Oneida Business Committee (2022)
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Oneida Nation
Oneida Business Committee
Legislative Operating Committee
PO Box 365 • Oneida, WI 54155-0365
Oneida-nsn.gov
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ONEIDA
LEGISLATIVE OPERATING COMMITTEE MEETING AGENDA
Business Committee Conference Room - 2nd Floor Norbert Hill Center
June 15, 2022
9:00 a.m.
I.
Call to Order and Approval of the Agenda
II.
Minutes to be Approved
1. June 1, 2022 LOC Meeting Minutes (pg. 2)
III.
Current Business
1. Elder Assistance Program Law (pg. 4)
IV.
New Submissions
1. Oneida Personnel Policies and Procedures Amendments: Designation of Juneteenth as a Paid
Holiday (pg. 38)
V.
Additions
VI.
Administrative Updates
VII.
Executive Session
VIII. Recess/Adjourn
A good mind. A good heart. A strong fire.
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Oneida Nation
Oneida Business Committee
Legislative Operating Committee
PO Box 365 • Oneida, WI 54155-0365
Oneida-nsn.gov
r'\
mooao
ONEIDA
LEGISLATIVE OPERATING COMMITTEE MEETING MINUTES
Oneida Business Committee Conference Room-2nd Floor Norbert Hill Center
June 1, 2022
9:00 a.m.
Present: David P. Jordan, Jennifer Webster, Kirby Metoxen, Marie Summers (Microsoft Teams)
Excused: Daniel Guzman King
Others Present: Clorissa N. Santiago, Shannon Davis, Lawrence Barton, Amy Spears (Microsoft
Teams), Nic Reynolds (Microsoft Teams), Iris Hill (Microsoft Teams), Justin Nishimoto (Microsoft
Teams), Kaylynn Gresham (Microsoft Teams)
I.
Call to Order and Approval of the Agenda
David P. Jordan called the June 1, 2022, Legislative Operating Committee meeting to order
at 9:02 a.m.
Motion by Jennifer Webster to adopt the agenda with one addition, the Elder Assistance
Program law; seconded by Marie Summers. Motion carried unanimously.
II.
Minutes to be Approved
1. May 18, 2022 LOC Meeting Minutes
Motion by Jennifer Webster to approve the May 18, 2022, LOC meeting minutes and
forward to the Business Committee; seconded by Kirby Metoxen. Motion carried
unanimously.
III.
Current Business
1. Healing to Wellness Court Law
Motion by Jennifer Webster to approve the updated public comment review memorandum,
draft, and updated legislative analysis; seconded by Kirby Metoxen. Motion carried
unanimously.
Motion by Marie Summers to approve the fiscal impact statement request memorandum
and forward to the Finance Department directing that a fiscal impact statement be prepared
and submitted to the LOC by June 15, 2022; seconded by Jennifer Webster. Motion carried
unanimously.
IV.
New Submissions
1. Emergency Adoption of the Oneida Nation Assistance Fund Law
Motion by Jennifer Webster to add the Oneida Nation Assistance Fund Law to the Active
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Legislative Operating Committee Meeting Minutes of June 1, 2022
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Files List with Jennifer Webster as the sponsor; seconded by Marie Summers. Motion
carried unanimously.
Motion by Jennifer Webster to approve the Oneida Nation Assistance Fund law emergency
adoption packet and forward to the Oneida Business Committee for consideration;
seconded by Kirby Metoxen. Motion carried unanimously.
V.
Additions
1. Elder Assistance Program Law
Motion by Kirby Metoxen to accept the public comments and the public comment review
memorandum and defer to a work meeting for further consideration; seconded by Marie
Summers. Motion carried unanimously.
VI.
Administrative Items
VII.
Executive Session
VIII. Adjourn
Motion by Jennifer Webster to adjourn at 9:21 a.m.; seconded by Kirby Metoxen. Motion
carried unanimously.
Legislative Operating Committee Meeting Minutes of June 1, 2022
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Oneida Nation
"'
Oneida Business Committee
Legislative Operating Committee
=DODDOO
PO Box 365 • Oneida, WI 54155-0365
ONEIDA
Oneida-nsn.gov
Legislative Operating Committee
June 15, 2022
Elder Assistance Program Law
Submission Date: 11/3/21
LOC Sponsor: David P. Jordan
Public Meeting: 5/18/22
Emergency Enacted: N/A
Summary: This request for a new law was brought forward by Councilman David P. Jordan based
on a recommendation from the Chief Financial Officer during the October 20, 2021, LOC meeting. This
request asks the LOC to consider developing a new law to establish an approved program under the
Oneida General Welfare law which transitions the Nation's Elderly 65+ Per Capita Payment Distribution
Fund, from being utilized for per capita payments to being utilized for general welfare assistance payments
for elders.
11/3/21 LOC: Motion by Marie Summers add the Elder Assistance Program law to the Active Files List with
David Jordan as the sponsor; seconded by Jennifer Webster. Motion carried unanimously.
1/13/22:
Work Meeting. Present: David P. Jordan, Jennifer Webster, Daniel Guzman King, Clorissa N.
Santiago, Kristen Hooker, Carmen Vanlanen, Kristal Hill, Rhiannon Metoxen. This was a
work meeting held through Microsoft Teams. The purpose of this work meeting was to review
the initial draft of the Law with the LOC and prepare for the work meeting next week with
Finance, Oneida Law Office, Trust Enrollment Department, and Trust Enrollment Committee.
1/19/22:
Work Meeting. Present: David P. Jordan, Jennifer Webster, Daniel Guzman King, Kirby
Metoxen, Marie Summers, Clorissa N. Santiago, Carmen Vanlanen, Kristal Hill, Carl Artman,
Keith Doxtator, Lawrence Barton. This was a work meeting held through Microsoft Teams.
The purpose of this work meeting was to begin discussing with the Oneida Law Office,
Finance, and Trust Enrollment Department the possibility of transitioning the Nation's Elderly
65+ Per Capita Payment Distribution Fund from being utilized for per capita payments to
being utilized for general welfare assistance payments for elders.
2/16/22:
Work Meeting. Present: David P. Jordan, Jennifer Webster, Kirby Metoxen, Daniel Guzman
King, Marie Summers, Clorissa N. Santiago. This was a work meeting held through Microsoft
Teams. The purpose of this work meeting was to discuss next steps for moving this legislative
item forward.
2/22/22:
Work Meeting. Present: Clorissa N. Santiago, Carl Artman. This was a work meeting held
through Microsoft Teams. The purpose of this work meeting was for Carl to gain more
clarification on the purpose of the memorandum he is providing the Legislative Operating
Committee.
2/25/22:
Work Meeting. Present: David P. Jordan, Kirby Metoxen, Daniel Guzman King, Marie
Summers, Clorissa N. Santiago, Carmen Vanlanen, Kristal Hill. This was a work meeting held
through Microsoft Teams. The purpose of this work meeting was to review the draft of the
Law and determine next steps for moving this item forward.
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3/2/22 LOC:
Motion by Marie Summers to accept the draft of the Oneida Elder Assistance Program law
and defer to a work meeting for further discussion; seconded by Jennifer Webster. Motion
carried unanimously.
3/10/22:
Work Meeting. Present: David P. Jordan, Kirby Metoxen, Daniel Guzman King, Marie
Summers, Jennifer Webster, Clorissa N. Santiago, Carmen Vanlanen, Kristal Hill, Rhiannon
Metoxen. This was a work meeting held through Microsoft Teams. The purpose of this work
meeting was for the LOC to review and consider the input received from the Trust Enrollment
Department Director and the General Manager.
3/16/22 LOC: Motion by Marie Summers to approve the updated draft of the Elder Assistance Program law
and direct that a legislative analysis be developed; seconded by Jennifer Webster. Motion
carried unanimously.
3/29/22:
Joint OBC and OTEC Meeting. Present: David P. Jordan, Kirby Metoxen, Daniel Guzman
King, Marie Summers, Jennifer Webster, Clorissa N. Santiago, Barbara Webster, Brandon
Yellowbird-Stevens, Carl Artman, Geraldine Danforth, John Danforth, Keith Doxtator,
Norbert Hill Jr., Sandra Skenandore, Shannon Davis, Tehassi Hill, Venessa Cardish, William
Gollnick, Lisa Liggins, Terry Cornelius. This was a joint Oneida Business Committee and
Oneida Trust Enrollment Committee meeting held through Microsoft Teams. The purpose of
this meeting was to provide the OTEC and the OBC an opportunity to discuss and provide
input on the Elder Assistance Program law.
4/14/22:
Work Meeting. Present: David P. Jordan, Kirby Metoxen, Jennifer Webster, Marie Summers,
Daniel Guzman King, Clorissa N. Santiago, Carmen Vanlanen. This was a work meeting held
through Microsoft Teams. The purpose of this work meeting was for the LOC to review the
public comment period notice.
4/20/22 LOC: Motion by Jennifer Webster to approve the legislative analysis and public meeting packet and
forward the Elder Assistance Program law to a public meeting to be held on May 18, 2022;
seconded by Marie Summers. Motion carried unanimously.
5/18/22:
Public Meeting Held. Present: David P. Jordan, Jennifer Webster, Marie Summers, Kirby
Metoxen, Clorissa N. Santiago, Cheryl Aliskwet Ellis, Shannon Davis, Edward Delgado,
Michael Denny, Barbara Cornelius, Carl Artman (Microsoft Teams), Carrie Lindsey
(Microsoft Teams), Gerald Sexton (Microsoft Teams), Jameson Wilson (Microsoft Teams),
Jeanette Ninham (Microsoft Teams), Mark W. Powless (Microsoft Teams), Michelle Myers
(Microsoft Teams), Matthew Cornelius (Microsoft Teams). The public meeting for the
proposed Elder Assistance Program law was held in person in the Norbert Hill Center and on
Microsoft Teams. Three (3) individuals provided public comment during the public meeting.
5/25/22:
Public Comment Period Closed. Three (3) submissions of written comments were received
during the public comment period.
6/1/22 LOC:
Motion by Kirby Metoxen to accept the public comments and the public comment review
memorandum and defer to a work meeting for further consideration; seconded by Marie
Summers. Motion carried unanimously.
6/1/22:
Work Meeting. Present: David P. Jordan, Kirby Metoxen, Jennifer Webster, Marie Summers,
Clorissa N. Santiago, Kristal Hill. This was a work meeting held through Microsoft Teams.
The purpose of this work meeting was for the LOC to review and consider the public
comments received.
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Next Steps:
Approve the updated public comment review memorandum, draft, legislative analysis and
fiscal impact statement request memorandum forward to the Finance Department directing
that a fiscal impact statement be prepared and submitted to the LOC by July 14, 2022.
A good mind. A good heart. A strong fire.
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Oneida Nation
=DODDOO
PO Box 365 • Oneida, WI 54115-0365
ONEIDA
Oneida-nsn.gov
TO:
FROM:
DATE:
RE:
"'
Oneida Business Committee
Legislative Operating Committee
Legislative Operating Committee (LOC)
Clorissa N. Santiago, Legislative Reference Office, Senior Staff Attorney
June 15, 2022
Elder Assistance Program Law: Public Comment Review with LOC Consideration
On May 18, 2022, a public meeting was held regarding the proposed Elder Assistance Program
law (“the Law”). The public comment period was then held open until May 25, 2022. The
Legislative Operating Committee reviewed and considered each public comment received on June
1, 2022. This memorandum serves as a review of the written comments received during the public
comment period.
Comment 1 – Possession of Knowledge of Elders:
1002.1. Purpose and Policy
1002.1-2. Policy. It is the policy of the Nation to prioritize the general welfare needs of its
elders. The Nation recognizes that its elders possess unique and irreplaceable stores of
knowledge, skill, culture, and experience that enhance and enrich the lives of every member
of the Nation. The interests of the Nation are advanced when its elders remain confident that
their general welfare needs can be met.
Edward Delgado (oral): Hey, thanks for this opportunity. Ohh, looking at this, generally, it
sounds really good. Oh, all these benefits and on page four (4). You could really rake it in, a lot of
stuff you can get. Uhh. However, I do have one question, a few questions. On line thirty-eight (38)
it talks about elders. I'm unclear. Do we process all these, all this knowledge? Or do we possess
it? Because it says process here, so it's kinda confusing. Uh, Myself, I feel as though I possess
some of these things. I don't process anything. Well, not right anyway. Umm, I think you meant
possess.
Response
The commenter references a grammatical error that was made within the legislative analysis. This
error in the legislative analysis will be revised. There is no revision to the Law recommended based
on this comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment.
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Comment 2 – Expiration of the Oneida General Welfare Law:
Edward Delgado (oral): Umm reminder, I have a question about no questions. But I do have a
question. You don't have to answer it. A reminder that this is based on the General Welfare law.
And the General Welfare law is due to expire soon. Uhh, trying to look at the different dates and
the different see the July or somewhere around there, maybe October? I'm not sure. So, this law is
based on that. So how can it last?
Response
The commenter questions how the Elder Assistance Program law can be promulgated under the
authority of the Oneida General Welfare law if the Oneida General Welfare law is set to expire.
The commenter is mistaken about the expiration of the Oneida General Welfare law. The Oneida
General Welfare law was adopted by the Oneida Business Committee on a permanent basis on
December 8, 2021, through the adoption of resolution BC-12-08-21-A. There is no revision to the
Law recommended based on this comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment.
Comment 3 – Involvement of the General Tribal Council:
Edward Delgado (oral): ? Uhh. Everybody likes the idea that we're not gonna pay taxes on this
umm, but the scary part is that it gives all the authority to their Business Committee, uhh to
determine amounts, when and if, and there's no regard to General, General Tribal Council. And,
uhh, it's long standing role in determining those benefits. Uh, there's a part in the General Welfare
law that says it all goes to GTC, I mean to the BC. And sole discretion upon the GTC. And you
don't have to write it that way. I think it would still be possible as a tax exempt assistance program
if you're just write that a little bit nicer to GTC, whereby it doesn't have to be sole discretion. You
can include GTC somewhere where it has the ultimate authority on whether or not these assistance
programs are determined. Uhh,I think that's about it.
Response
The commenter expresses displeasure with the idea of sole authority being provided to the Oneida
Business Committee through the Law to determine the amounts of assistance provided through the
Elder Assistance Program and the disbursement time periods, and desires instead that authority be
provided to the General Tribal Council. The Oneida Business Committee does not have sole
discretion as to the amounts of disbursements and timeframes for disbursements from the Elder
Assistance Program. The Law provides that the Oneida Business Committee, in consultation with
the Oneida Trust Enrollment Committee, shall set forth through the adoption of a resolution an
application submission period and disbursement timeframe for a distribution of assistance from
the Elder Assistance Program. [10 O.C. 1002.5-2]. The Law also provides that the Oneida Trust
Enrollment Committee shall determine the amount of assistance available to an eligible recipient
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from the Elder Assistance Program per any permitted distribution. [10 O.C. 1002.6-2]. The Elder
Assistance Program is funded through the Elder, Education and General Welfare Trust Fund,
which is derived from the Emigrant NY Indian Claims Award Docket 75 Trust Fund, and any other
funding source deemed necessary by the Oneida Business Committee. [10 O.C. 1002.6-1]. The
Oneida Trust Enrollment Committee determines the amount of assistance available to an eligible
recipient from the Elder Assistance Program because the Oneida Trust Enrollment Committee is
the body responsible for the management of the Elder, Education and General Welfare Trust Fund.
If the Oneida Business Committee determines that the Elder Assistance Program should be funded
through an additional funding source than the Elder, Education and General Welfare Trust Fund,
then ultimately the General Tribal Council has the authority to adopt the Nation’s budget which
may contain the allocation of additional funds. There is no revision to the Law recommended based
on this comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment. The Legislative Operating Committee does plan to encourage the Trust Enrollment
Department and Oneida Trust Enrollment Committee to work with the Nation’s Treasurer to
discuss and plan for the future longevity and sustainability of the Elder, Education and General
Welfare Trust Fund.
Comments 4 – Funding Source:
1002.6. Funding
1002.6-1. Funding Source. The Elder Assistance Program shall be funded through the Elder,
Education and General Welfare Trust Fund, which is derived from the Emigrant NY Indian
Claims Award Docket 75 Trust Fund, and any other funding source deemed necessary by
the Oneida Business Committee.
1002.6-2. Amount of Available Funding. The Oneida Trust Enrollment Committee shall
determine the amount of assistance available to an eligible recipient from the Elder
Assistance Program per any permitted distribution.
Edward Delgado (oral): Ohh my last question was where is this coming from? What? Like
money, usually determined by few per capita? Or is it coming through the, uhh, that seven hundred
dollars ($700) at sixty-five (65) year olds and over ger, uh, annually. Uh. From some kind of
investments? That doesn't say it, but I don't know if this is the sum total of what elders get. Which
was last year four thousand dollars ($4000), and that was really nice. But these things are nice too,
but I just don't think you should be giving all the authority to, to the Business Committee when we
have a constitution and we have precedence where benefits go to GTC for approval, or at least we
don't give it away. Thank you much.
Response
The commenter questions where the funding for the Elder Assistance Program is coming from.
The Elder Assistance Program is funded through the Elder, Education and General Welfare Trust
Fund, which is derived from the Emigrant NY Indian Claims Award Docket 75 Trust Fund, and
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any other funding source deemed necessary by the Oneida Business Committee. [10 O.C. 1002.61]. The Oneida Trust Enrollment Committee determines the amount of assistance available to an
eligible recipient from the Elder Assistance Program because the Oneida Trust Enrollment
Committee is the body responsible for the management of the Elder, Education and General
Welfare Trust Fund. There is no revision to the Law recommended bases on this comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment. The Law is clear that the Elder Assistance Program is funded through the Elder,
Education and General Welfare Trust Fund, which is derived from the Emigrant NY Indian Claims
Award Docket 75 Trust Fund, and any other funding source deemed necessary by the Oneida
Business Committee. [10 O.C. 1002.6-1].
The Legislative Operating Committee also discussed the comments about the authority of the
General Tribal Council and the Oneida Business Committee and wanted to clarify any
misconceptions. Article III Section 1 of the Constitution and Bylaws of the Oneida Nation provides
that the General Tribal Council is the governing body of the Oneida Nation. Article III Section 3
then provides that the qualified voters of the Oneida Nation shall elect the Business Committee
which shall perform such duties as may be authorized by the General Tribal Council. The Oneida
Business Committee has been delegated the authority of Article IV, Section 1, of the Oneida Tribal
Constitution by the General Tribal Council.
Additionally, it is important to note that the General Tribal Council delegated the authority to
develop and adopt legislation for the Nation to the Legislative Operating Committee and the
Oneida Business Committee through the adoption of the Legislative Procedures Act (“the LPA”)
through resolution GTC-01-07-13-A. The purpose of the LPA is to provide a process for the
adoption of laws of the Nation that has been sanctioned by the General Tribal Council. [1 O.C.
109.1-1]. The development of this Law, as well as the development of the Oneida General Welfare
law, has conformed with the process and procedure contained in the LPA.
Comments 5 through 6 – Specification of Annual Disbursements:
Michael Denny (oral): OK, thank you. I'm not gonna dwell on the legislative analysis. I wanna
go right to the Law, how its written. Umm, and under policy, line eight (8) - Interests of the Nation
are advanced when elders remain confident in their general welfare. I would like to insert the year
yearly or annual after their and before general. Because the way this is written, it doesn't say that
there will be an annual or yearly distribution. Also, under establishment, line forty-seven (47) The Elder Assistance Program is to provide financial assistance to elders. Also there, behind
provide and before financial assistance, insert yearly or annual. So we're aware of that these are
yearly things. There's nothing in here to say that this will be done on a yearly basis. It may be
inferred, but if it's not written down, how do we know it will occur? And also on line one hundred
and thirty-five (135) under funding - The Elder Assistance program should be funded through the
Elder Education and General Welfare Trust Fund. I also again would like to insert annually after
the word funded. Through the elder because that pinpoints to the elders that this will be done on
an annual basis. Right now, it doesn't say that. It just says that the Business Committee in
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conjunction with the Trust Committee, will set up a time. It doesn't say annual. And I think that
should be pointed out. And that's all I have to say. I agree with the premise of the law. I just think
that we could add the word annual or yearly in certain aspects. So we're clarified that the elders
understand that this will be a yearly or an annual thing. That's all I have to say. Thank you.
Oneida Nation Commission on Aging (written): The following written comments concerning
the proposed Elder Assistance Program,
are brought forth on behalf of the ONCOA commissioners who met on 5-24-22.
1. Under Establishment, line 47, the insertion of the word annual, to read: provide annual
financial assistance.
2. Under Guidelines and Requirements, line 71, the insertion of the word annual, to read:
adoption of an annual resolution.
3. Under Guidelines and Requirements, line 102, the insertion of the word annual, to read:
set through an annual resolution
4. Under 1002.6. Funding, line 135, the insertion of the word annually, to read: funded
annually through.
5. Under 1002.6. Funding, line 141, to delete the words: per any permitted distribution.
Response
The commenters request that the Law be revised so that the Law provides that the Elder Assistance
Program will provide annual assistance to elders. The Law provides that the Oneida Business
Committee, in consultation with the Oneida Trust Enrollment Committee, shall set forth through
the adoption of a resolution an application submission period and disbursement timeframe for a
distribution of assistance from the Elder Assistance Program. [10 O.C. 1002.5-2]. The Legislative
Operating Committee decided to require the application submission period and disbursement
timeframe for a distribution of assistance from the Elder Assistance Program to be set through
resolution instead of including dates in the Law itself to allow for more flexibility. This added
flexibility allows the Oneida Business Committee and the Oneida Trust Enrollment Committee to
determine the application submission period and disbursement timeframe to best meet the needs
of elders – this means that the Oneida Business Committee and the Oneida Trust Enrollment
Committee can determine the best time of year to make a disbursement from the Elder Assistance
Program, whether the Elder, Education and General Welfare Trust Fund has the funds available to
make a disbursement during a given year, or whether multiple disbursements should be made in a
given year.
Whether to require the Law to provide that disbursements from the Elder Assistance Program will
be made on an annual basis is a policy decision for the Legislative Operating Committee to make.
The Legislative Operating Committee may make one of the following determinations:
1. The Law should remain as currently drafted, so that the application submission period and
disbursement timeframe for a distribution of assistance from the Elder Assistance Program
is set through resolution to allow for more flexibility in determining how best to meet the
needs of the Nation’s elders.
2. The Law should be revised to require that disbursements from the Elder Assistance
Program be made on an annual basis. If the Legislative Operating Committee makes this
determination, then the following revision to the Law is recommended:
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1002.5-2. Distribution Period. The Oneida Business Committee, in consultation with the Oneida
Trust Enrollment Committee, shall set forth through the adoption of a resolution an application
submission period and disbursement timeframe for a distribution of assistance from the Elder
Assistance Program. Distributions of assistance from the Elder Assistance Program shall occur on
an annual basis.
LOC Consideration
The Legislative Operating Committee was not in favor of revising the Law to be specify annual
disbursements from the Elder Assistance Program, and instead determined that the Law should
remain as currently drafted, so that the application submission period and disbursement timeframe
for a distribution of assistance from the Elder Assistance Program is set through resolution to allow
for more flexibility in determining how best to meet the needs of the Nation’s elders. The
Legislative Operating Committee discussed how the COVID-19 pandemic taught them the lesson
that the Nation needs to be able to pivot when necessary to address its financial needs, and therefore
it is important that the Law provides flexibility to the Elder Assistance Program in determining its
disbursements. The Legislative Operating Committee also discussed that the Elder Assistance
Program is contingent on the availability of funds from the Elder, Education and General Welfare
Trust Fund. [10 O.C. 1002.6-1]. Although the Oneida Business Committee may utilize any other
funding source as deemed necessary, the Oneida Business Committee is not required to obligate
additional funds to the Elder Assistance Program other than what is provided through the Elder,
Education and General Welfare Trust Fund. If there was a time where funding is not available
through the Elder, Education and General Welfare Trust Fund, then there may not be a
disbursement made through the Elder Assistance Program. Assistance provided under an approved
program of the Nation is not guaranteed, and assistance shall not be treated as a resource or asset
of a recipient for any purpose; and no recipient shall have an interest in or right to any funds
budgeted for, or set aside for, approved programs until paid. [10 O.C. 1001.6-1]. The Oneida
Business Committee reserves the right to cancel, adjust, modify or revoke any benefit. [10 O.C.
1001.6-2]. The Legislative Reference Office wanted to ensure that the Law is clear that the Elder
Assistance Program is contingent on funding from the Elder, Education and General Welfare Trust
Fund, and therefore directed that the following revision be made to the Law:
1002.6. Funding
1002.6-1. Funding Source. The Elder Assistance Program shall be funded through the Elder,
Education and General Welfare Trust Fund, which is derived from the Emigrant NY Indian Claims
Award Docket 75 Trust Fund,. The Oneida Business Committee may obligate additional funding
to the Elder Assistance Program through and any other funding source deemed necessary by the
Oneida Business Committee. Use of the Elder Assistance Program is contingent upon available
funding from the Elder, Education and General Welfare Trust Fund.
Comment 7 – Application Form:
1002.5. Guidelines and Requirements
1002.5-3. Application for Funds. Any individual seeking assistance from the Elder
Assistance Program shall submit an application.
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(a) The Trust Enrollment Department shall make available an Elder Assistance Program
application form and instructions.
Mark W. Powless (oral): Yaw^ko. Well, first off, I wholly support this effort. From an
implementation standpoint, currently, the GWA payments or GWE payments for membership are
handled through the online portal. And, and in reading the proposed law, it appears there's it
specifies an application form and I just want to make sure that there is no wording that that
prohibits adding this payment option to the existing online application form for the overall GWA
or GWE payments. So that's the first thing.
Response
The commenter wants to ensure that the Law will not prevent the Elder Assistance Program from
using the same online application forms from other approved programs that provide assistance in
accordance with the Oneida General Welfare law. The Law provides that Trust Enrollment
Department shall make available an Elder Assistance Program application form and instructions.
[10 O.C. 1002.5-3(a)]. The application is required, at a minimum, to collect the following
information:
first and last name;
date of birth;
street address, city, state, zip code;
phone number;
e-mail address;
enrollment number;
bank account information for direct deposit if necessary;
declaration from the applicant that their need exists, and all information provided therein
is accurate and in accordance with the laws of the Nation and federal law; and
signature of the applicant, electronic or handwritten, affirming the attestation. [10 O.C.
1002.5-3(a)(1)(A)-(H)].
There is nothing in the Law that would prevent the Elder Assistance Program application from
being combined with an application of another approved program that provides assistance in
accordance with the Oneida General Welfare law as long as the minimum application requirements
of section 1002.5-3(a)(1)(A)-(H) of the Law are met. There is no recommend revision to the Law
based on this comment.
LOC Consideration
The Legislative Operating Committee agreed that there is nothing in the Law that would prevent
the Elder Assistance Program application from being combined with an application of another
approved program that provides assistance in accordance with the Oneida General Welfare law as
long as the minimum application requirements of section 1002.5-3(a)(1)(A)-(H) of the Law are
met. The Legislative Operating Committee also determined that an applicant’s middle name should
be required on the application. The Legislative Operating Committee directed the following
revision be made to the Law:
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1002.5-3. Application for Funds. Any individual seeking assistance from the Elder Assistance
Program shall submit an application.
(a) The Trust Enrollment Department shall make available an Elder Assistance Program
application form and instructions.
(1) The application shall require, at a minimum, the following information:
(A) first, middle, and last name;
(B) date of birth;
(C) street address, city, state, zip code;
(D) phone number;
(E) e-mail address;
(F) enrollment number;
(G) bank account information for direct deposit if necessary;
(H) declaration from the applicant that their need exists, and all information
provided therein is accurate and in accordance with the laws of the Nation
and federal law; and
(I) signature of the applicant, electronic or handwritten, affirming the
attestation declaration.
Comment 8 – Delegation of Responsibility to the Trust Enrollments Department:
1002.5. Guidelines and Requirements
1002.5-6. Oversight. The Trust Enrollment Department shall oversee the collection, review,
and permitted distribution of funds from the Elder Assistance Program to the qualifying
recipients.
1002.5-7. Records Maintenance. The Trust Enrollment Department shall be responsible for
maintenance of records for the Elder Assistance Program. The recipient shall retain receipts
for the expenditure of the funds associated with the Elder Assistance Program.
Mark W. Powless (oral): The second thing is, this is very specific, and it specifies that the Trust
Enrollment Department will process the payment. We are in, uhh, talks to transfer all the payments
or the process to do the payments to the Trust Enrollment Department. My only concern is if we
if that transition which is not complete, if that transition is not successful, we'll have two different
requirements for receiving GWA, GWA payments for our elders. So, they would have to go to if,
if all payments are not moved into Trust Enrollments, then elders would have to go to one area to
apply for one payment and another area to apply for another payment. So, if we are able to transfer
all payments over to Trust Enrollments that'll be fine. Then there's a one stop shop. But if we're
not, my worry is that the wording is so specific that it details that Trust Enrollments will handle
these payments it may be best not to identify which department must handle the payment process.
Thank you.
Response
The commenter expresses concern that the Law is specific in its designation of the Trust
Enrollment Department as the area responsible for the oversight of the Elder Assistance Program,
and how this may relate to other approved programs of the Nation that provide assistance under
the Oneida General Welfare law. The Law provides that the Trust Enrollment Department shall
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oversee the collection, review, and permitted distribution of funds from the Elder Assistance
Program to the qualifying recipients. [10 O.C. 1002.5-6]. The Trust Enrollment Department is
responsible for making available an Elder Assistance Program application form and instructions,
and is also responsible for the maintenance of records for the Elder Assistance Program. [10 O.C.
1002.5-3(a), 1002.5-7].
The Legislative Operating Committee is currently developing an Oneida Nation Assistance Fund
law to be considered by the Oneida Business Committee for emergency adoption on June 8, 2022.
The Oneida Nation Assistance Fund law codifies resolution BC-04-14-21-D, Oneida Nation
Assistance Fund, and creates an approved program of the Nation to govern how the Nation
provides financial assistance to its members, pursuant to the Oneida General Welfare law. It is the
intent of the Oneida Nation Assistance Fund law that the Trust Enrollments Department be the
body responsible for the collection, review, and permitted distribution of funds from the Oneida
Nation Assistance Fund. Due to the fact that the Trust Enrollments Department is the body
designated the responsibility to oversee both the Elder Assistance Program and the Oneida Nation
Assistance Fund, the commenters concern regarding consistency in the oversight of these two (2)
approved programs is moot, and there is no revision to the Law recommended based on this
comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment.
Comments 9 through 10 – Replacement of Elder Per Capita:
Florence Petri (written): 1. Is this replacing the elder percentage?
Florence Petri (written): If this is replacing percapita, elders shouldn't have to apply
Response
The commenter questions if the Elder Assistance Program law is replacing the elder per capita
payment, and if so, provides that elders should not have to apply. The Elder Assistance Program
is not a per capita payment.
Per capita payments are the distribution of money to all members of the Nation, or to identified
groups of members, which is paid directly from the net revenues of tribal gaming activity. Per
capita payments made to members are taxable, and can be utilized by the member however they
wish.
Approved programs under the Oneida General Welfare law, such as the Elder Assistance Program,
are established and operated to promote the general welfare of the Nation, including programs
designed to enhance the promotion of health, education, self-sufficiency, self-determination, and
the maintenance of culture and tradition, entrepreneurship, and employment. [10 O.C. 1001.43(a)]. The Oneida General Welfare law provides that any assistance provided through an approved
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program to a recipient shall be treated as a General Welfare Exclusion, and be non-taxable, as long
as the following criteria of the General Test are met:
The assistance is paid on behalf of the Nation;
The assistance was provided pursuant to an approved program;
The assistance does not discriminate in favor of members of the governing body of the
Nation;
The assistance is available to any member who meets the guidelines of the approved
program;
The assistance is provided for the promotion of general welfare;
The assistance is not lavish or extravagant;
The assistance is not compensation for services; and
The assistance is not a per capita payment. [10 O.C. 1001.4-2, 1001.4-3].
General welfare assistance provided under an approved program of the Nation can only be used
for the purpose stated in the approved program description. [10 O.C. 1001.5-4]. Assistance
provided through approved programs is funded through the Nation’s budget, or through third-party
funding if available. [10 O.C. 1001.5-3]. The Elder Assistance Program is funded through the
Elder, Education and General Welfare Trust Fund, which is derived from the Emigrant NY Indian
Claims Award Docket 75 Trust Fund, and any other funding source deemed necessary by the
Oneida Business Committee. [10 O.C. 1002.6-1].
Overall, the Oneida General Welfare law provides a separate mechanism than per capita payments
to provide assistance to members of the Nation on a non-taxable basis to best meet their general
welfare needs. It is the intent of the Nation that the Elder, Education and General Welfare Trust
Fund will transition from funding elder per capita payments to funding elder general welfare
assistance instead.
Both the Per Capita law and the Elder Assistance Program law require an individual to submit an
application to be eligible to receive a payment. [1 O.C. 123.5-2, 10 O.C. 1002.5-3].
There is no revision to the Law recommended based on this comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment.
Comment 11 – Effect on Existing Programs:
Florence Petri (written): 2. Does this affect the Aging program Home repair program and major
home program, Community Support program and burial fund?
Response
The commenter questions whether the Elder Assistance Program will effect the Nation’s home
repair program, Community Support program, or burial fund program. No, the Elder Assistance
Program will have no effect on existing programs of the Nation. The Elder Assistance Program is
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a separate approved program of the Nation which has been created for the purpose of providing
financial assistance to elders of the Nation to address the unique and compounding general welfare
needs of elders. [10 O.C. 1002.4-1]. There is no revision to the Law recommended based on this
comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment. The Elder Assistance Program is funded through the Elder, Education and General
Welfare Trust Fund, which was derived from the Emigrant NY Indian Claims Award Docket 75
Trust Fund. [10 O.C. 1002.6-1]. The Oneida Business Committee may also fund the Elder
Assistance Program through any other funding source in addition to the Elder, Education and
General Welfare Trust Fund if deemed necessary. Id. Other programs of the Nation such as the
Community Support Fund and the Oneida Life Insurance Plan Plus (OLIPP) are funded through
other separate means.
Comment 12 – Residency on Reservation Requirements:
1002.5. Guidelines and Requirements
1002.5-1. Eligibility. The Elder Assistance Program shall be open to any individual who
meets the following criteria:
(a) is a member of the Nation;
(b) is age sixty-five (65) or older; and
(c) submits a completed application during the designated submission timeframe.
Florence Petri (written): 3. Is this Reservation only?
Response
The commenter questioned if residency on the Reservation will be required to received assistance
from the Elder Assistance Program. No, residency on the Reservation is not an eligibility
requirement for the Oneida Nation Assistance Program. The Elder Assistance Program is open to
any individual who is:
A member of the Nation;
Age sixty-five (65) or older; and
Submits a completed application during the designated submission timeframe. [10 O.C.
1002.5-1(a)-(c)].
There is no revision to the Law recommended based on this comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment.
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Comment 13 – Declaration of Need:
1002.5. Guidelines and Requirements
1002.5-3. Application for Funds. Any individual seeking assistance from the Elder Assistance
Program shall submit an application.
(a) The Trust Enrollment Department shall make available an Elder Assistance
Program application form and instructions.
(1) The application shall require, at a minimum, the following information:
(H) declaration from the applicant that their need exists, and all
information provided therein is accurate and in accordance with the
laws of the Nation and federal law; and
Florence Petri (written): 4. Where do you get the declaration?
Response
The commenter questions where an individual can get the declaration that is required by section
1002.5-3(a)(1)(H) of the Law. The Law provides that the application must require a declaration
from the applicant that their need exists, and all information provided therein is accurate and in
accordance with the laws of the Nation and federal law. [10 O.C. 1002.5-3(a)(1)(H)]. It is intended
that the individual be able to make this declaration right on the application for assistance from the
Elder Assistance Program. Most recently, on a different application for assistance from an
approved program of the Nation under the Oneida General Welfare law, the declaration was made
on the application form by checking a box on the application. There is no revision to the Law
recommended based on this comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment.
Comment 14 – Release of Information:
1002.5. Guidelines and Requirements
1002.5-3(b)(1) The information provided in the Elder Assistance Program application form
may be provided to any department, division, or personnel that processes the applications.
Florence Petri (written): 5. Line 98-99. Instead of using any, use only to and specify. Will there
be a Release of info form?
Response
The commenter questions if there will be a release of information form for the Elder Assistance
Program. The Law provides that the information provided in the Elder Assistance Program
application form may be provided to any department, division, or personnel that processes the
applications. [10 O.C. 1002.5-3(b)(1)]. Therefore, there will not be a release of information form
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for an individual to authorize the release of their information, as the Law already provides that the
information may be shared with any department, division, or personnel that processes the
application.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment.
Comment 15 – Other Options:
Florence Petri (written): Other options: Instead of paying for home repairs, why don't tribe pay
for policies that cover home repairs. Examples:
American Home Shield
Choice Home Warrenty
First American
Instead of paying for Home Care Assistance, why don't tribe pay for Long Term Care Insurance
policies. Example:
Medicare Supplements
Medicap policies
Tribe gets funds for an Information & Referral Specialist and Elder Benefits Specialist who can
assist in these resources available for Home & Community based services. Aging and Disability
resource centers are a critical entry point who provides options counseling and enrollment services
to Family Care and Self direct programs
Shouldn't the tribe be payor of last resort after all other resources have been exhausted.
Response
The commenter questions the use of resources in the Elder Assistance Program, and whether it
would be better suited if the Nation was a payor of last resort after other resources and services
that are available to elders are utilized first. Overall, the purpose of this Law is to provide general
welfare assistance to elders – in addition to any other program or service that may be out there –
to ensure that the Nation’s elders remain confident that their general welfare needs can be met. [10
O.C. 1002.1-2]. Whether to create the Elder Assistance Program and provide general welfare
assistance to the Nation’s elders is a policy decision for the Legislative Operating Committee, and
the Legislative Operating Committee has determined to pursue the development of this law. There
is no revision to the Law recommended based on this comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment.
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Comment 16 – Purpose of Law:
1002.1. Purpose and Policy
1002.1-1. Purpose. The purpose of this law is to establish the Elder Assistance Program to
govern how the Nation provides financial assistance to elders, pursuant to the principles of
General Welfare Exclusion.
1002.1-2. Policy. It is the policy of the Nation to prioritize the general welfare needs of its
elders. The Nation recognizes that its elders possess unique and irreplaceable stores of
knowledge, skill, culture, and experience that enhance and enrich the lives of every member
of the Nation. The interests of the Nation are advanced when its elders remain confident that
their general welfare needs can be met.
Florence Petri (written): Not sure of the reasoning for this law or purpose.
Response
The commenter questioned the purpose of this Law. The purpose of this law is to establish the
Elder Assistance Program to govern how the Nation provides financial assistance to elders,
pursuant to the principles of General Welfare Exclusion and the Oneida General Welfare law. [10
O.C. 1002.1-1]. It is the policy of the Nation to prioritize the general welfare needs of its elders.
The Nation recognizes that its elders possess unique and irreplaceable stores of knowledge, skill,
culture, and experience that enhance and enrich the lives of every member of the Nation. The
interests of the Nation are advanced when its elders remain confident that their general welfare
needs can be met. [10 O.C. 1002.1-2]. There is no revision to the Law recommended based on this
comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment.
Comment 17 – Qualifying Expenditures:
1002.5. Guidelines and Requirements
1002.5-5. Qualifying Expenditures. The following types of expenses shall be considered
qualifying expenditures for use of assistance from the Elder Assistance Program by the
recipient:
(a) costs relating to housing needs of principal residences such as:
(1) mortgage payments, rent payments, and down payments;
(2) enhancements for habitability of housing;
(3) basic housing repairs or rehabilitation;
(4) improvements to adapt housing for special health needs;
(b) costs for paying utility bills and charges, including, but not limited to, the
following:
(1) water;
(2) electricity;
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(3) gas;
(4) basic communication services such as:
(A) phone;
(B) internet; and
(C) cable;
(c) costs associated with food security;
(d) costs associated with home care assistance;
(e) costs associated with vehicle payments, maintenance, repair, and insurance;
(f) costs associated with medical care and transportation, room, and board costs for
seeking medical care;
(g) funeral and burial expenses and expenses for attending wakes, funerals, burials,
bereavements, and subsequent honoring events; and
(h) costs related to any other emergency circumstance.
Florence Petri (written): Who determines what's considered qualifying expenses?
Response
The commenter questions who determines what is considered a qualifying expenditure. The Law
provides that the following types of expenses shall be considered qualifying expenditures for use
of assistance from the Elder Assistance Program by the recipient:
costs relating to housing needs of principal residences such as:
mortgage payments, rent payments, and down payments;
enhancements for habitability of housing;
basic housing repairs or rehabilitation;
improvements to adapt housing for special health needs;
costs for paying utility bills and charges, including, but not limited to, the following:
water;
electricity;
gas;
basic communication services such as:
phone;
internet; and
cable;
costs associated with food security;
costs associated with home care assistance;
costs associated with vehicle payments, maintenance, repair, and insurance;
costs associated with medical care and transportation, room, and board costs for seeking
medical care;
funeral and burial expenses and expenses for attending wakes, funerals, burials,
bereavements, and subsequent honoring events; and
costs related to any other emergency circumstance. [10 O.C. 1002.5-5].
A recipient may use the assistance received from the Elder Assistance Program for any of the types
of qualifying expenditures listed in section 1002.5-5 of the Law. The recipient is responsible for
retaining receipts for the expenditure of the funds associated with the Elder Assistance Program.
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[10 O.C. 1002.5-7]. All assistance provided through an approved program shall be used for the
purpose stated in the approved program description. [10 O.C. 1001.5-4]. If assistance is used or
pledged for a purpose inconsistent with the purpose set forth in an approved program, then the
payment shall be deemed forfeited. Id. The Nation may secure repayment from any recipient who
forfeited their assistance. Id.
There is no revision to the Law recommended based on this comment.
LOC Consideration
The Legislative Operating Committee agreed there is no revision to the Law necessary based on
this comment.
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Draft 3 (Redline to Draft 2 – PM Draft)
2022 06 15
Title 10. General Welfare Exclusion - Chapter 1002
ELDER ASSISTANCE PROGRAM
1002.1. Purpose and Policy
1002.2. Adoption, Amendment, Repeal
1002.3. Definitions
1002.4. Establishment
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1002.5. Guidelines and Requirements
1002.6. Funding
1002.1. Purpose and Policy
1002.1-1. Purpose. The purpose of this law is to establish the Elder Assistance Program to govern
how the Nation provides financial assistance to elders, pursuant to the principles ofOneida General
Welfare Exclusionlaw.
1002.1-2. Policy. It is the policy of the Nation to prioritize the general welfare needs of its elders.
The Nation recognizes that its elders possess unique and irreplaceable stores of knowledge, skill,
culture, and experience that enhance and enrich the lives of every member of the Nation. The
interests of the Nation are advanced when its elders remain confident that their general welfare
needs can be met.
1002.2. Adoption, Amendment, Repeal
1002.2-1. This law was adopted by the Oneida Business Committee by resolution BC-__-__-____.
1002.2-2. This law may be amended or repealed by the Oneida Business Committee or the General
Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.
1002.2-3. Should a provision of this law or the application thereof to any person or circumstances
be held as invalid, such invalidity shall not affect other provisions of this law which are considered
to have legal force without the invalid portions.
1002.2-4. In the event of a conflict between a provision of this law and a provision of another law,
the provisions of this law shall control.
1002.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.
1002.3. Definitions
1002.3-1. This section shall govern the definitions of words and phrases used within this law. All
words not defined herein shall be used in their ordinary and everyday sense.
(a) "Approved program" means any program(s) to provide general welfare assistance that
is intended to qualify as a General Welfare Exclusion, administered under specific
guidelines, and is adopted by the Oneida Business Committee through resolution or law of
the Nation in accordance with the Oneida General Welfare law.
(b) "Assistance" means benefits or payments under an approved program, which are paid
to or on behalf of a recipient pursuant to this law. Assistance provided under an approved
program shall not be considered income of the recipient.
(c) “Lavish” or “Extravagant” shall have the meaning determined by the Oneida Business
Committee in its discretion and based on the circumstances, taking into account needs
unique to the Nation as well as the social purpose being served by the particular assistance
at hand, except as otherwise may be required for compliance with final guidance issued
under 26 U.S.C. §139E following consultation between the Nation and the federal
government.
(e) "Member" means an individual who is an enrolled member of the Nation.
(f) “Nation” means the Oneida Nation.
(g) “Recipient” means any member entitled to receive assistance in accordance with
10 O.C. 1002 – Page 1
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approved program requirements.
1002.4. Establishment
1002.4-1. Establishment. The Elder Assistance Program is hereby established as an approved
program of the Nation in accordance with the Oneida General Welfare law. The purpose of the
Elder Assistance Program is to provide financial assistance to elders of the Nation to address the
unique and compounding general welfare needs of elders.
1002.4-2. General Welfare Exclusion. The Elder Assistance Program meets the requirements of
the General Test as defined in the Oneida General Welfare law; General Criteria as defined in
I.R.S. Rev. Proc. 2014-35, section 5; and the requirements of the Tribal General Welfare Exclusion
Act of 2014, 26 U.S.C. §139E(b). The assistance provided through the Elder Assistance Program
is:
(a) paid on behalf of the Nation;
(b) pursuant to an approved program of the Nation;
(c) does not discriminate in favor of members of the governing body of the Nation;
(d) available to any eligible member of the Nation who meets the guidelines of the
approved program;
(e) provided for the promotion of general welfare;
(f) not lavish or extravagant;
(g) not compensation for services; and
(h) not a per capita payment.
1002.5. Guidelines and Requirements
1002.5-1. Eligibility. The Elder Assistance Program shall be open to any individual who meets
the following criteria:
(a) is a member of the Nation;
(b) is age sixty-five (65) or older; and
(c) submits a completed application during the designated submission timeframe.
1002.5-2. Distribution Period. The Oneida Business Committee, in consultation with the Oneida
Trust Enrollment Committee, shall set forth through the adoption of a resolution an application
submission period and disbursement timeframe for a distribution of assistance from the Elder
Assistance Program.
1002.5-3. Application for Funds. Any individual seeking assistance from the Elder Assistance
Program shall submit an application.
(a) The Trust Enrollment Department shall make available an Elder Assistance Program
application form and instructions.
(1) The application shall require, at a minimum, the following information:
(A) first, middle, and last name;
(B) date of birth;
(C) street address, city, state, zip code;
(D) phone number;
(E) e-mail address;
(F) enrollment number;
(G) bank account information for direct deposit if necessary;
(H) declaration from the applicant that their need exists, and all information
provided therein is accurate and in accordance with the laws of the Nation
10 O.C. 1002 – Page 2
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and federal law; and
(I) signature of the applicant, electronic or handwritten, affirming the
attestationdeclaration.
(2) On the application the applicant shall designate the means by which they would
like to receive their disbursement of funds from the Elder Assistance Program,
either through direct deposit or check.
(b) Applicants shall complete and return the Elder Assistance Program application form
to the Trust Enrollment Department by the deadline set through resolution by the Oneida
Business Committee in order to be eligible for assistance from the Elder Assistance
Program.
(1) The information provided in the Elder Assistance Program application form
may be provided to any department, division, or personnel that processes the
applications.
1002.5-4. Disbursement of Funds. Assistance provided through the Elder Assistance Program
shall be disbursed in accordance with the timeframe set through resolution by the Oneida Business
Committee. Funds from the Elder Assistance Program may be disbursed through direct deposit, or
check, depending on the selection made on the application by the recipient.
1002.5-5. Qualifying Expenditures. The following types of expenses shall be considered
qualifying expenditures for use of assistance from the Elder Assistance Program by the recipient:
(a) costs relating to housing needs of principal residences such as:
(1) mortgage payments, rent payments, and down payments;
(2) enhancements for habitability of housing;
(3) basic housing repairs or rehabilitation;
(4) improvements to adapt housing for special health needs;
(b) costs for paying utility bills and charges, including, but not limited to, the following:
(1) water;
(2) electricity;
(3) gas;
(4) basic communication services such as:
(A) phone;
(B) internet; and
(C) cable;
(c) costs associated with food security;
(d) costs associated with home care assistance;
(e) costs associated with vehicle payments, maintenance, repair, and insurance;
(f) costs associated with medical care and transportation, room, and board costs for seeking
medical care;
(g) funeral and burial expenses and expenses for attending wakes, funerals, burials,
bereavements, and subsequent honoring events; and
(h) costs related to any other emergency circumstance.
1002.5-6. Oversight. The Trust Enrollment Department shall oversee the collection, review, and
permitted distribution of funds from the Elder Assistance Program to the qualifying recipients.
1002.5-7. Records Maintenance. The Trust Enrollment Department shall be responsible for
maintenance of records for the Elder Assistance Program. The recipient shall retain receipts for
the expenditure of the funds associated with the Elder Assistance Program.
10 O.C. 1002 – Page 3
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1002.6. Funding
1002.6-1. Funding Source. The Elder Assistance Program shall be funded through the Elder,
Education and General Welfare Trust Fund, which is derived from the Emigrant NY Indian Claims
Award Docket 75 Trust Fund, and. The Oneida Business Committee may obligate additional
funding to the Elder Assistance Program through any other funding source deemed necessary by
the Oneida Business Committee. Use of the Elder Assistance Program is contingent upon available
funding from the Elder, Education and General Welfare Trust Fund.
1002.6-2. Amount of Available Funding. The Oneida Trust Enrollment Committee shall
determine the amount of assistance available to an eligible recipient from the Elder Assistance
Program per any permitted distribution.
End.
Adopted – BC-__-__-__-__
10 O.C. 1002 – Page 4
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Draft 3
2022 06 15
Title 10. General Welfare Exclusion - Chapter 1002
ELDER ASSISTANCE PROGRAM
1002.1. Purpose and Policy
1002.2. Adoption, Amendment, Repeal
1002.3. Definitions
1002.4. Establishment
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1002.5. Guidelines and Requirements
1002.6. Funding
1002.1. Purpose and Policy
1002.1-1. Purpose. The purpose of this law is to establish the Elder Assistance Program to govern
how the Nation provides financial assistance to elders, pursuant to the Oneida General Welfare
law.
1002.1-2. Policy. It is the policy of the Nation to prioritize the general welfare needs of its elders.
The Nation recognizes that its elders possess unique and irreplaceable stores of knowledge, skill,
culture, and experience that enhance and enrich the lives of every member of the Nation. The
interests of the Nation are advanced when its elders remain confident that their general welfare
needs can be met.
1002.2. Adoption, Amendment, Repeal
1002.2-1. This law was adopted by the Oneida Business Committee by resolution BC-__-__-____.
1002.2-2. This law may be amended or repealed by the Oneida Business Committee or the General
Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.
1002.2-3. Should a provision of this law or the application thereof to any person or circumstances
be held as invalid, such invalidity shall not affect other provisions of this law which are considered
to have legal force without the invalid portions.
1002.2-4. In the event of a conflict between a provision of this law and a provision of another law,
the provisions of this law shall control.
1002.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.
1002.3. Definitions
1002.3-1. This section shall govern the definitions of words and phrases used within this law. All
words not defined herein shall be used in their ordinary and everyday sense.
(a) "Approved program" means any program(s) to provide general welfare assistance that
is intended to qualify as a General Welfare Exclusion, administered under specific
guidelines, and is adopted by the Oneida Business Committee through resolution or law of
the Nation in accordance with the Oneida General Welfare law.
(b) "Assistance" means benefits or payments under an approved program, which are paid
to or on behalf of a recipient pursuant to this law. Assistance provided under an approved
program shall not be considered income of the recipient.
(c) “Lavish” or “Extravagant” shall have the meaning determined by the Oneida Business
Committee in its discretion and based on the circumstances, taking into account needs
unique to the Nation as well as the social purpose being served by the particular assistance
at hand, except as otherwise may be required for compliance with final guidance issued
under 26 U.S.C. §139E following consultation between the Nation and the federal
government.
(e) "Member" means an individual who is an enrolled member of the Nation.
(f) “Nation” means the Oneida Nation.
(g) “Recipient” means any member entitled to receive assistance in accordance with
10 O.C. 1002 – Page 1
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approved program requirements.
1002.4. Establishment
1002.4-1. Establishment. The Elder Assistance Program is hereby established as an approved
program of the Nation in accordance with the Oneida General Welfare law. The purpose of the
Elder Assistance Program is to provide financial assistance to elders of the Nation to address the
unique and compounding general welfare needs of elders.
1002.4-2. General Welfare Exclusion. The Elder Assistance Program meets the requirements of
the General Test as defined in the Oneida General Welfare law; General Criteria as defined in
I.R.S. Rev. Proc. 2014-35, section 5; and the requirements of the Tribal General Welfare Exclusion
Act of 2014, 26 U.S.C. §139E(b). The assistance provided through the Elder Assistance Program
is:
(a) paid on behalf of the Nation;
(b) pursuant to an approved program of the Nation;
(c) does not discriminate in favor of members of the governing body of the Nation;
(d) available to any eligible member of the Nation who meets the guidelines of the
approved program;
(e) provided for the promotion of general welfare;
(f) not lavish or extravagant;
(g) not compensation for services; and
(h) not a per capita payment.
1002.5. Guidelines and Requirements
1002.5-1. Eligibility. The Elder Assistance Program shall be open to any individual who meets
the following criteria:
(a) is a member of the Nation;
(b) is age sixty-five (65) or older; and
(c) submits a completed application during the designated submission timeframe.
1002.5-2. Distribution Period. The Oneida Business Committee, in consultation with the Oneida
Trust Enrollment Committee, shall set forth through the adoption of a resolution an application
submission period and disbursement timeframe for a distribution of assistance from the Elder
Assistance Program.
1002.5-3. Application for Funds. Any individual seeking assistance from the Elder Assistance
Program shall submit an application.
(a) The Trust Enrollment Department shall make available an Elder Assistance Program
application form and instructions.
(1) The application shall require, at a minimum, the following information:
(A) first, middle, and last name;
(B) date of birth;
(C) street address, city, state, zip code;
(D) phone number;
(E) e-mail address;
(F) enrollment number;
(G) bank account information for direct deposit if necessary;
(H) declaration from the applicant that their need exists, and all information
provided therein is accurate and in accordance with the laws of the Nation
10 O.C. 1002 – Page 2
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and federal law; and
(I) signature of the applicant, electronic or handwritten, affirming the
declaration.
(2) On the application the applicant shall designate the means by which they would
like to receive their disbursement of funds from the Elder Assistance Program,
either through direct deposit or check.
(b) Applicants shall complete and return the Elder Assistance Program application form
to the Trust Enrollment Department by the deadline set through resolution by the Oneida
Business Committee in order to be eligible for assistance from the Elder Assistance
Program.
(1) The information provided in the Elder Assistance Program application form
may be provided to any department, division, or personnel that processes the
applications.
1002.5-4. Disbursement of Funds. Assistance provided through the Elder Assistance Program
shall be disbursed in accordance with the timeframe set through resolution by the Oneida Business
Committee. Funds from the Elder Assistance Program may be disbursed through direct deposit, or
check, depending on the selection made on the application by the recipient.
1002.5-5. Qualifying Expenditures. The following types of expenses shall be considered
qualifying expenditures for use of assistance from the Elder Assistance Program by the recipient:
(a) costs relating to housing needs of principal residences such as:
(1) mortgage payments, rent payments, and down payments;
(2) enhancements for habitability of housing;
(3) basic housing repairs or rehabilitation;
(4) improvements to adapt housing for special health needs;
(b) costs for paying utility bills and charges, including, but not limited to, the following:
(1) water;
(2) electricity;
(3) gas;
(4) basic communication services such as:
(A) phone;
(B) internet; and
(C) cable;
(c) costs associated with food security;
(d) costs associated with home care assistance;
(e) costs associated with vehicle payments, maintenance, repair, and insurance;
(f) costs associated with medical care and transportation, room, and board costs for seeking
medical care;
(g) funeral and burial expenses and expenses for attending wakes, funerals, burials,
bereavements, and subsequent honoring events; and
(h) costs related to any other emergency circumstance.
1002.5-6. Oversight. The Trust Enrollment Department shall oversee the collection, review, and
permitted distribution of funds from the Elder Assistance Program to the qualifying recipients.
1002.5-7. Records Maintenance. The Trust Enrollment Department shall be responsible for
maintenance of records for the Elder Assistance Program. The recipient shall retain receipts for
the expenditure of the funds associated with the Elder Assistance Program.
10 O.C. 1002 – Page 3
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1002.6. Funding
1002.6-1. Funding Source. The Elder Assistance Program shall be funded through the Elder,
Education and General Welfare Trust Fund, which is derived from the Emigrant NY Indian Claims
Award Docket 75 Trust Fund. The Oneida Business Committee may obligate additional funding
to the Elder Assistance Program through any other funding source deemed necessary by the Oneida
Business Committee. Use of the Elder Assistance Program is contingent upon available funding
from the Elder, Education and General Welfare Trust Fund.
1002.6-2. Amount of Available Funding. The Oneida Trust Enrollment Committee shall
determine the amount of assistance available to an eligible recipient from the Elder Assistance
Program per any permitted distribution.
End.
Adopted – BC-__-__-__-__
10 O.C. 1002 – Page 4
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Analysis to Draft 3
2022 06 15
ELDER ASSISTANCE PROGRAM LAW
LEGISLATIVE ANALYSIS
SECTION 1. EXECUTIVE SUMMARY
Analysis by the Legislative Reference Office
Intent of the
Proposed Law
Establish the Elder Assistance Program as an approved program of the Nation
in accordance with the Oneida General Welfare law. [10 O.C. 1002.4-1].
Provide how this program qualifies for general welfare exclusion. [10 O.C.
1002.4-2].
Provide the eligibility requirements for accessing assistance from the Elder
Assistance Program – which is that a person is a member of the Nation; age
sixty-five (65) or older; and submits a completed application during the
designated submission timeframe. [10 O.C. 1002.5-1].
Provide the minimum requirements for the information that must be included
on the application. [10 O.C. 1002.5-3].
Provide how and when funds from the Elder Assistance Program are disbursed
[10 O.C. 1002.5-2, 1002.5-4].
Provide for the types of expenses that shall be considered qualifying
expenditures for use of assistance from Elder Assistance Program by the
recipient. [10 O.C. 1002.5-5].
Provide information on the funding source and who determines that amount of
available funding to an eligible participant. [10 O.C. 1002.6-1, 1002.6-2].
Provide that the Trust Enrollment Department is the department that has the
responsibilities to administer the Elder Assistance Program. [10 O.C. 1002.5-
6, 1002.5-7].
Purpose
Affected Entities
Related Legislation
Public Meeting
Fiscal Impact
1
2
3
4
5
6
7
8
The purpose of this law is to establish the Elder Assistance Program to govern how
the Nation provides financial assistance to elders, pursuant to the principles of
General Welfare Exclusion. [10 O.C. 1002.1-1].
Oneida Business Committee, Oneida Trust Enrollment Department, the Nation’s
Elders
Oneida General Welfare Law
A public meeting was held in accordance with the Legislative Procedures Act on
May 18, 2022, with a public comment period held open until May 25, 2022.
A fiscal impact statement prepared in accordance with the Legislative Procedures
Act has not yet been requested.
SECTION 2. LEGISLATIVE DEVELOPMENT
A. Background. The Elder Assistance Program law (“the Law”) will be a new law adopted by the Nation
for the purpose of establishing the Elder Assistance Program to govern how the Nation provides
financial assistance to elders, pursuant to the principles of General Welfare Exclusion. [10 O.C. 1002.11]. The request to develop an Elder Assistance Program Law came from Councilman David P. Jordan
based on a recommendation from the Chief Financial Officer during the October 20, 2021, LOC
meeting. This request asked the LOC to consider developing a new law to establish an approved
program under the Oneida General Welfare law which transitions the Nation’s Elderly 65+ Per Capita
32 of 45
Analysis to Draft 3
2022 06 15
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Payment Distribution Fund, from being utilized for per capita payments to being utilized for general
welfare assistance payments for elders.
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SECTION 3. CONSULTATION AND OUTREACH
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SECTION 4. PROCESS
A. The following departments within the Nation participated in the development of this Law and
legislative analysis:
Oneida Law Office;
Oneida Business Committee;
Finance Administration;
Trust Enrollment Department; and
Oneida Trust Enrollment Committee.
A. This Law has followed the process set forth in the Legislative Procedures Act (LPA).
On November 3, 2021, the Legislative Operating Committee added this Law to its Active Files
List.
On March 16, 2022, the Legislative Operating Committee approved the draft of this Law and
directed that a legislative analysis be developed.
On April 20, 2022, the Legislative Operating Committee approved the legislative analysis and
the public meeting packet and forwarded the Law to a public meeting to be held on May 18,
2022.
The public meeting was held on May 18, 2022, in person in the Norbert Hill Center and on
Microsoft Teams. Three (3) individuals provided public comment during the public meeting.
The public comment period was held open until May 25, 2022. Three (3) submissions of written
comments were received during the public comment period.
On June 1, 2022, the Legislative Operating Committee accepted the public comments and the
public comment review memorandum and deferred these items to a work meeting for further
consideration.
On June 1, 2022, the Legislative Operating Committee reviewed and considered all the public
comments received.
B. At the time this legislative analysis was developed the following work meetings had been held
regarding the development of this Law:
January 13, 2022: LOC work meeting.
January 19, 2022: LOC work meeting with the Oneida Law Office, Finance, and the Trust
Enrollment Department.
February 16, 2022: LOC work meeting.
February 22, 2022: Work meeting with Oneida Law Office.
February 25, 2022: LOC work meeting.
March 10, 2022: LOC work meeting.
March 29, 2022: Joint Oneida Business Committee and Oneida Trust Enrollment Committee
Meeting.
April 14, 2022: LOC work meeting.
June 1, 2022: LOC work meeting.
33 of 45
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2022 06 15
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SECTION 5. CONTENTS OF THE LEGISLATION
A. Purpose and Policy. The purpose of this Law is to establish the Elder Assistance Program to govern
how the Nation provides financial assistance to elders, pursuant to the principles of General Welfare
Exclusion. [10 O.C. 1002.1-1]. It is the policy of the Nation to prioritize the general welfare needs of
its elders. The Nation recognizes that its elders process unique and irreplaceable stores of knowledge,
skill, culture, and experience that enhance and enrich the lives of every member of the Nation. The
interests of the Nation are advanced when its elders remain confident that their general welfare needs
can be met. [10 O.C. 1002.1-2].
B. Establishment. The Elder Assistance Program is hereby established as an approved program of the
Nation in accordance with the Oneida General Welfare Law. The Elder Assistance Program meets the
requirements of the General Test as defined in the Oneida General Welfare law; General Criteria as
defined in I.R.S. Rev. Proc. 2014-35, section 5; and the requirements of the Tribal General Welfare
Exclusion Act of 2014 26 U.S.C. §139E(b). [10 O.C. 1002.4-1].
C. Guidelines and Requirements. The Law provides guidelines and requirements for the Elder Assistance
Program. The Elder Assistance Program shall be open to any individuals who meet the following
criteria: is a member of the Nation; is age sixty-five (65) or older; and submits a completed application
during the designated submission timeframe [10 O.C. 1002.5-1]. The Oneida Business Committee shall
set forth. through the adoption of a resolution. an application submission period and disbursement
timeframe for a distribution of assistance from the Elder Assistance Program. [10 O.C. 1002.5-2]. Any
individual seeking assistance from the Elder Assistance Program shall submit an application. [10 O.C.
1002.5-3]. The Trust Enrollment Department shall make available an Elder Assistance Program
application form and instructions. [10 O.C. 1002.5-3(a)]. The Law provides the minimum information
that is required to be provided on the application. [10 O.C. 1003.5-2(a)(1)(A)-(I)]. Assistance provided
through the Elder Assistance Program application shall be disbursed in accordance with the timeframe
set through resolution by the Oneida Business Committee. [10 O.C. 1003.5-4]. Funds from the Elder
Assistance Program may be disbursed through direct deposit, or check, depending on the selection
made on the application by the recipient. [10 O.C. 1002.5-4].
D. Qualifying Expenditures. The following types of expenses shall be considered qualifying expenditures
for use of assistance from the Elder Assistance Program by the recipient:
costs relating to housing needs of principal residences such as:
mortgage payments, rent payments, and down payments;
enhancements for habitability of housing;
basic housing repairs or rehabilitation;
improvements to adapt housing for special health needs;
costs for paying utility bills and charges, including, but not limited to, the following:
water;
electricity;
gas;
basic communication services such as:
phone
internet; and
cable;
costs associated with food security;
costs associated with home care assistance;
34 of 45
Analysis to Draft 3
2022 06 15
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costs associated with vehicle payments, maintenance, repair, and insurance;
costs associated with medical care and transportation, room, and board costs for seeking
medical care;
funeral and burial expenses and expenses for attending wakes, funerals, burials, bereavements,
and subsequent honoring events; and
costs related to any other emergency circumstance [10 O.C. 1002.5-5].
E. Oversight and Records Maintenance. The Trust Enrollment Department shall oversee the collection,
review, and permitted distribution of funds from the Elder Assistance Program to the qualifying
recipients and shall be responsible for maintenance of records for the Elder Assistance Program [10
O.C. 1002.5-6; 10 O.C. 1002.5-7]. The recipient shall retain receipts for the expenditure of the funds
associated with the Elder Assistance Program. [10 O.C. 1002.5-7].
F. Funding. The Elder Assistance program shall be funded through the Elder, Education and General
Welfare Trust Fund, which is derived from the Emigrant NY Indian Claims Award 75 Trust Fund. [10
O.C. 1002.6-1]. The Oneida Business Committee may obligate additional funding to the Elder
Assistance Program through any other funding source deemed necessary by the Oneida Business
Committee. Id. Use of the Elder Assistance Program is contingent upon available funding from the
Elder, Education and General Welfare Trust Fund. Id. The Oneida Trust Enrollment Committee shall
determine the amount of assistance available to an eligible recipient from the Elder Assistance Program
per any permitted distribution. [10 O.C. 1002.6-2].
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SECTION 6. RELATED LEGISLATION
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SECTION 7. OTHER CONSIDERATIONS
A. Related Legislation. The following laws of the Nation are related to this Law:
Oneida General Welfare Law. The Oneida General Welfare Law governs how the Nation
provides assistance to eligible members on a non-taxable basis, pursuant to the principles of
the General Welfare Exclusion to Indian Tribal governmental programs that provide benefits
to Tribal members. [10 O.C. 1001.1-1].
The Elder Assistance Program is hereby established as an approved program of the
Nation in accordance with the Oneida General Welfare Law. [10 O.C. 1002.4-1]. The
Elder Assistance Program meets the requirements of the General Test as defined in the
Oneida General Welfare Law. [10 O.C. 1002.4-2].
A. Fiscal Impact. Please refer to the fiscal impact statement for any fiscal impacts.
a. Under the Legislative Procedures Act, a fiscal impact statement is required for all legislation
except emergency legislation. [1 O.C. 109.6-1].
i. A fiscal impact statement shall be submitted by agencies as directed by the Legislative
Operating Committee. [1 O.C. 109.6-1].
ii. Fiscal Impact statements may be prepared by any agency who may receive funding if
the legislation is enacted, any agency who may administer a program if the legislation
is enacted, any agency who may have financial information concerning the subject
matter of the legislation, or by the Finance Office, upon request of the Legislative
Operating Committee. [1 O.C. 109.6-1(a) and (b)].
iii. Oneida Business Committee resolution BC-10-28-20-A titled, “Further Interpretation
of ‘Fiscal Impact Statement’ in the Legislative Procedures Act,” provides further
clarification on who the Legislative Operating Committee may direct complete a
35 of 45
Analysis to Draft 3
2022 06 15
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fiscal impact statement at various stages of the legislative process, as well as
timeframes for completing the fiscal impact statement.
b. Conclusion. The Legislative Operating Committee has not yet requested that a fiscal impact
statement be developed for this law.
36 of 45
Oneida Nation
=DDDDOO
PO Box 365 • Oneida, WI 54155-0365
ONEIDA
Oneida-nsn.gov
TO:
"
Oneida Business Committee
Legislative Operating Committee
Cristina Danforth, Treasurer
Lawrence E. Barton, Chief Financial Officer
Ralinda Ninham-Lamberies, Assistant Chief Financial O f f i c e r ~ l\
David P. Jordan, Legislative Operating Committee Chairman
~
June 15, 2022
Elder Assistance Program Law Fiscal Impact Statement
.1 _
FROM:
DATE:
RE:
The Legislative Operating Committee (LOC) is currently developing the Elder Assistance Program
law. The Legislative Procedures Act requires that a fiscal impact statement be provided for all
proposed legislation of the Nation. [J 0. C. 109. 6-1 ]. The fiscal impact statement is an estimate of
the total fiscal year financial effects associated with the proposed legislation, and should include:
■
startup costs;
■
personnel;
■
office costs;
■
documentation costs; and
■
an estimate of the amount of time necessary for an individual or agency to comply with the
law after implementation. [1 O.C. 109.3-1 (c)].
The fiscal impact statement must be completed and submitted to the LOC prior to the proposed
legislation being forwarded to the Oneida Business Committee for consideration. [J 0. C. 109. 62]. The fiscal impact statement provides the Oneida Business Committee information on what the
potential adoption of the proposed legislation will cost the Nation, so that the Oneida Business
Committee can determine if adoption of the proposed legislation is in the best interest of the
Nation.
The Legislative Procedures Act grants the LOC the authority to direct the Finance Department or
any agency who may administer a program if the legislation is enacted or may have financial
information concerning the subject matter of the legislation to submit a fiscal impact statement. [J
o.c. 109.6-1].
Oneida Business Committee resolution BC-I 0-28-20-A titled, "Further Interpretation of 'Fiscal
Impact Statement' in the Legislative Procedures Act" provides further clarification on the process
for directing a fiscal impact statement be completed. This resolution provides that upon final
approval of draft legislation by the LOC, the LOC may direct the Finance Department to provide
a neutral and unbiased fiscal impact statement to the LOC within ten (10) business days for
inclusion in adoption materials.
On June 15, 2022, the Legislative Operating Committee approved the final draft of the proposed
Elder Assistance Program law. Therefore, the LOC is directing the Finance Department to provide
a fiscal impact statement on the proposed Elder Assistance Program law by July 14, 2022.
Page 1 of 2
A good mind. A good heart. A strong fire.
37 of 45
A copy of the proposed Elder Assistance Program law, as well as the legislative analysis, have
been attached to this memorandum for your convenience.
Requested Action
Provide the LOC a fiscal impact statement of the proposed Elder Assistance Program law by July
14, 2022.
A good mind. A good heart. A strong fire,
Page 2 of 2
~
ONEIDA
38 of 45
Oneida Nation
Oneida Business Committee
Legislative Operating Committee
O Bo ͛͞͝ Ȉ Oneida, WI 54155-0365
Oneida-nsn.gov
"
GDDDDO
ONEIDA
AGENDA REQUEST FORM
June 8, 2022
1) Request Date: _____________________________________________________
Oneida Business Committee
2) Contact Person(s): ______________________________________
Oneida Business Committee
Dept:____________________________
N/A
N/A
Phone Number:_________________________
Email: __________________________________
Oneida Personnel Policies and Procedures Amendments: Designation of Juneteenth as a Paid Holiday
3) Agenda Title:___________________________________________________________________
4) Detailed description of the item and the reason/justification it is being brought before the LOC:
_______________________________________________________________________________
On June 8, 2022, the Oneida Business Committee adopted a motion to
support the designation of June 19 as an Oneida Nation paid holiday for
_______________________________________________________________________________
the Juneteenth National Independence Day and forward to the Legislative
Operating Committee for review.
_______________________________________________________________________________
_______________________________________________________________________________
List any supporting materials included and submitted with the Agenda Request Form
Excerpt from the 6/8/22 OBC Meeting Materials
1) ________________________________
3) ________________________________
2) ________________________________
4) ________________________________
5) Please list any laws, policies or resolutions that might be affected:
Oneida Personnel Policies and Procedures
_______________________________________________________________________________
6) Please list all other departments or person(s) you have brought your concern to:
N/A
______________________________________________________________________________
7) Do you consider this request urgent?
□ Yes
Iii No
If yes, please indicate why:
________________________________________________________________
I, the undersigned, have reviewed the attached materials, and understand that they are subject to action by
the Legislative Operating Committee.
Signature of Requester:
Not Applicable - OBC Motion
__________________________________________________________________________
Please send this form and all supporting materials to:
LOC@oneidanation.org
or
Legislative Operating Committee (LOC)
P.O. Box 365
Oneida, WI 54155
Phone 920-869-4376
A good mind. A good heart. A strong fire.
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;;;;;;;;;;;;;;;•;;6~•;i..... Research Service
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~ Informing the legislative debate since 1914 _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
Juneteenth National Independence Day:
A New Federal Holiday
Updated January 13, 2022
On June 17, 2021, President Joe Biden signed the Juneteenth National Independence Day Act (P.L. 11771 ) into law. It had passed the Senate on June 15 and the House of Representatives on June 16. The act
amends Section 6103(a), Title 5 of the United States Code to designate June 19 as Juneteenth National
Independence Day.
In the 117th Congress, two companion bills-H.R. 1320 and S. 475-were both introduced on February
25, 2021. In the 116th Congress (2019-2020), legislation was introduced to create a federal holiday and the
House and Senate also agreed to resolutions honoring Juneteenth. Legislation to designate Juneteenth as a
federal holiday had not been introduced prior to the 116th Congress.
After he signed P.L. 117-17 (S. 475) into law, President Biden issued a proclamation to celebrate the
observance of Juneteenth. In part, the proclamation read
On June 19, 1865-nearly nine decades after our Nation' s founding, and more than 2 years after
President Lincoln signed the Emancipation Proclamation----enslaved Americans in Galveston,
Texas, finally received word that they were free from bondage. As those who were formerly
enslaved were recognized for the first time as citizens, Black Americans came to commemorate
Juneteenth with celebrations across the country, building new lives and a new tradition that we honor
today. In its celebration of freedom, Juneteenth is a day that should be recognized by all Americans.
And that is why I am proud to have consecrated Juneteenth as our newest national holiday.
On June 17, 2021 , the United States Office of Personnel Management (OPM) issued guidance on the
recognition of Juneteenth National Independence Day in the federal workplace. In addition to providing
guidance on the application of the federal holiday to various employment categories, OPM noted that
Juneteenth fell on a Saturday in 2021 , and that the holiday would be observed on Friday, June 18, the
same "in lieu of ' policy employed when other federal holidays fall on a weekend.
Juneteenth
On June 19, 1865, Major General Gordon Granger of the Union Army issued General Order No. 3 in
Galveston, TX. The order announced to the people of Texas that the Emancipation Proclamation's freeing
of enslaved people in the Confederate states was in effect. Specifically, General Order No. 3 stated
Congressional Research Service
https://crsreports.congress.gov
IN11697
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The people of Texas are informed that, in accordance with a Proclamation from the Executive of
the United States, all slaves are free. This involves an absolute equality of personal rights and rights
of property between former masters and slaves, and the connection heretofore existing between
them, becomes that between employer and hired labor. The Freedmen are advised to remain at their
present homes, and work for wages. They are informed that they will not be allowed to collect at
military posts; and that they will not be supported in idleness either there or elsewhere.
Since the issuance of General Order No. 3, the observance of Juneteenth on June 19 has evolved. Today,
49 states and the District of Columbia have passed legislation recognizing Juneteenth as a holiday or
observance (see Table 1 in CRS Report R44865, Juneteenth: Fact Sheet, by Erin M. Smith).
Federal Holidays
With the enactment of S. 475 and the creation of the Juneteenth National Independence Day, the United
States now has 12 permanent federal holidays, codified at 5 U.S.C. §6103. They are, in the order they
appear in the calendar, New Year's Day, Martin Luther King Jr. 's Birthday, Inauguration Day (every four
years following a presidential election), George Washington's Birthday, Memorial Day, Juneteenth
National Independence Day, Independence Day, Labor Day, Columbus Day, Veterans Day, Thanksgiving
Day, and Christmas Day. Although frequently called public or national days, these observances are only
legally applicable to federal employees and the District of Columbia, as the states individually decide
their own legal holidays (see 5 C.F.R. §610.202). According to the Office of Personnel Management
(OPM), for the public holidays codified at 5 U.S.C. §6103, "full-time employees who are not required to
work on a holiday receive their rate of basic pay for the applicable number of holiday hours."
The first four federal holidays were created in 1870, when Congress granted paid time off to federal
workers in the District of Columbia for New Year's Day, Independence Day, Thanksgiving Day, and
Christmas Day. In 1880, George Washington's Birthday was added. In 1941, Congress specifically
designated the fourth Thursday of November as the official date for the observance of Thanksgiving. Prior
to that time, Thanksgiving was recognized either on the third or fourth Thursday of November.
Since 1888, Congress has added seven federal holidays, creating Decoration Day (now Memorial Day) in
1888, Labor Day in 1894, Armistice Day (now Veterans Day) in 1938, Inauguration Day in 1957
(quadrennially and only celebrated in the District of Columbia), Columbus Day in 1968, Martin Luther
King Jr.'s Birthday in 1983, and Juneteenth National Independence Day in 2021. Further, in 1968, the
Uniform Monday Holiday Act was enacted to "provide for uniform annual observances" of Washington's
Birthday (referred to as Presidents' Day by many states and municipalities), Memorial Day, and Veterans
Day. Additionally, the Monday Holiday Law established Columbus Day to be celebrated on the second
Monday in October. In 1975, Congress returned the Veterans Day observance to November 11.
For more information on federal holidays, see CRS Report R41990, Federal Holidays: Evolution and
Current Practices, by Jacob R. Straus.
Author Information
Jacob R. Straus
Specialist on the Congress
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Congressional Research Service
Disclaimer
This document was prepared by the Congressional Research Service (CRS). CRS serves as nonpartisan shared staff
to congressional committees and Members of Congress. It operates solely at the behest of and under the direction of
Congress. Information in a CRS Report should not be relied upon for purposes other than public understanding of
information that has been provided by CRS to Members of Congress in connection with CRS's institutional role.
CRS Reports, as a work of the United States Government, are not subject to copyright protection in the United
States. Any CRS Report may be reproduced and distributed in its entirety without permission from CRS. However,
as a CRS Report may include copyrighted images or material from a third party, you may need to obtain the
permission of the copyright holder if you wish to copy or otherwise use copyrighted material.
IN11697 · VERSION 3 · UPDATED
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