, by resolution, the final draft
budget to be presented to the General Tribal Council.
(d) Community Meetings. Once the Oneida Business Committee has approved the final
draft budget, the Treasurer shall hold, at a minimum, two (2) community informational
meetings to present the contents of the final draft budget that will be presented to the
General Tribal Council.
(e) Budget Adoption. The Oneida Business Committee shall present the budget to the
General Tribal Council with a request for adoption by resolution no later than September
30th of each year. The General Tribal Council shall be responsible for adopting the
Nation’s budget.
(1) Continuing Budget Resolution. In the event that the General Tribal Council
does not adopt a budget by September 30th, the Oneida Business Committee may
adopt a continuing budget resolution for a period of time not to exceed three (3)
months, until such time as a budget is adopted by the General Tribal Council. If the
General Tribal Council does not adopt a budget within three (3) months of the
1 O.C. 121- Page 5
48 of 110
adoption of the continuing budget resolution, then the Oneida Business Committee
shall adopt the Nation’s budget.
(2) Emergency Budget Adoption. In the event that the Nation proclaims an
emergency, in accordance with the Emergency Management law, that stays in effect
for at least one (1) month and prevents the presentation to and adoption of the
budget by the General Tribal Council, the Oneida Business Committee shall adopt
the Nation’s budget.
121.5-5. Amendments to the Nation’s Budget. After the budget is adopted, amendments of the
budget shall not be permitted unless it is necessary to avoid a budget deficit. The Treasurer and
CFO shall identify when forecasted revenue and forecasted expenses are impacted in a manner
which creates a deficit for the current fiscal year. The CFO shall provide the Oneida Business
Committee a written fiscal analysis and any input on the potential budget amendment. The Oneida
Business Committee shall be responsible for adopting an amendment to the budget through
resolution of the Nation. The Oneida Business Committee shall present notification of the budget
amendment at the next available General Tribal Council meeting.
121.6. Expenditures and Assets
121.6-1. Authority to Expend Funds. The Oneida Business Committee shall have the authority to
expend appropriated funds in accordance with the Nation’s adopted budget pursuant to the
Procurement Rule Handbook developed by the Purchasing Department. The authority to expend
funds is then necessarily delegated to other managers, including Executive Managers of the Nation
who manage budgets pursuant to their job descriptions based on the Procurement Rule Handbook.
121.6-2. Procurement Rule Handbook. The Purchasing Department is delegated rulemaking
authority in accordance with the Administrative Rulemaking law to develop a Procurement Rule
Handbook which provides the sign-off process and authorities required to expend funds on behalf
of the Nation.
121.6-3. Fees and Charges. A program or service of the Nation funded through Tribal
contribution may charge fees for their services to cover operational costs.
(a) Before charging fees for services, a program or service shall first determine the full
cost of providing the program or service. The full cost of providing a program or service
includes all costs including operation costs, overhead such as direct and indirect costs, and
depreciation.
(b) Fees and charges may cover the full cost of service or goods whenever such fee or
charge would not present an undue financial burden to the recipient.
(c) Programs and services charging fees may offer fee waivers, provided that the program
or service has developed a standard operating procedure which outlines fee waiver
eligibility and requirements.
121.6-4. Unbudgeted Expenditures.
(a) Approval of Unbudgeted Expenditures. A fund unit shall not make an unbudgeted
expenditure unless approval is granted by the Oneida Business Committee. The CFO shall
provide the Oneida Business Committee a written fiscal analysis and any input on the
potential unbudgeted expenditure. The Oneida Business Committee shall approve any
unbudgeted expenditure through the adoption of a resolution prior to the expenditure being
made by a fund unit.
(b) Notification of Unbudgeted Expenditures. The Oneida Business Committee shall set
through resolution a threshold amount for unbudgeted expenditures that require
1 O.C. 121- Page 6
49 of 110
notification by the Oneida Business Committee to the General Tribal Council at the next
available General Tribal Council meeting.
(c) Unbudgeted Supplemental Funding. In the event that the Nation receives any
supplemental or emergency funding of two hundred and fifty thousand dollars ($250,000)
or more, the Oneida Business Committee shall develop and adopt, through resolution, a
spending plan to guide expenditures of the supplemental funding in accordance with any
provided guidance for the supplemental funding and audit compliance.
121.6-5. Obligated Future Expenditures. Notwithstanding an approved multi-year contract, no
fund unit shall obligate the Nation to make any future expenditures beyond the current budget year
unless the fund unit identifies, and the Oneida Business Committee approves through the adoption
of a resolution, the source and extent of any future funds that are recommended to be held in
reserve to meet that future obligation.
121.6-6. Unexpended Funds.
(a) Unexpended Capital Improvement Funds. Unexpended capital improvement funds
shall carry over to the next fiscal year’s budget, provided that such funds are required to
remain appropriated for the same purpose as originally budgeted until the project is
complete. Once a capital improvement project is complete, any remaining unexpended
funds shall be returned to the General Fund.
(b) Unexpended Capital Expenditure Funds. The Treasurer shall ensure that all
unexpended capital expenditure funds are reallocated to the fiscal year budget two (2) years
out from the fiscal year in which the funds were unexpended. Such unexpended funds shall
be returned to the General Fund.
121.6-7. Capital Contributions. Any capital contributions made by the Nation shall be identified
in the annual budget.
(a) Any reassignment of a loan provided by the Nation into a capital contribution shall be
noticed to the General Tribal Council.
121.6-8. Assets of the Nation shall not be divested, or borrowed against, to balance the annual
budget.
121.6-9. Capital Improvements.
(a) Capital Improvement Plan for Government Services. The Oneida Business Committee
shall develop, and the General Tribal Council shall approve, a capital improvement plan
for government services.
(1) The capital improvement plan for government services shall cover a period of
five (5) to ten (10) years and shall include any risks and liabilities.
(2) The capital improvement plan for government services shall be reassessed once
every five (5) years. The Oneida Business Committee shall provide a status report
and recommendation for any improvements that have not been completed or that
have been modified at the time of the reassessment.
(b) Capital Improvement Plan for Enterprises. Capital improvement plans for enterprises
may be brought forward as needed, provided that the Oneida Business Committee shall
approve all capital improvement plans for enterprises.
(c) Capital Improvement Plan Implementation. Capital improvement plans for
government services and enterprises shall be implemented, contingent on available funding
capacity.
1 O.C. 121- Page 7
50 of 110
121.7. Grants
121.7-1. Expending Grant Funds. Grant funds shall be expended according to any non-negotiable
grant requirements and guidelines of the granting agency.
(a) Grant funds may be utilized for, but not limited to, the following:
(1) purchases;
(2) travel;
(3) training;
(4) hiring grant required positions;
(5) incentives and retention efforts; and
(6) any other requirements attached to the funds as a condition of the Nation’s
acceptance of the grant funds.
(b) Grant funds may be utilized for an expenditure even when other policies of the Nation
do not allow for Tribal contribution to make that same expenditure, if only grant funds are
utilized for the expenditure and all requirements or obligations of the grant are met.
Provided that, grant funds may be subject to the requirements of the budget contingency
plan and any cost containment initiatives adopted by the Oneida Business Committee.
121.7-2. Exhaustion of Non-Tribal Funds. When grant funds provide for forward funding as
applicable to a function for which the Nation’s funds have also been appropriated, those grant
funds shall be used before appropriating the Nation’s funds unless the Nation’s funds are needed
to make up an otherwise shortfall in the overall fund unit budget or there is a restriction on the
grant funds that provide otherwise.
121.7-3. Grant Reporting. At the time of submission of proposed annual budgets, any fund unit
which receives grant funding shall submit a status report of the grant funding received to the
Oneida Business Committee. The status report shall include, but not be limited to:
(a) information on the progress of the utilization of the grant funds;
(b) the number of employees the grant funding supports fully or partially; and
(c) compliance with obligations of the grant funding.
121.7-4. Grant Reserve Fund Account. The Oneida Business Committee shall maintain a Grant
Reserve Fund account within the ownership investment report to be used to pre-fund the
expenditures of grants upon receipt. The Grant Reserve Fund account shall be an obligated fund,
that is fully funded with separately identified cash resources.
(a) The Treasurer, in consultation with the CFO, shall establish, and the Oneida Business
Committee shall approve, the level of funds required in the Grant Reserve Fund account
relative to the scale of grant dollars we receive on an annual basis.
(b) The Treasurer shall set aside funds within the budget in the Grant Reserve Fund account
until the established level has been achieved.
121.7-5. Grant Funded Positions. If the grant funding for a fully grant funded position is
eliminated, then the position shall be eliminated. To transition a position from grant funding to
being funded through the Nation’s budget, a manager shall follow the standard procedure for
seeking the development and approval of a new position in the Nation’s annual budget and labor
allocations.
121.8. Debts
121.8-1. General. The acquisition of debt by the Nation shall be processed in accordance with
sound fiscal diligence. The Nation shall comply with all relevant federal and state banking laws,
rules, and policies applicable to the credit agreement.
1 O.C. 121- Page 8
51 of 110
(a) Any debt instrument utilized by the Nation shall not exceed the life of what is being
encumbered.
121.8-2. Acquisition of Debt. Any debt underwritten by the Nation for ten million dollars
($10,000,000) or more shall be noticed to the General Tribal Council at the next available meeting
prior to the execution of the credit agreement encumbering all pledges of repayment.
(a) If emergency circumstances exist which prevents the notice of the acquisition of debt
to the General Tribal Council, the Oneida Business Committee may proceed with the
acquisition of debt.
121.8-3. Use of Debt. Credit proceeds may be utilized for project capital, general use, financing
of equity, and all unspecified uses. Compliance with debt covenants is required to avoid credit
default.
121.8-4. Credit Ratios. Maintaining fiscally responsible prudent credit ratios is consistent with
effective budget management and financial control.
(a) Debt Service Coverage Ratio. The Debt Service Coverage Ratio shall not exceed the
acceptable range as defined by low-risk debt financing options at the specific financial
institution.
(b) Fixed Charge Coverage Ratio. The Fixed Charge Coverage Ratio shall be maintained
at the acceptable range as defined by low-risk debt financing options at the specific
financial institution.
121.8-5. Corporate Debt. The Nation shall not be obligated to any debt obligations of its corporate
entities.
121.9. Employment and Labor Allocations
121.9-1. Employment Cap. The Treasurer and CFO shall identify a maximum number of fulltime equivalent (FTE) employees to be employed by the Nation. The Oneida Business Committee
shall have the authority to approve this employment cap, and any amendments thereto, through the
adoption of a resolution. The employment cap shall be reviewed annually by the Oneida Business
Committee.
(a) Employment positions that are fully funded through grants shall not be included in the
employment cap.
(b) The Nation shall not exceed the number of FTE employees identified in the
employment cap.
121.9-2. Labor Allocations List. The Treasurer, CFO, Executive Managers, and the Executive
Human Resources Director shall utilize the Nation’s employment cap to develop a labor
allocations list. The labor allocations list shall identify the number of FTE employees each
employment area of the Nation is allocated. The Oneida Business Committee shall have the
authority to adopt the labor allocation list, and any amendments thereto, through the adoption of a
resolution. The Oneida Business Committee shall review the labor allocations list on an annual
basis.
(a) The total number of FTE employees identified in the labor allocations list shall not
exceed the Nation’s employment cap.
(b) The Treasurer, CFO, Executive Managers, and Executive Human Resources Director
shall develop a standard operating procedure which identifies a process for the
consideration of requests to revise the labor allocations list. The Oneida Business
Committee shall approve this standard operating procedure, and any amendments thereto,
through the adoption of a resolution.
1 O.C. 121- Page 9
52 of 110
121.9-3. Unbudgeted Positions. Any position which has not been specifically budgeted for and
included in the labor allocation list shall be prohibited. Budgeted labor dollars and approved
positions shall not be transferrable in any form.
(a) Exception. The Oneida Business Committee may authorize an unbudgeted position for
a fund unit. The CFO shall provide the Oneida Business Committee a written fiscal analysis
and any input on the potential unbudgeted position. The Oneida Business Committee shall
authorize the unbudgeted position through the adoption of a resolution.
121.10. Budget Contingency Planning
121.10-1. Budget Contingency Plan. The Oneida Business Committee shall work with the CFO,
Executive Managers, and managers to create a budget contingency plan which provides a strategy
for the Nation to respond to extreme financial distress that could negatively impact the Nation.
(a) Extreme financial distress includes, but is not limited to:
(1) natural or human-made disasters;
(2) United States Government shutdown;
(3) emergency proclamations; and
(4) economic downturns.
(b) The Oneida Business Committee shall approve the budget contingency plan, and any
amendments thereto, through the adoption of a resolution.
121.10-2. Cost Saving Tools. As part of the budget contingency plan, the Oneida Business
Committee may require the use of cost saving tools, provided that the use of such complies with
all laws of the Nation. Cost saving tools may include, but are not limited to, the use of the
following:
(a) stabilization funds;
(b) reductions of expenditures;
(c) furloughs; and
(d) layoffs.
121.10-3. When the Oneida Business Committee determines that the Nation is under extreme
financial distress, the Oneida Business Committee shall be responsible for implementing the
budget contingency plan.
121.10-4. Permanent Executive Contingency Fund Account. The Oneida Business Committee
shall maintain a Permanent Executive Contingency Fund account within the ownership investment
report to be used to prevent default on debt and to sustain operations during times of extreme
financial distress. The Permanent Executive Contingency Fund account shall be a restricted fund.
(a) The Permanent Executive Contingency Fund account shall consist of a minimum
reserve of one (1) year of operating expenses to ensure continuity of business for the
Nation.
(b) The Treasurer, in consultation with the CFO, shall establish, and the Oneida Business
Committee shall approve through the adoption of a resolution, the percentage of the annual
budget that shall be set aside in the Permanent Executive Contingency Fund account until
the established level has been achieved.
(c) Funds in the Permanent Executive Contingency Fund account may only be used when
the Oneida Business Committee has determined that the Nation is under extreme financial
distress for the following purposes and only to the extent that alternative funding sources
are unavailable:
1 O.C. 121- Page 10
53 of 110
(1) payments to notes payable to debt service, both principal and interest, and
applicable service fees;
(2) employee payroll, including all applicable taxes;
(3) payments to vendors for gaming and retail;
(4) payments to vendors for governmental operations;
(5) payments to any other debt; and
(6) to sustain any of the Nation’s other operations during implementation of the
budget contingency plan.
121.11. Reporting
121.11-1. Monthly Reporting. The Treasurer shall provide monthly reports and quarterly
operational reports from direct reports to the Oneida Business Committee in accordance with the
Secretary’s Oneida Business Committee packet schedule for the Oneida Business Committee
meeting held for the acceptance of such reports.
(a) The Treasurer’s monthly reports shall include revenue and expense summaries.
121.11-2. Annual and Semi-Annual Reporting to the General Tribal Council. The Treasurer shall
report on all receipts and expenditures and the amount and nature of all funds in their possession
and custody, at the annual and semi-annual General Tribal Council meetings, and at such other
times as requested by the General Tribal Council or the Oneida Business Committee.
(a) The Treasurer reports shall include an independently audited annual financial statement
that provides the status or conclusion of all the receipts and debts in possession of the
Treasurer including, but not limited to, all corporations owned in full or in part by the
Nation.
121.11-3. Audits. The Internal Audit Department, annually, shall conduct independent
comprehensive performance audits, in accordance with the Nation’s Audit law, the Financial
Accounting Standards Board (FASB) and the Governmental Accounting Standards Board
(GASB), of randomly selected fund units or of fund units deemed necessary by the Oneida
Business Committee or Internal Audit Department. Each fund unit shall offer its complete
cooperation to the Internal Audit Department. The Oneida Business Committee may, as it deems
necessary, contract with an independent audit firm to conduct such audits.
121.12. Enforcement
121.12-1. Compliance and Enforcement. All employees and officials of the Nation shall comply
with and enforce this law to the greatest extent possible.
(a) The Executive Managers shall notify the Oneida Business Committee of any fund unit
which does not comply with the budget schedule or guidelines. A list of any fund units of
an elected entity which did not comply with the budget schedule or guidelines shall be
included in the annual report to the General Tribal Council.
121.12-2. Violations. Violations of this law shall be addressed using the applicable enforcement
tools provided by the Nation’s laws and policies including, but not limited to, those related to
employment with the Nation, conflicts of interest, ethics, and removal from an elected position.
121.12-3. Civil or Criminal Charges. This law shall not be construed to preclude the Nation from
pursuing civil or criminal charges under applicable law. Violations of applicable federal or state
civil or criminal laws, or any laws of the Nation, may be pursued in a court having jurisdiction
over any such matter.
End.
1 O.C. 121- Page 11
54 of 110
Adopted – BC-02-08-17-C
Emergency Amended – BC-11-24-20-E
Emergency Amended – BC-05-12-21-C
Emergency Extension – BC-11-10-21-B
Amended – BC-05-11-22-B
Emergency Amended – BC-10-26-22-D (Expired)
1 O.C. 121- Page 12
55 of 110
LEGISLATIVE OPERATING COMMITTEE
COMMUNITY
WORK SESSION
♦♦♦♦♦♦
Please join the Legislative Operating
Committee for a community work session
to review the current Eviction and Termination Law
and collect input regarding potential amendments to the law.
Register at LOC@oneidanation.org for a Teams invite.
Bring your own lunch.
♦♦♦♦♦♦
LEGISLATIVE OPERATING COMMITTEE MEMBERS
Jameson Wilson
Kirby Metoxen
Jennifer Webster
Marlon Skenandore
Jonas Hill
LOC Chairman
LOC Vice Chairman
LOC Member
LOC Member
LOC Member
56 of 110
Oneida Nation
=DODDDD=
PO Box 365 • Oneida, WI 54155-0365
ONEIDA
Oneida-nsn.gov
TO:
FROM:
DATE:
RE:
"'
Oneida Business Committee
Legislative Operating Committee
Oneida Business Committee
Jameson Wilson, Legislative Operating Committee Chairman
March 6, 2024
Certification of Amendments to the Leasing Law Rule No. 6 – Homeownership by
Independent Purchase (HIP) Program
The Legislative Operating Committee reviewed the certification packet provided by the for
amendments to the Leasing law Rule No. 6 – Homeownership by Independent Purchase (HIP)
Program (“Rule”). The Legislative Operating Committee is responsible for certifying a proposed
rule after determining the authorized agency has complied with the requirements for certification
stated in section 106.7-2 of the Administrative Rulemaking law, and forwarding the rule to the
Oneida Business Committee for consideration of adoption. [1 O.C. 106.7-3]. Certification by the
Legislative Operating Committee means:
The certification packet provided by the Comprehensive Housing Division and Oneida
Land Commission for the Rule contained all documentation required by the
Administrative Rulemaking law for a complete administrative record;
The promulgation of the amendments to the Rule complied with the procedural
requirements contained in the Administrative Rulemaking law; and
The amendments to the Rule did not exceed the rulemaking authority granted under the
law for which the Rule is being promulgated. [1 O.C. 106.7-2].
The purpose of the Rule is to expand the services being offered by the Nation through a program
in which the prospective lessee buyer initiates a purchase where the buyer purchases the
improvements; the Nation purchases the land per the Land Management’s Land Acquisition for
Residential Leasing Standard Operating Procedure; and the buyer then enters into a HIP residential
lease for the land through the Comprehensive Housing Division (“CHD”). [Rule 1.1-1and 1.6-1].
The proposed amendments to the Rule:
Eliminate the two hundred and fifty thousand dollar ($250,000) maximum value allowed
for the total purchase price after the tax assessed value of the land is deducted, and instead
provide that the maximum value for improvements shall be determined by the Oneida Land
Commission on an annual basis each fiscal year. [Rule 1.5-1(a)];
Eliminate the requirement that an offer to purchase contain a contingency related to the
home inspection, which is an examination of the improvements, construction, condition,
and internal systems to establish the structural and mechanical integrity completed by a
certified home inspector. [Rule 1.7-4(a)]; and
Provide that the survey required by the contingencies in the offer to purchase may be
completed using the Nation’s vendor to be completed within twenty-one (21) calendar days
of receipt of an accepted offer to purchase. [Rule 1.7-4(a)(4)].
The Rule was developed in accordance with the Leasing law, which was adopted for purposes of
setting forth the Nation’s authority to issue, review, approve, and enforce leases. [6 O.C. 602.11]. The Leasing law delegates authority to the Oneida Land Commission and Land Management
Page 1 of 2
A good mind. A good heart. A strong fire.
57 of 110
to jointly develop rules related to obtaining residential, agricultural, or business leases. [6 O.C.
602.5-1]. Land Management is defined in the Leasing law as “the Division of Land Management
or other entity responsible for entering into leases of tribal land”. [6 O.C. 602.3-1(i)]. According
to the Real Property law, the Comprehensive Housing Division is the entity responsible for
processing all residential leases of Tribal land. [6 O.C. 601.9-1]. Therefore, the Comprehensive
Housing Division is Land Management for purposes of the rulemaking authority delegated under
the Leasing law.
The Legislative Operating Committee certified the Rule on March 6, 2024.The amendments to the
Rule would become effective immediately upon adoption by the Oneida Business Committee in
accordance with section 106.9-1 of the Administrative Rulemaking law.
Requested Action
Consider the adoption of amendments to the Leasing law Rule No. 6 – Homeownership by
Independent Purchase (HIP) Program.
A good mind. A good heart. A strong fire.
Page 2 of 2
~
ONEIDA
58 of 110
r'"'\
Comprehensive Housing Division
PO BOX68
Oneida, WI 54155
920-869-2227 Fax 920-869-2836
ODDODO=
ONEIDA
To: Legislative Operating Committee
From: Lisa Rauschenbach, Comprehensive Housing Division Director
Date: February 15, 2024
Subject: Request for Ce1tification of Procedural Compliance of proposed amendments of the
Homeownership by Independent Purchase program Rule No. 6 - Title 6. Property and Land Chapter 602.
I have reviewed and approve of the proposed amendments for Homeownership by Independent
Purchase program Rule No. 6 - Title 6. Prope1ty and Land - Chapter 602. Included are Oneida
Land Commission minutes also approving proposed amendments.
This is a request to approve the proposed amendments to the above existing rule.
In accordance with the Administrative Rulemaking law, a public meeting was held for this rule
on November 16, 2023 for which the comment period expired on December 5, 2023.
The following attachments are included for you review:
1.
2.
3.
4.
5.
6.
Draft of amended Rule # 6 Homeownership by Independent Purchase
Summary Rep01t
Public Meeting Notice
Copy of Public Notice in Kalihwisaks Page 28
Public meeting sign in sheet
Public meeting transcription
Page 1 of 1
59 of 110
To:
Oneida Land Commission
From:
Comprehensive Housing Division
Re:
Leasing Law Rule #6 - Homeownership through Independent Purchase Program (HIPP)
Amendments
Date:
December 5, 2023
CHD is proposing to amend the HIP rule to remove the maximum improvement purchase of $250,000
and change it to having Land Commission determine that amount annually due to the market fluctuating
from one extreme to another due to covid. Our recommendation at this point would be that after the
rule is approved that Land Commission determine the maximum amount for HIPP improvements be
$425,000, which aligns with the current HUD§ 184 loan maximum. The current limit is $250,000 and
would not buy much of a home in the present market. We are also asking Land Commission to
determine the maximum amount for a HIPP land purchase annually to allow for market based increases
to the price of acquiring land.
Finally, it was suggested that we add discussion around removing contingencies, specifically the home
inspection at the option of the tribal member, from the offer to purchase that would allow HIPP offers
to be more competitive . The topic was included in the public meeting notice and the feedback we
collected encouraged keeping the home inspection as a mandatory requirement in the HIPP process.
CHD only considered allowing tribal citizen buyers to waiver the home inspection to assist the Oneida
citizen in being more competitive while using the HIP process. CHD agree with the feedback collected
that the home inspection should remain a requirement within the HIPP process to ensure that any home
purchased subject to a residential lease with the Nation is in a safe and habitable condition for our tribal
citizens.
I have attached the transcribed dialog of the public hearing that was held on November 16, 2023 at the
Comprehensive Housing Division. There were no additional written comments submitted during the
public comment period. No revisions were made to the rule as a result ofthe public meeting and
comment period.
of 45
Page
60 of1110
r'\
Oneida Land Commission
ONEIDA
Regular Meeting
5:00 p.m. Tuesday, December 26, 2023
Little Bear Conference Room & Microsoft Teams
=DDDDmJ=
Agenda
I.
CALL TO ORDER AND ROLL CALL
II.
ADOPT THE AGENDA
Ill.
TASK LIST
IV.
READING OF MINUTES
A. Approve the December 11, 2023, regular Oneida Land Commission meeting minutes pg. 3
Sponsor: Sherrole Benton
V.
TABLED BUSINESS
VI.
OLD BUSINESS
VII.
NEW BUSINESS
VIII.
REPORTS (FY-22 DEADLINES Q1-FEB 1, SEMI-ANNUAL-APR, Q2-MAY 3, Q3-AUG 2, ANNUAL-SEPT, Q4-NOV 1)
IX.
EXECUTIVE SESSION
A. ACQUISITIONS
1. Accept the Restricted Fee Legislation presentation pg. 9
Sponsor: Krystal John
2. Accept the Land Acquisition Budget update pg. 21
Sponsor: Lauren Hartman
3. Determine next steps regarding File# 12202301 R pg. 30
Sponsor: Lauren Hartman
Oneida Land Commission
December 26, 2023
Regular Meeting Agenda
Page 1 of 2
\
2 of 45
Page
61 of 110
4.
Determine next steps regarding File# 12202301 C pg. 38
Sponsor: Lauren Hartman
X. ADJOURNMENT
Oneida Land Commission
Regular Meeting Agenda
Page 2 of 2
December 26, 2023
3 of 45
Page
62 of 110
Oneida Land Commission Agenda Request
Regular Land Commission meetings are held the second and fourth Monday of each month . The deadline for
submitting agenda items for consideration at a Regular Land Commission meeting is 4:30 p.m. on the
Wednesday preceding the meeting date.
1. Meeting Date:
11_2_3_____
1_
~I1_2_/_
~
2. General Information:
□ Executive -See Open Records and Open Meetings law §107.4, then choose one :
Session: (!] open
Choose One
Agenda Header:
Reading of Minutes
Requested Action (please describe):
Approve the December 11, 2023, regular Oneida Land Commission meeting minutes
3. Supporting Materials
□ Resolution □ Report
1.
!other-list below
~
i12/11 /23 draft minutes
3.
4.
2.
4. Submission:
Authorized Sponsor:
ISherrole Benton, Secretary
Name, Title/ Dept.
Primary Requestor/Submitter:
IBrooke Doxtator, BCC Supervisor
Name, Title/ Dept. or Tribal Member
Page 1 of 2
Approved by OLC 9/14/20
Page
4 of 45
63 of 110
"
ONEIDA
=DDfKKKJ=
Oneida Land Commission
Regular Meeting
5:00 p.m. Monday, December 11, 2023
Little Bear Conference Room & Microsoft Teams
Minutes
Present: Chair John Danforth, Vice Chair Sidney White, Secretary Sherrole Benton, Commissioners:
Patricia Cornelius, Jennifer Hill, Frederick Muscavitch;
Excused: Donald Mclester;
Others Present: Brooke Doxtator, Victoria Flowers, Lauren Hartman
Mclester, Nicole Rommel, Danielle White, Diane Wilson ;
"' ••
I.
CALL TO ORDER AND ROLL CALL
Meeting called to order by Chair John Danforth at
II.
,;j ~ \•••••>,
ADOPT THE AGENDA
·,,_\,i~t:
Motion by Frederick Muscavitch to adopt th~ c:1$eilg§l. ";'Jth one addi~§,g1~t the beginning of executive session
[1) IX.A. GTC Annual Presentation], secondeq by Sidrllj!Y White. Moti'(?g carried:
Ayes:
Sherrole Be~ton , Patrici 9 Cornelius: Uennifer Hill, Frederick Muscavitch,
White )
•
Ill.
TASK LIST
IV.
READING
Jlli~OTES
•
··.··<::•.·····-,•,·-•.
A. Approve the N~::!~~r ?7, 20~~/f~gular
Sponsor; Sherrole Benton ,
•<
~
~
Land Commission meeting minutes
~
Motion by FredefIBR Muscavitch to❖'qpprove th: ; N6vember 27, 2023, regular Oneida Land Commission
meeting minutes, seconded by Sidn~y yVhite. Motion carried :
Ayes:
Sp~ffole Benton, Patricia Cornelius, Jennifer Hill , Frederick Muscavitch,
Sidfi~
· •·•·••··••········ y White
V.
TABLED BUSINESS
Oneida Land Commission
Regular Meeting Minutes
Page 1 of 5
December 11, 2023
Page
5 of 45
64 of 110
VI.
OLD BUSINESS
A. Determine next steps regarding Draft OLC OBC Joint meeting agenda
Sponsor: Frederick Muscavitch
Motion by Sidney White to direct the Oneida Land Commission Chair to schedule to Joint meetings in
January and February of 2024 for a 1-to-2-hour period, seconded by Frederick Muscavitch. Motion carried :
Ayes:
Sherrole Benton, Patricia Cornelius, Jennifer Hill, Frederick Muscavitch,
Sidney White
For the record: Tehassi Hill, OBC Liaison agreed to the Joint meetings in the 12111/23 regular Oneida Land
Commission meeting.
VII.
NEW BUSINESS
A. Determine next steps regarding the Leasing l.4 aW
Purchase (HIP) Program
,.
Sponsor: Michelle Hill
by Independent
<~~j
Motion by Sidney White to approve title 6 602 1.5-1
~toposed changes which will be approved by the
Oneida Land Commission on an annual basis, seconded by p 9tricia COrnelius. Motion 9?f[ied:
Ayes:
Sherr9I~ 6~nton , PatriciaGprp~Jiys; Jennifer Hill, Fred~rick Muscavitch,
SidneyYYbl!§ >
•..• ··········,
Motion by Sidney White to set the HIPP impf~Y!;t~~i!:t~· pe $425,ooO~mich aligns with the current HUD 184
loan maximum for FY-2024, se~?nded by Jeri~if~I Hill.Motion carried :<-.
Ayes: <t
§ b.!=!rrole Bentqtj; Patricia Cornelius, Jennifer Hill, Frederick Muscavitch,
White •
•·• · ,
••
<s\gp§y
Motion by Sidney White fah§Y~ Land ~~nagement staff Tipdate the HIPP corresponding standard operating
procedure to increase the rila?{§giount qf Land Acquisitiqn to the current market, seconded by Sherrole
Benton . Motion :••>::?•:•·>::.:,.,..
B. l aopt r~solution
County
Spons;f! Oiane Wilson
>,
~ h~;;!1e 'mhito >
SidneK White "
.ri d ,. o. ornelius, Jennifer H
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