Oneida Business Committee (2023)

Tribal code

Ask Donna

What actually matters in this document.

Text

1 of 88

~

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

ONEIDA

LEGISLATIVE OPERATING COMMITTEE MEETING AGENDA

Business Committee Conference Room - 2nd Floor Norbert Hill Center

May 3, 2023

9:00 a.m.

I.

Call to Order and Approval of the Agenda

II.

Minutes to be Approved

1. April 19, 2023 LOC Meeting Minutes (pg. 2)

III.

Current Business

1. Petition: L. Dallas – Budgets for the Oneida Nation be Brought Before the General Tribal

Council (pg. 4)

2. Petition: L. Dallas – Community Improvement Projects (CIP) and Funding (pg. 12)

3. Petition: L. Dallas – Contract of Chief Counsel Jo Anne House (pg. 18)

4. Petition: L. Dallas – Direct a Certified Parliamentarian be Appointed by General Tribal

Council Prior to Each General Tribal Council Meeting (pg. 22)

5. Petition: L. Dallas – Disclosure of Oneida Nation Travel Expenditures from January 1, 2020

– Present (pg. 28)

6. Petition: L. Dallas – Disclosure of Oneida Nation Travel Expenditures to England for the

October 9, 2022, Green Bay Packer Game (pg. 38)

7. Petition: L. Dallas – Donations - Internal and External (pg. 48)

8. Petition: L. Dallas – Repeal GTC Resolution # 01-21-19-A Amending the 120-Day Petition

Timeline Adopted by General Tribal Council (pg. 55)

9. Petition: L. Dallas – Repeal the Budget and Finances Law (pg. 60)

IV.

New Submissions

1. Petition: L. Dallas – Emergency Amendments to the Election Law for 2023 General Election

(pg. 74)

V.

Additions

1. Legislative Operating Committee Fiscal Year 2023 Semi-Annual Report (pg. 76)

2. Legislative Reference Office Fiscal Year 2023 Semi-Annual Report (pg. 79)

VI.

Administrative Updates

1. Legislative Operating Committee Fiscal Year 2023 Second Quarter Report (pg. 81)

VII.

Executive Session

VIII. Recess/Adjourn

A good mind. A good heart. A strong fire.

2 of 88

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

r'\

mooao

ONEIDA

LEGISLATIVE OPERATING COMMITTEE MEETING MINUTES

Oneida Business Committee Conference Room-2nd Floor Norbert Hill Center

April 19, 2023

9:00 a.m.

Present: David P. Jordan, Marie Cornelius, Kirby Metoxen, Daniel Guzman King

Excused: Jennifer Webster

Others Present: Clorissa N. Leeman, Grace Elliott, Kathleen Metoxen, Keith Doxtator, Rhiannon

Metoxen (Microsoft Teams), Peggy Van Gheem (Microsoft Teams), Michelle Tipple (Microsoft

Teams), Matt Denny (Microsoft Teams), Justin Nishimoto (Microsoft Teams), Todd Vanden

Heuvel (Microsoft Teams), Kristal Hill (Microsoft Teams), Terri Schlitz (Microsoft Teams),

Kaylynn Gresham (Microsoft Teams), Tine Jorgensen (Microsoft Teams), Laura Laitinen-Warren

(Microsoft Teams), Rae Skenandore (Microsoft Teams), Reynold Danforth (Microsoft Teams),

Mark Powless (Microsoft Teams), Michelle Braaten (Microsoft Teams), Nicholas Anderson

(Microsoft Teams), Carrie Lindsey (Microsoft Teams)

I.

Call to Order and Approval of the Agenda

David P. Jordan called the April 19, 2023, Legislative Operating Committee meeting to

order at 9:00 a.m.

Motion by Marie Cornelius to adopt the agenda with one addition – item V.1 Petition: L.

Dallas – GTC Directive for OBC to Stay Out of Day-to-Day Business; seconded by Kirby

Metoxen. Motion carried unanimously.

II.

Minutes to be Approved

1. April 7, 2023 LOC Meeting Minutes

Motion by Marie Cornelius to approve the April 7, 2023, LOC meeting minutes and

forward to the Oneida Business Committee; seconded by Kirby Metoxen. Motion carried

unanimously.

III.

Current Business

1. Petition: L. Dallas – Disclosure of FY- 2020 Budget

Motion by Marie Cornelius to accept the statement of effect for the Petition: L. Dallas –

Disclosure of FY- 2020 Budget and forward to the Oneida Business Committee; seconded

by Daniel Guzman King. Motion carried unanimously.

A good mind. A good heart. A strong fire.

Legislative Operating Committee Meeting Minutes of April 19, 2023

Page 1 of 2

~

ONEIDA

3 of 88

2. Petition: L. Dallas – Disclosure of FY- 2021 Budget

Motion by Marie Cornelius to accept the statement of effect for the Petition: L. Dallas –

Disclosure of FY- 2021 Budget and forward to the Oneida Business Committee; seconded

by Kirby Metoxen. Motion carried unanimously.

3. Petition: L. Dallas – Disclosure of FY- 2022 Budget

Motion by Marie Cornelius to accept the statement of effect for the Petition: L. Dallas –

Disclosure of FY- 2022 Budget and forward to the Oneida Business Committee; seconded

by Kirby Metoxen. Motion carried unanimously.

4. Petition: L. Dallas – Implement Payments of Medicare Plan B Premium Payments

to all Eligible Oneida Enrolled Members

Motion by Marie Cornelius to accept the statement of effect for the Petition: L. Dallas –

Implement Payments of Medicare Plan B Premium Payments to all Eligible Oneida

Enrolled Members and forward to the Oneida Business Committee; seconded by Daniel

Guzman King. Motion carried unanimously.

5. Petition: L. Dallas – Term Limits for 2023

Motion by Kirby Metoxen to accept the statement of effect for the Petition: L. Dallas –

Term Limits for 2023 and forward to the Oneida Business Committee; seconded by Marie

Cornelius. Motion carried unanimously.

IV.

New Submissions

V.

Additions

1. Petition: L. Dallas – GTC Directive for OBC to Stay Out of Day-to-Day Business

Motion by Marie Cornelius to accept the updated statement of effect for the Petition: L.

Dallas – GTC Directive for OBC to Stay Out of Day-to-Day Business and forward to the

Oneida Business Committee; seconded by Kirby Metoxen. Motion carried unanimously.

VI.

Administrative Items

1. Memorandum: Status Update for Outstanding General Tribal Council Petitions

Motion by Marie Cornelius to accept the memorandum titled, Status Update for

Outstanding General Tribal Council Petitions, and forward to the Oneida Business

Committee; seconded by Daniel Guzman King. Motion carried unanimously.

VII.

Executive Session

VIII. Adjourn

Motion by Daniel Guzman King to adjourn at 9:18 a.m.; seconded by Marie Cornelius.

Motion carried unanimously.

Legislative Operating Committee Meeting Minutes of April 19, 2023

Page 2 of 2

4 of 88

Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

May 3, 2023

Petition: L. Dallas – Budgets for the

Oneida Nation be Brought Before the

General Tribal Council

Submission Date: 4/7/23

LOC Sponsor: All LOC Members

Summary: This petition calls for a special General Tribal Council (GTC) meeting to be

called to consider the following:

 Direct that the budgets for the Oneida Nation of Wisconsin shall be brought before the

General Tribal Council in separate GTC meetings and scheduled as follows for the solely

purpose of presenting, reviewing, discussing, and receiving approval/denial/modification

by the General Tribal Council PRIOR to ANY changes being implemented:

 Oneida Nation of Wisconsin Organizational Structure

 Business Committee and Other Committees

 Boards and Commissions

 Law Office and All other Areas

 Direct that Roberts Rules of Order will be suspended for a minimum of one (1) hour for

discussion with five (5) minutes per person for discussion;

 GTC reserves the right to review, discuss, and take any other action deemed appropriate

by the General Tribal Council during the GTC Meeting regarding the above matter.

3/22/23 OBC: Motion by Lisa Liggins for item X.E.-AB., to acknowledge receipt of the petition; to direct

the BC Direct Report Offices to complete and submit their administrative impact statements

of the petition to the TribalSecretary mailbox by Wednesday, April 12, 2023; and to direct the

Law, Finance, and Legislative Reference Offices to complete, respectively, the legal review,

fiscal impact statement, and statement of effect with status updates to be submitted for the

April 26, 2023, regular Business Committee meeting agenda and the first Business Committee

meeting of the month thereafter or until the final documents are submitted, seconded by Marie

Cornelius. Motion carried.

4/7/23 LOC:

Motion by Marie Cornelius to add items IV.1 through IV.24 to the Active Files List with all

LOC members as the sponsor; seconded Kirby Metoxen. Motion carried unanimously.

4/26/23 OBC: Motion by Marie Cornelius to accept the petition processing notice and the 2023 petition status

report, seconded by David P. Jordan. Motion carried.

Page 1 of 2

A good mind. A good heart. A strong fire.

5 of 88

Next Steps:

 Accept the statement of effect for Petition: L. Dallas – Budgets for the Oneida Nation be

Brought Before the General Tribal Council and forward to the Oneida Business Committee.

Page 2 of 2

A good mind. A good heart. A strong fire.

~

ONEIDA

6 of 88

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

ONEIDA

Statement of Effect

Petition: L. Dallas – Budgets for the Oneida Nation be Brought Before the

General Tribal Council

Summary

This petition requests the General Tribal Council to consider directing that the budgets for the

Nation be brought before the General Tribal Council in separate meetings and in the following

order for the purpose of presenting, reviewing, discussing, and receiving approval, denial, or

modification by the General Tribal Council prior to changes being implemented: (1) entities within

the Oneida Nation organizational structure; (2) Oneida Business Committee and other committees;

(3) boards and commissions; and (4) Oneida Law Office and all other areas. This petition also

requests the General Tribal Council to consider directing that Roberts Rules of Order be suspended

for a minimum of one (1) hour for discussion with five (5) minutes per person for discussion.

Submitted by: Clorissa N. Leeman, Senior Staff Attorney, Legislative Reference Office

Date: April 18, 2023

Analysis by the Legislative Reference Office

On March 2, 2023, the Petition: L. Dallas – Budgets for the Oneida Nation be Brought Before the

General Tribal Council (“the Petition”) was submitted to the Government Administrative Office

by Linda Dallas and then verified by the Oneida Trust Enrollment Department on March 7, 2023.

On March 22, 2023, the Oneida Business Committee acknowledged receipt of the Petition and

directed that the Legislative Reference Office complete a statement of effect for the Petition with

status updates to be submitted for the April 26, 2023, regular Business Committee meeting agenda

and the first Business Committee meeting of the month thereafter or until the final documents are

submitted. The Legislative Operating Committee added the Petition to its Active Files List on

April 7, 2023, for a statement of effect to be developed by the Legislative Reference Office.

The purpose of this Petition is to call a special meeting of the General Tribal Council to consider

the following:

 Direct that the budgets for the Oneida Nation of Wisconsin shall be brought before

the General Tribal Council in separate GTC meetings and scheduled as follows for

the solely purpose of presenting, reviewing, discussing and receiving

approval/denial/modification(s) by the General Tribal Council PRIOR to ANY

changes being implemented:

1. Oneida Nation of Wisconsin Organizational Structure

2. Business Committee and Other Committees

Page 1 of 6

A good mind. A good heart. A strong fire.

7 of 88

3. Boards and Commissions

4. Law Office and All other Areas

Direct that Roberts Rules of Order will be suspended for a minimum of one (1) hour

for discussion with five minutes per person for discussion;

GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

All applicable laws and policies of the Nation were reviewed in developing this statement of effect

for the Petition.

Process for the Adoption of the Budget

Article IV, Section 1 of the Constitution and Bylaws of the Oneida Nation grants the General

Tribal Council the power to “manage all economic affairs and enterprises of the Oneida Nation”

and to “promulgate and enforce ordinances . . . providing for the . . . appropriation of available

tribal funds for public purposes. . . .” [Oneida Nation Constitution Article IV Section 1(e) and (f)].

Subject to its review, the General Tribal Council has delegated the authority set forth in Article IV

of the Constitution to the Oneida Business Committee.

The Budget and Finances law sets forth the requirements to be followed by the Oneida Business

Committee and the Oneida fund units when preparing the budget to be presented to the General

Tribal Council for approval, and to establish financial policies and procedures for the Nation

which:

 institutionalize best practices in financial management to guide decision makers in making

informed decisions regarding the provision of services, implementation of business plans

for enterprises, investments, and capital assets;

 provide a long term financial prospective and strategic intent, linking budget allocations to

organizational goals, as well as providing fiscal controls and accountability for results and

outcomes;

 identify and communicate to the membership of the Nation spending decisions for the

government function, grant obligations, enterprises, membership mandates, capital

expenditures, technology projects, and capital improvement projects;

 establish a framework for effective financial risk management; and

 encourage participation by the Nation’s membership. [1 O.C. 121.1-1].

The Nation is required to develop, adopt, and manage an annual budget. [1 O.C. 121.5-1]. All

revenues and expenditures of the Nation shall be in accordance with the annual budget. Id. The

Nation’s annual budget is required to be a balanced budget, which does not propose to spend more

funds than are reasonably expected to become available to the Nation during that fiscal year. Id.

Page 2 of 6

A good mind. A good heart. A strong fire.

~

ONEIDA

8 of 88

The Budget and Finances law provides for the process and procedures to be used for the

development and adoption of the Nation’s budget. [1 O.C. 121.5-4].

The Budget and Finances law requires that the Treasurer develop the necessary guidelines,

including specific timelines and deadlines, to be followed by the managers that have budget

responsibility in preparing and submitting proposed budgets, and that the Treasurer then submit

those guidelines to the Oneida Business Committee for review and approval through the adoption

of a resolution. [1 O.C. 121.5-4(a)]. The Treasurer is then required to receive, review, and compile

the proposed budgets from all the fund units into the Nation’s draft budget, and then present the

Nation’s draft budget to the Oneida Business Committee for review each year to ensure that it is

consistent with the Nation’s strategic plan, broad goals, and budget strategy. [1 O.C. 121.5-4(b)].

The Budget and Finances law then requires the Oneida Business Committee to work with the

Treasurer, Chief Financial Officer, managers, or other appropriate entity to compile a final draft

budget to be presented to the General Tribal Council. [1 O.C. 121.5-4(c)]. The Oneida Business

Committee is then required to approve, by resolution, the final draft budget to be presented to the

General Tribal Council. Once the Oneida Business Committee has approved the final draft budget,

the Treasurer is required to hold, at a minimum, two (2) community informational meetings to

present the contents of the final draft budget that will be presented to the General Tribal Council.

[1 O.C. 121.5-4(d)]. The Oneida Business Committee is then required to present the budget to the

General Tribal Council with a request for adoption by resolution no later than September 30th of

each year, with the General Tribal Council responsible for adopting the Nation’s budget. [1 O.C.

121.5-4(e)].

The Budget and Finances law provides that in the event that the General Tribal Council does not

adopt a budget by September 30th, the Oneida Business Committee may adopt a continuing budget

resolution until such time as a budget is adopted. [1 O.C. 121.5-4(e)(1)]. If the General Tribal

Council is not able to adopt a budget within three (3) months of the adoption of the continuing

budget resolution, then the Oneida Business Committee shall proceed with the adoption of the

Nation’s budget. Id. In the event that the Nation proclaims an emergency, in accordance with the

Emergency Management law, that stays in effect for at least one (1) month and prevents the

presentation to and adoption of the budget by the General Tribal Council, the Oneida Business

Committee shall adopt the Nation’s budget. [1 O.C. 121.5-4(e)(2)].

The Petition requests the General Tribal Council to consider directing that the budgets for the

Nation be brought before the General Tribal Council in separate meetings and in the following

order for the purpose of presenting, reviewing, discussing, and receiving approval, denial, or

modification by the General Tribal Council prior to changes being implemented: (1) entities within

the Oneida Nation organizational structure; (2) Oneida Business Committee and other committees;

(3) boards and commissions; and (4) Oneida Law Office and all other areas. Overall, the requests

of this Petition would have legislative impacts on the Budget and Finances law.

Page 3 of 6

A good mind. A good heart. A strong fire.

~

ONEIDA

9 of 88

The Petition’s request for budgets of the Nation to be brought before the General Tribal Council

for presentation and adoption is already addressed by and complies with the Budget and Finances

law, which requires that the budget be presented to the General Tribal Council with a request for

adoption by September 30th of each year. [1 O.C. 121.5-4(e)]. The Oneida Business Committee is

only ever given the authority to adopt the Nation’s budget in limited circumstances where the

General Tribal Council’s ability to adopt the budget itself has been impacted, such as when the

General Tribal Council is not able to adopt a budget within three (3) months of the adoption of the

continuing budget resolution, or when the Nation proclaims an emergency, in accordance with the

Emergency Management law, that stays in effect for at least one (1) month and prevents the

presentation to and adoption of the budget by the General Tribal Council. [1 O.C. 121.5-4(e)(1)(2)].

Additionally, to ensure that the Nation’s membership has adequate opportunity to review, discuss,

and become educated on the Nation’s budget prior to the General Tribal Council meeting where it

will be formally considered, the Budget and Finances law requires that once the Oneida Business

Committee has approved the final draft budget, the Treasurer holds, at a minimum, two (2)

community informational meetings to present the contents of the final draft budget that will be

presented to the General Tribal Council. [1 O.C. 121.5-4(d)].

The Petition’s request for the budgets of the Nation to be broken up into different categories and

then be brought before the General Tribal Council in separate meetings for the purpose of

presenting, reviewing, discussing, and receiving approval, denial, or modification(s) by the

General Tribal Council would conflict with the Budget and Finances law’s directive that one (1)

final draft budget on behalf of the Nation as a whole be presented to the General Tribal Council

for consideration. The Treasurer is required to compile all proposed budgets from the individuals

fund units within the Nation into a draft budget for the Nation, and then work with the Chief

Financial Officer, the Oneida Business Committee, managers, and other appropriate entities to

finalize the Nation’s draft budget. [1 O.C. 121.5-4(b)-(c)]. The Oneida Business Committee is

then required to approve the final draft budget for the Nation to be presented to the General Tribal

Council, and then present that draft budget to the General Tribal Council for adoption. [1 O.C.

121.5-4(c)-(e)]. Breaking up the budget that is presented to the General Tribal Council into

multiple separate budgets that are presented for consideration of adoption in a piecemeal fashion

conflicts with budget adoption process found in section 121.5-4 of the Budget and Finances law,

as well as the overall sentiment provided in section 121.5-1 of the law that the Nation develop,

adopt, and manage one annual budget

Suspension of Robert’s Rules of Order

The Petition requests that the General Tribal Council consider directing that Roberts Rules of

Order be suspended for a minimum of one (1) hour for discussion with five (5) minutes per person

Page 4 of 6

A good mind. A good heart. A strong fire.

~

ONEIDA

10 of 88

for discussion. There are no laws of the Nation that address the General Tribal Council using

Robert’s Rules of Order.

Historically, the General Tribal Council addressed through motions during its meetings limitations

on speakers during General Tribal Council meetings. In an effort to standardize some actions of

the General Tribal Council consistent with prior actions and understandings, the General Tribal

Council adopted resolution GTC-12-02-19-A, Establishing Rule Regarding Presentations and

Speakers, which set the following procedural rules to be applied when a General Tribal Council

meeting is called to order:

 Upon calling the meeting to order, members are limited to three (3) minutes per person. A

member must make all comments, ask all questions, and make any requested motions

within the three (3) minute time period.

 Upon calling the meeting to order, members are limited to speaking once per topic until all

interested parties have had an opportunity to speak and may be recognized one (1)

additional time. Topic is defined as the discussion period, main motion, and any

amendments.

 Upon calling the meeting to order, presentations are limited to fifteen (15) minutes per

presenter.

The General Tribal Council Ten Day Notice Policy provides a clear and concise statement of

procedures to be followed by the General Tribal Council and the Oneida Business Committee

when conducting General Tribal Council meetings. [1 O.C. 110.1-3]. The General Tribal Council

Ten Day Notice Policy provides that any action to overrule previous passed motions or resolutions

of the General Tribal Council shall require a two-thirds (2/3) majority vote. [1 O.C. 110.3-1(a)(3)].

Therefore, any action by the General Tribal Council to approve the Petition’s request that the three

(3) minute time limitation on speakers provided for in resolution GTC-12-02-19-A be changed to

five (5) minutes would require a two-thirds (2/3) majority vote by the General Tribal Council.

Conclusion

After a review of all applicable laws and policies of the Nation, it has been determined that the

adoption of the Petition: L. Dallas – Budgets for the Oneida Nation be Brought Before the General

Tribal Council would have the following legislative effects:

1. The Petition’s request for budgets of the Nation to be brought before the General Tribal

Council for presentation and adoption is already addressed by and complies with the

Budget and Finances law, which requires that the budget be presented to the General Tribal

Council with a request for adoption by September 30th of each year.

2. The Petition’s request that the Nation’s budget be broken up into multiple separate budgets

based on different categories within the Nation’s structure that are then presented to the

General Tribal Council for consideration of adoption in a piecemeal fashion at separate

meetings conflicts with budget adoption process found in section 121.5-4 of the Budget

Page 5 of 6

A good mind. A good heart. A strong fire.

~

ONEIDA

11 of 88

and Finances law which requires one (1) final draft budget on behalf of the Nation as a

whole to be presented to the General Tribal Council, as well as the overall sentiment

provided in section 121.5-1 of the law that the Nation develop, adopt, and manage one

annual budget.

3. In regard to the Petition’s request that the General Tribal Council consider directing that

Roberts Rules of Order be suspended for a minimum of one (1) hour for discussion with

five (5) minutes per person for discussion, there are no laws of the Nation that address the

General Tribal Council using Robert’s Rules of Order. Any action by the General Tribal

Council to approve the Petition’s request that the three (3) minute time limitation on

speakers provided for in resolution GTC-12-02-19-A be changed to five (5) minutes would

require a two-thirds (2/3) majority vote by the General Tribal Council in accordance with

the General Tribal Council Ten Day Notice Policy.

Requested Action

Accept the statement of effect for the Petition: L. Dallas – Budgets for the Oneida Nation be

Brought Before the General Tribal Council.

Page 6 of 6

A good mind. A good heart. A strong fire.

~

ONEIDA

12 of 88

Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

May 3, 2023

Petition: L. Dallas - Community

Improvement Projects (CIP) and

Funding

Submission Date: 4/7/23

LOC Sponsor: All LOC Members

Summary: This petition calls for a special General Tribal Council (GTC) meeting to be

called to consider the following:

 Direct that the budgets for the Oneida Nation of Wisconsin shall be brought before the

General Tribal Council in separate GTC meetings and scheduled as follows for the solely

purpose of presenting, reviewing, discussing, and receiving approval/denial/modification

by the General Tribal Council PRIOR to ANY changes being implemented:

 Oneida Nation of Wisconsin Organizational Structure

 Business Committee and Other Committees

 Boards and Commissions

 Law Office and All other Areas

 Direct that Roberts Rules of Order will be suspended for a minimum of one (1) hour for

discussion with five (5) minutes per person for discussion;

 GTC reserves the right to review, discuss, and take any other action deemed appropriate

by the General Tribal Council during the GTC Meeting regarding the above matter.

3/22/23 OBC: Motion by Lisa Liggins for item X.E.-AB., to acknowledge receipt of the petition; to direct

the BC Direct Report Offices to complete and submit their administrative impact statements

of the petition to the TribalSecretary mailbox by Wednesday, April 12, 2023; and to direct the

Law, Finance, and Legislative Reference Offices to complete, respectively, the legal review,

fiscal impact statement, and statement of effect with status updates to be submitted for the

April 26, 2023, regular Business Committee meeting agenda and the first Business Committee

meeting of the month thereafter or until the final documents are submitted, seconded by Marie

Cornelius. Motion carried.

4/7/23 LOC:

Motion by Marie Cornelius to add items IV.1 through IV.24 to the Active Files List with all

LOC members as the sponsor; seconded Kirby Metoxen. Motion carried unanimously.

4/19/23 LOC: Motion by Marie Cornelius to accept the memorandum titled, Status Update for Outstanding

General Tribal Council Petitions, and forward to the Oneida Business Committee; seconded

by Daniel Guzman King. Motion carried unanimously.

Page 1 of 2

A good mind. A good heart. A strong fire.

13 of 88

4/26/23 OBC: Motion by Marie Cornelius to accept the petition processing notice and the 2023 petition status

report, seconded by David P. Jordan. Motion carried.

Next Steps:

 Accept the statement of effect for Petition: L. Dallas - Community Improvement Projects

(CIP) and Funding and forward to the Oneida Business Committee.

Page 2 of 2

A good mind. A good heart. A strong fire.

~

ONEIDA

14 of 88

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

ONEIDA

Statement of Effect

Petition: L. Dallas – Community Improvement Projects (CIP) and Funding

Summary

This petition requests the General Tribal Council to consider directing that any and all community

improvement projects be clearly and concisely presented independently and separate from the

normal budget process for review, discussion, and approval, denial, or modification by the General

Tribal Council prior to any funds being released or distributed.

Submitted by: Clorissa N. Leeman, Senior Staff Attorney, Legislative Reference Office

Date: April 18, 2023

Analysis by the Legislative Reference Office

On March 2, 2023, the Petition: L. Dallas – Community Improvement Projects (CIP) and Funding

(“the Petition”) was submitted to the Government Administrative Office by Linda Dallas and then

verified by the Oneida Trust Enrollment Department on March 7, 2023. On March 22, 2023, the

Oneida Business Committee acknowledged receipt of the Petition and directed that the Legislative

Reference Office complete a statement of effect for the Petition with status updates to be submitted

for the April 26, 2023, regular Business Committee meeting agenda and the first Business

Committee meeting of the month thereafter or until the final documents are submitted. The

Legislative Operating Committee added the Petition to its Active Files List on April 7, 2023, for a

statement of effect to be developed by the Legislative Reference Office.

The purpose of this Petition is to call a special meeting of the General Tribal Council to consider

the following:

 Direct any and all Community Improvement Projects (commonly referred to as “CIP

Projects”) of any kind shall be clearly and concisely presented independently and separate

from the normal budget process for review, discussion and approval/denial/modification

by the GTC PRIOR TO any funds being released or distributed; and

 GTC reserves the right to review, discuss, and take any other action deemed appropriate

by the General Tribal Council during the GTC Meeting regarding the above matter.

All applicable laws and policies of the Nation were reviewed in developing this statement of effect

for the Petition.

Page 1 of 4

A good mind. A good heart. A strong fire.

15 of 88

Budget and Finances Law

The Budget and Finances law sets forth the requirements to be followed by the Oneida Business

Committee and the Oneida fund units when preparing the budget to be presented to the General

Tribal Council for approval, and to establish financial policies and procedures for the Nation

which:

 institutionalize best practices in financial management to guide decision makers in making

informed decisions regarding the provision of services, implementation of business plans

for enterprises, investments, and capital assets;

 provide a long term financial prospective and strategic intent, linking budget allocations to

organizational goals, as well as providing fiscal controls and accountability for results and

outcomes;

 identify and communicate to the membership of the Nation spending decisions for the

government function, grant obligations, enterprises, membership mandates, capital

expenditures, technology projects, and capital improvement projects;

 establish a framework for effective financial risk management; and

 encourage participation by the Nation’s membership. [1 O.C. 121.1-1].

The Nation is required to develop, adopt, and manage an annual budget. [1 O.C. 121.5-1]. All

revenues and expenditures of the Nation shall be in accordance with the annual budget. Id. The

Nation’s annual budget is required to be a balanced budget, which does not propose to spend more

funds than are reasonably expected to become available to the Nation during that fiscal year. Id.

The Budget and Finances law provides for the process and procedures to be used for the

development and adoption of the Nation’s budget. [1 O.C. 121.5-4].

This Petition references the term “community improvement projects (commonly referred to as ‘CIP

Projects’).” For this statement of effect, it is being interpreted that the reference to “community

improvement” projects mean capital improvement projects.

The Budget and Finances law addresses capital improvements for the Nation. Capital

improvements is defined by the Budget and Finances law as a non-recurring expenditure for

physical improvements, including costs for:

 acquisition of existing buildings, land, or interests in land;

 construction of new buildings or other structures, including additions and major alterations;

 acquisition of fixed equipment;

 landscaping;

 physical infrastructure; and

 similar expenditures with a cost of five thousand dollars ($5,000.00) or more and a useful

life of one (1) year or more. [1 O.C. 121.3-1(d)].

The acquisition of existing buildings and land completed by the Oneida Land Commission are not

included in the definition for capital improvements. [1 O.C. 121.3-1(d)(1)(A)].

Page 2 of 4

A good mind. A good heart. A strong fire.

~

ONEIDA

16 of 88

The Budget and Finances law differentiates between capital improvements for government serves,

which are any area or activity of the Nation that is not expected to create revenue for the Nation

and not expected to make a profit at any time, and capital improvements for enterprises, which are

any area or activity of the Nation that is engaged in for the business of profit. [1 O.C. 121.31(h)&(o)]. In regard to capital improvements for government services, the Oneida Business

Committee is delegated the responsibility develop, and the General Tribal Council the

responsibility to approve, a capital improvement plan for government services. [1 O.C. 121.69(a)]. The capital improvement plan for government services covers a period of five (5) to ten (10)

years and is required to include any risks and liabilities. [1 O.C. 121.6-9(a)(1)]. The capital

improvement plan for government services is required to be reassessed once every five (5) years.

[1 O.C. 121.6-9(a)(2)]. The Oneida Business Committee is required to provide a status report and

recommendation for any improvements that have not been completed or that have been modified

at the time of the reassessment. Id. In regard to capital improvements for enterprises, capital

improvement plans for enterprises may be brought forward as needed, provided that the Oneida

Business Committee is delegated the authority to approve all capital improvement plans for

enterprises. [1 O.C. 121.6-9(b)]. Capital improvement plans for both government services and

enterprises are implemented, contingent on available funding capacity. [1 O.C. 121.6-9(c)].

Unexpended capital improvement funds carry over to the next fiscal year’s budget, provided that

such funds are required to remain appropriated for the same purpose as originally budgeted until

the project is complete. [1 O.C. 121.6-6(a)]. Once a capital improvement project is complete, any

remaining unexpended funds shall be returned to the General Fund. Id.

The Petition’s requests for the General Tribal Council to consider directing that any and all

community improvement projects be clearly and concisely presented for review, discussion, and

approval, denial, or modification by the General Tribal Council prior to any funds being released

or distributed would have a legislative impact on the Budget and Finances law. There is no impact

in regard to capital improvement plans for government services, as the Budget and Finances law

already does require that a capital improvement plan for government services be developed by the

Oneida Business Committee and approved by the General Tribal Council. [1 O.C. 121.6-9(a)].

Capital improvement plans for enterprises, on the other hand, are not required to be presented and

approved by the General Tribal Council, and instead are only required by the Budget and Finances

law to be approved by the Oneida Business Committee. Therefore, the Petition’s directive that any

and all capital improvement projects be presented and approved by the General Tribal Council

conflicts with the Budget and Finances law’s delegation of authority to the Oneida Business

Committee to approve capital improvement plans for enterprises.

In regard to the Petition’s request for the General Tribal Council to consider directing that any and

all community improvement projects be clearly and concisely presented independently and

separate from the normal budget process would not have a legislative impact. The Budget and

Finances law requires that the budget be presented to the General Tribal Council with a request

Page 3 of 4

A good mind. A good heart. A strong fire.

~

ONEIDA

17 of 88

for adoption by resolution no later than September 30th of each year. [1 O.C. 121.5-4(e)]. The

Budget and Finances law requires that capital improvement plans for government services be

developed by the Oneida Business Committee and approved by the General Tribal Council. [1

O.C. 121.6-9(a)]. The Budget and Finances law does not provide any specifications or limitations

on whether these items can or cannot be presented on the same agenda.

Conclusion

After a review of all applicable laws and policies of the Nation, it has been determined that the

adoption of the Petition: L. Dallas – Community Improvement Projects (CIP) and Funding would

have the following legislative effects:

1. The Petition’s directive that any and all community improvement projects be presented to

and approved by the General Tribal Council conflicts with the Budget and Finances law’s

delegation of authority to the Oneida Business Committee to approve capital improvement

plans for enterprises. Capital improvement plans for enterprises are not required to be

presented and approved by the General Tribal Council, and instead are only required by

the Budget and Finances law to be approved by the Oneida Business Committee. There is

no impact in regard to capital improvement plans for government services, on the other

hand, as the Budget and Finances law already does require that a capital improvement plan

for government services be developed by the Oneida Business Committee and approved

by the General Tribal Council.

2. The Petition’s request for the General Tribal Council to consider directing that any and all

community improvement projects be clearly and concisely presented independently and

separate from the normal budget process would not have a legislative impact. Although

the Budget and Finances law requires that the budget be presented to the General Tribal

Council with a request for adoption by resolution no later than September 30th of each year

and also requires that capital improvement plans for government services be developed by

the Oneida Business Committee and approved by the General Tribal Council, the Budget

and Finances law does not provide any specifications or limitations on whether these items

can or cannot be presented on the same agenda.

Requested Action

Accept the statement of effect for the Petition: L. Dallas – Community Improvement Projects (CIP)

and Funding.

Page 4 of 4

A good mind. A good heart. A strong fire.

~

ONEIDA

18 of 88

Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

May 3, 2023

Petition: L. Dallas – Contract of Chief

Counsel JoAnne House

Submission Date: 4/7/23

LOC Sponsor: All LOC Members

Summary: This petition calls for a special General Tribal Council (GTC) meeting to be

called to consider the following:

 To review, discuss, uphold, modify or terminate the contract of the Oneida Nation of

Wisconsin's Tribal Chief Counsel Jo Ann House;

 To direct the action decided by the General Tribal Council shall be effective

immediately; and

 GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Mc ting regarding the

above matters.

3/22/23 OBC: Motion by Lisa Liggins for item X.E.-AB., to acknowledge receipt of the petition; to direct

the BC Direct Report Offices to complete and submit their administrative impact statements

of the petition to the TribalSecretary mailbox by Wednesday, April 12, 2023; and to direct the

Law, Finance, and Legislative Reference Offices to complete, respectively, the legal review,

fiscal impact statement, and statement of effect with status updates to be submitted for the

April 26, 2023, regular Business Committee meeting agenda and the first Business Committee

meeting of the month thereafter or until the final documents are submitted, seconded by Marie

Cornelius. Motion carried.

4/7/23 LOC:

Motion by Marie Cornelius to add items IV.1 through IV.24 to the Active Files List with all

LOC members as the sponsor; seconded Kirby Metoxen. Motion carried unanimously.

4/19/23 LOC: Motion by Marie Cornelius to accept the memorandum titled, Status Update for Outstanding

General Tribal Council Petitions, and forward to the Oneida Business Committee; seconded

by Daniel Guzman King. Motion carried unanimously.

4/26/23 OBC: Motion by Marie Cornelius to accept the petition processing notice and the 2023 petition status

report, seconded by David P. Jordan. Motion carried.

Next Steps:

 Accept the statement of effect for Petition: L. Dallas - Contract of Chief Counsel JoAnne

House and forward to the Oneida Business Committee.

Page 1 of 1

A good mind. A good heart. A strong fire.

19 of 88

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

ONEIDA

HANDOUT

Statement of Effect

Petition: L. Dallas – Contract of Chief Counsel Jo Anne House

Summary

This petition requests the General Tribal Council to consider reviewing, discussing, upholding,

modifying, or terminating the contract of the Oneida Nation Chief Counsel Jo Anne House.

Submitted by: Clorissa N. Leeman, Senior Staff Attorney, Legislative Reference Office

Date: May 2, 2023

Analysis by the Legislative Reference Office

On March 2, 2023, the Petition: L. Dallas – Contract of Chief Counsel Jo Anne House (“the

Petition”) was submitted to the Government Administrative Office by Linda Dallas and then

verified by the Oneida Trust Enrollment Department on March 7, 2023. On March 22, 2023, the

Oneida Business Committee acknowledged receipt of the Petition and directed that the Legislative

Reference Office complete a statement of effect for the Petition with status updates to be submitted

for the April 26, 2023, regular Business Committee meeting agenda and the first Business

Committee meeting of the month thereafter or until the final documents are submitted. The

Legislative Operating Committee added the Petition to its Active Files List on April 7, 2023, for a

statement of effect to be developed by the Legislative Reference Office.

The purpose of this Petition is to call a special meeting of the General Tribal Council to consider

the following:

 To review, discuss, uphold, modify or terminate the contract of the Oneida Nation of

Wisconsin's Tribal Chief Counsel Jo Ann House;

 To direct the action decided by the General Tribal Council shall be effective immediately;

and

 GTC reserves the right to review, discuss, and take any other action deemed appropriate

by the General Tribal Council during the GTC Mc ting regarding the above matters.

All applicable laws and policies of the Nation were reviewed in developing this statement of effect

for the Petition.

Consideration and Approval of Chief Counsel Employment Contract

The Attorney Contract Policy regulates the utilization of attorneys within the Oneida Nation

organization and attorneys and firms hired on retainer outside the Oneida Nation organization to

Page 1 of 3

A good mind. A good heart. A strong fire.

20 of 88

maximize the professional services and reduce conflict among professionals. [2 O.C. 216.1-1].

The Attorney Contract Policy provides that all attorney contracts are required to be approved by

the Oneida Business Committee, and all attorney contracts shall be signed by the Oneida Business

Committee chairperson and one officer of the Oneida Business Committee on behalf of the Oneida

Nation. [2 O.C. 216.4-1, 216-4-2].

The Petition’s request for the General Tribal Council to review, discuss, uphold, modify, or

terminate the contract of Chief Counsel Jo Anne House conflicts with the Attorney Contract

Policy’s delegation of authority to the Oneida Business Committee to approve attorney contracts

on behalf of the Nation.

Supervision of Chief Council Position

Resolution BC-02-08-23-C, Setting Supervision and Management of Direct Reports to the Oneida

Business Committee and Professional Support Staff, identifies the Chief Counsel position as a

direct report to the Oneida Business Committee. The Oneida Business Committee identifies direct

reports due to the direct contact and supervision by the Oneida Business Committee the positions

require because of the position, the duties, or the services provided by the positions. Resolution

BC-02-08-23-C provides that the Oneida Business Committee delegates the authority and

responsibility of administrative supervision of direct reports – which includes the Chief Counsel

position - to the officers who are identified as the Oneida Business Committee chairperson, vicechairperson, treasurer, secretary, and Legislative Operating Committee chairperson.

Administrative supervision is defined as matters involving the individual personnel requests such

as use of personal or vacation time, and performance tracking. Resolution BC-02-08-23-C further

provides that the Oneida Business Committee delegates the authority and responsibility of

providing direction to direct reports regarding organizational activities to the same officers.

Direction regarding organizational activities is defined as providing advice and opinion regarding

the policy decisions made by the Oneida Business Committee, and excludes the authority to direct

specific action.

The General Tribal Council adopted the Oneida Personnel Policies and Procedures to provide the

Nation’s employee related policies and procedures including policies regarding recruitment,

selection, compensation and benefits, employee relations, safety and health, program and

enterprise rules and regulations, and record keeping. The Oneida Personnel Policies and

Procedures addresses the roles and responsibilities of the Nation’s Human Resources Department,

supervisors, employees, Oneida Personnel Commission, and the Oneida Nation Judiciary in regard

to the management of employees of the Nation, such as the hiring and selection process,

evaluations, and the disciplinary process. In no instance in the Oneida Personnel Policies and

Procedures is the General Tribal Council involved in employment matters in any way.

Page 2 of 3

A good mind. A good heart. A strong fire.

~

ONEIDA

21 of 88

Therefore, the Petition’s request for the General Tribal Council to review, discuss, uphold, modify,

or terminate the contract of Chief Counsel Jo Anne House conflicts with the delegation of authority

to the Oneida Business Committee to serve as supervisor of the Chief Counsel position as provided

for in Resolution BC-02-08-23-C and the Oneida Personnel Policies and Procedures.

Conclusion

After a review of all applicable laws and policies of the Nation, it has been determined that the

adoption of the Petition: L. Dallas – Contract of Chief Counsel JoAnne House would have the

following legislative effects:

1. The Petition’s request for the General Tribal Council to review, discuss, uphold, modify,

or terminate the contract of Chief Counsel Jo Anne House conflicts with the Attorney

Contract Policy’s delegation of authority to the Oneida Business Committee to approve

attorney contracts on behalf of the Nation.

2. The Petition’s request for the General Tribal Council to review, discuss, uphold, modify,

or terminate the contract of Chief Counsel Jo Anne House conflicts with the delegation of

authority of the Oneida Business Committee to serve as supervisor of the Chief Counsel

position as provided for in Resolution BC-02-08-23-C, Setting Supervision and

Management of Direct Reports to the Oneida Business Committee and Professional

Support Staff, and the Oneida Personnel Policies and Procedures.

a. Resolution BC-02-08-23-C identifies the Chief Counsel position as a direct report

to the Oneida Business Committee, and delegates the authority and responsibility

for the administrative supervision of the Chief Counsel position to the officers,

who are identified as the Oneida Business Committee chairperson, vicechairperson, treasurer, secretary, and Legislative Operating Committee

chairperson.

b. The General Tribal Council adopted the Oneida Personnel Policies and Procedures

to provide the Nation’s employee related policies and procedures including policies

regarding recruitment, selection, compensation and benefits, employee relations,

safety and health, program and enterprise rules and regulations, and record keeping.

The Oneida Personnel Policies and Procedures addresses the roles and

responsibilities of the Nation’s Human Resources Department, supervisors,

employees, Oneida Personnel Commission, and the Oneida Nation Judiciary in

regard to the management of employees of the Nation, such as the hiring and

selection process, evaluations, and the disciplinary process. In no instance in the

Oneida Personnel Policies and Procedures is the General Tribal Council involved

in employment matters in any way.

Requested Action

Accept the statement of effect for the Petition: L. Dallas – Contract of Chief Counsel JoAnne

House.

Page 3 of 3

A good mind. A good heart. A strong fire.

~

ONEIDA

22 of 88

Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

May 3, 2023

Petition: L. Dallas – Direct a Certified

Parliamentarian be Appointed by

General Tribal Council Prior to Each

General Tribal Council Meeting

Submission Date: 4/7/23

LOC Sponsor: All LOC Members

Summary: This petition calls for a special General Tribal Council (GTC) meeting to be

called to consider the following:

 To direct that a Certified Parliamentarian shall be appointed by the General Tribal

Council prior to each GTC Meeting by a hand vote and shall be delegated the

responsibility to provided honest, fair, factual, and consistent rulings regarding the

rules of the meeting (i.e. Robert Rules of Order, etc.) in each of the General Tribal

Council Meetings;

 To direct that the appointed Certified Parliamentarian shall be an enrolled Oneida

Tribal Member and shall act independently of the Oneida Business Committee and

shall render parliamentarian advice to the General Tribal Council in accordance with

the established rules of the meeting (i.e. Robert Rules of Order, etc.);

 To direct that the Parliamentarian ruling will consider legal opinions but not be bound

to legal opinions unless specifically directed to do so by the General Tribal Council;

 To direct that the Certified Parliamentarian shall be paid $200.00 per General Tribal

Council Meeting for their services;

 To direct the Oneida Business Committee to create a process for signing up to be

considered for appointment by the GTC at each General Tribal Council meeting; and

 GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting.

3/22/23 OBC: Motion by Lisa Liggins for item X.E.-AB., to acknowledge receipt of the petition; to direct

the BC Direct Report Offices to complete and submit their administrative impact statements

of the petition to the TribalSecretary mailbox by Wednesday, April 12, 2023; and to direct the

Law, Finance, and Legislative Reference Offices to complete, respectively, the legal review,

fiscal impact statement, and statement of effect with status updates to be submitted for the

April 26, 2023, regular Business Committee meeting agenda and the first Business Committee

meeting of the month thereafter or until the final documents are submitted, seconded by Marie

Cornelius. Motion carried.

Page 1 of 2

A good mind. A good heart. A strong fire.

23 of 88

4/7/23 LOC:

Motion by Marie Cornelius to add items IV.1 through IV.24 to the Active Files List with all

LOC members as the sponsor; seconded Kirby Metoxen. Motion carried unanimously.

4/19/23 LOC: Motion by Marie Cornelius to accept the memorandum titled, Status Update for Outstanding

General Tribal Council Petitions, and forward to the Oneida Business Committee; seconded

by Daniel Guzman King. Motion carried unanimously.

4/26/23 OBC: Motion by Marie Cornelius to accept the petition processing notice and the 2023 petition status

report, seconded by David P. Jordan. Motion carried.

Next Steps:

 Accept the statement of effect for Petition: L. Dallas – Direct a Certified Parliamentarian

be Appointed by General Tribal Council Prior to Each General Tribal Council Meeting and

forward to the Oneida Business Committee.

Page 2 of 2

A good mind. A good heart. A strong fire.

~

ONEIDA

24 of 88

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

ONEIDA

Statement of Effect

Petition: L. Dallas – Direct a Certified Parliamentarian be Appointed by General Tribal Council

Prior to Each General Tribal Council Meeting

Summary

This petition requests the General Tribal Council to consider directing that a certified

parliamentarian, that is an enrolled member of the Nation, be appointed by the General Tribal

Council prior to each General Tribal Council meeting.

Submitted by: Clorissa N. Leeman, Senior Staff Attorney, Legislative Reference Office

Date: April 26, 2023

Analysis by the Legislative Reference Office

On March 2, 2023, the Petition: L. Dallas – Direct a Certified Parliamentarian be Appointed by

General Tribal Council Prior to Each General Tribal Council Meeting (“the Petition”) was

submitted to the Government Administrative Office by Linda Dallas and then verified by the

Oneida Trust Enrollment Department on March 7, 2023. On March 22, 2023, the Oneida Business

Committee acknowledged receipt of the Petition and directed that the Legislative Reference Office

complete a statement of effect for the Petition with status updates to be submitted for the April 26,

2023, regular Business Committee meeting agenda and the first Business Committee meeting of

the month thereafter or until the final documents are submitted. The Legislative Operating

Committee added the Petition to its Active Files List on April 7, 2023, for a statement of effect to

be developed by the Legislative Reference Office.

The purpose of this Petition is to call a special meeting of the General Tribal Council to consider

the following:

 To direct that a Certified Parliamentarian shall be appointed by the General Tribal

Council prior to each GTC Meeting by a hand vote and shall be delegated the

responsibility to provided honest, fair, factual, and consistent rulings regarding the

rules of the meeting (i.e. Robert Rules of Order, etc.) in each of the General Tribal

Council Meetings;

 To direct that the appointed Certified Parliamentarian shall be an enrolled Oneida

Tribal Member and shall act independently of the Oneida Business Committee and

shall render parliamentarian advice to the General Tribal Council in accordance

with the established rules of the meeting (i.e. Robert Rules of Order, etc.);

Page 1 of 4

A good mind. A good heart. A strong fire.

25 of 88

To direct that the Parliamentarian ruling will consider legal opinions but not be

bound to legal opinions unless specifically directed to do so by the General Tribal

Council;

To direct that the Certified Parliamentarian shall be paid $200.00 per General

Tribal Council Meeting for their services;

To direct the Oneida Business Committee to create a process for signing up to be

considered for appointment by the GTC at each General Tribal Council meeting;

and

GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting.

All applicable laws and policies of the Nation were reviewed in developing this statement of effect

for the Petition.

Use of Parliamentarian During General Tribal Council Meetings

The Petition requests the General Tribal Council to consider directing that a certified

parliamentarian be appointed by the General Tribal Council prior to each General Tribal Council

meeting for the purpose of rendering parliamentarian advice to the General Tribal Council in

accordance with the established rules of the meeting, while remaining independent from the

Oneida Business Committee and from conclusions rendered as a result of legal opinions of the

Nation. The Petition then specifies that the certified parliamentarian must be an enrolled member

of the Nation and be paid two hundred dollars ($200) per meeting for parliamentary services.

The Merriam Webster Dictionary defines a parliamentarian as an expert in the rules of usages of

a deliberate assembly. There are no laws of the Nation that directly address the use of a

parliamentarian during a General Tribal Council meeting. Although there are no laws that directly

address the use of a parliamentarian, there are laws that address who is responsible for the

interpretation of procedures of the Nation, as well as who is responsible to advise the General

Tribal Council during meetings.

The Attorney Contract Policy establishes the Oneida Law Office, which consists of a Chief

Counsel, Deputy Chief Counsel, attorneys, and office staff. [2 O.C. 216.7-1]. The Oneida Law

Office is designated as the legal office of the Nation, and legal opinions regarding the interpretation

of laws, policies, regulations, codes, procedures, and the like promulgated, adopted, approved or

otherwise by the Nation are not binding unless approved by the Oneida Law Office. [2 O.C. 216.72]. If it is determined that parliamentary rulings during General Tribal Council are binding

interpretations of procedures of the Nation, then the request of this Petition may conflict with the

authority delegated to the Oneida Law Office by the Attorney Contract Policy.

Page 2 of 4

A good mind. A good heart. A strong fire.

~

ONEIDA

26 of 88

The Legal Resource Center law provides that it is the duty and responsibility of the Legal Resource

Center attorney to advise the General Tribal Council during General Tribal Council meetings. [8

O.C. 811.5-3(m)]. The Legal Resource Center law lacks clarity as to what the delegation of

responsibility to Legal Resource Center attorney to advise the General Tribal Council during

meetings actually means, and it is unknown if the Legal Resource Center attorney has ever taken

action to advise the General Tribal Council during meetings since the adoption of the Legal

Resource Center law in 2017. If it is interpreted that the Legal Resource Center attorney has been

delegated the responsibility to advise the General Tribal Council on parliamentary procedures,

then the request of the Petition may conflict with the authority delegated to the Legal Resource

Center attorney by the Legal Resource Center law.

Conclusion

After a review of all applicable laws and policies of the Nation, it has been determined that the

adoption of the Petition: L. Dallas – Direct a Certified Parliamentarian be Appointed by General

Tribal Council Prior to Each General Tribal Council Meeting would have the following legislative

effect:

1. There are no laws of the Nation that directly address the use of a parliamentarian during a

General Tribal Council meeting.

2. Although there are no laws that directly address the use of a parliamentarian by the General

Tribal Council, there are laws of the Nation that address who is responsible for the

interpretation of procedures of the Nation, as well as who is responsible to advise the

General Tribal Council during meetings.

a. The Attorney Contract Policy designates the Oneida Law Office as the legal office

of the Nation and provides that legal opinions regarding the interpretation of laws,

policies, regulations, codes, procedures, and the like promulgated, adopted,

approved or otherwise by the Nation are not binding unless approved by the Oneida

Law Office. If it is determined that parliamentary rulings during General Tribal

Council are binding interpretations of procedures of the Nation, then the request of

this Petition may conflict with the authority delegated to the Oneida Law Office by

the Attorney Contract Policy.

b. The Legal Resource Center law provides that it is the duty and responsibility of the

Legal Resource Center attorney to advise the General Tribal Council during

General Tribal Council meetings. The Legal Resource Center law lacks clarity as

to what the delegation of responsibility to Legal Resource Center attorney to advise

the General Tribal Council during meetings actually means, and it is unknown if

the Legal Resource Center attorney has ever taken action to advise the General

Tribal Council during meetings since the adoption of the Legal Resource Center

law in 2017. If it is interpreted that the Legal Resource Center attorney has been

delegated the responsibility to advise the General Tribal Council on parliamentary

procedures, then the request of the Petition may conflict with the authority

delegated to the Legal Resource Center attorney by the Legal Resource Center law.

Page 3 of 4

A good mind. A good heart. A strong fire.

~

ONEIDA

27 of 88

Requested Action

Accept the statement of effect for the Petition: L. Dallas – Direct a Certified Parliamentarian be

Appointed by General Tribal Council Prior to Each General Tribal Council Meeting.

Page 4 of 4

A good mind. A good heart. A strong fire.

~

ONEIDA

28 of 88

Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

May 3, 2023

Petition: L. Dallas – Disclosure of

Oneida Nation Travel Expenditures

from January 1, 2020 – Present

Submission Date: 4/7/23

LOC Sponsor: All LOC Members

Summary: This petition calls for a special General Tribal Council (GTC) meeting to be

called to consider the following:

 To direct a full and detailed itemized report regarding any and all travel and the costs

incurred by the Oneida Nation of Wisconsin (to include but not limited to names, titles,

purpose for travel, cost for airfare, hotel, vehicles, food, per diem, etc.) associated with

and relevant to the travel from January 1, 2020 through the time of this meeting;

 To consider action to direct full reimbursement of all costs back to the Oneida Nation

of Wisconsin within thirty (30) business days and/or in a way determined by the

General Tribal Council and in accordance to previous precedence; and

 GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

3/22/23 OBC: Motion by Lisa Liggins for item X.E.-AB., to acknowledge receipt of the petition; to direct

the BC Direct Report Offices to complete and submit their administrative impact statements

of the petition to the TribalSecretary mailbox by Wednesday, April 12, 2023; and to direct the

Law, Finance, and Legislative Reference Offices to complete, respectively, the legal review,

fiscal impact statement, and statement of effect with status updates to be submitted for the

April 26, 2023, regular Business Committee meeting agenda and the first Business Committee

meeting of the month thereafter or until the final documents are submitted, seconded by Marie

Cornelius. Motion carried.

4/7/23 LOC:

Motion by Marie Cornelius to add items IV.1 through IV.24 to the Active Files List with all

LOC members as the sponsor; seconded Kirby Metoxen. Motion carried unanimously.

4/19/23 LOC: Motion by Marie Cornelius to accept the memorandum titled, Status Update for Outstanding

General Tribal Council Petitions, and forward to the Oneida Business Committee; seconded

by Daniel Guzman King. Motion carried unanimously.

4/26/23 OBC: Motion by Marie Cornelius to accept the petition processing notice and the 2023 petition status

report, seconded by David P. Jordan. Motion carried.

Page 1 of 2

A good mind. A good heart. A strong fire.

29 of 88

Next Steps:

 Accept the statement of effect for Petition: L. Dallas - Disclosure of Oneida Nation Travel

Expenditures from January 1, 2020 – Present and forward to the Oneida Business

Committee.

Page 2 of 2

A good mind. A good heart. A strong fire.

~

ONEIDA

30 of 88

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

ONEIDA

Statement of Effect

Petition: L. Dallas – Disclosure of Oneida Nation Travel Expenditures from

January 1, 2020 – Present

Summary

This petition requests the General Tribal Council to consider directing the development of an

itemized report regarding any and all travel costs incurred by the Nation from January 1, 2020,

through the time of the General Tribal Council meeting where this petition is considered; and also

consider directing full reimbursement of all travel costs back to the Nation within thirty (30)

business days and/or in a way determined by the General Tribal Council.

Submitted by: Clorissa N. Leeman, Senior Staff Attorney, Legislative Reference Office

Date: April 24, 2023

Analysis by the Legislative Reference Office

On March 2, 2023, the Petition: L. Dallas – Disclosure of Oneida Nation Travel Expenditures from

January 1, 2020 – Present (“the Petition”) was submitted to the Government Administrative Office

by Linda Dallas and then verified by the Oneida Trust Enrollment Department on March 7, 2023.

On March 22, 2023, the Oneida Business Committee acknowledged receipt of the Petition and

directed that the Legislative Reference Office complete a statement of effect for the Petition with

status updates to be submitted for the April 26, 2023, regular Business Committee meeting agenda

and the first Business Committee meeting of the month thereafter or until the final documents are

submitted. The Legislative Operating Committee added the Petition to its Active Files List on

April 7, 2023, for a statement of effect to be developed by the Legislative Reference Office.

The purpose of this Petition is to call a special meeting of the General Tribal Council to consider

the following:

 To direct a full and detailed itemized report regarding any and all travel and the

costs incurred by the Oneida Nation of Wisconsin (to include but not limited to

names, titles, purpose for travel, cost for airfare, hotel, vehicles, food, per diem,

etc.) associated with and relevant to the travel from January 1, 2020 through the

time of this meeting;

 To consider action to direct full reimbursement of all costs back to the Oneida

Nation of Wisconsin within thirty (30) business days and/or in a way determined by

the General Tribal Council and in accordance to previous precedence; and

Page 1 of 8

A good mind. A good heart. A strong fire.

31 of 88

GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

All applicable laws and policies of the Nation were reviewed in developing this statement of effect

for the Petition.

Travel and Expense Policy

The Travel and Expense Policy establishes policies governing the reimbursement of travel and

expenses incurred during the conduct of company business. [2 O.C. 219.1-1]. It is the policy of

the Nation to reimburse employees for ordinary, necessary, and reasonable travel expenses that are

directly connected with, or pertaining to, the transaction of company business. Id. Employees are

expected to exercise prudent business judgement regarding cost effective expenses covered by this

law. Id.

The Travel and Expense Policy requires that any non-local travel be authorized by the Oneida

Business Committee or by the approved sign off authority prior to incurring any travel expense.

[2 O.C. 219.4-1]. Non-local travel is any travel that requires an overnight stay. [2 O.C. 219.31(a)]. All non-local travel for the General Manager, Gaming General Manager, and Oneida

Business Committee is required to be approved by the Oneida Business Committee. Id. If

immediate travel is needed before approval can be sought, the travel must be put on the next Oneida

Business Committee agenda for retroactive approval. Id. In either case, if approval is not acquired,

all expenses will be the responsibility of the traveler. Id. The Travel and Expense Policy then sets

for how travel advances for non-local travel may be used. Travel advances may only be obtained

for non-local travel and are based upon the rates allowed for federal employees as set out in federal

law. 1 [2 O.C. 219.5-1]. All travel advances are required to be submitted via the accounting

computer generated and numbered Travel Authorization form, which requires the signature of the

Nation’s Treasurer, Chief Financial Officer, or by the approved sign-off authority. [2 O.C. 219.51(a)]. All requests for travel advances are to be made through the travel coordinator or department

designee who will work with the appropriate accounting department staff to finalize all

arrangements, which includes airfare, hotel, per diem, taxi, business expense, registration fees, and

car rentals. [2 O.C. 219.5-1(c)].

The Travel and Expense Policy then provides various details on how non-local travel is handled

by the Nation, such as:

 how many individuals may be approved for non-local travel [2 O.C. 219.4-3, 219.16-1];

 when per diem is allowed for non-local travel, which is only if the travel exceeds twelve

(12) hours [2 O.C. 219.5-2];

Rates for travel expenses are provided for in 41 C.F.R. Part 301 and as amended from time to time in the Federal

Register.

1

Page 2 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

32 of 88

information regarding airfare, such as how airfare tickets are booked, and who is

responsible for various charges [2 O.C. 219.6];

information regarding lodging, such as at what rate a hotel room must be booked at and

when additional approval for a hotel rate is needed, where a hotel can be selected, and what

expenses are reimbursed for hotel expenses [2 O.C. 219.7]; and

information regarding car rentals, such as when a vehicle may be rented, what type of

vehicle may be rented, and what charges are the responsibility of the individual[2 O.C.

219.8].

The Travel and Expense Policy then sets forth processes and procedures to be followed to ensure

that all travel expenses and reimbursements are properly accounted for. Upon return from travel,

all receipts are required to be submitted to the travel coordinator or department designee who then

itemizes the actual and necessary expenses incurred on an expense voucher. [2 O.C. 219.9-1].

Reimbursements for both travel advances and business expenses are required to have expense

vouchers with receipts attached, which are then required to be submitted to the Accounting

Department for reconciliation, within ten (10) days from the date of receipt. [2 O.C. 219.9-5]. The

Accounting Department must receive all travel and business expenses within then (10) days from

the date the travel has ended. [2 O.C. 219.9-5]. Any past due advances not submitted to the

Accounting Department within ten (10) days result in automatic payroll deductions. [2 O.C. 219.96]. Additionally, all non-local travel and business expenses must have a written report or an

explanation detailing the purpose of the expenses for the purpose of substantiating the benefits

accruing to the Nation. [2 O.C. 219.9-7, 219.14-3]. All Oneida Business Committee travel reports

are submitted to the Oneida Business Committee for approval at their regularly scheduled weekly

meetings. Id.

The Travel and Expense Policy also provides guidelines for local mileage use, use of corporate

credit cards, expectation for conduct while on travel, and department or special group travel. [2

O.C. 219.10, 219.11, 219.13, 219.14, 219.15, 219.16].

The Petition requests the General Tribal Council to consider directing the development of an

itemized report regarding any and all travel its costs incurred by the Nation from January 1, 2020,

through the time of the meeting where this Petition is considered; and also consider directing full

reimbursement of all travel costs back to the Nation within thirty (30) business days and/or in a

way determined by the General Tribal Council.

In regard to the Petition’s request for a report to be presented to the General Tribal Council

regarding all travel costs incurred by the Nation from January 1, 2020, through present day, the

Travel and Expense Policy does address reporting. When an individual returns from travel, they

are required to submit a written report to their immediate supervisor. [2 O.C. 219.14-3]. The

traveler may also be asked to provide proof of attendance to all meetings or proceedings that the

traveler was authorized to attend. [2 O.C. 219.14-2]. All non-local travel expenses and business

Page 3 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

33 of 88

expenses are required to have a written report or an explanation detailing the purpose of the

expenses for the purpose of substantiating the benefits accruing to the Nation submitted. [2 O.C.

219.9-7]. All Oneida Business Committee travel reports are submitted to the Oneida Business

Committee for approval at their regularly scheduled weekly meetings. Id. Verbal reports can be

given to the Oneida Business Committee at their weekly meetings, but due to the fact that the

auditing process requires a written travel report for each trip, a written report must be submitted to

the travel coordinator within five (5) days of the oral report. Id. There are no circumstances within

the Travel and Expense Policy where travel reports are required to be presented to the General

Tribal Council.

In regard to the Petition’s request that the General Tribal Council consider directing reimbursement

back to the Nation of all travel costs incurred from January 1, 2020, through the present, the Travel

and Expense Policy does address the reimbursement of travel expenses to the Nation, or situations

in which travel expenses are the responsibility of the individual, in limited circumstances. The

Travel and Expense Policy provides the following in regard to when the reimbursement of travel

expenses is to be made to the Nation, or when travel expenses are the responsibility of the

individual:

 If an individual does not acquire approval of their travel, then all expenses are the

responsibility of the traveler [2 O.C. 219.4-1];

 Fees charged for missed flights due to late arrival by the traveler may be the responsibility

of the traveler, not the Nation [2 O.C. 219.6-4];

 Denial of boarding is the responsibility of the traveler and not the Nation, and any cost

incurred is the traveler’s responsibility [2 O.C. 219.6-10];

 It is the responsibility of the traveler to cancel hotel reservations while out on travel to

reduce the cost of no-shows, and therefore any no-show charges may be the responsibility

of the traveler [2 O.C. 219.7-4];

 Any upgrades to a car rental will be the traveler’s responsibility and must be reimbursed to

the Nation [2 O.C. 219.8-7];

 Fuel charges assessed by the car rental company will be the traveler’s responsibility [2

O.C. 219.8-9];

 Insurance coverage or charges beyond one driver for car rentals will be the traveler’s

responsibility [2 O.C. 219.8-10];

 If an expense voucher is not properly supported with a lodging receipt from the

establishment providing the traveler’s accommodations which clearly establishes the

nightly rate for single occupancy for the room occupied and the numbers of nights the

traveler utilized the accommodations, then the expense voucher will be returned to the

traveler, and reimbursement will not be allowed [2 O.C. 219.9-2];

 In order for a meal to be considered a business expense the maximum group sizes must

number fifteen (15) or less, unless prior approval from the Oneida Business Committee is

obtained for groups larger than fifteen (15), and if prior approval is not received, then

payment or reimbursement may be denied [2 O.C. 219.9-4(d)];

Page 4 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

34 of 88

If for any reasons the purchase requisition, appropriation request, or business expense

reimbursement form is rejected, it is the responsibility of those attending to make payment,

and if payment cannot be made, arrangements will be made to withhold the amounts from

the paycheck of the traveler [2 O.C. 219.9-4(i)];

All travel and business expenses must be received in the Accounting Department within

ten (10) days from the date the travel has ended, and any past due advances will result in

automatic payroll deductions [2 O.C. 219.9-6];

If for any reason, the travel report is unacceptable, the traveler will be responsible to

reimburse the Nation for any cash advance relating to the unacceptable travel report [2

O.C. 219.9-7];

Any mileage reimbursement request submitted to the Accounting Department after fiscal

year end, as established by the Chief Financial Officer, will not be reimbursed [2 O.C.

219.10-1];

Unapproved charges incurred on a corporate credit card will be reimbursed through payroll

deduction through the maximum deduction allowed [2 O.C. 219.11-6(a)(4)];

For any misuse if a corporate credit card, any expenses incurred in violation of this law are

to be reimbursed to the Nation through payroll deduction at the maximum amount allowed

[2 O.C. 219.11-6(b)(3)(C)];

Receipts for use of corporate credit card not turned in with the travel voucher may be the

responsibility of the traveler [2 O.C. 219.11-9];

For any receipts that show up on the corporate credit card bill that are not on the expense

voucher, the total charge must be reimbursed to the Nation [2 O.C. 219.11-10]; and

If meals are charged on the corporate credit card, and the traveler received per diem, the

full amount of the charge will be reimbursed by the traveler [2 O.C. 219.11-11].

The Travel and Expense Policy is clear as to what expenses and fees will be covered by the Nation

and what is the responsibility of the traveler. Additionally, reimbursement back to the Nation is

typically only required by the Travel and Expense Policy when a traveler fails to comply with the

process and procedures contained in the Travel and Expense Policy in some manner. The Travel

and Expense Policy does not provide for reimbursements to be made back to the Nation for lawful

travel that follows the process and procedures contained in the Travel and Expense Policy. The

Petition does not allege that any travel between January 1, 2020, and the present was unlawful or

in violation of the process and procedures contained in the Travel and Expense Policy.

Therefore, the Petition’s request to direct reimbursement back to the Nation of all travel expenses

made from January 1, 2020, to the present may conflict with the overall intent and purpose of the

Travel and Expense Policy. Through the Travel and Expense Policy the Nation sets forth it’s policy

to reimburse employees for ordinary, necessary, and reasonable travel expenses that are directly

connected with, or pertaining to, the transaction of business of the Nation. [2 O.C. 219.1-1]. There

is no instance within the Travel and Expense Policy that lawful travel that was made in accordance

Page 5 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

35 of 88

with the policies and procedures contained in the Travel and Expense Policy is required to be

reimbursed back to the Nation.

Oneida Personnel Policies and Procedures

The General Tribal Council adopted the Oneida Personnel Policies and Procedures to provide the

Nation’s employee related policies and procedures including recruitment, selection, compensation

and benefits, employee relations, safety and health, program and enterprise rules and regulations,

and record keeping. Travel is referenced a couple times throughout the Oneida Personnel Policies

and Procedures.

Section IV.A.5.p of the Oneida Personnel Policies and Procedures makes reference to travel time

compensation, but not does include any information within the law itself, and instead simply

provides reference to the Tribal Wide Travel Time Work Standards and Procedures standard

operating procedure, approved on March 20, 2013, which addresses when employee travel is and

is not compensated.

Section IV.D.1.b of the Oneida Personnel Policies and Procedures provides that employees who

receive stipends or honoraria in excess of fifty dollars ($50) for attending meetings outside their

employment during working hours will forfeit the amount in excess of fifty dollars ($50) from

their regular paycheck, but that stipends for travel or per diem will not be deducted if accompanied

by receipts for such expenses. Again, this provision demonstrates that there is not an expectation

that a traveler reimburses the per diem they received for travel as long as the expenses are

documented in accordance with the Travel and Expense Policy.

Section VIII.B of the Oneida Personnel Policies and Procedures identifies that the Accounting

Department shall retain travel documents, in the form of completed travel authorization forms, for

a period of seven (7) years.

Overall, although the Oneida Personnel Policies and Procedures references travel in limited

circumstances, it does not directly address the Petition’s request for the General Tribal Council to

consider directing the development of an itemized report regarding any and all travel costs incurred

by the Nation from January 1, 2020, through the time of the General Tribal Council meeting where

this petition is considered; and also consider directing full reimbursement of all travel costs back

to the Nation within thirty (30) business days and/or in a way determined by the General Tribal

Council. Section IV.D.1.b of the Oneida Personnel Policies and Procedures does demonstrate that

there is not an expectation that a traveler reimburses the per diem they received for travel as long

as the receipts for the expenses are documented, as provided for in accordance with the Travel and

Expense Policy.

Page 6 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

36 of 88

Budget and Finances Law

The Budget and Finances law sets forth the requirements to be followed by the Oneida Business

Committee and the Oneida fund units when preparing the budget to be presented to the General

Tribal Council for approval, and to establish financial policies and procedures for the Nation

which:

 institutionalize best practices in financial management to guide decision makers in making

informed decisions regarding the provision of services, implementation of business plans

for enterprises, investments, and capital assets;

 provide a long term financial prospective and strategic intent, linking budget allocations to

organizational goals, as well as providing fiscal controls and accountability for results and

outcomes;

 identify and communicate to the membership of the Nation spending decisions for the

government function, grant obligations, enterprises, membership mandates, capital

expenditures, technology projects, and capital improvement projects;

 establish a framework for effective financial risk management; and

 encourage participation by the Nation’s membership. [1 O.C. 121.1-1].

The Nation is required to develop, adopt, and manage an annual budget. [1 O.C. 121.5-1]. All

revenues and expenditures of the Nation shall be in accordance with the annual budget. Id. The

Nation’s annual budget is required to be a balanced budget, which does not propose to spend more

funds than are reasonably expected to become available to the Nation during that fiscal year. Id.

Due to the fact that all expenditures of the Nation are required to be made be in accordance with

the annual budget, any travel expenses made between January 1, 2020, and the present would have

been required to be made in accordance with the Nation’s adopted budget for the fiscal year in

which the travel expenses were incurred.

Conclusion

After a review of all applicable laws and policies of the Nation, it has been determined that the

adoption of the Petition: L. Dallas – Disclosure of Oneida Nation Travel Expenditures from

January 1, 2020 – Present would have the following legislative effects:

1. The Petition’s request for the General Tribal Council to direct a report to be presented to

the General Tribal Council regarding all travel costs incurred by the Nation from January

1, 2020, through present day, may impact the Travel and Expense Policy. Although the

Travel and Expenses Policy addresses reporting requirements for travel by requiring a

traveler to submit a report to their immediate supervisor, and even requiring travel reports

to be made to the Oneida Business Committee in certain circumstances, there are no

circumstances within the Travel and Expense Policy where travel reports are required to

be presented to the General Tribal Council.

Page 7 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

37 of 88

2. The Petition’s request that the General Tribal Council consider directing reimbursement

back to the Nation of all travel costs incurred from January 1, 2020, through the present,

may conflict with the Travel and Expense Policy. The Travel and Expense Policy is clear

as to what expenses and fees will be covered by the Nation and what is the responsibility

of the traveler. Reimbursement back to the Nation is typically only required by the Travel

and Expense Policy when a traveler fails to comply with the process and procedures

contained in the Travel and Expense Policy in some manner. The Travel and Expense

Policy does not provide for reimbursements to be made back to the Nation for lawful travel

that follows the process and procedures contained in the Travel and Expense Policy. The

Petition does not allege that any travel between January 1, 2020, and the present was

unlawful or in violation of the process and procedures contained in the Travel and Expense

Policy. Therefore, the Petition’s request to direct reimbursement back to the Nation of all

travel expenses made from January 1, 2020, to the present may conflict with the overall

intent and purpose of the Travel and Expense Policy. Through the Travel and Expense

Policy the Nation sets forth it’s policy to reimburse employees for ordinary, necessary, and

reasonable travel expenses that are directly connected with, or pertaining to, the transaction

of business of the Nation. There is no instance within the Travel and Expense Policy that

lawful travel that was made in accordance with the policies and procedures contained in

the Travel and Expense Policy is required to be reimbursed back to the Nation.

3. Overall, although the Oneida Personnel Policies and Procedures references travel in limited

circumstances, it does not directly address the Petition’s request for the General Tribal

Council to consider directing the development of an itemized report regarding any and all

travel costs incurred by the Nation from January 1, 2020, through the time of the General

Tribal Council meeting where this petition is considered; and also consider directing full

reimbursement of all travel costs back to the Nation within thirty (30) business days and/or

in a way determined by the General Tribal Council. Section IV.D.1.b of the Oneida

Personnel Policies and Procedures does demonstrate that there is not an expectation that a

traveler reimburses the per diem they received for travel as long as the receipts for the

expenses are documented, as provided for in accordance with the Travel and Expense

Policy.

4. Section 121.5-1 of the Budget and Finances law requires that all expenditures of the Nation

be made be in accordance with the annual budget, therefore any travel expenses made

between January 1, 2020, and the present would have been required to be made in

accordance with the Nation’s adopted budget for the fiscal year in which the travel

expenses were incurred.

Requested Action

Accept the statement of effect for the Petition: L. Dallas – Disclosure of Oneida Nation Travel

Expenditures from January 1, 2020 – Present.

Page 8 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

38 of 88

Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

May 3, 2023

Petition: L. Dallas – Disclosure of

Oneida Nation Travel Expenditures to

England for the October 9, 2022,

Green Bay Packer Game

Submission Date: 4/7/23

LOC Sponsor: All LOC Members

Summary: This petition calls for a special General Tribal Council (GTC) meeting to be

called to consider the following:

 To direct a full disclosure and detailed itemized report (to include but not limited to

names, titles, purpose for travel, cost for airfare, hotel, vehicles, food, per diem, etc.)

regarding any and all travel and the costs incurred by the Oneida Nation of Wisconsin

associated with and relevant to the travel to England for the Green Bay Packer Game

held on Sunday, October 9, 2022, and any other matters associated with this travel;

 To consider action to direct full reimbursement of all costs back to the Oneida Nation

of Wisconsin within thirty (30) business days and/or in a way determined by the

General Tribal Council and in accordance to previous precedence; and

 GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

3/22/23 OBC: Motion by Lisa Liggins for item X.E.-AB., to acknowledge receipt of the petition; to direct

the BC Direct Report Offices to complete and submit their administrative impact statements

of the petition to the TribalSecretary mailbox by Wednesday, April 12, 2023; and to direct the

Law, Finance, and Legislative Reference Offices to complete, respectively, the legal review,

fiscal impact statement, and statement of effect with status updates to be submitted for the

April 26, 2023, regular Business Committee meeting agenda and the first Business Committee

meeting of the month thereafter or until the final documents are submitted, seconded by Marie

Cornelius. Motion carried.

4/7/23 LOC:

Motion by Marie Cornelius to add items IV.1 through IV.24 to the Active Files List with all

LOC members as the sponsor; seconded Kirby Metoxen. Motion carried unanimously.

4/19/23 LOC: Motion by Marie Cornelius to accept the memorandum titled, Status Update for Outstanding

General Tribal Council Petitions, and forward to the Oneida Business Committee; seconded

by Daniel Guzman King. Motion carried unanimously.

Page 1 of 2

A good mind. A good heart. A strong fire.

39 of 88

4/26/23 OBC: Motion by Marie Cornelius to accept the petition processing notice and the 2023 petition status

report, seconded by David P. Jordan. Motion carried.

Next Steps:

 Accept the statement of effect for Petition: L. Dallas - Disclosure of Oneida Nation Travel

Expenditures to England for the October 9, 2022, Green Bay Packer Game and forward to

the Oneida Business Committee.

Page 2 of 2

A good mind. A good heart. A strong fire.

~

ONEIDA

40 of 88

~

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

ONEIDA

Statement of Effect

Petition: L. Dallas – Disclosure of Oneida Nation Travel Expenditures to England for the

October 9, 2022, Green Bay Packer Game

Summary

This petition requests the General Tribal Council to consider directing the development of an

itemized report regarding any and all travel costs incurred by the Nation for the October 9, 2022,

Green Bay Packer football game in England; and also consider directing full reimbursement of all

travel costs back to the Nation within thirty (30) business days and/or in a way determined by the

General Tribal Council.

Submitted by: Clorissa N. Leeman, Senior Staff Attorney, Legislative Reference Office

Date: April 24, 2023

Analysis by the Legislative Reference Office

On March 2, 2023, the Petition: L. Dallas – Disclosure of Oneida Nation Travel Expenditures to

England for the October 9, 2022, Green Bay Packer Game (“the Petition”) was submitted to the

Government Administrative Office by Linda Dallas and then verified by the Oneida Trust

Enrollment Department on March 7, 2023. On March 22, 2023, the Oneida Business Committee

acknowledged receipt of the Petition and directed that the Legislative Reference Office complete

a statement of effect for the Petition with status updates to be submitted for the April 26, 2023,

regular Business Committee meeting agenda and the first Business Committee meeting of the

month thereafter or until the final documents are submitted. The Legislative Operating Committee

added the Petition to its Active Files List on April 7, 2023, for a statement of effect to be developed

by the Legislative Reference Office.

The purpose of this Petition is to call a special meeting of the General Tribal Council to consider

the following:

 To direct a full disclosure and detailed itemized report (to include but not limited

to names, titles, purpose for travel, cost for airfare, hotel, vehicles, food, per diem,

etc.) regarding any and all travel and the costs incurred by the Oneida Nation of

Wisconsin associated with and relevant to the travel to England for the Green Bay

Packer Game held on Sunday, October 9, 2022, and any other matters associated

with this travel;

 To consider action to direct full reimbursement of all costs back to the Oneida

Nation of Wisconsin within thirty (30) business days and/or in a way determined by

the General Tribal Council and in accordance to previous precedence; and

Page 1 of 8

A good mind. A good heart. A strong fire.

41 of 88

GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

All applicable laws and policies of the Nation were reviewed in developing this statement of effect

for the Petition.

Travel and Expense Policy

The Travel and Expense Policy establishes policies governing the reimbursement of travel and

expenses incurred during the conduct of company business. [2 O.C. 219.1-1]. It is the policy of

the Nation to reimburse employees for ordinary, necessary, and reasonable travel expenses that are

directly connected with, or pertaining to, the transaction of company business. Id. Employees are

expected to exercise prudent business judgement regarding cost effective expenses covered by this

law. Id.

The Travel and Expense Policy requires that any non-local travel be authorized by the Oneida

Business Committee or by the approved sign off authority prior to incurring any travel expense.

[2 O.C. 219.4-1]. Non-local travel is any travel that requires an overnight stay. [2 O.C. 219.31(a)]. All non-local travel for the General Manager, Gaming General Manager, and Oneida

Business Committee is required to be approved by the Oneida Business Committee. Id. If

immediate travel is needed before approval can be sought, the travel must be put on the next Oneida

Business Committee agenda for retroactive approval. Id. In either case, if approval is not acquired,

all expenses will be the responsibility of the traveler. Id. The Travel and Expense Policy then sets

for how travel advances for non-local travel may be used. Travel advances may only be obtained

for non-local travel and are based upon the rates allowed for federal employees as set out in federal

law. 1 [2 O.C. 219.5-1]. All travel advances are required to be submitted via the accounting

computer generated and numbered Travel Authorization form, which requires the signature of the

Nation’s Treasurer, Chief Financial Officer, or by the approved sign-off authority. [2 O.C. 219.51(a)]. All requests for travel advances are to be made through the travel coordinator or department

designee who will work with the appropriate accounting department staff to finalize all

arrangements, which includes airfare, hotel, per diem, taxi, business expense, registration fees, and

car rentals. [2 O.C. 219.5-1(c)].

The Travel and Expense Policy then provides various details on how non-local travel is handled

by the Nation, such as:

 how many individuals may be approved for non-local travel [2 O.C. 219.4-3, 219.16-1];

 when per diem is allowed for non-local travel, which is only if the travel exceeds twelve

(12) hours [2 O.C. 219.5-2];

Rates for travel expenses are provided for in 41 C.F.R. Part 301 and as amended from time to time in the Federal

Register.

1

Page 2 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

42 of 88

information regarding airfare, such as how airfare tickets are booked, and who is

responsible for various charges [2 O.C. 219.6];

information regarding lodging, such as at what rate a hotel room must be booked at and

when additional approval for a hotel rate is needed, where a hotel can be selected, and what

expenses are reimbursed for hotel expenses [2 O.C. 219.7]; and

information regarding car rentals, such as when a vehicle may be rented, what type of

vehicle may be rented, and what charges are the responsibility of the individual[2 O.C.

219.8].

The Travel and Expense Policy then sets forth processes and procedures to be followed to ensure

that all travel expenses and reimbursements are properly accounted for. Upon return from travel,

all receipts are required to be submitted to the travel coordinator or department designee who then

itemizes the actual and necessary expenses incurred on an expense voucher. [2 O.C. 219.9-1].

Reimbursements for both travel advances and business expenses are required to have expense

vouchers with receipts attached, which are then required to be submitted to the Accounting

Department for reconciliation, within ten (10) days from the date of receipt. [2 O.C. 219.9-5]. The

Accounting Department must receive all travel and business expenses within then (10) days from

the date the travel has ended. [2 O.C. 219.9-5]. Any past due advances not submitted to the

Accounting Department within ten (10) days result in automatic payroll deductions. [2 O.C. 219.96]. Additionally, all non-local travel and business expenses must have a written report or an

explanation detailing the purpose of the expenses for the purpose of substantiating the benefits

accruing to the Nation. [2 O.C. 219.9-7, 219.14-3]. All Oneida Business Committee travel reports

are submitted to the Oneida Business Committee for approval at their regularly scheduled weekly

meetings. Id.

The Travel and Expense Policy also provides guidelines for local mileage use, use of corporate

credit cards, expectation for conduct while on travel, and department or special group travel. [2

O.C. 219.10, 219.11, 219.13, 219.14, 219.15, 219.16].

The Petition requests the General Tribal Council to consider directing the development of an

itemized report regarding any and all travel its costs incurred by the Nation October 9, 2022, Green

Bay Packer football game in England; and also consider directing full reimbursement of all travel

costs back to the Nation within thirty (30) business days and/or in a way determined by the General

Tribal Council.

In regard to the Petition’s request for a report to be presented to the General Tribal Council

regarding all travel costs incurred by the Nation October 9, 2022, Green Bay Packer football game

in England, the Travel and Expense Policy does address reporting. When an individual returns

from travel, they are required to submit a written report to their immediate supervisor. [2 O.C.

219.14-3]. The traveler may also be asked to provide proof of attendance to all meetings or

proceedings that the traveler was authorized to attend. [2 O.C. 219.14-2]. All non-local travel

Page 3 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

43 of 88

expenses and business expenses are required to have a written report or an explanation detailing

the purpose of the expenses for the purpose of substantiating the benefits accruing to the Nation

submitted. [2 O.C. 219.9-7]. All Oneida Business Committee travel reports are submitted to the

Oneida Business Committee for approval at their regularly scheduled weekly meetings. Id. Verbal

reports can be given to the Oneida Business Committee at their weekly meetings, but due to the

fact that the auditing process requires a written travel report for each trip, a written report must be

submitted to the travel coordinator within five (5) days of the oral report. Id. There are no

circumstances within the Travel and Expense Policy where travel reports are required to be

presented to the General Tribal Council.

In regard to the Petition’s request that the General Tribal Council consider directing reimbursement

back to the Nation of all travel costs incurred from the October 9, 2022, Green Bay Packer football

game in England, the Travel and Expense Policy does address the reimbursement of travel

expenses to the Nation, or situations in which travel expenses are the responsibility of the

individual, in limited circumstances. The Travel and Expense Policy provides the following in

regard to when the reimbursement of travel expenses is to be made to the Nation, or when travel

expenses are the responsibility of the individual:

 If an individual does not acquire approval of their travel, then all expenses are the

responsibility of the traveler [2 O.C. 219.4-1];

 Fees charged for missed flights due to late arrival by the traveler may be the responsibility

of the traveler, not the Nation [2 O.C. 219.6-4];

 Denial of boarding is the responsibility of the traveler and not the Nation, and any cost

incurred is the traveler’s responsibility [2 O.C. 219.6-10];

 It is the responsibility of the traveler to cancel hotel reservations while out on travel to

reduce the cost of no-shows, and therefore any no-show charges may be the responsibility

of the traveler [2 O.C. 219.7-4];

 Any upgrades to a car rental will be the traveler’s responsibility and must be reimbursed to

the Nation [2 O.C. 219.8-7];

 Fuel charges assessed by the car rental company will be the traveler’s responsibility [2

O.C. 219.8-9];

 Insurance coverage or charges beyond one driver for car rentals will be the traveler’s

responsibility [2 O.C. 219.8-10];

 If an expense voucher is not properly supported with a lodging receipt from the

establishment providing the traveler’s accommodations which clearly establishes the

nightly rate for single occupancy for the room occupied and the numbers of nights the

traveler utilized the accommodations, then the expense voucher will be returned to the

traveler, and reimbursement will not be allowed [2 O.C. 219.9-2];

 In order for a meal to be considered a business expense the maximum group sizes must

number fifteen (15) or less, unless prior approval from the Oneida Business Committee is

obtained for groups larger than fifteen (15), and if prior approval is not received, then

payment or reimbursement may be denied [2 O.C. 219.9-4(d)];

Page 4 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

44 of 88

If for any reasons the purchase requisition, appropriation request, or business expense

reimbursement form is rejected, it is the responsibility of those attending to make payment,

and if payment cannot be made, arrangements will be made to withhold the amounts from

the paycheck of the traveler [2 O.C. 219.9-4(i)];

All travel and business expenses must be received in the Accounting Department within

ten (10) days from the date the travel has ended, and any past due advances will result in

automatic payroll deductions [2 O.C. 219.9-6];

If for any reason, the travel report is unacceptable, the traveler will be responsible to

reimburse the Nation for any cash advance relating to the unacceptable travel report [2

O.C. 219.9-7];

Any mileage reimbursement request submitted to the Accounting Department after fiscal

year end, as established by the Chief Financial Officer, will not be reimbursed [2 O.C.

219.10-1];

Unapproved charges incurred on a corporate credit card will be reimbursed through payroll

deduction through the maximum deduction allowed [2 O.C. 219.11-6(a)(4)];

For any misuse if a corporate credit card, any expenses incurred in violation of this law are

to be reimbursed to the Nation through payroll deduction at the maximum amount allowed

[2 O.C. 219.11-6(b)(3)(C)];

Receipts for use of corporate credit card not turned in with the travel voucher may be the

responsibility of the traveler [2 O.C. 219.11-9];

For any receipts that show up on the corporate credit card bill that are not on the expense

voucher, the total charge must be reimbursed to the Nation [2 O.C. 219.11-10]; and

If meals are charged on the corporate credit card, and the traveler received per diem, the

full amount of the charge will be reimbursed by the traveler [2 O.C. 219.11-11].

The Travel and Expense Policy is clear as to what expenses and fees will be covered by the Nation

and what is the responsibility of the traveler. Additionally, reimbursement back to the Nation is

typically only required by the Travel and Expense Policy when a traveler fails to comply with the

process and procedures contained in the Travel and Expense Policy in some manner. The Travel

and Expense Policy does not provide for reimbursements to be made back to the Nation for lawful

travel that follows the process and procedures contained in the Travel and Expense Policy. The

Petition does not allege that the travel for the October 9, 2022, Green Bay Packer football game in

England was unlawful or in violation of the process and procedures contained in the Travel and

Expense Policy.

Therefore, the Petition’s request to direct reimbursement back to the Nation of all travel expenses

made from the October 9, 2022, Green Bay Packer football game in England, to the present may

conflict with the overall intent and purpose of the Travel and Expense Policy. Through the Travel

and Expense Policy the Nation sets forth it’s policy to reimburse employees for ordinary,

necessary, and reasonable travel expenses that are directly connected with, or pertaining to, the

transaction of business of the Nation. [2 O.C. 219.1-1]. There is no instance within the Travel and

Page 5 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

45 of 88

Expense Policy that lawful travel that was made in accordance with the policies and procedures

contained in the Travel and Expense Policy is required to be reimbursed back to the Nation.

Oneida Personnel Policies and Procedures

The General Tribal Council adopted the Oneida Personnel Policies and Procedures to provide the

Nation’s employee related policies and procedures including recruitment, selection, compensation

and benefits, employee relations, safety and health, program and enterprise rules and regulations,

and record keeping. Travel is referenced a couple times throughout the Oneida Personnel Policies

and Procedures.

Section IV.A.5.p of the Oneida Personnel Policies and Procedures makes reference to travel time

compensation, but not does include any information within the law itself, and instead simply

provides reference to the Tribal Wide Travel Time Work Standards and Procedures standard

operating procedure, approved on March 20, 2013, which addresses when employee travel is and

is not compensated.

Section IV.D.1.b of the Oneida Personnel Policies and Procedures provides that employees who

receive stipends or honoraria in excess of fifty dollars ($50) for attending meetings outside their

employment during working hours will forfeit the amount in excess of fifty dollars ($50) from

their regular paycheck, but that stipends for travel or per diem will not be deducted if accompanied

by receipts for such expenses. Again, this provision demonstrates that there is not an expectation

that a traveler reimburses the per diem they received for travel as long as the expenses are

documented in accordance with the Travel and Expense Policy.

Section VIII.B of the Oneida Personnel Policies and Procedures identifies that the Accounting

Department shall retain travel documents, in the form of completed travel authorization forms, for

a period of seven (7) years.

Overall, although the Oneida Personnel Policies and Procedures references travel in limited

circumstances, it does not directly address the Petition’s request for the General Tribal Council to

consider directing the development of an itemized report regarding any and all travel costs incurred

by the Nation from the October 9, 2022, Green Bay Packer football game in England; and also

consider directing full reimbursement of all travel costs back to the Nation within thirty (30)

business days and/or in a way determined by the General Tribal Council. Section IV.D.1.b of the

Oneida Personnel Policies and Procedures does demonstrate that there is not an expectation that a

traveler reimburses the per diem they received for travel as long as the receipts for the expenses

are documented, as provided for in accordance with the Travel and Expense Policy.

Page 6 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

46 of 88

Budget and Finances Law

The Budget and Finances law sets forth the requirements to be followed by the Oneida Business

Committee and the Oneida fund units when preparing the budget to be presented to the General

Tribal Council for approval, and to establish financial policies and procedures for the Nation

which:

 institutionalize best practices in financial management to guide decision makers in making

informed decisions regarding the provision of services, implementation of business plans

for enterprises, investments, and capital assets;

 provide a long term financial prospective and strategic intent, linking budget allocations to

organizational goals, as well as providing fiscal controls and accountability for results and

outcomes;

 identify and communicate to the membership of the Nation spending decisions for the

government function, grant obligations, enterprises, membership mandates, capital

expenditures, technology projects, and capital improvement projects;

 establish a framework for effective financial risk management; and

 encourage participation by the Nation’s membership. [1 O.C. 121.1-1].

The Nation is required to develop, adopt, and manage an annual budget. [1 O.C. 121.5-1]. All

revenues and expenditures of the Nation shall be in accordance with the annual budget. Id. The

Nation’s annual budget is required to be a balanced budget, which does not propose to spend more

funds than are reasonably expected to become available to the Nation during that fiscal year. Id.

Due to the fact that all expenditures of the Nation are required to be made be in accordance with

the annual budget, any travel expenses made for the October 9, 2022, Green Bay Packer football

game in England would have been required to be made in accordance with the Nation’s adopted

budget for Fiscal Year 2022 or Fiscal Year 2023, depending on when the travel costs were incurred.

Conclusion

After a review of all applicable laws and policies of the Nation, it has been determined that the

adoption of the Petition: L. Dallas – Disclosure of Oneida Nation Travel Expenditures to England

for the October 9, 2022, Green Bay Packer Game would have the following legislative effects:

1. The Petition’s request for the General Tribal Council to direct a report to be presented to

the General Tribal Council regarding all travel costs incurred by the Nation for the October

9, 2022, Green Bay Packer football game in England, may impact the Travel and Expense

Policy. Although the Travel and Expenses Policy addresses reporting requirements for

travel by requiring a traveler to submit a report to their immediate supervisor, and even

requiring travel reports to be made to the Oneida Business Committee in certain

circumstances, there are no circumstances within the Travel and Expense Policy where

travel reports are required to be presented to the General Tribal Council.

Page 7 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

47 of 88

2. The Petition’s request that the General Tribal Council consider directing reimbursement

back to the Nation of all travel costs incurred from the October 9, 2022, Green Bay Packer

football game in England, may conflict with the Travel and Expense Policy. The Travel

and Expense Policy is clear as to what expenses and fees will be covered by the Nation and

what is the responsibility of the traveler. Reimbursement back to the Nation is typically

only required by the Travel and Expense Policy when a traveler fails to comply with the

process and procedures contained in the Travel and Expense Policy in some manner. The

Travel and Expense Policy does not provide for reimbursements to be made back to the

Nation for lawful travel that follows the process and procedures contained in the Travel

and Expense Policy. The Petition does not allege that the travel for the October 9, 2022,

Green Bay Packer football game in England was unlawful or in violation of the process

and procedures contained in the Travel and Expense Policy. Therefore, the Petition’s

request to direct reimbursement back to the Nation of all travel expenses made for the

October 9, 2022, Green Bay Packer football game in England may conflict with the overall

intent and purpose of the Travel and Expense Policy. Through the Travel and Expense

Policy the Nation sets forth it’s policy to reimburse employees for ordinary, necessary, and

reasonable travel expenses that are directly connected with, or pertaining to, the transaction

of business of the Nation. There is no instance within the Travel and Expense Policy that

lawful travel that was made in accordance with the policies and procedures contained in

the Travel and Expense Policy is required to be reimbursed back to the Nation.

3. Overall, although the Oneida Personnel Policies and Procedures references travel in limited

circumstances, it does not directly address the Petition’s request for the General Tribal

Council to consider directing the development of an itemized report regarding any and all

travel costs incurred by the Nation for the October 9, 2022, Green Bay Packer football

game in England; and also consider directing full reimbursement of all travel costs back to

the Nation within thirty (30) business days and/or in a way determined by the General

Tribal Council. Section IV.D.1.b of the Oneida Personnel Policies and Procedures does

demonstrate that there is not an expectation that a traveler reimburses the per diem they

received for travel as long as the receipts for the expenses are documented, as provided for

in accordance with the Travel and Expense Policy.

4. Section 121.5-1 of the Budget and Finances law requires that all expenditures of the Nation

be made be in accordance with the annual budget, therefore any travel expenses made for

the October 9, 2022, Green Bay Packer football game in England would have been required

to be made in accordance with the Nation’s adopted budget for the Fiscal Year 2022 or

Fiscal Year 2023, depending on when the travel costs were incurred.

Requested Action

Accept the statement of effect for the Petition: L. Dallas – Disclosure of Oneida Nation Travel

Expenditures to England for the October 9, 2022, Green Bay Packer Game.

Page 8 of 8

A good mind. A good heart. A strong fire.

~

ONEIDA

48 of 88

Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

May 3, 2023

Petition: L. Dallas – Donations Internal and External

Submission Date: 4/7/23

LOC Sponsor: All LOC Members

Summary: This petition calls for a special General Tribal Council (GTC) meeting to be

called to consider the following:

 To direct any and all donations, both internal and external, of any kind shall be clearly

and concisely presented independently and separate from the normal budget process

for review, discussion, approval/denial/modification by the GTC PRIOR TO any funds

being released or distributed; and

 GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

3/22/23 OBC: Motion by Lisa Liggins for item X.E.-AB., to acknowledge receipt of the petition; to direct

the BC Direct Report Offices to complete and submit their administrative impact statements

of the petition to the TribalSecretary mailbox by Wednesday, April 12, 2023; and to direct the

Law, Finance, and Legislative Reference Offices to complete, respectively, the legal review,

fiscal impact statement, and statement of effect with status updates to be submitted for the

April 26, 2023, regular Business Committee meeting agenda and the first Business Committee

meeting of the month thereafter or until the final documents are submitted, seconded by Marie

Cornelius. Motion carried.

4/7/23 LOC:

Motion by Marie Cornelius to add items IV.1 through IV.24 to the Active Files List with all

LOC members as the sponsor; seconded Kirby Metoxen. Motion carried unanimously.

4/19/23 LOC: Motion by Marie Cornelius to accept the memorandum titled, Status Update for Outstanding

General Tribal Council Petitions, and forward to the Oneida Business Committee; seconded

by Daniel Guzman King. Motion carried unanimously.

4/26/23 OBC: Motion by Marie Cornelius to accept the petition processing notice and the 2023 petition status

report, seconded by David P. Jordan. Motion carried.

Next Steps:

 Accept the statement of effect for Petition: L. Dallas – Donations - Internal and External

and forward to the Oneida Business Committee.

Page 1 of 1

A good mind. A good heart. A strong fire.

49 of 88

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

ONEIDA

HANDOUT

Statement of Effect

Petition: L. Dallas – Donations - Internal and External

Summary

This petition requests the General Tribal Council to consider directing that all donations to the

Nation, both internal and external, of any kind be presented for review, discussion, approval,

denial, or modification by the General Tribal Council prior to any funds being released or

distributed.

Submitted by: Clorissa N. Leeman, Senior Staff Attorney, Legislative Reference Office

Date: May 1, 2023

Analysis by the Legislative Reference Office

On March 2, 2023, the Petition: L. Dallas – Donations - Internal and External (“the Petition”) was

submitted to the Government Administrative Office by Linda Dallas and then verified by the

Oneida Trust Enrollment Department on March 7, 2023. On March 22, 2023, the Oneida Business

Committee acknowledged receipt of the Petition and directed that the Legislative Reference Office

complete a statement of effect for the Petition with status updates to be submitted for the April 26,

2023, regular Business Committee meeting agenda and the first Business Committee meeting of

the month thereafter or until the final documents are submitted. The Legislative Operating

Committee added the Petition to its Active Files List on April 7, 2023, for a statement of effect to

be developed by the Legislative Reference Office.

The purpose of this Petition is to call a special meeting of the General Tribal Council to consider

the following:

 To direct any and all donations, both internal and external, of any kind shall be

clearly and concisely presented independently and separate from the normal

budget process for review, discussion, approval/denial/modification by the GTC

PRIOR TO any funds being released or distributed; and

 GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

All applicable laws and policies of the Nation were reviewed in developing this statement of effect

for the Petition.

Page 1 of 6

A good mind. A good heart. A strong fire.

50 of 88

Donations Made by the Nation

Article IV, Section 1 of the Constitution and Bylaws of the Oneida Nation grants the General

Tribal Council the power to “manage all economic affairs and enterprises of the Oneida Nation”

and to “promulgate and enforce ordinances . . . providing for the . . . appropriation of available

tribal funds for public purposes. . . .” [Oneida Nation Constitution Article IV Section 1(e) and (f)].

Subject to its review, the General Tribal Council has delegated the authority set forth in Article IV

of the Constitution to the Oneida Business Committee.

The Budget and Finances law sets forth the requirements to be followed by the Oneida Business

Committee and the Oneida fund units when preparing the budget to be presented to the General

Tribal Council for approval, and to establish financial policies and procedures for the Nation

which:

 institutionalize best practices in financial management to guide decision makers in making

informed decisions regarding the provision of services, implementation of business plans

for enterprises, investments, and capital assets;

 provide a long term financial prospective and strategic intent, linking budget allocations to

organizational goals, as well as providing fiscal controls and accountability for results and

outcomes;

 identify and communicate to the membership of the Nation spending decisions for the

government function, grant obligations, enterprises, membership mandates, capital

expenditures, technology projects, and capital improvement projects;

 establish a framework for effective financial risk management; and

 encourage participation by the Nation’s membership. [1 O.C. 121.1-1].

The Nation is required to develop, adopt, and manage an annual budget. [1 O.C. 121.5-1]. All

revenues and expenditures of the Nation are required to be made in accordance with the annual

budget. Id. The Nation’s annual budget is required to be a balanced budget, which does not propose

to spend more funds than are reasonably expected to become available to the Nation during that

fiscal year. Id. The Budget and Finances law provides for the process and procedures to be used

for the development and adoption of the Nation’s budget. [1 O.C. 121.5-4]. Ultimately, the

General Tribal Council is responsible for adopting the Nation’s budget by September 30th of each

year. [1 O.C. 121.5-4(e)].

Once a budget for the Nation is adopted, the Oneida Business Committee has the authority to

expend appropriated funds in accordance with the Nation’s adopted budget pursuant to the

Procurement Rule Handbook developed by the Purchasing Department. [1 O.C. 121.6-1]. The

authority to expend funds is then necessarily delegated to other managers, including Executive

Managers of the Nation, who manage budgets pursuant to their job descriptions based on the

Procurement Rule Handbook. Id.

Page 2 of 6

A good mind. A good heart. A strong fire.

~

ONEIDA

51 of 88

Therefore, in order for the Nation to expend funds for a donation, the funds for the donation would

had to have been budgeted for in the Nation’s duly adopted budget. Although the General Tribal

Council is responsible for adopting the budget as a whole on behalf of the Nation, it is the Oneida

Business Committee and other managers who are responsible for actually making expenditures in

accordance with the budget and Procurement Rule Handbook. The Petition’s request for all

donations, both internal and external, to be presented independently from the normal budget

process for review, discussion, approval, denial, modification by the General Tribal Council prior

to any funds being released or distributed would conflict with the Budget and Finances law’s

delegation of authority to the Oneida Business Committee and managers of the Nation to expend

funds in accordance with the Procurement Rule Handbook.

The Budget and Finances law addresses donations in regard to capital contributions, which are an

act of giving money or assets to a company or organization. [1 O.C. 121.3-1(b)]. Any capital

contributions made by the Nation are required to be identified in the annual budget. [1 O.C. 121.67]. Any reassignment of a loan provided by the Nation into a capital contribution is required to be

noticed to the General Tribal Council. [1 O.C. 121.6-7(a)].

In regard to donations made by the Nation in the form of capital contributions, the Petition’s

request that all donations be presented to the General Tribal Council independently and separate

from the normal budget process would conflict with section 121.6-7 of the Budget and Finances

law which requires that any capital contributions of the Nation be identified in the annual budget.

Additionally, although the Budget and Finances law requires that any reassignment of a loan

provided by the Nation into a capital contribution be noticed to the General Tribal Council, the

General Tribal Council is not delegated the authority to approve, deny, or modify the transfer of a

loan into a capital contribution prior to the distribution of funds being made.

Donations Received by the Nation

In regard to donations received by the Nation, the Budget and Finances law addresses the receipt

of supplemental funding, and provides that in the event that the Nation receives any supplemental

or emergency funding of two hundred and fifty thousand dollars ($250,000) or more, the Oneida

Business Committee shall develop and adopt, through resolution, a spending plan to guide

expenditures of the supplemental funding in accordance with any provided guidance for the

supplemental funding and audit compliance. [1 O.C. 121.6-4(c)].

The Budget and Finances law does not require supplemental funding received by the Nation to be

presented to the General Tribal Council for review, discussion, approval, denial, or modification

prior to any funds being released or distributed.

Page 3 of 6

A good mind. A good heart. A strong fire.

~

ONEIDA

52 of 88

Donations Made to Endowment Fund Accounts

Donations may be made to the Nation for the purpose of establishing or supporting an endowment

fund account. The Endowments law provides the process for the establishment and maintenance

of all endowment fund accounts established by the Nation. [1 O.C. 131.1-1]. It is the policy of the

Nation that endowments shall be maintained, protected, and grown in value for the benefit of the

Oneida people, both those in the present, and future generations. [1 O.C. 131.1-2]. The

Endowments law addresses how contributions, or monetary donations to the Nation for the purpose

of contributing to an existing endowment fund account, or for the establishment of an endowment

fund account, are handled. [1 O.C. 131.3-1(b)]. In addition to monetary donations, a bequest,

donation, or gift may also be accepted as a contribution if it has potential monetary value, which

may include, but not be limited to, stocks, bonds, real estate, property, and other assets including,

but not limited to, assets which are current, commercial, equitable, earning, tangible, and

intangible. Id.

The Oneida Trust Enrollment Committee is authorized to accept contributions or other instruments

from private donors for the purpose of establishing endowment fund accounts. [1 O.C. 131.6-2].

The Oneida Trust Enrollment Committee is required to notify the Oneida Finance Committee

immediately upon receipt of a contribution. Id. Pending the establishment of an endowment fund

account, the Oneida Trust Enrollment Committee deposits the contribution into an interest-bearing

account. [1 O.C. 131.6-2(a)].

The Finance Committee is then charged with establishing all endowment fund accounts, with final

approval from the Oneida Business Committee. [1 O.C. 131.5-1]. Typically, the Finance

Committee is responsible for holding a public meeting regarding the establishment of an

endowment fund account, but the establishment of an endowment fund account from a private

owner is exempt from the public meeting requirements. [1 O.C. 131.5-1(a)]. The establishment of

an endowment fund account from a private contribution can take no more than one hundred and

twenty (120) days from the date the Finance Committee is notified of the donation received for the

purpose of establishing the endowment fund account. [1 O.C. 131.5-1(b)].

The Oneida Business Committee is then delegated oversight authority over endowment fund

accounts. Oversight authority includes, but is not limited to, the authority to approve or disapprove

the establishment of endowment fund accounts as recommended by the Finance Committee; and

the authority to cause any or all endowment fund accounts to be audited by an independent auditor.

[1 O.C. 131.4-1]. If an audit of an endowment fund account is completed, an executive summary

of the audit is required to be included on the agenda of the next regularly scheduled meeting of the

General Tribal Council. Id.

The Oneida Trust Enrollment Committee is required by the Endowments law to provide written

annual financial reports to both the Oneida Business Committee and the General Tribal Council

Page 4 of 6

A good mind. A good heart. A strong fire.

~

ONEIDA

53 of 88

which includes, but is not limited to, itemized accounting of all monies placed into endowment

fund accounts; itemized accounting of all withdrawals to include the date and destination of any

withdrawal from all endowment fund accounts; and itemized accounting of all monies spent on

consultants. [1 O.C. 131.6-3].

Although annual financial reports and audit reports of endowment fund accounts are provided to

the General Tribal Council, it is not required that the General Tribal Council be presented

endowment fund accounts for discussion prior to the creation of an endowment fund account, and

the General Tribal Council is not delegated the authority to approve or modify an endowment fund

account.

Therefore, in regard to donations made to the Nation for endowment fund accounts, the Petition’s

request that all donations to the Nation of any kind be presented for review, discussion, approval,

denial, or modification by the General Tribal Council prior to any funds being released or

distributed would conflict with the process and procedures contained in the Endowments law.

Conclusion

After a review of all applicable laws and policies of the Nation, it has been determined that the

adoption of the Petition: L. Dallas – Donations - Internal and External would have the following

legislative effect:

1. In regard to donations made by the Nation, the Petition’s request for all donations, both

internal and external, to be presented independently from the normal budget process for

review, discussion, approval, denial, modification by the General Tribal Council prior to

any funds being released or distributed would conflict with the Budget and Finances law’s

delegation of authority to the Oneida Business Committee and managers of the Nation to

expend funds. In order for the Nation to expend funds for a donation, the funds for the

donation would had to have been budgeted for in the Nation’s duly adopted budget.

Although the General Tribal Council is responsible for adopting the budget as a whole on

behalf of the Nation, it is the Oneida Business Committee and other managers who are

responsible for actually making expenditures in accordance with the budget and

Procurement Rule Handbook.

2. In regard to donations made by the Nation in the form of capital contributions, the Petition’s

request that all donations be presented to the General Tribal Council independently and

separate from the normal budget process would conflict with section 121.6-7 of the Budget

and Finances law which requires that any capital contributions of the Nation be identified

in the annual budget. Additionally, although the Budget and Finances law requires that any

reassignment of a loan provided by the Nation into a capital contribution be noticed to the

General Tribal Council, the General Tribal Council is not delegated the authority to

approve, deny, or modify the transfer of a loan into a capital contribution prior to the

distribution of funds being made.

Page 5 of 6

A good mind. A good heart. A strong fire.

~

ONEIDA

54 of 88

3. In regard to donations received by the Nation, the Budget and Finances law addresses the

receipt of supplemental funding, and provides that in the event that the Nation receives any

supplemental or emergency funding of two hundred and fifty thousand dollars ($250,000)

or more, the Oneida Business Committee shall develop and adopt, through resolution, a

spending plan to guide expenditures of the supplemental funding in accordance with any

provided guidance for the supplemental funding and audit compliance. The Budget and

Finances law does not require supplemental funding received by the Nation to be presented

to the General Tribal Council for review, discussion, approval, denial, or modification prior

to any funds being released or distributed.

4. In regard to donations made to the Nation for the establishment or support of endowment

fund accounts, the Petition’s request that all donations to the Nation of any kind be

presented for review, discussion, approval, denial, or modification by the General Tribal

Council prior to any funds being released or distributed would conflict with the process

and procedures contained in the Endowments law.

Requested Action

Accept the statement of effect for the Petition: L. Dallas – Donations - Internal and External.

Page 6 of 6

A good mind. A good heart. A strong fire.

~

ONEIDA

55 of 88

Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

May 3, 2023

Petition: L. Dallas – Repeal GTC

Resolution #01-21-19-A Amending the

120-Day Petition Timeline Adopted by

General Tribal Council

Submission Date: 4/7/23

LOC Sponsor: All LOC Members

Summary: This petition calls for a special General Tribal Council (GTC) meeting to be

called to consider the following:

 Repeal GTC Resolution #01-21-19-A Amending the 120-day Petition Timeline Adopted

by the General Tribal Council;

 Direct that the Oneida General Tribal Council action taken on July 17, 2017, which

directed that "Petitions shall be presented to the General Tribal Council within on

hundred and twenty (120) days of receipt by the Oneida Business Committee Support

Office" shall be effective immediately; and

 GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

3/22/23 OBC: Motion by Lisa Liggins for item X.E.-AB., to acknowledge receipt of the petition; to direct

the BC Direct Report Offices to complete and submit their administrative impact statements

of the petition to the TribalSecretary mailbox by Wednesday, April 12, 2023; and to direct the

Law, Finance, and Legislative Reference Offices to complete, respectively, the legal review,

fiscal impact statement, and statement of effect with status updates to be submitted for the

April 26, 2023, regular Business Committee meeting agenda and the first Business Committee

meeting of the month thereafter or until the final documents are submitted, seconded by Marie

Cornelius. Motion carried.

4/7/23 LOC:

Motion by Marie Cornelius to add items IV.1 through IV.24 to the Active Files List with all

LOC members as the sponsor; seconded Kirby Metoxen. Motion carried unanimously.

4/19/23 LOC: Motion by Marie Cornelius to accept the memorandum titled, Status Update for Outstanding

General Tribal Council Petitions, and forward to the Oneida Business Committee; seconded

by Daniel Guzman King. Motion carried unanimously.

4/26/23 OBC: Motion by Marie Cornelius to accept the petition processing notice and the 2023 petition status

report, seconded by David P. Jordan. Motion carried.

Page 1 of 2

A good mind. A good heart. A strong fire.

56 of 88

Next Steps:

 Accept the statement of effect for Petition: L. Dallas – Repeal GTC Resolution #01-21-19A Amending the 120-Day Petition Timeline Adopted by General Tribal Council and

forward to the Oneida Business Committee.

Page 2 of 2

A good mind. A good heart. A strong fire.

~

ONEIDA

57 of 88

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

ONEIDA

Statement of Effect

Petition: L. Dallas – Repeal GTC Resolution #01-21-19-A Amending the 120-Day

Petition Timeline Adopted by General Tribal Council

Summary

This petition requests the General Tribal Council to consider repealing resolution GTC-01-21-19A, Amending the 120-Day Petition Timeline Adopted by the General Tribal Council, and directing

that the July 17, 2017, General Tribal Council motion which directed that petitions be presented

to the General Tribal Council withing one hundred and twenty days (120) of submission be

reinstated effective immediately.

Submitted by: Clorissa N. Leeman, Senior Staff Attorney, Legislative Reference Office

Date: April 25, 2023

Analysis by the Legislative Reference Office

On March 2, 2023, the Petition: L. Dallas – Repeal GTC Resolution #01-21-19-A Amending the

120-Day Petition Timeline Adopted by General Tribal Council (“the Petition”) was submitted to

the Government Administrative Office by Linda Dallas and then verified by the Oneida Trust

Enrollment Department on March 7, 2023. On March 22, 2023, the Oneida Business Committee

acknowledged receipt of the Petition and directed that the Legislative Reference Office complete

a statement of effect for the Petition with status updates to be submitted for the April 26, 2023,

regular Business Committee meeting agenda and the first Business Committee meeting of the

month thereafter or until the final documents are submitted. The Legislative Operating Committee

added the Petition to its Active Files List on April 7, 2023, for a statement of effect to be developed

by the Legislative Reference Office.

The purpose of this Petition is to call a special meeting of the General Tribal Council to consider

the following:

 Repeal GTC Resolution #01-21-19-A Amending the 120-Day Petition Timeline

Adopted by the General Tribal Council;

 Direct that the Oneida General Tribal Council action taken on July 17, 2017, which

directed that "Petitions shall be presented to the General Tribal Council within on

hundred and twenty (120) days of receipt by the Oneida Business Committee

Support Office" shall be effective immediately; and

 GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

Page 1 of 3

A good mind. A good heart. A strong fire.

58 of 88

All applicable laws and policies of the Nation were reviewed in developing this statement of effect

for the Petition.

180 Day Timeframe for Petitions

Article III, Section 6 of the Constitution and Bylaws of the Oneida Nation (“the Constitution”) sets

forth the process by which members of the Nation may petition to call a special meeting to bring

a subject before the General Tribal Council for consideration. [Constitution Article III, Section 6].

The Constitution provides that the chairman or fifty (50) qualified voters may, by written notice,

call special meetings of the General Tribal Council. Id.

The General Tribal Council enacted the Ten Day Notice Policy on March 4, 1991, for the purpose

of providing notice to the General Tribal Council of regular or special business to be conducted or

action taken at a General Tribal Council meeting. [1 O.C. 110.1-1]. Requiring prior notice of the

agenda items and information related to items assisted in creating informed discussion and

improved decision-making by the General Tribal Council on matters that affected the Nation which

became increasingly more complex and technical.

In an effort to provide consistency in the timeframe for when petitions are presented to the General

Tribal Council, on July 17, 2017, the General Tribal Council adopted a motion which required

petitions submitted under Article III, Section 6 of the Constitution to be processed and brought to

the General Tribal Council within one hundred and twenty (120) days of submission.

In an effort to balance General Tribal Council’s desire to have timely presentations of petitions

with the acknowledgement that one hundred and twenty (120) days does not provide enough time

to properly develop the necessary analyses to provide information to the General Tribal Council

to make an informed decisions while also recognizing scheduling constraints, on January 21, 2019,

the General Tribal Council adopted resolution GTC-01-21-19-A, Amending the 120-Day Petition

Timeline Adopted by the General Tribal Council. Resolution GTC-01-21-19-A adopted a rule

regarding petitions which superseded the July 17, 2017, action setting a one hundred and twenty

(120) day timeframe, and instead required that petitions be presented to the General Tribal Council

within one hundred and eighty (180) days of receipt by the Oneida Business Committee Support

Office 1, and that no petition can contain more than one subject matter.

Repealing Resolution GTC-01-21-19-A

This petition requests the General Tribal Council to consider repealing resolution GTC-01-21-19A, Amending the 120-Day Petition Timeline Adopted by the General Tribal Council, and directing

that the July 17, 2017, General Tribal Council motion which directed petitions be presented to the

1

The Oneida Business Committee Support Office is now known as the Government Administrative Office.

Page 2 of 3

A good mind. A good heart. A strong fire.

~

ONEIDA

59 of 88

General Tribal Council within one hundred and twenty days (120) of submission be reinstated

effective immediately.

The Ten Day Notice Policy requires that any action to overrule a previous passed motions or

resolutions of the General Tribal Council shall require a two-thirds (2/3) majority vote. [1 O.C.

110.3-1(a)(3)].

Therefore, if the General Tribal Council took action to repeal resolution GTC-01-21-19-A, a twothirds (2/3) majority vote would be required.

Conclusion

After a review of all applicable laws and policies of the Nation, it has been determined that the

adoption of the Petition: L. Dallas – Repeal GTC Resolution #01-21-19-A Amending the 120-Day

Petition Timeline Adopted by General Tribal Council would have the following legislative effect:

1. The Petition’s request for the General Tribal Council to repeal resolution GTC-01-21-19A, Amending the 120-Day Petition Timeline Adopted by the General Tribal Council, and

direct that the July 17, 2017, General Tribal Council motion which directed petitions be

presented to the General Tribal Council within one hundred and twenty days (120) of

submission be reinstated effective immediately would require a two-thirds (2/3) majority

vote in accordance with section 110.3-1(a)(3) of the Ten Day Notice Policy.

Requested Action

Accept the statement of effect for the Petition: L. Dallas – Repeal GTC Resolution #01-21-19-A

Amending the 120-Day Petition Timeline Adopted by General Tribal Council.

Page 3 of 3

A good mind. A good heart. A strong fire.

~

ONEIDA

60 of 88

Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

May 3, 2023

Petition: L. Dallas – Repeal the Budget

and Finances Law

Submission Date: 4/7/23

LOC Sponsor: All LOC Members

Summary: This petition calls for a special General Tribal Council (GTC) meeting to be

called to consider the following:

 Repeal the Budget and Finances Law contained thin the Oneida Code of Laws, Title I.

GOVERNMENT & FINANCES, adopted by the Oneida Business Committee by way of

BC Resolution (BC-10-26-22-D), along with the following:

 Adopted- BC-02-08-17-C

 Emergency Amended - BC-11-24-20-E

 Emergency Amended - BC-05-12-21- C

 Emergency Extension - BC-11-10·21- B

 Amended – BC-05-11-22- B

 Emergency Amended - BC-10-26-22-D

 To direct this action to be effective immediately; and

 Direct that the Oneida General Tribal Council resume authority and control over the

budgets and finances of the Oneida Nation of Wisconsin effective immediately; and

 GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

3/22/23 OBC: Motion by Lisa Liggins for item X.E.-AB., to acknowledge receipt of the petition; to direct

the BC Direct Report Offices to complete and submit their administrative impact statements

of the petition to the TribalSecretary mailbox by Wednesday, April 12, 2023; and to direct the

Law, Finance, and Legislative Reference Offices to complete, respectively, the legal review,

fiscal impact statement, and statement of effect with status updates to be submitted for the

April 26, 2023, regular Business Committee meeting agenda and the first Business Committee

meeting of the month thereafter or until the final documents are submitted, seconded by Marie

Cornelius. Motion carried.

4/7/23 LOC:

Motion by Marie Cornelius to add items IV.1 through IV.24 to the Active Files List with all

LOC members as the sponsor; seconded Kirby Metoxen. Motion carried unanimously.

4/19/23 LOC: Motion by Marie Cornelius to accept the memorandum titled, Status Update for Outstanding

General Tribal Council Petitions, and forward to the Oneida Business Committee; seconded

by Daniel Guzman King. Motion carried unanimously.

Page 1 of 2

A good mind. A good heart. A strong fire.

61 of 88

4/26/23 OBC: Motion by Marie Cornelius to accept the petition processing notice and the 2023 petition status

report, seconded by David P. Jordan. Motion carried.

Next Steps:

 Accept the statement of effect for Petition: L. Dallas – Repeal the Budget and Finances Law

and forward to the Oneida Business Committee.

Page 2 of 2

A good mind. A good heart. A strong fire.

~

ONEIDA

62 of 88

Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

~

ONEIDA

Statement of Effect

Petition: L. Dallas – Repeal the Budget and Finances Law

Summary

This petition requests the General Tribal Council to consider repealing the Budget and Finances

law and directing that the Oneida General Tribal Council resume authority and control over the

budgets and finances of the Nation, effective immediately.

Submitted by: Clorissa N. Leeman, Senior Staff Attorney, Legislative Reference Office

Date: April 25, 2023

Analysis by the Legislative Reference Office

On March 2, 2023, the Petition: L. Dallas – Repeal the Budget and Finance Law (“the Petition”)

was submitted to the Government Administrative Office by Linda Dallas and then verified by the

Oneida Trust Enrollment Department on March 7, 2023. On March 22, 2023, the Oneida Business

Committee acknowledged receipt of the Petition and directed that the Legislative Reference Office

complete a statement of effect for the Petition with status updates to be submitted for the April 26,

2023, regular Business Committee meeting agenda and the first Business Committee meeting of

the month thereafter or until the final documents are submitted. The Legislative Operating

Committee added the Petition to its Active Files List on April 7, 2023, for a statement of effect to

be developed by the Legislative Reference Office.

The purpose of this Petition is to call a special meeting of the General Tribal Council to consider

the following:

 Repeal the Budget and Finances Law contained within the Oneida Code of Laws,

Title I. GOVERNMENT & FINANCES, adopted by the Oneida Business Committee

by way of BC Resolution (BC-10-26-22-D), along with the following:

 Adopted- BC-02-08-17-C

 Emergency Amended - BC-11-24-20-E

 Emergency Amended - BC-05-12-21- C

 Emergency Extension - BC-11-10·21- B

 Amended – BC-05-11-22- B

 Emergency Amended - BC-10-26-22-D

 To direct this action to be effective immediately; and

 Direct that the Oneida General Tribal Council resume authority and control over

the budgets and finances of the Oneida Nation of Wisconsin effective immediately;

and

Page 1 of 12

A good mind. A good heart. A strong fire.

63 of 88

GTC reserves the right to review, discuss, and take any other action deemed

appropriate by the General Tribal Council during the GTC Meeting regarding the

above matters.

All applicable laws and policies of the Nation were reviewed in developing this statement of effect

for the Petition.

The Legislative Process

The General Tribal Council adopted the Legislative Procedures Act in 2013 to set forth the process

for the development and adoption of laws of the Nation by the Oneida Business Committee and

General Tribal Council. [1 O.C. 109.1-1]. The Legislative Procedures Act intends to ensure that

there is a standard process for developing legislation for the Nation. [1 O.C. 109.1-2]. Although

the Legislative Procedures Act is not construed to impede the constitutional right of a member of

the Nation under Article III, Section 4 of the Oneida Nation Constitution and Bylaws to petition

for a special meeting of the General Tribal Council, the lawmaking requirements provided by the

Legislative Procedures Act do apply to all legislation considered by the Oneida Business

Committee or the General Tribal Council. [1 O.C. 109.1-3, 109.1-1].

The legislative process begins when any person who is interested in pursuing the development of

or amendment to a law of the Nation submits a written request for legislation to the Legislative

Reference Office, who then is responsible for placing the request for legislation on the agenda of

the next duly called Legislative Operating Committee meeting. [1 O.C. 109.5-1, 109.5-2]. General

Tribal Council delegated the Legislative Operating Committee the responsibility for the

development of legislation of the Nation. [1 O.C. 109.4-2]. The Legislative Operating Committee

is comprised of the five (5) Oneida Business Committee members who do not hold officer

positions. [1 O.C. 110.4-1(b)]. Once the Legislative Operating Committee receives a request for

legislation, the Legislative Operating Committee then either accepts or denies the request, except

that the Legislative Operating Committee is not allowed to deny a request for legislation directed

by a General Tribal Council law, resolution, or motion. [1 O.C. 109.5-2(a)-(b)].

Once the Legislative Operating Committee accepts a request for legislation and directs that

legislation be developed in accordance with the Legislative Procedures Act, a draft of the

legislation is created through research, review of other similar laws, collaboration with affected

entities, and community engagement efforts. The Legislative Procedures Act provides guidance

on how a law should be organized, such as different sections that need to be included in a law and

what information needs to be addressed in each section, to ensure there is a consistent format

amongst all laws of the Nation. [1 O.C. 109.11]. Once a draft of the proposed legislation is

approved by the Legislative Operating Committee, a legislative analysis of the draft legislation is

completed. [1 O.C. 109.7-1]. The purpose of the legislative analysis is to describe the important

features of the legislation being considered and factual information to enable the Legislative

Page 2 of 12

A good mind. A good heart. A strong fire.

~

ONEIDA

64 of 88

Operating Committee to make informed decisions regarding legislation. [1 O.C. 109.3-1(g)]. A

legislative analysis includes a statement of the legislation’s terms and substance; intent of the

legislation; a description of the subject(s) involved, including any conflicts with Oneida or other

law, key issues, potential impacts of the legislation and policy considerations. Id.

Once a draft and legislative analysis are completed for proposed legislation, the Legislative

Operating Committee moves forward with obtaining public review of the proposed legislation.

The Legislative Operating Committee determines a public meeting date and then a public meeting

notice is created that contains the date, time and place of the public meeting, the time period for

the public comment period, and the name, address, phone number, and other appropriate

information on where to submit comments on the proposed legislation. [1 O.C. 109.8-2]. At least

ten (10) business days before the public meeting is held, the public meeting notice is published in

the Kalihwisaks, while the public meeting notice, proposed draft of the legislation, legislative

analysis, and fiscal impact statement if available, are published on the Oneida Register on the

Nation’s webpage found at the following location: https://oneida-nsn.gov/government/register/,

and electronically noticed to all managers and directors. [1 O.C. 109.8-2]. The managers and

directors who receive the public meeting materials are then required by the Legislative Procedures

Act to direct employees of the Nation who have special knowledge or expertise on the proposed

legislation to provide public comments. [1 O.C. 109.8-4(a)].

The public meeting on the proposed legislation is required to be presided over by at least one (1)

member of the Legislative Operating Committee. [1 O.C. 109.8-3(a)]. The purpose of the public

meeting is to solicit oral comments from members of the community on the proposed legislation.

[1 O.C. 109.8-3]. After the public meeting concludes, the Legislative Operating Committee holds

open a public comment period for at least five (5) business days. [1 O.C. 109.8-1(a)]. During the

public comment period individuals may submit written comments including data, views,

arguments, or concerns to the Oneida Business Committee Secretary or the Legislative Reference

Office in person or through United States mail, interoffice mail, e-mail, or fax. [1 O.C. 109.8-1(c),

109.4-4(b)].

Once the public comment period has concluded, the Legislative Operating Committee is required

by the Legislative Procedures Act to fully consider all written comments and oral testimony

received during the public comment period and any public meeting on the proposed legislation. [1

O.C. 109.8-4]. The Legislative Operating Committee accomplishes this responsibility through the

development of a public comment review memorandum that provides the Legislative Operating

Committee’s consideration of every comment received, and demonstrates any changes made to the

proposed legislation based on the public comments.

A fiscal impact statement is also required for all proposed legislation. [1 O.C. 109.6-1]. A fiscal

impact statement provides an estimate of the total fiscal year financial effects associated with

legislation and includes startup costs, personnel, office, documentation costs, as well as an estimate

Page 3 of 12

A good mind. A good heart. A strong fire.

~

ONEIDA

65 of 88

of the amount of time necessary for an individual or agency to comply with the law after

implementation. [1 O.C. 109.3-1(c)]. The Legislative Operating Committee may direct that a fiscal

impact statement be submitted by any agency who may receive funding if the legislation is enacted,

may administer a program if the legislation is enacted, may have financial information concerning

the subject matter of the legislation, or the Finance Department. [1 O.C. 109.6-1]. Oneida Business

Committee resolution BC-10-28-20-A, Further Interpretation of ‘Fiscal Impact Statement’ in the

Legislative Procedures Act, provides further clarification on the process for directing a fiscal

impact statement be completed. This resolution provides that upon final approval of draft

legislation by the Legislative Operating Committee, the Legislative Operating Committee may

direct the Finance Department or any agency who may receive funding if the legislation is enacted,

may administer a program if the legislation is enacted, may have financial information concerning

the subject matter of the legislation to provide a neutral and unbiased fiscal impact statement to

the LOC within ten (10) business days for inclusion in adoption materials.

After all the requirements of the Legislative Procedures Act are met and the Legislative Operating

Committee is satisfied with proposed legislation, the Legislative Operating Committee then

forwards an adoption packet comprised of the proposed legislation, legislative analysis, fiscal

impact statement, resolution, statement of effect, and an adoption memorandum to the Oneida

Business Committee for consideration. [1 O.C. 109.9-1. The Oneida Business Committee then

either considers whether to approve or deny the adoption of the legislation or forwards the

legislation to the General Tribal Council for consideration of adoption. [1 O.C. 109.9-1(a)-(b)]. ].

A law is adopted, amended, or repealed upon the adoption of a resolution. [1 O.C. 109.9-2]. For

those laws considered by the Oneida Business Committee a majority vote is required for the

adoption of the law, while amendments and repeals of a law are handled in accordance with the

laws governing Oneida Business Committee action. [1 O.C. 109.9-2(a)]. The Oneida Business

Committee utilizes Robert’s Rules of Order, current edition, for the procedural rules of its meetings

except as specifically modified by the Constitution and Bylaws of the Oneida Nation. [1 O.C.

117.4-1]. For those laws considered by the General Tribal Council, adoption, amendment, and

repeal of laws are done in accordance with the laws governing General Tribal Council action. [1

O.C. 109.9-2(b)]. Any action by the General Tribal Council to overrule previous passed motions

or resolution requires a two-thirds (2/3) vote. [1 O.C. 113.3-1(a)(3)].

Once legislation is adopted through resolution by either the Oneida Business Committee or the

General Tribal Council the law shall become effective ten (10) business days after the date of

adoption unless a different effective date is specified. [1 O.C. 109.9-3]. The Legislative Operating

Committee is then responsible for publishing the law in the Oneida Code of laws by the effective

date. [1 O.C. 109.9-4]. The Oneida Code of Laws can be found on the Oneida Register on the

Nation’s website at the following location: https://oneida-nsn.gov/government/register/laws/. Any

law adopted in substantial compliance with the Legislative Procedures Act is considered valid. [1

O.C. 109.10-1]. No law can be contested based on non-compliance with the procedural

Page 4 of 12

A good mind. A good heart. A strong fire.

~

ONEIDA

66 of 88

requirements of the Legislative Procedures Act after one (1) year from the effective date of the

law. [1 O.C. 109.10-2].

Legislative History of the Budget and Finances Law

The Budget and Finances law sets forth the requirements to be followed by the Oneida Business

Committee and the Oneida fund units when preparing the budget to be presented to the General

Tribal Council for approval, and to establish financial policies and procedures for the Nation

which:

 institutionalize best practices in financial management to guide decision makers in making

informed decisions regarding the provision of services, implementation of business plans

for enterprises, investments, and capital assets;

 provide a long term financial prospective and strategic intent, linking budget alloc

This text is long and has been trimmed here. Open the source document for the complete record.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.