Oneida Business Committee (2023)

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Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

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ONEIDA

LEGISLATIVE OPERATING COMMITTEE MEETING AGENDA

Business Committee Conference Room - 2nd Floor Norbert Hill Center

January 4, 2023

9:00 a.m.

I.

Call to Order and Approval of the Agenda

II.

Minutes to be Approved

1. December 21, 2022 LOC Meeting Minutes (pg. 2)

III.

Current Business

1. Drug and Alcohol Free Workplace Law Amendments (pg. 4)

2. Emergency Management Law Amendments (pg. 31)

IV.

New Submissions

1. Elder Abuse Code (pg. 47)

V.

Additions

VI.

Administrative Updates

VII.

Executive Session

VIII. Recess/Adjourn

A good mind. A good heart. A strong fire.

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Oneida Nation

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

Oneida-nsn.gov

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ONEIDA

LEGISLATIVE OPERATING COMMITTEE MEETING MINUTES

Oneida Business Committee Conference Room-2nd Floor Norbert Hill Center

December 21, 2022

9:00 a.m.

Present: David P. Jordan, Marie Cornelius, Kirby Metoxen, Jennifer Webster, Daniel Guzman

King

Others Present: Clorissa N. Leeman, Carolyn Salutz, Grace Elliott, Brooke Doxtator, Nancy

Barton, Ray Skenandore, Keith Doxtator, Joy Salzwedel (Microsoft Teams), Carl Artman

(Microsoft Teams), Rhiannon Metoxen (Microsoft Teams), Kristal Hill (Microsoft Teams), Peggy

Van Gheem (Microsoft Teams), Michelle Tipple (Microsoft Teams), Shannon Davis (Microsoft

Teams), Tina Jorgenson (Microsoft Teams), Todd VandenHeuvel (Microsoft Teams), Kaylynn

Gresham (Microsoft Teams), Eric Boulanger (Microsoft Teams)

I.

Call to Order and Approval of the Agenda

David P. Jordan called the December 21, 2022, Legislative Operating Committee meeting

to order at 9:00 a.m.

Motion by Marie Cornelius to adopt the agenda as is; seconded by Jennifer Webster.

Motion carried unanimously.

II.

Minutes to be Approved

1. December 7, 2022 LOC Meeting Minutes

Motion by Marie Cornelius to approve the December 7, 2022, LOC meeting minutes and

forward to the Oneida Business Committee; seconded by Kirby Metoxen. Motion carried

unanimously.

III.

Current Business

1. Drug and Alcohol Free Workplace Law Amendments

Motion by Jennifer Webster to approve the legislative analysis of the Drug and Alcohol

Free Workplace law amendments; seconded by Daniel Guzman King. Motion carried

unanimously.

2. Election Law Emergency Amendments

Motion by Marie Cornelius to approve the Election law emergency amendments adoption

packet and forward to the Oneida Business Committee for consideration; seconded by

Jennifer Webster. Motion carried unanimously.

A good mind. A good heart. A strong fire.

Legislative Operating Committee Meeting Minutes of December 21, 2022

Page 1 of 2

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ONEIDA

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IV.

New Submissions

1. Two Spirit Inclusion Law

Motion by Marie Cornelius to add the Two Spirit Inclusion law to the Active Files List

with Jennifer Webster as the sponsor; seconded by Kirby Metoxen. Motion carried

unanimously.

V.

Additions

VI.

Administrative Items

VII.

Executive Session

VIII. Adjourn

Motion by Daniel Guzman King to adjourn at 9:40 a.m.; seconded by Marie Cornelius.

Motion carried unanimously.

Legislative Operating Committee Meeting Minutes of December 21, 2022

Page 2 of 2

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Oneida Nation

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Oneida Business Committee

Legislative Operating Committee

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PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

January 4, 2023

Drug and Alcohol Free Workplace Law

Amendments

Submission Date: 9/7/22

LOC Sponsor: Kirby Metoxen

Public Meeting: N/A

Emergency Enacted: N/A

Summary: On August 30, 2022, the Legislative Operating Committee received a request from the

Human Resources Department to add the Drug and Alcohol Free Workplace law amendments to its Active

Files List. It is the policy of the Nation to establish a drug and alcohol-free workplace program that

balances respect for individuals with the need to maintain an alcohol and drug-free environment. HRD

indicated that with the Benton – Pre-Employment Drug Testing petition currently pending – which

requests to remove or lower THC from the pre-employment drug testing requirements - they were directed

by the Oneida Business Committee to work with the Oneida Law Office on potential proposed language

to address this petition. HRD is requesting that the LOC now add this legislative item to the Active Files

List so that the HRD can collaborate with the LOC on the consideration of potential amendments moving

forward. The Legislative Operating Committee added this item to its Active Files List on September 7,

2022.

9/7/22 LOC:

Motion by Marie Summers to add the Drug and Alcohol Free Workplace law amendments to

the Active Files List with Kirby Metoxen as the sponsor; seconded by Kirby Metoxen. Motion

carried unanimously.

10/31/22:

Work Meeting. Present: David P. Jordan, Kirby Metoxen, Clorissa N. Leeman, Carolyn Salutz,

Grace Elliott, Carl Artman, Peggy Van Gheem, Todd Vandenheuvel, Matt Denny, Nic

Reynolds, Josh Cottrell, Wendy Alvarez, Louise Cornelius, Lucy Neville, Brenda MendollaBuckley, Fawn Rasmussen, Kristal Hill, Rhiannon Metoxen. The purpose of this work

meeting is to begin the consideration of potential amendments to the Drug and Alcohol Free

Workplace law by reviewing and discussing the options for amendments provided by the

Oneida Law Office.

11/15/22:

Work Meeting. Present: David P. Jordan, Daniel Guzman King, Jennifer Webster, Clorissa N.

Leeman, Carolyn Salutz, Grace Elliott, Carl Artman, Peggy Van Gheem, Todd Vandenheuvel,

Matt Denny, Nic Reynolds, Josh Cottrell, Wendy Alvarez, Lucy Neville, Lorna Skenandore,

Chad Fuss, Fawn Rasmussen, Mary Cornelissen, Kristal Hill. The purpose of this work

meeting was to continue the consideration of potential amendments to the Drug and Alcohol

Free Workplace law by deciding on an option for amendments provided by the Oneida Law

Office.

12/1/22:

Work Meeting. Present: David P. Jordan, Jennifer Webster, Marie Cornelius, Daniel Guzman

King, Clorissa N. Leeman, Grace Elliott, Carolyn Salutz, Kristal Hill. This was a work

meeting held through Microsoft Teams. The purpose of this work meeting was to review the

updated proposed language for the amendments, as well as the Waiver of Exemption of

Positive THC Test Results for Pre-Employment Drug Testing resolution.

Page 1 of 2

A good mind. A good heart. A strong fire.

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12/7/2 LOC:

Motion by Jennifer Webster to approve the draft of the Drug and Alcohol Free Workplace law

amendments and direct that a legislative analysis be completed; seconded by Daniel Guzman

King. Motion carried unanimously.

12/21/22 LOC: Motion by Jennifer Webster to approve the legislative analysis of the Drug and Alcohol Free

Workplace law amendments; seconded by Daniel Guzman King. Motion carried unanimously.

Next Steps:

 Approve the public meeting packet for the proposed amendments to the Drug and Alcohol

Free Workplace law and schedule a public meeting to be held on February 15, 2022.

A good mind. A good heart. A strong fire.

Page 2 of 2

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ONEIDA

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ONEIDA NATION PUBLIC MEETING NOTICE

WEDNESDAY, FEBRUARY 15, 2023

Find Public Meeting Materials at

Oneida-nsn.gov/government/register/public meetings

Send Public Comments to

LOC@oneidanation.org

12:15 pm

Ask Questions here

Norbert Hill Center-Business Committee Conference Room

N7210 Seminary Rd., Oneida, Wisconsin

LOC@oneidanation.org

920-869-4417

DRUG AND ALCOHOL FREE WORKPLACE LAW AMENDMENTS

The purpose of the Drug and Alcohol Free Workplace law is to establish a drug and alcohol-free workplace

program that balances respect for individuals with the need to maintain an alcohol and drug-free environment.

Amendments to this law are being proposed to provide that an external applicant’s confirmed positive THC

test result shall be exempted from the requirement of a negative drug test result for pre-employment eligibility

in certain circumstances.

Individuals may attend the public meeting for the proposed amendments to the Drug and Alcohol Free Workplace law in person at the Norbert Hill Center, or virtually through Microsoft Teams. If you wish to attend the

public meeting through Microsoft Teams please contact LOC@oneidanation.org.

If the Norbert Hill Center’s Administrative Offices guidelines prohibits a public meeting from being held in

person on February 15, 2023, based on the COVID-19 Community levels in Brown and Outagamie Counties,

then the public meeting will be held solely on Microsoft Teams.

PUBLIC COMMENT PERIOD CLOSES WEDNESDAY, FEBRUARY 22, 2023

During the public comment period, anyone may submit written comments, questions

or input. Comments may be submitted to the Oneida Nation Secretary’s Office or the

Legislative Reference Office in person, by U.S. mail, interoffice mail, or e-mail.

ft

For more information on the proposed amendments to the Drug and Alcohol Free

Workplace law please review the public meeting packet at oneida-nsn.gov/government/register/public meetings.

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DRUG AND ALCOHOL FREE WORKPLACE

LAW AMENDMENTS

LEGISLATIVE ANALYSIS

SECTION 1. EXECUTIVE SUMMARY

Intent of the

Proposed Amendments

Purpose

Affected Entities

Public Meeting

Fiscal Impact

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Analysis by the Legislative Reference Office

 Provide that an external applicant’s confirmed positive THC test result

shall be exempted from the requirement of a negative drug test result for

pre-employment eligibility in certain circumstances. [2 O.C. 202.8-4(a)].

 For Gaming positions, an external applicant receiving a confirmed

positive test result for THC may qualify for employment if the

position mandates a background check in accordance with 5 O.C.

501.10; the position mandates licensing in accordance with 5 O.C.

501.11; and the position does not require a commercial driver’s

license or job-related driving. [2 O.C. 202.8-4(a)(1)].

 For Non-Gaming positions, an external applicant receiving a

confirmed positive test result for THC may qualify for employment

if the position has not been identified as an employee position which

waived the exemption for positive THC test results. [2 O.C. 202.84(a)(2)].

 Require the Oneida Business Committee to adopt through resolution a list

of all the non-gaming employment positions that waive the exemption for

positive THC test results. [2 O.C. 202.8-4(a)(2)(A)].

The purpose of this law is to establish a drug and alcohol-free workplace

program that balances respect for individuals with the need to maintain an

alcohol and drug-free environment. [2 O.C. 202.1-2].

Human Resources Department, Oneida Nation employees.

A public meeting has not yet been held.

A fiscal impact statement has not yet been requested.

SECTION 2. LEGISLATIVE DEVELOPMENT

A. Background. The Drug and Alcohol Free Workplace law was adopted by the Oneida Business

Committee in 1994 through resolution BC-10-25-95-A and then amended through resolutions BC-1020-99-A, BC-12-05-07-B, BC-12-11-13-F, and BC-04-12-17-C. The purpose of the Drug and Alcohol

Free Workplace law is to establish a drug and alcohol-free workplace program that balances respect for

individuals with the need to maintain an alcohol and drug-free environment. [2 O.C. 202.1-2].

B. Request for Amendments. On August 30, 2022, the Legislative Operating Committee received a

request from the Human Resources Department to add the Drug and Alcohol Free Workplace law

amendments to its Active Files List. The Human Resources Department indicated that with the Benton

– Pre-Employment Drug Testing petition currently pending – which requests to remove THC from the

pre-employment drug testing requirements, they were directed by the Oneida Business Committee to

work with the Oneida Law Office on potential proposed language to address this petition. The

Legislative Operating Committee added this item to its Active Files List on September 7, 2022.

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SECTION 3. CONSULTATION AND OUTREACH

A. Representatives from the following departments or entities participated in the development of the

amendments to the Law and this legislative analysis:

 Oneida Law Office;

 Human Resources Department;

 Gaming; and

 Employee Health Nursing.

B. The following laws were reviewed in the drafting of this analysis:

 Drug and Alcohol Free Workplace law;

 Oneida Personnel Policies and Procedures.

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SECTION 4. PROCESS

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SECTION 5. CONTENTS OF THE LEGISLATION

A. The development of the proposed amendments to the Drug and Alcohol Free Workplace law complies

with the process set forth in the Legislative Procedures Act (LPA).

 On September 7, 2022, the Legislative Operating Committee added the Law to its Active Files

List.

 On December 7, 2022, the Legislative Operating Committee approved the draft of the proposed

amendments to the Law and directed that a legislative analysis be developed.

 On December 21, 2022, the Legislative Operating Committee approved the legislative analysis.

B. At the time this legislative analysis was developed the following work meetings had been held

regarding the development of the amendments to this Law:

 October 31, 2022: LOC work meeting with the Oneida Law Office, Human Resources

Department, and Gaming.

 November 15, 2022: LOC work meeting with the Oneida Law Office, Human Resources

Department, and Gaming.

 December 1, 2022: LOC work session.

A. Pre-Employment Drug Testing. Currently, the Law provides that each employee, as a condition of

employment, shall participate in pre-employment, reasonable suspicion, and follow-up testing upon the

request of an appropriate authority, and that a negative test result is required for employment eligibility.

The proposed amendments focus specifically on pre-employment drug testing and how positive THC

test results are address by the Nation. The proposed amendments to the Law require that all external

applicants participate in pre-employment drug testing, and that a negative drug test result shall be

required for employment eligibility. [2 O.C. 202.8-4]. The Law then further provides that an external

applicant’s confirmed positive THC test result shall be exempted from the requirement of a negative

drug test result for employment eligibility in certain circumstances. [2 O.C. 202.8-4(a)]. For Gaming

positions, an external applicant receiving a confirmed positive test result for THC may qualify for

employment if the position mandates a background check in accordance with 5 O.C. 501.10; the

position mandates licensing in accordance with 5 O.C. 501.11; and the position does not require a

commercial driver’s license or job-related driving. [2 O.C. 202.8-4(a)(1)]. For Non-Gaming positions,

an external applicant receiving a confirmed positive test result for THC may qualify for employment if

the position has not been identified as an employee position which waived the exemption for positive

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THC test results. [2 O.C. 202.8-4(a)(2)]. The Law then requires the Oneida Business Committee to

adopt through resolution a list of all the non-gaming employment positions that waive the exemption

for positive THC test results. [2 O.C. 202.8-4(a)(2)(A)]. The Law then maintains the requirement that

each employee shall participate in reasonable suspicion and follow-up testing upon the request of an

appropriate authority, and that a negative test result is required for unimpeded employment eligibility.

[2 O.C. 202.8-5].

 Effect. The proposed amendments to the Law allow an individual who is seeking employment with

the Nation to still be eligible to be hired if the individual tests positive for THC in most situations,

unless the position the individual is seeking is in an area that has waived this exemption for positive

THC test results.

SECTION 6. EXISTING LEGISLATION

A. Related Legislation. The following laws of the Nation are related to the proposed amendments to the

Law:

 Oneida Personnel Policies and Procedures. The purpose of the Oneida Personnel Policies and

Procedures is to provide for the Nation’s employee related policies and procedures including

recruitment, selection, compensation and benefits, employee relations, safety and health, program

and enterprise rules and regulations, and record keeping.

 Section V.D.3 of the Oneida Personnel Policies and Procedures provides that the Drug

and Alcohol Free Workplace Policy shall govern disciplinary actions warranting

termination for drug and alcohol related violations.

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SECTION 7. OTHER CONSIDERATIONS

A. Waiver of Exemption of Positive THC Test Results for Pre-Employment Drug Testing. The proposed

amendments to the Law require the Oneida Business Committee to adopt through resolution a list of

all the non-gaming employment positions that waive the exemption for positive THC test results. [2

O.C. 202.8-4(a)(2)(A)]. The Legislative Operating Committee has begun collaborating on the

development of this resolution with the Human Resources Department and the Oneida Law Office.

Thus far, the language included in the proposed resolution provides that the following non-gaming

employment positions waive the exemption for positive THC test results: any position which requires

a commercial driver’s license or where driving is a primary function or responsibility of the employee

position; any position within Oneida Comprehensive Health Division; any position within the Oneida

Police Department; and any position which requires regular contact with or control over children. This

means that the above-mentioned positions do not allow a positive THC test result for pre-employment

eligibility.

 Conclusion. The Legislative Operating Committee will need to prepare this resolution to be

presented to the Oneida Business Committee for consideration of adoption when the proposed

amendments are presented to the Oneida Business Committee.

B. Fiscal Impact. Under the Legislative Procedures Act, a fiscal impact statement is required for all

legislation except emergency legislation [1 O.C. 109.6-1]. Oneida Business Committee resolution BC10-28-20-A titled, “Further Interpretation of ‘Fiscal Impact Statement’ in the Legislative Procedures

Act,” provides further clarification on who the Legislative Operating Committee may direct complete

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a fiscal impact statement at various stages of the legislative process, as well as timeframes for

completing the fiscal impact statement.

 Conclusion. The Legislative Operating Committee has not yet directed that a fiscal impact

statement be completed.

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Title 2. Employment – Chapter 202

DRUG AND ALCOHOL FREE WORKPLACE

202.1. Purpose and Policy

202.2. Adoption, Amendment, Repeal

202.3. Definitions

202.4. Application

202.5. Shared Responsibility

202.6. Prohibited Behavior

202.7. Reasonable Suspicion

202.8. Drug and Alcohol Testing

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202.9. Refusal to Test

202.10. Reasonable Suspicion Testing Waiting Period

202.11. Consequences for Prohibited Behavior

202.12. Re-hire

202.13. Other Potential Consequences

202.14. Confidentiality

202.15. Communication

202.1. Purpose and Policy

202.1-1. Purpose. The Nation is committed to protecting the safety, health and well-being of all

employees, and other individuals in the workplace. The Nation recognizes that alcohol abuse and

drug use pose a significant health and safety threat to our customers and other employees. The Nation

also recognizes that alcohol and drug abuse and addiction are treatable illnesses. The Nation realizes

that early intervention and support may improve the success of rehabilitation.

202.1-2. Policy. It is the policy of the Nation to establish a drug and alcohol-free workplace program

that balances respect for individuals with the need to maintain an alcohol and drug-free environment.

The Nation encourages employees to voluntarily seek help for their personal drug and alcoholrelated problems.

202.2. Adoption, Amendment, Repeal

202.2-1. This law was adopted by the Oneida Business Committee by resolution BC-10-25-95-A

and amended by resolutions BC-10-20-99-A, BC-12-05-07-B, BC-12-11-13-F and, BC-04-12-17C., and BC-__-__-__-__.

202.2-2. This law may be amended or repealed by the Oneida Business Committee and/or the

Oneida General Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.

202.2-3. Should a provision of this law or the application thereof to any person or circumstances be

held as invalid, such invalidity shall not affect other provisions of this law which are considered to

have legal force without the invalid portions.

202.2-4. In the event of a conflict between a provision of this law and a provision of another law,

the provisions of this law shall control.

202.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.

202.3. Definitions

202.3-1. This section shall govern the definitions of words or phrases as used within this law. All

words not defined herein shall be used in their ordinary and everyday sense.

(a) “Appropriate authority” means the Human Resources Department hiring representative,

immediate supervisor, EHN, MRO, and/or ONEAP who requests the drug and/or alcohol

testing for reasons of pre-employment, reasonable suspicion, and/or follow-up testing.

(b) “Business day” means Monday through Friday from 8:00am-4:30pm, excluding holidays

recognized by the Nation.

(c) “Confirmed positive test result” means a lab-confirmed drug test that is verified by the

MRO that exceeds the cut-off levels established by this law (levels established by the United

States Department of Health and Human Services), confirmed saliva testing, confirmed

evidential breath alcohol test results of 0.02 or greater; and/or refusal to test.

2 O.C. 202 – Page 1

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(d) “EHN” means the Oneida Employee Health Nursing Department.

(e) “Employee” means any individual who is employed by the Nation and is subject to the

direction and control of the Nation with respect to the material details of the work performed,

or who has the status of an employee under the usual common law rules applicable to

determining the employer-employee relationship. “Employee” includes, but is not limited

to; an individual employed by any program or enterprise of the Nation, but does not include

elected or appointed officials, or individuals employed by a Tribally Chartered Corporation.

For purposes of this law, individuals employed under an employment contract as a limited

term employee are employees of the Nation, not consultants.

(f) “External applicant” means a person who is applying for a position and not currently

employed by the Nation.

(g) “HRD” means the Human Resources Department and/or representatives performing

Human Resources functions applicable to this law.

(h) “Internal applicant” means a person who is applying for a position who is currently

employed by the Nation, this includes those employed under a temporary status.

(i) “MRO” means Medical Review Officer who is a licensed physician who is responsible

for receiving and reviewing laboratory test results generated by an employer’s drug testing

program and evaluating medical explanations for certain drug test results.

(j) “Nation” means the Oneida Nation.

(k) “NHTSA” means the National Highway Traffic Safety Administration.

(l) “ONEAP” means the Oneida Nation Employee Assistance Program which is a

professional counseling program staffed by clinical social workers licensed by the State of

Wisconsin which offers services to the Nation’s employees and family members.

(m) “Prohibited drug(s)” means marijuana, cocaine, opiates, amphetamines, phencyclidine

(PCP), hallucinogens, methaqualone, barbiturates, narcotics, and any other substance

included in Schedules I through V, as defined by Section 812 of Title 21 of the United States

Code. This also includes prescription medication or over-the-counter medicine used in an

unauthorized or unlawful manner.

(n) “Return-to-Work Agreement” means an agreement, developed by an ONEAP counselor

and signed by the employee and the ONEAP counselor, and the referring supervisor, which

sets out the actions the employee needs to complete in order to return to work and remain

employed.

(o) “SAMHSA” means the United States Department of Health and Human Services,

Substance Abuse and Mental Health Services Administration.

(p) “Supervisor” means the immediate supervisor, or person who has taken on the role of

supervisor due to an absence that is responsible for performance review, corrective action,

and day-to-day assignments of duties.

(q) “Work-related accident” means an unexpected event involving an employee that occurs

in the employee’s working environment or during an activity related to work, that:

(1) results in an injury to the employee or another person that may require medical

intervention by a police officer or emergency medical technician, or treatment at a

medical facility,

(2) results in death of the employee or another person, or

(3) involves any property damage.

2 O.C. 202 – Page 2

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202.4. Application

202.4-1. This law applies to all applicants for employment, whether external or internal, and all

employees during working hours, when on-call, and when operating a vehicle owned by the Nation

or a vehicle rented by the Nation.

202.4-2. An employee is prohibited from the use of prohibited drugs and alcohol during working

hours, when on-call, and when operating a vehicle owned by the Nation or a vehicle rented by the

Nation.

202.4-3. An employee is prohibited from the use of intoxicants while on official business travel

while the conference or meeting is in session.

202.4-4. An employee is not exempted from this law if they travel to another state, territory or

country where the use of certain drugs is legal.

202.5. Shared Responsibility

202.5-1. A safe and productive drug and alcohol free workplace is achieved through cooperation

and shared responsibility between the employer and an employee.

202.5-2. Employee. It is the employee’s responsibility to:

(a) Be free from the effects of prohibited drugs, and/or alcohol during working hours, and/or

when scheduled to be on-call.

(b) Refrain from the unlawful manufacture, distribution, dispensation or possession of any

prohibited drugs while working.

(c) Comply with drug and alcohol testing if directed to do so upon the request of an

appropriate authority.

(d) Confidentially report suspicious behavior of an employee immediately to the supervisor

of the employee in question.

(e) Cooperate with the requests made by EHN and the MRO. The employee shall return the

call of the MRO within twenty-four (24) hours of the call being made to the employee. An

employee who fails to cooperate and does not contact the MRO within twenty-four (24) hours

of receiving contact shall not receive back pay for any time between the date the MRO placed

the call until the time the employee does return the call of the MRO.

(f) Sign a consent form to be tested for alcohol and drugs when requested by an appropriate

authority.

(g) Provide the appropriate information to EHN in the event a medical condition prevents

the employee from properly completing drug and alcohol testing so alternative drug and

alcohol testing measures can be taken by EHN.

202.5-3. Supervisor. It is the supervisor’s responsibility to:

(a) Be familiar with this law and any related policies and procedures.

(b) Investigate reported suspicious behaviors while maintaining the confidentiality of the

person who reported the suspicious behavior.

(c) Promptly intervene with an employee who is believed to be under the influence of

prohibited drugs and/or alcohol.

(d) Monitor the employee under the influence of prescription and/or over-the-counter

medications that could compromise the safety of the employee, fellow employees, or the

public.

(e) Send the employee through the contracted transportation service for reasonable suspicion

drug and alcohol testing.

2 O.C. 202 – Page 3

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(f) Take appropriate action as outlined by this law.

(g) Sign the Return-to-Work Agreement along with the employee and ONEAP counselor

that was developed by ONEAP.

(h) Send a copy of the consent to submit to drug and alcohol testing form signed by the

employee to EHN.

202.5-4. Supervisor and Employee. A supervisor or an employee that fails to adhere to the

responsibilities of the supervisor or employee under this law may be subject to disciplinary action

or other consequences as explained in section 202.13.

202.5-5. Off-duty Use of Prohibited Drugs or Alcohol. Off-duty use of prohibited drugs or alcohol

may result in continued impairment during on-duty hours, which shall then constitute a violation of

this law. It is the employee’s responsibility to understand the consequences of off-duty use, and take

steps to avoid the possibility of on-duty impairment. An employee who is called in for emergency

or unplanned work, excluding those on-call, and has been using prohibited drugs or drinking

alcoholic beverages prior to such a call, shall inform the employee’s supervisor they cannot report,

and shall continue to decline to report until the effects of the prohibited drugs or alcohol have left

the employee’s system. Such refusal to report shall not be viewed as improper, and disciplinary

action shall not arise from such refusal.

202.5-6. Use of Controlled Substances That May Affect Safety or Performance. An employee who

is taking or is under the influence of any controlled substances during working hours, including

prescription medication or over the counter medication, which may affect the employee’s job

performance or safety of the employee, fellow employees, public, or assets of the Nation have the

following obligations:

(a) The employee shall notify the employee’s immediate supervisor about the use of the

substance and possible work-related effects prior to commencing work.

(b) Upon request, the employee may be required to obtain a written statement of any work

restrictions or impact on performance or safety relating to the legal substances from the

employee’s physician or pharmacist.

(c) An employee shall not sell or share his or her prescribed medications with any other

person, and shall not take medications that are prescribed to another person.

(d) It may be necessary for the employee’s supervisor, area manager or EHN to consult with

the employee’s personal physician, pharmacist or an MRO, with the employee’s approval

or written authorization, to determine if the medication might impact the employee’s

ability to perform the employee’s job, or pose a hazard to other employees or to the

general public.

(e) The employee’s duties may be temporarily modified for up to one hundred eighty (180)

days. Any modification of duties shall result in the appropriate modification of pay as

established by the Human Resources Department.

202.6. Prohibited Behavior

202.6-1. An applicant or employee of the Nation is in violation of this law if he or she:

(a) Uses, possesses, and/or sells prohibited drugs, or is under the influence of prohibited

drugs or alcohol while on duty. Notwithstanding section 202.11, any employee who is

caught using, possessing or selling prohibited drugs shall be immediately terminated from

employment with the Nation.

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(b) Fails to inform his or her supervisor of being under the influence of prescription

medication and/or over-the-counter medication(s) which may affect the employee’s job

performance or safety of the employee, fellow employees, public, or assets of the Nation.

(c) Uses unauthorized prescription drugs or intentionally misuses and/or abuses prescription

medications.

(d) Refuses to test.

(e) Has a confirmed positive test result after completing a drug and/or alcohol test through

EHN or a medical facility, or has a confirmatory test come back as positive.

202.7. Reasonable Suspicion

202.7-1. Establishing reasonable suspicion begins when the supervisor becomes aware either by

personal observation and/or secondary reported observation that an employee may be under the

influence of drugs and/or alcohol: this may include seeing or receiving a report that the employee

has taken or possess prohibited drugs or prescription medication that is not specifically prescribed

to that employee. In order to make a reasonable suspicion determination, the supervisor shall

evaluate the following:

(a) Specific observations concerning appearance, behavior, speech, or body odors of the

employee consistent with possible drug use or alcohol misuse.

(b) The observations may include indications of the chronic and withdrawal effects of

prohibited drugs or alcohol.

202.7-2. The supervisor shall document his or her observations and discuss the matter with the

employee. During this discussion, the supervisor may ask the employee for proof of a prescription.

The employee shall comply with this request. If after a discussion with the employee, the supervisor

continues to suspect the employee may currently still be under the influence or reasonable suspicion

is otherwise established, the supervisor shall refer the employee for reasonable suspicion drug and

alcohol testing.

202.7-3. A supervisor’s decision made in regard to the reasonable suspicion drug and alcohol testing

of an employee is final. An employee shall not appeal or challenge a supervisor’s determination for

reasonable suspicion drug and alcohol testing.

202.8. Drug and Alcohol Testing

202.8-1. Drug and alcohol tests are forensic in nature, meaning they are performed to formalize

conditions of employment as described in this law. To ensure the accuracy and fairness of this law,

all drug and alcohol testing shall be conducted according to SAMHSA guidelines for Federal

Workplace Drug Testing Programs.

202.8-2. EHN or its designee shall use Federal Drug Administration approved urine tests and

NHTSA certified evidential breath testing devices or NHTSA certified saliva-screening devices,

operated by technicians whose training terminology, procedures, methods, equipment, forms, and

quality assurance comply with best practices.

(a) Confirmation drug testing done on urine specimens shall be conducted by a laboratory

which is certified by the U.S. Department of Health and Human Services using its

confirmation methods and established cut-off levels. Laboratory-confirmed results shall

undergo the verification process by a MRO.

(b) Confirmation breath alcohol testing shall be performed using an NHTSA certified

evidential breath testing device.

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(c) Confirmation drug testing done by saliva testing shall be performed using an NHTSA

certified saliva test.

202.8-3. If an employee is involved in a work-related accident, he or she shall immediately inform

his or her supervisor of the accident.

202.8-4. Each employee, as a condition of employment,All external applicants shall participate in

pre-employment, reasonable suspicion, and follow-up drug testing upon the request of an appropriate

authority.. A negative drug test result shall be required for employment eligibility.

(a) Exemption for Positive THC Test Result. An external applicant’s confirmed positive THC

test result shall be exempted from the requirement of a negative drug test result for

employment eligibility in the following circumstances:

(1) External Applicants for Gaming Positions. An external applicant receiving a

confirmed positive test result for THC may qualify for employment if:

(A) the position mandates a background check in accordance with 5 O.C.

501.10;

(B) the position mandates licensing in accordance with 5 O.C. 501.11; and

(C) the position does not require a commercial driver’s license or job-related

driving.

(2) External Applicants for Non-Gaming Positions. An external applicant receiving

a confirmed positive test result for THC may qualify for employment if the position

has not been identified as an employee position which waived the exemption for

positive THC test results.

(A) The Oneida Business Committee shall adopt through resolution a list of

all the non-gaming employment positions that waive the exemption for

positive THC test results.

202.8-5. Each employee shall participate in reasonable suspicion and follow-up testing upon the

request of an appropriate authority. A negative test result is required for unimpeded employment

eligibility.

202.8-6. Dilution of Test Results. In cases where a drug test result is diluted, a positive dilute of the

test result requires that the applicant or employee shall be given a confirmed positive test result,

while a negative dilute of the test result requires retesting. EHN shall notify the applicant or

employee of the required retesting.

(a) If the re-test results in a negative-dilute, the applicant or employee shall be given a

negative test result.

(b) If the re-test results in a positive-dilute, then the applicant or employee shall be given a

positive test result.

202.9. Refusal to Test

202.9-1. Refusal to test is prohibited behavior as defined in section 202.6. Refusal to test carries

the same consequences as a confirmed positive test result. Examples of refusal to test include, but

are not limited to:

(a) Substituting, adulterating (falsifying), or diluting the specimen.

(b) Refusal to sign the required forms.

(c) Refusal to cooperate in the testing process in such a way that prevents completion of

accurate testing and as directed by the collector.

(d) Failing to remain at the testing site until the testing process is complete.

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(e) Providing an insufficient sample of urine or breath.

(f) Failing to test or to re-test.

(g) Failing to appear within two (2) hours after an order or request is made for testing or retesting.

(h) Behaving in a confrontational or discourteous manner that disrupts the collection process.

202.10. Reasonable Suspicion Testing Waiting Period

202.10-1. This section applies only to current employees who meet the reasonable suspicion

standard. It does not apply to applicants of the Nation.

202.10-2 During drug and alcohol testing for reasonable suspicion, an employee shall be

immediately removed from duty without pay at the time of initiation of the reasonable suspicion

drug and alcohol testing and specimen collection until the employer is notified by EHN of negative

results on both the drug and alcohol tests, or MRO-verified negative test results.

202.10-3. When confirmation of test results are made available to the employer, the supervisor shall

notify the employee by telephone and by certified mail using the contact information provided by

the employee. The notice to the employee shall identify a reinstatement date if the test was

confirmed negative, or applicable consequences if the test was confirmed positive. If the employee

is reinstated, back pay shall be provided in accordance with the Back Pay law. However, if the

employee fails to return to work on the assigned reinstatement date as instructed in the notice from

the supervisor, the supervisor shall discipline the employee in accordance with the Nation’s laws,

rules and policies governing employment, unless an extension is granted in writing by the supervisor

along with the reason for the extension. An employee who is ultimately terminated for failure to

return to work on his or her assigned reinstatement date shall not be eligible for employment for one

(1) year after the date of termination.

202.11. Consequences for Prohibited Behavior

202.11-1. Either an internal applicant or an external applicant may decline the position at any time

before being directed to EHN or other designated testing site for the applicant’s drug and alcohol

testing.

202.11-2. External Applicant. If an external applicant fails to show at the testing site within the

time allotted, or on the date of the scheduled test, or has engaged in prohibited behavior as listed at

section 202.6 that has been documented, the employment offer shall be withdrawn. An external

applicant shall not be eligible for hiring consideration for one hundred eighty (180) days from the

date of the urine drug screening test.

202.11-3. Internal Applicant. If an internal applicant fails to show at the testing site within the time

allotted, or on the date of the scheduled test, or has engaged in prohibited behavior as listed at section

202.6, the employment offer shall be withdrawn. The applicant shall be removed from duty and

subject to respective consequences of this law. The applicant shall not be eligible for hiring

consideration in a different position for one hundred eighty (180) days from the date of the urine

drug screening test.

202.11-4. Employee. If an employee has engaged in prohibited behavior as listed in section 202.61, and/or fails to cooperate by not responding to contact from the MRO within ten (10) business days

(which shall be deemed thereafter as a definite positive test), the employee shall be removed from

duty and subject to the respective consequences of this law.

202.11-5. Consequences.

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(a) First Violation.

(1) Any employee who engages in prohibited behavior as defined in section 202.6

for the first time shall be removed from duty without pay and shall receive a

mandatory referral to ONEAP for an assessment. The ONEAP shall also determine

if the employee shall be subject to return-to-duty/follow-up testing. If follow-up

testing is required, the testing shall be at the employee’s expense.

(2) The employee shall sign a Return-to-Work Agreement and submit the agreement

to his or her supervisor within ten (10) days or the employee shall be terminated and

ineligible for re-hire for one (1) year.

(A) When the supervisor signs the Return-to-Work Agreement the employee

shall be placed back on the work schedule by the next regularly scheduled

workday.

(3) Failure to comply with the signed Return-to-Work Agreement shall result in the

employee being terminated and ineligible for re-hire for one (1) year.

(b) Second Violation.

(1) Any employee who engages in prohibited behavior as defined in section 202.6 a

second time within his or her lifetime of employment with the Nation shall be

removed from duty without pay and shall receive a mandatory referral to ONEAP for

an assessment.

(2) The employee shall sign a Return-to-Work Agreement and submit it to the

employee’s supervisor for signature within ten (10) days or the employee shall be

terminated and ineligible for re-hire for one (1) year. After a second violation the

employee shall not be placed back on the work schedule until:

(A) The employee receives approval from the ONEAP that they have

demonstrated sufficient progress in a treatment program that would indicate

the employee is drug and alcohol free within thirty (30) days of the employee

being removed from duty; and

(B) The employee completes a return-to-duty drug screening and alcohol test

at a SAMHSA-certified facility at their own expense, which shall be negative

within thirty (30) days of the employee being removed from duty;

(C) The ONEAP notifies the supervisor of the employee’s eligibility to return

to work.

(3) As a condition of continuing employment, the employee shall participate in

follow-up testing with continued negative results as directed by the ONEAP and

listed in the Return-to-Work Agreement. All follow-up testing shall be at the

employee’s expense.

(4) Failure to comply with the Return-to-Work agreement or follow up testing shall

result in the employee being terminated and ineligible for re-hire for one (1) year.

(c) Third Violation.

(1) Any employee who engages in prohibited behavior as defined in section 202.6 a

third time in his or her lifetime of employment with the Nation shall be terminated.

The employee shall not be eligible for employment unless he or she receives a

forgiveness pursuant to the Pardon and Forgiveness law. An employee that receives

forgiveness shall not be eligible for re-hire for one (1) year after the date of

termination.

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202.12. Re-hire

202.12-1. A former employee that was terminated due to violations of this law shall provide, along

with the former employee’s application for employment, the following:

(a) Proof of completion of a certified Alcohol and Other Drug Abuse program; and

(b) A negative drug screening and alcohol test at a SAMHSA-certified facility completed

within the last thirty (30) days. This drug screening and alcohol test shall be done at the

former employee’s own expense.

202.13. Other Potential Consequences

202.13-1. The violation of this law may result in consequences to the employee beyond any

discipline or corrective action that may be taken. Other potential consequences include the

following:

(a) Disqualification of Unemployment Benefits. An employee who is terminated as a result

of a violation of this law may be ineligible for unemployment benefits.

(b) Reduction of Workers Compensation Benefits. An employee who incurs an injury in a

work-related accident that occurred while engaged in a violation of this law may have any

workers compensation benefits reduced.

(c) Criminal Penalties. An employee whose conduct violates state or federal criminal laws

may be referred to appropriate law enforcement for criminal prosecution.

(d) Liability for Accidents. An employee whose conduct in violation of this law causes an

accident may be held personally responsible for losses associated with the accident, and the

employee may be required to pay for those losses.

202.14. Confidentiality

202.14-1. Information related to the application of this law is confidential. Access to this

information is limited to those who have a legitimate “need to know” in compliance with relevant

laws and personnel policies and procedures.

202.14-2. All drug and alcohol testing information shall be maintained at EHN in confidential

records which are separate from the employee’s clinical and personnel files. The employee may

request a copy of the employee’s records. The records may be requested by a third party in

accordance with the Oneida Nation’s laws, rules and policies governing employment.

202.15. Communication

202.15-1. HRD shall communicate this law to all employees to ensure all employees are aware of

their role in supporting this law:

(a) All employees shall be given information on how to access this law.

(b) This law shall be reviewed in new employee orientation and other means, as deemed

appropriate by HRD.

(c) All employees shall sign an acknowledgment form stating they have received a copy of

this law, have read and understand it, and agree to follow this law.

End.

See GTC-01-31-94-B

Adopted – BC-08-17-94

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Emergency Amended - BC-04-20-95-C

Adopted - BC-10-25-95-A (repealed previous versions)

Amended - BC-10-20-99-A

Amended - BC-12-05-07-B

Amended - BC-12-11-13-F

Emergency Amended - BC-10-26-16-D

Amended - BC-04-12-17-C

Amended – BC-__-__-__-__

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Title 2. Employment – Chapter 202

DRUG AND ALCOHOL FREE WORKPLACE

202.1. Purpose and Policy

202.2. Adoption, Amendment, Repeal

202.3. Definitions

202.4. Application

202.5. Shared Responsibility

202.6. Prohibited Behavior

202.7. Reasonable Suspicion

202.8. Drug and Alcohol Testing

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202.9. Refusal to Test

202.10. Reasonable Suspicion Testing Waiting Period

202.11. Consequences for Prohibited Behavior

202.12. Re-hire

202.13. Other Potential Consequences

202.14. Confidentiality

202.15. Communication

202.1. Purpose and Policy

202.1-1. Purpose. The Nation is committed to protecting the safety, health and well-being of all

employees, and other individuals in the workplace. The Nation recognizes that alcohol abuse and

drug use pose a significant health and safety threat to our customers and other employees. The Nation

also recognizes that alcohol and drug abuse and addiction are treatable illnesses. The Nation realizes

that early intervention and support may improve the success of rehabilitation.

202.1-2. Policy. It is the policy of the Nation to establish a drug and alcohol-free workplace program

that balances respect for individuals with the need to maintain an alcohol and drug-free environment.

The Nation encourages employees to voluntarily seek help for their personal drug and alcoholrelated problems.

202.2. Adoption, Amendment, Repeal

202.2-1. This law was adopted by the Oneida Business Committee by resolution BC-10-25-95-A

and amended by resolutions BC-10-20-99-A, BC-12-05-07-B, BC-12-11-13-F, BC-04-12-17-C, and

BC-__-__-__-__.

202.2-2. This law may be amended or repealed by the Oneida Business Committee and/or the

Oneida General Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.

202.2-3. Should a provision of this law or the application thereof to any person or circumstances be

held as invalid, such invalidity shall not affect other provisions of this law which are considered to

have legal force without the invalid portions.

202.2-4. In the event of a conflict between a provision of this law and a provision of another law,

the provisions of this law shall control.

202.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.

202.3. Definitions

202.3-1. This section shall govern the definitions of words or phrases as used within this law. All

words not defined herein shall be used in their ordinary and everyday sense.

(a) “Appropriate authority” means the Human Resources Department hiring representative,

immediate supervisor, EHN, MRO, and/or ONEAP who requests the drug and/or alcohol

testing for reasons of pre-employment, reasonable suspicion, and/or follow-up testing.

(b) “Business day” means Monday through Friday from 8:00am-4:30pm, excluding holidays

recognized by the Nation.

(c) “Confirmed positive test result” means a lab-confirmed drug test that is verified by the

MRO that exceeds the cut-off levels established by this law (levels established by the United

States Department of Health and Human Services), confirmed saliva testing, confirmed

evidential breath alcohol test results of 0.02 or greater; and/or refusal to test.

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(d) “EHN” means the Oneida Employee Health Nursing Department.

(e) “Employee” means any individual who is employed by the Nation and is subject to the

direction and control of the Nation with respect to the material details of the work performed,

or who has the status of an employee under the usual common law rules applicable to

determining the employer-employee relationship. “Employee” includes, but is not limited

to; an individual employed by any program or enterprise of the Nation, but does not include

elected or appointed officials, or individuals employed by a Tribally Chartered Corporation.

For purposes of this law, individuals employed under an employment contract as a limited

term employee are employees of the Nation, not consultants.

(f) “External applicant” means a person who is applying for a position and not currently

employed by the Nation.

(g) “HRD” means the Human Resources Department and/or representatives performing

Human Resources functions applicable to this law.

(h) “Internal applicant” means a person who is applying for a position who is currently

employed by the Nation, this includes those employed under a temporary status.

(i) “MRO” means Medical Review Officer who is a licensed physician who is responsible

for receiving and reviewing laboratory test results generated by an employer’s drug testing

program and evaluating medical explanations for certain drug test results.

(j) “Nation” means the Oneida Nation.

(k) “NHTSA” means the National Highway Traffic Safety Administration.

(l) “ONEAP” means the Oneida Nation Employee Assistance Program which is a

professional counseling program staffed by clinical social workers licensed by the State of

Wisconsin which offers services to the Nation’s employees and family members.

(m) “Prohibited drug(s)” means marijuana, cocaine, opiates, amphetamines, phencyclidine

(PCP), hallucinogens, methaqualone, barbiturates, narcotics, and any other substance

included in Schedules I through V, as defined by Section 812 of Title 21 of the United States

Code. This also includes prescription medication or over-the-counter medicine used in an

unauthorized or unlawful manner.

(n) “Return-to-Work Agreement” means an agreement, developed by an ONEAP counselor

and signed by the employee and the ONEAP counselor, and the referring supervisor, which

sets out the actions the employee needs to complete in order to return to work and remain

employed.

(o) “SAMHSA” means the United States Department of Health and Human Services,

Substance Abuse and Mental Health Services Administration.

(p) “Supervisor” means the immediate supervisor, or person who has taken on the role of

supervisor due to an absence that is responsible for performance review, corrective action,

and day-to-day assignments of duties.

(q) “Work-related accident” means an unexpected event involving an employee that occurs

in the employee’s working environment or during an activity related to work, that:

(1) results in an injury to the employee or another person that may require medical

intervention by a police officer or emergency medical technician, or treatment at a

medical facility,

(2) results in death of the employee or another person, or

(3) involves any property damage.

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202.4. Application

202.4-1. This law applies to all applicants for employment, whether external or internal, and all

employees during working hours, when on-call, and when operating a vehicle owned by the Nation

or a vehicle rented by the Nation.

202.4-2. An employee is prohibited from the use of prohibited drugs and alcohol during working

hours, when on-call, and when operating a vehicle owned by the Nation or a vehicle rented by the

Nation.

202.4-3. An employee is prohibited from the use of intoxicants while on official business travel

while the conference or meeting is in session.

202.4-4. An employee is not exempted from this law if they travel to another state, territory or

country where the use of certain drugs is legal.

202.5. Shared Responsibility

202.5-1. A safe and productive drug and alcohol free workplace is achieved through cooperation

and shared responsibility between the employer and an employee.

202.5-2. Employee. It is the employee’s responsibility to:

(a) Be free from the effects of prohibited drugs, and/or alcohol during working hours, and/or

when scheduled to be on-call.

(b) Refrain from the unlawful manufacture, distribution, dispensation or possession of any

prohibited drugs while working.

(c) Comply with drug and alcohol testing if directed to do so upon the request of an

appropriate authority.

(d) Confidentially report suspicious behavior of an employee immediately to the supervisor

of the employee in question.

(e) Cooperate with the requests made by EHN and the MRO. The employee shall return the

call of the MRO within twenty-four (24) hours of the call being made to the employee. An

employee who fails to cooperate and does not contact the MRO within twenty-four (24) hours

of receiving contact shall not receive back pay for any time between the date the MRO placed

the call until the time the employee does return the call of the MRO.

(f) Sign a consent form to be tested for alcohol and drugs when requested by an appropriate

authority.

(g) Provide the appropriate information to EHN in the event a medical condition prevents

the employee from properly completing drug and alcohol testing so alternative drug and

alcohol testing measures can be taken by EHN.

202.5-3. Supervisor. It is the supervisor’s responsibility to:

(a) Be familiar with this law and any related policies and procedures.

(b) Investigate reported suspicious behaviors while maintaining the confidentiality of the

person who reported the suspicious behavior.

(c) Promptly intervene with an employee who is believed to be under the influence of

prohibited drugs and/or alcohol.

(d) Monitor the employee under the influence of prescription and/or over-the-counter

medications that could compromise the safety of the employee, fellow employees, or the

public.

(e) Send the employee through the contracted transportation service for reasonable suspicion

drug and alcohol testing.

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(f) Take appropriate action as outlined by this law.

(g) Sign the Return-to-Work Agreement along with the employee and ONEAP counselor

that was developed by ONEAP.

(h) Send a copy of the consent to submit to drug and alcohol testing form signed by the

employee to EHN.

202.5-4. Supervisor and Employee. A supervisor or an employee that fails to adhere to the

responsibilities of the supervisor or employee under this law may be subject to disciplinary action

or other consequences as explained in section 202.13.

202.5-5. Off-duty Use of Prohibited Drugs or Alcohol. Off-duty use of prohibited drugs or alcohol

may result in continued impairment during on-duty hours, which shall then constitute a violation of

this law. It is the employee’s responsibility to understand the consequences of off-duty use, and take

steps to avoid the possibility of on-duty impairment. An employee who is called in for emergency

or unplanned work, excluding those on-call, and has been using prohibited drugs or drinking

alcoholic beverages prior to such a call, shall inform the employee’s supervisor they cannot report,

and shall continue to decline to report until the effects of the prohibited drugs or alcohol have left

the employee’s system. Such refusal to report shall not be viewed as improper, and disciplinary

action shall not arise from such refusal.

202.5-6. Use of Controlled Substances That May Affect Safety or Performance. An employee who

is taking or is under the influence of any controlled substances during working hours, including

prescription medication or over the counter medication, which may affect the employee’s job

performance or safety of the employee, fellow employees, public, or assets of the Nation have the

following obligations:

(a) The employee shall notify the employee’s immediate supervisor about the use of the

substance and possible work-related effects prior to commencing work.

(b) Upon request, the employee may be required to obtain a written statement of any work

restrictions or impact on performance or safety relating to the legal substances from the

employee’s physician or pharmacist.

(c) An employee shall not sell or share his or her prescribed medications with any other

person, and shall not take medications that are prescribed to another person.

(d) It may be necessary for the employee’s supervisor, area manager or EHN to consult with

the employee’s personal physician, pharmacist or an MRO, with the employee’s approval

or written authorization, to determine if the medication might impact the employee’s

ability to perform the employee’s job, or pose a hazard to other employees or to the

general public.

(e) The employee’s duties may be temporarily modified for up to one hundred eighty (180)

days. Any modification of duties shall result in the appropriate modification of pay as

established by the Human Resources Department.

202.6. Prohibited Behavior

202.6-1. An applicant or employee of the Nation is in violation of this law if he or she:

(a) Uses, possesses, and/or sells prohibited drugs, or is under the influence of prohibited

drugs or alcohol while on duty. Notwithstanding section 202.11, any employee who is

caught using, possessing or selling prohibited drugs shall be immediately terminated from

employment with the Nation.

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(b) Fails to inform his or her supervisor of being under the influence of prescription

medication and/or over-the-counter medication(s) which may affect the employee’s job

performance or safety of the employee, fellow employees, public, or assets of the Nation.

(c) Uses unauthorized prescription drugs or intentionally misuses and/or abuses prescription

medications.

(d) Refuses to test.

(e) Has a confirmed positive test result after completing a drug and/or alcohol test through

EHN or a medical facility, or has a confirmatory test come back as positive.

202.7. Reasonable Suspicion

202.7-1. Establishing reasonable suspicion begins when the supervisor becomes aware either by

personal observation and/or secondary reported observation that an employee may be under the

influence of drugs and/or alcohol: this may include seeing or receiving a report that the employee

has taken or possess prohibited drugs or prescription medication that is not specifically prescribed

to that employee. In order to make a reasonable suspicion determination, the supervisor shall

evaluate the following:

(a) Specific observations concerning appearance, behavior, speech, or body odors of the

employee consistent with possible drug use or alcohol misuse.

(b) The observations may include indications of the chronic and withdrawal effects of

prohibited drugs or alcohol.

202.7-2. The supervisor shall document his or her observations and discuss the matter with the

employee. During this discussion, the supervisor may ask the employee for proof of a prescription.

The employee shall comply with this request. If after a discussion with the employee, the supervisor

continues to suspect the employee may currently still be under the influence or reasonable suspicion

is otherwise established, the supervisor shall refer the employee for reasonable suspicion drug and

alcohol testing.

202.7-3. A supervisor’s decision made in regard to the reasonable suspicion drug and alcohol testing

of an employee is final. An employee shall not appeal or challenge a supervisor’s determination for

reasonable suspicion drug and alcohol testing.

202.8. Drug and Alcohol Testing

202.8-1. Drug and alcohol tests are forensic in nature, meaning they are performed to formalize

conditions of employment as described in this law. To ensure the accuracy and fairness of this law,

all drug and alcohol testing shall be conducted according to SAMHSA guidelines for Federal

Workplace Drug Testing Programs.

202.8-2. EHN or its designee shall use Federal Drug Administration approved urine tests and

NHTSA certified evidential breath testing devices or NHTSA certified saliva-screening devices,

operated by technicians whose training terminology, procedures, methods, equipment, forms, and

quality assurance comply with best practices.

(a) Confirmation drug testing done on urine specimens shall be conducted by a laboratory

which is certified by the U.S. Department of Health and Human Services using its

confirmation methods and established cut-off levels. Laboratory-confirmed results shall

undergo the verification process by a MRO.

(b) Confirmation breath alcohol testing shall be performed using an NHTSA certified

evidential breath testing device.

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(c) Confirmation drug testing done by saliva testing shall be performed using an NHTSA

certified saliva test.

202.8-3. If an employee is involved in a work-related accident, he or she shall immediately inform

his or her supervisor of the accident.

202.8-4. All external applicants shall participate in pre-employment drug testing. A negative drug

test result shall be required for employment eligibility.

(a) Exemption for Positive THC Test Result. An external applicant’s confirmed positive THC

test result shall be exempted from the requirement of a negative drug test result for

employment eligibility in the following circumstances:

(1) External Applicants for Gaming Positions. An external applicant receiving a

confirmed positive test result for THC may qualify for employment if:

(A) the position mandates a background check in accordance with 5 O.C.

501.10;

(B) the position mandates licensing in accordance with 5 O.C. 501.11; and

(C) the position does not require a commercial driver’s license or job-related

driving.

(2) External Applicants for Non-Gaming Positions. An external applicant receiving

a confirmed positive test result for THC may qualify for employment if the position

has not been identified as an employee position which waived the exemption for

positive THC test results.

(A) The Oneida Business Committee shall adopt through resolution a list of

all the non-gaming employment positions that waive the exemption for

positive THC test results.

202.8-5. Each employee shall participate in reasonable suspicion and follow-up testing upon the

request of an appropriate authority. A negative test result is required for unimpeded employment

eligibility.

202.8-6. Dilution of Test Results. In cases where a drug test result is diluted, a positive dilute of the

test result requires that the applicant or employee shall be given a confirmed positive test result,

while a negative dilute of the test result requires retesting. EHN shall notify the applicant or

employee of the required retesting.

(a) If the re-test results in a negative-dilute, the applicant or employee shall be given a

negative test result.

(b) If the re-test results in a positive-dilute, then the applicant or employee shall be given a

positive test result.

202.9. Refusal to Test

202.9-1. Refusal to test is prohibited behavior as defined in section 202.6. Refusal to test carries

the same consequences as a confirmed positive test result. Examples of refusal to test include, but

are not limited to:

(a) Substituting, adulterating (falsifying), or diluting the specimen.

(b) Refusal to sign the required forms.

(c) Refusal to cooperate in the testing process in such a way that prevents completion of

accurate testing and as directed by the collector.

(d) Failing to remain at the testing site until the testing process is complete.

(e) Providing an insufficient sample of urine or breath.

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(f) Failing to test or to re-test.

(g) Failing to appear within two (2) hours after an order or request is made for testing or retesting.

(h) Behaving in a confrontational or discourteous manner that disrupts the collection process.

202.10. Reasonable Suspicion Testing Waiting Period

202.10-1. This section applies only to current employees who meet the reasonable suspicion

standard. It does not apply to applicants of the Nation.

202.10-2 During drug and alcohol testing for reasonable suspicion, an employee shall be

immediately removed from duty without pay at the time of initiation of the reasonable suspicion

drug and alcohol testing and specimen collection until the employer is notified by EHN of negative

results on both the drug and alcohol tests, or MRO-verified negative test results.

202.10-3. When confirmation of test results are made available to the employer, the supervisor shall

notify the employee by telephone and by certified mail using the contact information provided by

the employee. The notice to the employee shall identify a reinstatement date if the test was

confirmed negative, or applicable consequences if the test was confirmed positive. If the employee

is reinstated, back pay shall be provided in accordance with the Back Pay law. However, if the

employee fails to return to work on the assigned reinstatement date as instructed in the notice from

the supervisor, the supervisor shall discipline the employee in accordance with the Nation’s laws,

rules and policies governing employment, unless an extension is granted in writing by the supervisor

along with the reason for the extension. An employee who is ultimately terminated for failure to

return to work on his or her assigned reinstatement date shall not be eligible for employment for one

(1) year after the date of termination.

202.11. Consequences for Prohibited Behavior

202.11-1. Either an internal applicant or an external applicant may decline the position at any time

before being directed to EHN or other designated testing site for the applicant’s drug and alcohol

testing.

202.11-2. External Applicant. If an external applicant fails to show at the testing site within the

time allotted, or on the date of the scheduled test, or has engaged in prohibited behavior as listed at

section 202.6 that has been documented, the employment offer shall be withdrawn. An external

applicant shall not be eligible for hiring consideration for one hundred eighty (180) days from the

date of the urine drug screening test.

202.11-3. Internal Applicant. If an internal applicant fails to show at the testing site within the time

allotted, or on the date of the scheduled test, or has engaged in prohibited behavior as listed at section

202.6, the employment offer shall be withdrawn. The applicant shall be removed from duty and

subject to respective consequences of this law. The applicant shall not be eligible for hiring

consideration in a different position for one hundred eighty (180) days from the date of the urine

drug screening test.

202.11-4. Employee. If an employee has engaged in prohibited behavior as listed in section 202.61, and/or fails to cooperate by not responding to contact from the MRO within ten (10) business days

(which shall be deemed thereafter as a definite positive test), the employee shall be removed from

duty and subject to the respective consequences of this law.

202.11-5. Consequences.

(a) First Violation.

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(1) Any employee who engages in prohibited behavior as defined in section 202.6

for the first time shall be removed from duty without pay and shall receive a

mandatory referral to ONEAP for an assessment. The ONEAP shall also determine

if the employee shall be subject to return-to-duty/follow-up testing. If follow-up

testing is required, the testing shall be at the employee’s expense.

(2) The employee shall sign a Return-to-Work Agreement and submit the agreement

to his or her supervisor within ten (10) days or the employee shall be terminated and

ineligible for re-hire for one (1) year.

(A) When the supervisor signs the Return-to-Work Agreement the employee

shall be placed back on the work schedule by the next regularly scheduled

workday.

(3) Failure to comply with the signed Return-to-Work Agreement shall result in the

employee being terminated and ineligible for re-hire for one (1) year.

(b) Second Violation.

(1) Any employee who engages in prohibited behavior as defined in section 202.6 a

second time within his or her lifetime of employment with the Nation shall be

removed from duty without pay and shall receive a mandatory referral to ONEAP for

an assessment.

(2) The employee shall sign a Return-to-Work Agreement and submit it to the

employee’s supervisor for signature within ten (10) days or the employee shall be

terminated and ineligible for re-hire for one (1) year. After a second violation the

employee shall not be placed back on the work schedule until:

(A) The employee receives approval from the ONEAP that they have

demonstrated sufficient progress in a treatment program that would indicate

the employee is drug and alcohol free within thirty (30) days of the employee

being removed from duty; and

(B) The employee completes a return-to-duty drug screening and alcohol test

at a SAMHSA-certified facility at their own expense, which shall be negative

within thirty (30) days of the employee being removed from duty;

(C) The ONEAP notifies the supervisor of the employee’s eligibility to return

to work.

(3) As a condition of continuing employment, the employee shall participate in

follow-up testing with continued negative results as directed by the ONEAP and

listed in the Return-to-Work Agreement. All follow-up testing shall be at the

employee’s expense.

(4) Failure to comply with the Return-to-Work agreement or follow up testing shall

result in the employee being terminated and ineligible for re-hire for one (1) year.

(c) Third Violation.

(1) Any employee who engages in prohibited behavior as defined in section 202.6 a

third time in his or her lifetime of employment with the Nation shall be terminated.

The employee shall not be eligible for employment unless he or she receives a

forgiveness pursuant to the Pardon and Forgiveness law. An employee that receives

forgiveness shall not be eligible for re-hire for one (1) year after the date of

termination.

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202.12. Re-hire

202.12-1. A former employee that was terminated due to violations of this law shall provide, along

with the former employee’s application for employment, the following:

(a) Proof of completion of a certified Alcohol and Other Drug Abuse program; and

(b) A negative drug screening and alcohol test at a SAMHSA-certified facility completed

within the last thirty (30) days. This drug screening and alcohol test shall be done at the

former employee’s own expense.

202.13. Other Potential Consequences

202.13-1. The violation of this law may result in consequences to the employee beyond any

discipline or corrective action that may be taken. Other potential consequences include the

following:

(a) Disqualification of Unemployment Benefits. An employee who is terminated as a result

of a violation of this law may be ineligible for unemployment benefits.

(b) Reduction of Workers Compensation Benefits. An employee who incurs an injury in a

work-related accident that occurred while engaged in a violation of this law may have any

workers compensation benefits reduced.

(c) Criminal Penalties. An employee whose conduct violates state or federal criminal laws

may be referred to appropriate law enforcement for criminal prosecution.

(d) Liability for Accidents. An employee whose conduct in violation of this law causes an

accident may be held personally responsible for losses associated with the accident, and the

employee may be required to pay for those losses.

202.14. Confidentiality

202.14-1. Information related to the application of this law is confidential. Access to this

information is limited to those who have a legitimate “need to know” in compliance with relevant

laws and personnel policies and procedures.

202.14-2. All drug and alcohol testing information shall be maintained at EHN in confidential

records which are separate from the employee’s clinical and personnel files. The employee may

request a copy of the employee’s records. The records may be requested by a third party in

accordance with the Oneida Nation’s laws, rules and policies governing employment.

202.15. Communication

202.15-1. HRD shall communicate this law to all employees to ensure all employees are aware of

their role in supporting this law:

(a) All employees shall be given information on how to access this law.

(b) This law shall be reviewed in new employee orientation and other means, as deemed

appropriate by HRD.

(c) All employees shall sign an acknowledgment form stating they have received a copy of

this law, have read and understand it, and agree to follow this law.

End.

See GTC-01-31-94-B

Adopted – BC-08-17-94

Emergency Amended - BC-04-20-95-C

2 O.C. 202 – Page 9

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Adopted - BC-10-25-95-A (repealed previous versions)

Amended - BC-10-20-99-A

Amended - BC-12-05-07-B

Amended - BC-12-11-13-F

Emergency Amended - BC-10-26-16-D

Amended - BC-04-12-17-C

Amended – BC-__-__-__-__

2 O.C. 202 – Page 10

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Oneida Nation

"'

Oneida Business Committee

Legislative Operating Committee

=DODDOO

PO Box 365 • Oneida, WI 54155-0365

ONEIDA

Oneida-nsn.gov

Legislative Operating Committee

January 4, 2023

Emergency Management Law

Amendments

Submission Date: 7/6/22

LOC Sponsor: Marie Cornelius

Public Meeting: 12/13/22

Emergency Enacted: 9/14/22

Summary: During the June 24, 2022, Storm Emergency Debrief session between the Oneida Business

Committee and the Emergency Management Director it was identified that amendments would be needed

to the Emergency Management law to address the composition of the Oneida Emergency Planning

Committee. Some of the positions identified in the ONEPC Bylaws are direct reports to the Oneida

Business Committee or General Manager, or are employees of the Nation’s Internal Audit Department,

Finance Administration, Law Office, Business Committee Support Office, or Intergovernmental Affairs

and Communications. Currently, section 105.15-3 of the Boards, Committees, and Commissions law

provides that direct reports to the Oneida Business Committee or General Manager, or are employees of

the Nation’s Internal Audit Department, Finance Administration, Law Office, Business Committee Support

Office, or Intergovernmental Affairs and Communications are ineligible to serve on an appointed or

elected boards, committee, or commission of the Nation. An exemption to this prohibition needs to be

included for the Oneida Nation Emergency Planning Committee since it is essential that direct reports

and employees of those designated areas participate on this committee. The Oneida Business Committee

adopted emergency amendments to the Emergency Management law on September 14, 2022, through the

adoption of resolution BC-09-14-22-B. These emergency amendments will expire on March 14, 2023.

7/6/22 LOC:

Motion by Daniel Guzman King to add the Emergency Management law emergency

amendments to the Active Files List with Marie Summers as the sponsor; seconded by Marie

Summers. Motion carried unanimously.

7/18/22:

Work Meeting. Present: David P. Jordan, Clorissa N. Santiago, Lisa Summers, Brooke

Doxtator, Mark Powless, Kaylynn Gresham. This was a work meeting held through Microsoft

Teams. The purpose of this work meeting was to discuss a plan for addressing amendments

to the Emergency Management law and the Oneida Nation Emergency Planning Committee

Bylaws.

8/2/22:

Work Meeting. Present: David P. Jordan, Clorissa N. Santiago, Lisa Summers, Brooke

Doxtator, Mark Powless, Kaylynn Gresham. This was a work meeting held through Microsoft

Teams. The purpose of this work meeting was to discuss policy issues that need to be

addressed in the amendments to the Emergency Management law and the Oneida Nation

Emergency Planning Committee bylaws amendments.

8/25/22:

Work Meeting. Present: David P. Jordan, Clorissa N. Santiago, Lisa Summers, Brooke

Doxtator, Mark Powless, Kaylynn Gresham, Carolyn Salutz, Grace Elliot. This was a work

meeting held through Microsoft Teams. The purpose of this work meeting was to discuss the

draft of proposed amendments to the Emergency Management law and accompanying

resolution.

Page 1 of 3

A good mind. A good heart. A strong fire.

32 of 72

8/25/22:

Work Meeting. Present: David P. Jordan, Jennifer Webster, Marie Summers, Daniel Guzman

King, Clorissa N. Santiago, Carolyn Salutz, Grace Elliot. This was a work meeting held

through Microsoft Teams. The purpose of this work meeting was to discuss the draft of

proposed amendments to the Emergency Management law.

8/30/22:

Work Meeting. Present: David P. Jordan, Jennifer Webster, Marie Summers, Daniel Guzman

King, Kirby Metoxen, Clorissa N. Santiago, Rhiannon Metoxen, Kristal Hill, Grace Elliot,

Kaylynn Gresham. This was a work meeting held through Microsoft Teams. The purpose of

this work meeting was to review and discuss the draft of proposed amendments to the

Emergency Management law.

9/7/22 LOC:

Motion by Kirby Metoxen to approve the Emergency Management law emergency

amendments adoption packet and forward to the Oneida Business Committee for

consideration; seconded by Marie Summers. Motion carried unanimously.

9/14/22 OBC: Motion by Lisa Liggins to adopt resolution entitled 09-14-22-B Emergency Amendments to

the Emergency Management Law, seconded by Marie Cornelius. Motion carried.

10/4/22:

Work Meeting. Present: David P. Jordan, Clorissa N. Leeman, Louise Cornelius, Mark

Powless, Melissa Alvarado, Derrick King, Kaylynn Gresham. This was a work meeting held

through Microsoft Teams. The purpose of this work meeting was to begin discussion on the

development of the Emergency Management Operations Team SOP as required by resolution

BC-09-14-22-B.

10/5/22 LOC: Motion by Jennifer Webster to approve the draft of the proposed amendments to the

Emergency Management law and direct that a legislative analysis be completed; seconded by

Daniel Guzman King. Motion carried unanimously.

10/19/22 LOC: Motion by Jennifer Webster to approve the legislative analysis of the Emergency Management

law; seconded by Marie Cornelius. Motion carried unanimously.

11/2/22 LOC: Motion by Kirby Metoxen to approve the public meeting packet and forward the Emergency

Management law amendments to a public meeting to be held on December 13, 2022; seconded

by Marie Cornelius. Motion carried unanimously.

11/4/22:

Work Meeting. Present: David P. Jordan, Clorissa N. Leeman, Louise Cornelius, Mark

Powless, Kaylynn Gresham, Debra Powless, Chad Fuss, Lucy Neville, Lawrence Barton. This

was a work meeting held through Microsoft Teams. The purpose of this work meeting was to

review and discuss the draft of the Emergency Management Operations Team SOP.

12/13/22:

Public Meeting Held. Present: Kirby Metoxen, Clorissa N. Santiago, Carolyn Salutz, Brooke

Doxtator, David P. Jordan (Microsoft Teams), Carrie Lindsey (Microsoft Teams), Joy

Salzwedel (Microsoft Teams), Justin Nishimoto (Microsoft Teams), Rachel Fitzpatrick

(Microsoft Teams), Tina Jorgensen (Microsoft Teams), Melanie Burkhart (Microsoft Teams),

Grace Elliot (Microsoft Teams), Brenda Haen (Microsoft Teams), Debra Santiago (Microsoft

Teams), Kristal Hill (Microsoft Teams), Matt Denny (Microsoft Teams), Ronald Vanschyndel

(Microsoft Teams), Wendy Alvarez (Microsoft Teams), Stefanie Reinke (Microsoft Teams),

Jay Kennard (Microsoft Teams), Sidney White (Microsoft Teams). The public meeting for the

Emergency Management law amendments was held in person in the Norbert Hill Center and

on Microsoft Teams. No individuals provided public comment during the public meeting.

A good mind. A good heart. A strong fire.

Page 2 of 3

~

ONEIDA

33 of 72

12/14/22 OBC: Motion by Jennifer Webster to approve the Oneida Nation Standard Operating Procedure

(SOP) entitled Emergency Management Law – Emergency Management Operations Team

with the addition of Chief Information Officer under 3.1 of the SOP, seconded by David P.

Jordan. Motion carried.

12/20/22:

Public Comment Period Closed. No submissions of written comments were received during

the public comment period.

Next Steps:

 Accept the public comment review memorandum identifying no public comments were

received.

A good mind. A good heart. A strong fire.

Page 3 of 3

~

ONEIDA

34 of 72

Oneida Nation

=DODDOO

PO Box 365 • Oneida, WI 54115-0365

ONEIDA

Oneida-nsn.gov

TO:

FROM:

DATE:

RE:

"'

Oneida Business Committee

Legislative Operating Committee

Legislative Operating Committee (LOC)

Clorissa N. Leeman, Legislative Reference Office, Senior Staff Attorney

January 4, 2023

Emergency Management Law Amendments: Public Comment Review

On December 13, 2022, a public meeting was held regarding the proposed amendments to the

Emergency Management law (“the Law”). The public comment period was then held open until

December 20, 2022. No written or oral public comments were received during the public meeting

or public comment period. The public meeting draft and public meeting transcript are attached to

this memorandum for review.

Page 1 of 1

A good mind. A good heart. A strong fire.

35 of 72

Oneida Business Committee

Legislative Operating Committee

PO Box 365 • Oneida, WI 54155-0365

""

OODODD=

Oneida Nation

ONEIDA

Oneida-nsn.gov

LEGISLATIVE OPERATING COMMITTEE

PUBLIC MEETING

Back Pay Law Amendments and Emergency Management Law Amendments

Norbert Hill Center Executive Conference Room and Microsoft Teams

December 13, 2022 12:15 p.m.

Present: Kirby Metoxen, Clorissa N. Santiago, Carolyn Salutz, Brooke Doxtator, David P. Jordan

(Microsoft Teams), Carrie Lindsey (Microsoft Teams), Joy Salzwedel (Microsoft Teams), Justin

Nishimoto (Microsoft Teams), Rachel Fitzpatrick (Microsoft Teams), Tina Jorgensen (Microsoft

Teams), Melanie Burkhart (Microsoft Teams), Grace Elliot (Microsoft Teams), Brenda Haen

(Microsoft Teams), Debra Santiago (Microsoft Teams), Kristal Hill (Microsoft Teams), Matt

Denny (Microsoft Teams), Ronald Vanschyndel (Microsoft Teams), Wendy Alvarez (Microsoft

Teams), Stefanie Reinke (Microsoft Teams), Jay Kennard (Microsoft Teams), Sidney White

(Microsoft Teams).

Kirby Metoxen: Good Afternoon. The time is 12:15 p.m. and today’s date is Tuesday, December

13, 2022. I will now call to order the public meeting for both the proposed amendments to the

Back Pay law and the proposed amendments to the Emergency Management law.

The Legislative Operating Committee is hosting this public meeting to gather feedback from the

community regarding these legislative proposals. The public meeting is not a question and answer

period. The LOC will review and consider all comments received during the public comment

period. The LOC will respond to all comments received in a memorandum, which will be

submitted in the meeting materials of a future LOC meeting.

All persons who wish to present oral testimony in person need to register on the sign in sheet at

the back of the room. If you leave an email address on the sign in sheet, we can ensure you receive

a copy of the public comment review memorandum. Individuals who wish to present oral

testimony on Microsoft Teams, please raise your hand and you will be called on. If you leave an

email address in the chat with your name, we can ensure you receive a copy of the public comment

review memorandum.

Additionally, written comments may be submitted to the Nation’s Secretary’s Office or to the

Legislative Reference Office in person, by U.S. mail, interoffice mail, e-mail, or fax as provided

on the public meeting notice. These comments must be received by close of business on Tuesday,

December 20, 2022.

In attendance from the LOC is the attorneys Clorissa and Carolyn, and myself, and our recorder

Brooke.

The LOC may impose a time limit for all speakers pursuant to section 109.8-3(c) of the Legislative

Procedures Act. As the presiding LOC member, I am imposing a time limit of five (5) minutes

per each topic. This time limit shall be applied equally to all persons.

A good mind. A good heart . A stron g fire.

LOC Public Meeting Transcript of December 13, 2022

Page 1 of 4

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We will now begin today’s public meeting for the proposed amendments to the Back Pay law and

proposed amendments to the Emergency Management law.

The purpose of the Back Pay law is to set forth standards used in the reinstatement of a wrongfully

terminated employee and the calculation of back pay for all employees of the Nation in accordance

with the Nation’s law.

The purpose of the Emergency Management law is to provide for the development and execution

of plans for the protection of residents, property, and the environment in an emergency or disaster.

Those who wish to speak please come to the microphone raise your hand. Please state your name

and the law you will be commenting on. First up to speak is. . . Anybody out there raising their

hand? I see nobody. So, we will wait until I think it's fifteen (15) minutes and if no one shows up,

no one's here at this end as the public of interest.

They can hear us now. And we're still not seeing anybody registered with the hand raised to be

called on, and no one has attended the meeting in person. We do have a sign down at the hall

directing people to come into the BC conference room and also the front desk was notice that the

meeting has moved from the BC Conference room to the Executive room. That's what this room

is called, right, David? Executive room.

David P. Jordan: Correct.

Kirby Metoxen: I do see twelve (12) people on, registered on online in here. But nobody's raising

their hand. And it's 12:21 p.m. We said we would wait fifteen (15) minutes. So, at 12:30 p.m., if

no one shows up, no one raises their hand, we will call the meeting.

Question David, is this the first in person?

David P. Jordan: Nope, the second.

Kirby Metoxen: Second. Did we have anybody at the other one, do you know?

David P. Jordan: You'd have to ask Clorissa. I missed that when Daniel ran that one.

Kirby Metoxen: Clorissa, do you know?

Clorissa N. Leeman: [inaudible]

Kirby Metoxen: A couple. It seems to me I do remember we had maybe two (2) or three (3) at

the last one. I guess I I'm surprised that no one has showed because this is the first one on the Back

Pay law, it's it affects employees. You know, we got over two thousand (2000) employees in the

Tribe. So, you think they wanna, they would be interested in some of the laws that may affect

them in the future. But we will wait.

A good mind. A good heart. A strong fire.

LOC Public Meeting Transcript of December 13, 2022

Page 2 of 4

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I'm just looking for things to talk about. I think there's a chili taco or chili fry bread sale at the

Parish Hall. Those that didn't get lunch today. Today is Buffalo chili and fry bread. Tomorrow is

Indian tacos. And then I think on Friday is Indian Taco fundraiser at the Ho Chunk Nation office.

We're still waiting. If anybody has anything they'd like to comment, we still have about six (6)

minutes left. If you would like to be called on, please raise your hand. I see someone joined us.

I just seen. I don't know how I did. Did somebody wakes their hand?

David P. Jordan: Wendy Alvarez did.

Kirby Metoxen: I see a hand button.

David P. Jordan: Wendy Alvarez, go ahead.

Wendy Alvarez: Hello I'm just wondering if it's possible to submit written comments on this after

the meeting. Is that appropriate?

Kirby Metoxen: Yes, the written comment period will end on Tuesday, December 20th, 2022.

Wendy Alvarez: Thank you.

Kirby Metoxen: Yeah. On my end, David, I see hands, but I don't see a name.

David P. Jordan: I’ll keep an eye open for it.

Kirby Metoxen: It's just kind of weird waiting for community members to attend the public

meetings. I know in the past, before the pandemic, I'm guessing we'd have anywhere from five (5)

to twelve (12), fifteen(15) people attend those meetings and at one time we were even serving

dinner or bring a dish to pass down in the cafeteria, and that was always successful.

And I know they did extend the written period comment during the pandemic. I think it was you

typically five (5) days after the in person community meetings and they extended it to ten (10)

days. And in this case, are we extending it the ten (10) days? Yeah. Okay.

And I have 12:28 p.m., two (2) more minutes and it's a public meeting for both the proposed

amendment to the back pay law and the proposed amendments to the Emergency Management

law. Umm, we will leave our written comments are open and must be received by the close of

business day on Tuesday, December 20th, 2022.

I still don't see any hands raised and no one has attended in person .The proposed, the purpose of

the back pay law is to set forth standards used in the reinstatement of a wrongfully terminated

employee and the calculation of back pay for all employees of the nation in accordance with the

Nation's law. And the purpose of the Emergency Management law is to provide for the

development and execution of plans for the protection of residents, property, and the environment

in an emergency or disaster.

A good mind. A good heart. A strong fire.

LOC Public Meeting Transcript of December 13, 2022

Page 3 of 4

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Those who wish to speak please come to the microphone, raise your hand. Please state your name

and the law you will be commenting on.

And with that, we are winding down. I have one (1) minute left and still no hands raised and

nobody attended in person. We still have the three (3) staff and myself in the BC Executive

Conference room.

Okay, with there being no speakers the public meeting for the proposed amendments to the Back

Pay law and the proposed amendments to the Emergency Management law is now closed at 12:30

p.m. Written comments may be submitted until the close of business day on Tuesday, December

20th, 2022. Thank you. Thank you, that’s it, we are done. This meeting is adjourned.

-End of Meeting-

A good mind. A good heart. A strong fire.

LOC Public Meeting Transcript of December 13, 2022

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Title 3. Health and Public Safety – Chapter 302

Yotlihokt# Olihw@=ke

Matters that are concerning immediate attention

EMERGENCY MANAGEMENT

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302.1. Purpose and Policy

302.2. Adoption, Amendment, Conflicts

302.3. Definitions

302.4. Emergency Management Department

302.5. Oneida Nation Emergency Planning CommitteeManagement

Operations Team

302.6. Entity Cooperation

302.7. Public Health Emergencies

302.8. Proclamation of an Emergency

302.9. Emergency Core Decision Making Team

302.10. Enforcement and Penalties

302.1. Purpose and Policy

302.1-1. Purpose. The purpose of this law is to:

(a) provide for the development and execution of plans for the protection of residents,

property, and the environment in an emergency or disaster;

(b) provide for the direction of emergency management, response, and recovery on the

Reservation; as well as coordination with other agencies, victims, businesses, and

organizations;

(c) establish the use of the National Incident Management System (NIMS); and

(d) designate authority and responsibilities for public health preparedness.

302.1-2. Policy. It is the policy of the Nation to provide:

(a) a description of the emergency management network of the Nation;

(b) authorization for specialized activities to mitigate hazardous conditions and for the

preparation of the Nation’s emergency response plans, as well as to address concerns

related to isolation and/or quarantine orders, emergency care, and mutual aid; and

(c) for all expenditures made in connection with such emergency management activities

to be deemed specifically for the protection and benefit of the inhabitants, property, and

environment of the Reservation.

302.2. Adoption, Amendment, Repeal

302.2-1. This law was adopted by the Oneida Business Committee by resolution BC-07-15-98-A

and, amended by resolution BC-12-20-06-G, BC-05-13-09-F, and BC-03-10-21-A., and BC-____-__-__.

302.2-2. This law may be amended or repealed by the Oneida Business Committee and/or General

Tribal Council pursuant to the procedures set out in the Legislative Procedures Act.

302.2-3. Should a provision of this law or the application thereof to any person or circumstances

be held as invalid, such invalidity shall not affect other provisions of this law which are considered

to have legal force without the invalid portions.

302.2-4. In the event of a conflict between a provision of this law and a provision of another law,

the provisions of this law shall control.

302.2-5. This law is adopted under authority of the Constitution of the Oneida Nation.

302.3. Definitions

302.3-1. This section shall govern the definitions of words or phrases as used within this law.

All words not defined herein shall be used in their ordinary and everyday sense.

(a) “Biological agent” means an infectious disease or toxin that has the ability to adversely

affect human health in a variety of ways, from mild allergic reactions to serious medical

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conditions, and including death.

(b) “Communicable disease” means any disease transmitted from one person or animal to

another directly by contact with excreta or other discharges from the body, or indirectly via

substances or inanimate objects that may cause a public health emergency.

(c) “Community/Public Health Officer” means an agent of the Comprehensive Health

Division, or his or her designee(s), who is responsible for taking the appropriate actions in

order to prevent a public health emergency from occurring on the Reservation.

(d) “Comprehensive Health Division” means the Oneida Comprehensive Health Division,

which is authorized to issue compulsory vaccinations, require isolation, and quarantine

individuals in order to protect the public health.

(e) “Director” means the Director of the Nation’s Emergency Management Department.

(f) “Emergency” means a situation that poses an immediate risk to health, life, safety,

property, or environment which requires urgent intervention to prevent further illness,

injury, death, or other worsening of the situation.

(g) “Emergency Management Network” means the entities, volunteers, consultants,

contractors, outside agencies, and any other resources the Nation may use to facilitate interagency collaboration, identify and share resources, and better prepare for local incidents

and large-scale disasters.

(h) “Emergency Response Plan” means the plan established to coordinate mitigation,

preparedness, response, and recovery activities for all emergency or disaster situations

within the Reservation.

(i) “Entity” means any agency, board, committee, commission, or department of the

Nation.

(j) “Fair Market Value” means the everyday cost of a product in an ordinary market,

absent of a disaster.

(k) “Isolation” means the separation of persons or animals presumably or actually infected

with a communicable disease, or that are disease carriers, for the usual period of

communicability of that disease in such places and under such conditions as will prevent

the direct or indirect transmission of an infectious agent to susceptible people or to those

who may spread the agent to others.

(l) “Nation” means the Oneida Nation.

(m) “National Incident Management System” or “NIMS” means the system mandated by

Homeland Security Presidential Directive 5 (HSPD 5) issued on February 28, 2003, that

provides a consistent nationwide approach for federal, state, local, and tribal governments

to work effectively and efficiently together to prepare for, prevent, respond to, and recover

from domestic incidents, regardless of cause, size, or complexity.

(n) “Oneida Nation Emergency Planning Committee” means the committee that assists the

Director in the implementation of this law.

(o(n) “Proclaim” means to announce officially and publicly.

(po)

“Public Health Emergency” means the occurrence or imminent threat of an illness

or health condition which:

(1) is a quarantinable disease, or is believed to be caused by bioterrorism or a

biological agent; and

(2) poses a high probability of any of the following:

(A) a large number of deaths or serious or long-term disability among

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humans; or

(B) widespread exposure to a biological, chemical, or radiological agent

that creates a significant risk of substantial future harm to a large number of

people.

(qp)

“Quarantine” means the limitation of freedom of movement of persons or animals

that have been exposed to a communicable disease or chemical, biological, or radiological

agent, for a period of time equal to the longest usual incubation period of the disease or

until there is no risk of spreading the chemical, biological, or radiological agent. The

limitation of movement shall be in such manner as to prevent the spread of a communicable

disease or chemical, biological, or radiological agent.

(rq) “Reservation” means all land within the exterior boundaries of the Reservation of the

Oneida Nation, as created pursuant to the 1838 Treaty with the Oneida, 7 Stat. 566, and

any lands added thereto pursuant to federal law.

(sr) “Trial Court” means the Trial Court of the Oneida Nation Judiciary, which is the

judicial system that was established by Oneida General Tribal Council resolution GTC-0107-13-B, and then later authorized to administer the judicial authorities and responsibilities

of the Nation by Oneida General Tribal Council resolution GTC-03-19-17-A.

(ts) “Vital resources” means food, water, equipment, sand, wood, or other materials

obtained for the protection of life, property, and/or the environment during a proclaimed

emergency.

302.4. Emergency Management Department

302.4-1. The Emergency Management Department shall be responsible for planning and

coordinating the response to a disaster or emergency that occurs within the boundaries of the

Reservation.

302.4-2. Authority of the Director. The Director shall be responsible for coordinating and

planning the operational response to an emergency and is hereby empowered to:

(a) organize and coordinate efforts of the emergency management network of the Nation;

(b) implement the Emergency Response Plan as adopted by the Oneida Business

Committee;

(c) facilitate coordination and cooperation between entities and resolve questions that may

arise among them;

(d) incorporate the HSPD 5 which requires all federal, state, local, and tribal governments

to administer the best practices contained in the NIMS;

(e) coordinate the development and implementation of the NIMS within the Nation;

(f) ensure that the following occurs:

(1) an Emergency Response Plan is developed and maintained, and includes

training provisions for applicable personnel;

(2) emergency resources, equipment, and communications systems are developed,

procured, supplied, inventoried, and accounted for;

(g) establish the line of authority as recorded in the Emergency Response Plan as adopted

by the Oneida Business Committee; and

(h) enter into mutual aid and service agreements with tribal, local, state, and federal

governments, subject to Oneida Business Committee approval.

302.4-3. Action when an Emergency is Proclaimed. In addition, in the event of a proclamation of

an emergency on the Reservation, the Director is hereby empowered:

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(a) to obtain vital resources and to bind the Nation for the fair market value thereof, upon

approval of the Emergency Management purchasing agent, who is identified in the

Emergency Response Plan. If a person or business refuses to provide the resource(s)

required, the Director may commandeer resources for public use and bind the Nation for

the fair market value thereof. In the event the purchasing agent is unavailable, the chain of

command, as approved by the Oneida Business Committee, shall be followed.

(b) to require emergency activities of as many members of the Nation and/or employees

as deemed necessary.

(c) to execute all of the ordinary powers of the Director, all of the special powers conferred

by this law or by resolution adopted pursuant thereto, all powers conferred on the Director

by any agreement approved by the Oneida Business Committee, and to exercise complete

emergency authority over the Reservation.

(d) to coordinate with tribal, federal, state, and local authorities.

302.5. Oneida Nation Emergency Planning Committee Management Operations Team

302.5-1. The Oneida Nation Establishment and Composition. There is hereby established an

Emergency Planning CommitteeManagement Operations Team which shall consist of

representatives from entities and a community representative of the Nation as identified in the

Oneida Nation Emergency Planning Committee bylaws as approved by the Oneida Business

Committee.Director.

302.5-2. Purpose. The Oneida Nation Emergency Planning CommitteeManagement Operations

Team shall meet as necessary to, as determined by the Director, for the following purposes:

(a) assist the Director in drafting and maintaining the Emergency Response Plan.; and

(b) assist the Director in 302.5-3. At the request of the Director, the Oneida Nation

Emergency Planning Committee shall provide assistance to the Director in the

implementation of the provisions of this law or any plan issued thereunder.

302.5-3. Expectations. Members of the Emergency Management Operations Team shall attend

meetings, or send a designee in their absence, and comply with any training requirements set forth

by the Director.

302.6. Entity Cooperation

302.6-1. All entities shall comply with reasonable requests from the Director relating to

emergency planning, emergency operations, and federal mandate compliance.

302.6-2. The Nation may implement more strict policies or requirements than those issued by the

Community/Public Health Officer.

302.7. Public Health Emergencies

302.7-1. In order to prevent a public health emergency, the Director and the Community/Public

Health Officer shall take action to limit the spread of any communicable disease, in accordance

with this law.

302.7-2. Investigation of Communicable Disease. If the Community/Public Health Officer

suspects or is informed of the existence of any communicable disease, the Community/Public

Health Officer shall investigate and make or cause examinations to be made, as are deemed

necessary.

302.7-3. Quarantinable Diseases. The Community/Public Health Officer shall provide a list of

quarantinable diseases specified in a resolution to be adopted by the Oneida Business Committee.

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302.7-4. Authority of the Community/Public Health Officer. The Community/Public Health

Officer shall act as necessary to protect the public including, but not limited to, the following

actions:

(a) Request the Director to take the necessary steps to have a public health emergency

proclaimed;

(b) Quarantine, isolate, or take other communicable disease control measures upon an

individual(s); and

(c) Issue any mandate, order, and/or require restrictions which may limit the spread of any

communicable disease to any individual, business, or the general population of the

Reservation.

302.7-5. Quarantine and Isolation. The Community/Public Health Officer shall immediately

quarantine, isolate, and/or take other communicable disease control measures upon an individual

if the Community/Public Health Officer receives a diagnostic report from a physician or a written

or verbal notification from an individual or his or her parent or caretaker that gives the

Community/Public Health Officer a reasonable belief that the individual has a communicable

disease that is likely to cause a public health emergency.

(a) If an individual is infected with a communicable disease and the Community/Public

Health Officer determines it is necessary to limit contact with the individual, all persons

may be forbidden from being in direct contact with the infected individual, except for those

persons having a special written permit from the Community/Public Health Officer.

(b) Any individual, including an authorized individual, who enters an isolation or

quarantine premises may be subject to isolation or quarantine under this law.

(c) When the Community/Public Health Officer deems it necessary that an individual be

quarantined, isolated, or otherwise restricted in a separate place, the Community/Public

Health Officer shall have that individual removed to such a designated place, if it can be

done without danger to the individual’s health.

302.7-6. Action when a Public Health Emergency is Proclaimed. In addition, when a public health

emergency is proclaimed, the Community/Public Health Officer may do all of the following, as

necessary:

(a) organize the vaccination of individuals;

(1) The following types of individuals shall not be subject to a vaccination:

(A) an individual who the vaccination is reasonably likely to lead to serious

harm to the individual; and

(B) an individual, for reason of religion or conscience, refuses to obtain the

vaccination.

(b) isolate or quarantine individuals, including those who are unable or unwilling to receive

a vaccination; and

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prevent any individual, except for those individuals authorized by the

Community/Public Health Officer, from entering an isolation or quarantine premises.

302.7-7. The Oneida Police Department shall take enforcement action when necessary and work

with the Community/Public Health Officer to execute the Community/Public Health Officer’s

orders and properly guard any place if quarantine, isolation, or other restrictions on communicable

disease are violated or intent to violate becomes apparent.

302.7-8. Expenses for necessary medical care, food, and other articles needed for an infected

individual shall be charged against the individual or whoever is liable for the individual’s care and

support.

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302.8. Proclamation of an Emergency

302.8-1. Proclamation of an Emergency. The Oneida Business Committee shall be responsible

for proclaiming or ratifying the existence of an emergency and for requesting a gubernatorial or

presidential declaration.

(a) The Director may request that the Oneida Business Committee proclaim the existence

of an emergency. The Oneida Business Committee may proclaim the existence of an

emergency without a request from the Director, if warranted.

(b) In the event the Oneida Business Committee is unable to proclaim or ratify the

existence of an emergency, the Director may proclaim an emergency which shall be in

effect until such time the Oneida Business Committee can officially ratify this declaration.

302.8-2. No proclamation of an emergency by the Oneida Business Committee or the Director

may last for longer than sixty (60) days, unless the proclamation of emergency is extended by the

Oneida Business Committee.

302.8-3. Management Network. The emergency management network of the Reservation shall

be as specified in the Emergency Response Plan, as adopted by the Oneida Business Committee.

302.8-4. Emergency Briefings. Within forty-eight (48) hours of an emergency, the Director shall

prepare, or shall work in conjunction with the appropriate entity to prepare, an emergency briefing

to be presented to the Oneida Business Committee regarding the status of the emergency, actions

taken to address the emergency, and the activation of the Emergency Response Plan. The Oneida

Business Committee may direct the Director to provide additional emergency briefings.

302.8-5.After-Action Preliminary Emergency Assessment Report. After an emergency has

subsided, the Director shall prepare, or shall work in conjunction with the appropriate entity to

prepare, an after-actiona preliminary emergency assessment report to be presented to the Oneida

Business Committee, any interested entity, and the public. This report shall be presented to the

required parties no later than sixty (60thirty (30) days after the emergency has subsided, unless an

extension is granted by the Oneida Business Committee.

302.8-6. After-Action Report. After an emergency has subsided, the Director shall prepare, or

shall work in conjunction with the appropriate entity to prepare, an after-action report to be

presented to the Oneida Business Committee, any interested entity, and the public. This report

shall be presented to the required parties no later than ninety (90) days after the emergency has

subsided, unless an extension is granted by the Oneida Business Committee.

302.8-7.302.8-5. During a proclaimed emergency, the Conservation Department shall be

responsible for the care, disposal, and sheltering of all abandoned domestic animals and livestock.

The Conservation Department may delegate this responsibility to a contracted agency.

302.9. Emergency Core Decision Making Team

302.9-1. Emergency Core Decision Making Team. Upon the proclamation of an emergency under

this law, the Oneida Business Committee may establish an Emergency Core Decision Making

Team through the adoption of a motion. The motion shall identify the positions of the Nation which

shall make up the members of the Emergency Core Decision Making Team based on the type and

severity of emergency the Nation is experiencing.

302.9-2. Delegation of Authority. The Emergency Core Decision Making Team shall have

emergency authority to take the following actions:

(a) Notwithstanding any requirements of the Legislative Procedures Act, declare

exceptions to the Nation’s laws during the emergency period which will be of immediate

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impact for the purposes of protecting the health, safety, and general welfare of the Nation’s

community, members, and employees; and

(b) Notwithstanding any requirements in any policy, procedure, regulation, or standard

operating procedures, declare exceptions to any policy, procedure, regulation, or standard

operating procedure during the emergency period which will be of immediate impact for

the purposes of protecting the health, safety, and general welfare of the Nation’s

community, members, and employees.

302.9-3. Declarations. All declarations made by the Emergency Core Decision Making Team

shall:

(a) be written on the Nation’s letterhead;

(b) provide the date the declaration was issued;

(c) contain a clear statement of the directives;

(d) provide the date the directive shall go into effect;

(e) be signed by the Oneida Business Committee Chairperson, or Vice Chairperson in the

Chairperson’s absence; and

(f) be posted on the Nation’s website.

302.9-4. Duration of Authority for Exceptions Declared by the Emergency Core Decision Making

Team. Any declaration made under the authority granted in this section shall be effective upon

the date declared by the Emergency Core Decision Making Team and shall be effective for the

duration of any proclaimed emergency, or for a shorter time period if identified.

302.9-5. Notification to the Oneida Business Committee. Within twenty-four (24) hours of a

declaration being made, the Emergency Core Decision Making Team shall provide notification of

the declaration to the Oneida Business Committee.

302.9-6. The Oneida Business Committee may modify, extend, or repeal any declaration or

emergency action taken by the Emergency Core Decision Making Team.

302.10. Enforcement and Penalties

302.10-1. It shall be a violation of this law for any person to not comply with or willfully obstruct,

hinder, or delay the implementation or enforcement of the provisions of this law or any plan issued

thereunder, whether or not an emergency has been proclaimed.

302.10-2. Citations. An Oneida Police Department officer may issue a citation to any person who

violates a provision of this law.

(a) A citation for a violation of this law shall be processed in accordance with the procedure

contained in the Nation’s laws and policies governing citations.

(b) The Oneida Business Committee shall adopt through resolution a citation schedule

which sets forth specific fine amounts for violations of this law.

(c) The Trial Court shall have jurisdiction over any action brought under this law.

302.10-3. Disciplinary Action. An employee of the Nation who violates this law during their work

hours or who refuses to follow the Emergency Response Plan may be subject to disciplinary action

in accordance with the Nation’s laws and policies governing employment.

(a) An employee of the Nation who is disciplined under this law may appeal the

disciplinary action in accordance with the Nation’s laws and policies governing

employment.

End.

3 O.C. 302 – Page 7

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314

315

316

317

318

319

320

321

322

Draft 1 (Redline to Last Permanent)

2022 10 05

Adopted - BC-07-15-98-A

Amended - BC-12-20-06-G

Emergency Amended – BC-04-30-09-A (Influenza A (H1N1))

Amended - BC-05-13-09-F

Emergency Amended – BC-03-17-20-E (COVID-19)

Extension of Emergency – BC-08-26-20-A

Amended – BC-03-10-21-A

Emergency Amended – BC-09-14-22-B

Amended – BC-__-__-__-__

3 O.C. 302 – Page 8

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Oneida Nation

Oneida Business Committee

Legislative Operating Committee

O Boš ͛͞͝ Ȉ Oneida, WI 54155-0365

Oneida-nsn.gov

"

GDDDOO

ONEIDA

AGENDA REQUEST FORM

12/21/22

1) Request Date: _____________________________________________________

Tina Jorgensen

2) Contact Person(s): ______________________________________

GSD Administration

Dept:____________________________

920-490-3904

tjorgens@oneidanation.org

Phone Number:_________________________

Email: __________________________________

Develop and implement an Elder Abuse Code

3) Agenda Title:___________________________________________________________________

4) Detailed description of the item and the reason/justification it is being brought before the LOC:

_______________________________________________________________________________

The purpose of this request is to establish a Tribal law to protect the

Elders of Oneida community from abuse, neglect, self-neglect, and

_______________________________________________________________________________

exploitation.

_______________________________________________________________________________

_______________________________________________________________________________

List any supporting materials included and submitted with the Agenda Request Form

www.neiji.org/codes

1) ________________________________

Example - Ho-Chunk Nation Code

2) ________________________________

3) ________________________________

4) ________________________________

5) Please list any laws, policies or resolutions that might be affected:

_______________________________________________________________________________

6) Please list all other departments or person(s) you have brought your concern to:

Aging & Disability, ONCOA, Comprehensive Health, Oneida Judiciary

______________________________________________________________________________

7) Do you consider this request urgent?

□ Yes

Iii No

If yes, please indicate why:

________________________________________________________________

I, the undersigned, have reviewed the attached materials, and understand that they are subject to action by

the Legislative Operating Committee.

Signature of Requester:

Digitally signed by Tina Jorgensen, MS, RDN

Date: 2022.12.21 12:35:21 -06'00'

__________________________________________________________________________

Please send this form and all supporting materials to:

LOC@oneidanation.org

or

Legislative Operating Committee (LOC)

P.O. Box 365

Oneida, WI 54155

Phone 920-869-4376

A good mind. A good heart. A strong fire.

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HO-CHUNK NATION CODE (HCC)

TITLE 4 – CHILDREN, FAMILY, AND ELDER WELFARE CODE

SECTION 1 – ELDER PROTECTION ACT OF 2001

ENACTED BY LEGISLATURE: JANUARY 9, 2001

LAST AMENDED AND RESTATED: MAY 4, 2004

CITE AS: 4 HCC § 1

TABLE OF CONTENTS

Chapter I – General Provisions, Policies, and Definitions

1. Authority

2. Purpose

3. Scope

4. Declaration of Policy

5. Definitions

6. Ho-Chunk Nation Division of Children and Family Services

Elder Protection Workers

7. Confidentiality and Penalty

Chapter II – Reporting

8. Duty to Report Abuse, Neglect, Self-Neglect and

Exploitation of an Elder

9. Anonymous Reports

10. Immunity for Reporting

11. Civil Violation and Penalty for Failing to Report

12. Civil Violation and Penalty for a Report Made in

Bad Faith

13. Reports

Chapter III – Investigation

14. Investigations

15. Interference with Investigation and Retaliation –

Civil Penalty

16. Criminal Investigation

2

3

3

3

3

7

8

9

10

10

10

10

10

11

12

12

Chapter IV – Rights of Parties

17. Rights of Elders

18. Rights of the Accused

12

13

Chapter V – Court Process

19. Jurisdiction

20. Petition

21. Hearing

13

14

15

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Chapter VI – Court Orders

22. Orders

23. Elder Protection Order

24. Modification or Termination

25. Violation of Protection Orders

Chapter VII- Elder Protective Restraining Orders- Civil Process

26. Purpose of Elder Protective Civil Restraining Orders

27. General Procedure

28. Petition

29. Temporary Elder Protective Restraining Order

30. Elder Protective Restraining Order

31. Request to Modify Order by Respondent Due to

Lack of Notice

32. Motion to Extend/Terminate/Modify Order

Chapter VIII- Contempt and Severability

33. Disobedience- Contempt

34. Severability

15

16

16

17

17

17

18

19

20

21

21

22

23

CHAPTER I – GENERAL PROVISIONS, POLICIES, AND DEFINITIONS

1. Authority.

a. Article V, Section 2(a) of the Ho-Chunk Nation Constitution (“Constitution”) grants the

Legislature the power to make laws, including codes, ordinances, resolutions, and statutes.

b. Article V, Section 2(b) of the Constitution grants the Legislature the power to establish

Executive Departments, and to delegate legislative powers to the Executive Branch to be

administered by such Departments in accordance with the law; any Department established by

the Legislature shall be administered by the Executive; the Legislature reserves the power to

review any action taken by virtue of such delegated power.

c. Article V, Section 2(h) of the Constitution grants the Legislature the power to enact all

laws prohibiting and regulating conduct, and imposing penalties upon all persons within the

jurisdiction of the Nation.

d. Article V, Section 2(r) of the Constitution grants the Legislature the power to protect and

foster Ho-Chunk religious freedom, culture, language, and traditions.

e. Article V, Section 2(s) of the Constitution grants the Legislature the power to promote

public health, education, charity, and such other services as may contribute to the social

advancement of the members of the Ho-Chunk Nation.

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f. Article V, Section 2(t) of the Constitution grants the Legislature the power to enact laws

governing law enforcement on lands within the jurisdiction of the Nation.

g. Article V, Section 2(u) of the Constitution grants the Legislature the power to enact laws

to regulate domestic relations of persons within the jurisdiction of the Nation.

h. Article V, Section 2(x) of the Constitution grants the Legislature the power to enact any

other laws, ordinances, resolutions, and statutes necessary to exercise its legislative powers

delegated by the General Council pursuant to Article III including but not limited to the

foregoing list of powers.

2. Purpose. The purpose of this Act is to establish Tribal law to protect the Elders of the HoChunk Nation from abuse, neglect, self-neglect, and exploitation. The Ho-Chunk Nation honors,

respects, and protects its Elders. Elders possess unique and irreplaceable stores of knowledge,

skill, and experience that enhance and enrich the lives of the entire Nation. The interests of the

Nation, now and in the future, are advanced when Elders can be confident they are protected

from abuse, neglect, self-neglect, and exploitation and are free to fully participate in the activities

and proceedings of the Nation.

3. Scope. This Act shall cover Elder abuse, neglect, self-neglect, and exploitation. However, the

Nation recognizes that many Elders suffer the infirmities of aging and are in need of protective

services. Therefore, the Ho-Chunk Nation Children and Family Services (CFS) may refer cases

dealing with adult protective services, to the appropriate State or County agencies or

organizations on a case by case basis until the Ho-Chunk Nation provides an Act to protect those

individuals.

4. Declaration of Policy.

a. The dignity and self-reliance of the Nation’s Elders shall be acknowledged and respected

by family members, the community, and employees of the Nation. The rights of each Elder shall

be protected.

b. The Nation further recognizes that Elder abuse, neglect, self-neglect or exploitation,

when the well-being and safety of an Elder is endangered, is serious.

c. The Nation shall establish services and assure their availability to all Elders when in need

of them and to place the least possible restrictions on personal liberty and exercise of rights

consistent with due process and protection from abuse, neglect, self-neglect, and exploitation.

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d. The Legislature shall appropriate and provide adequate funding support as determined by

the CFS program’s needs to ensure the health, safety, and welfare of the Nation’s Elders.

5. Definitions. Terms used in this Act have the following meaning:

a. “Abandonment” means the desertion or willful forsaking of an Elder which may include

foregoing a duty of care.

b. “Abuse” means one or more of the following:

(1) The intentional or negligent infliction of bodily harm, unreasonable confinement, or

intimidation causing mental anguish by any person, including a person having a special

relationship with the Elder, e.g., a spouse, child, or other relative, or a caretaker; or

(2) The infliction of physical, emotional, or mental injury on an Elder, or sexual abuse or

exploitation, including financial exploitation, of an Elder; or

(3) Attempting to cause or causing physical harm, bodily injury, or assault on an Elder or

the Elder’s family or caretaker; or

(4) Subjecting an Elder to deliberate verbal abuse, this may include: insulting,

frightening, humiliating, threatening, and/or demeaning an Elder; or

(5) However, no person shall be deemed to be abused for the sole reason they are being

furnished non-medical remedial treatment by spiritual means through prayer alone in

accordance with a recognized religious method of healing in lieu of medical treatment, or if

the wishes of an Elder’s Do Not Resuscitate (DNR) or Power of Attorney (POA) are being

followed.

c. “Adult At-Risk” means any adult who has a physical or mental condition that

substantially impairs his or her ability to care for his or her needs and who has experienced, is

currently experiencing, or is at risk of experiencing abuse, neglect, self-neglect, or exploitation.

d. “Caretaker” means any of the following:

(1) A person who is required by Tribal law or custom or state law to provide care,

services, or resources to an Elder;

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(2) A person who voluntarily undertakes to provide care, services, or resources to an

Elder;

(3) An institution or agency which voluntarily or is required by Tribal law or custom,

state or federal law, or contract to provide care, services, or resources to an Elder;

(4) An employee of any institution or agency specified in paragraph (3), above.

e. “Court” means the Ho-Chunk Nation Trial Court.

f. “Elder” means any Ho-Chunk enrolled member who is sixty (60) years of age or more.

g. “Elder Protection Worker” means an employee of the Nation who is employed to help

Elders.

h. “Emergency” is an unforeseen combination of circumstances that calls for immediate

action without time for full deliberation.

i. “Emotional Abuse” means language or behavior that serves no legitimate purpose and is

intended to be intimidating, humiliating, threatening, frightening, or otherwise harassing, and

that does or reasonably could intimidate, humiliate, threaten frighten, or otherwise harass the

individual to whom the conduct or language is directed.

j. “Exploitation” means the act of taking unjust advantage of an elder, financially or

otherwise, for one’s own benefit.

k. “Family” means all of the customary family relationships recognized by the Nation,

including extended family relationships.

l. “Guardian ad Litem” means a person appointed by the Court to represent the best

interests of the Elder.

m. “Good Faith” means an honest belief or purpose and the lack of intent to defraud.

n. “Least Restrictive Alternative” means an approach which allows an Elder independence

and freedom from intrusion consistent with the Elder’s needs by requiring that the least

disruptive method of intervention be used when intervention is necessary to protect the Elder

from harm.

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o. “Neglect” means any of the following:

(1) Failure of a caregiver, as evidence by an act, omission, or course of conduct, to

endeavor to secure or maintain adequate care, services, or supervision for an individual

including food, clothing, shelter, or physical or mental health care, and creating significant

risk or danger to the individual physical or mental health; or

(2) The interference with the delivery of necessary services or resources; or

(3) The failure to report abuse, neglect, self-neglect or exploitation of an Elder; or

(4) The failure to provide services or resources essential to the Elder’s practice of his or

her customs, traditions, or religion; or

(5) The abandonment of an Elder by his or her family, guardian, or caretaker.

p. “Physical Abuse” means the intentional or reckless infliction of bodily harm.

q. “Power of Attorney” means a written document signed by an Elder and notarized giving

another person the power to act in conducting the Elder’s business in the name of the Elder.

There are three main types of powers of attorney:

(1) A Power of Attorney for Finances and Property covers all the Elder’s business

activities, for example signing papers, title documents, contracts, or bank accounts;

(2) A Limited Power of Attorney grants powers limited to specific matters, for example

selling a particular piece of real estate or handling specific bank accounts;

(3) A Power of Attorney for Health Care grants powers to individuals to make health care

decisions on an Elder’s behalf should they become incapacitated.

r. “Protective/Preventative Services” may include any of the following:

(1) Outreach; or

(2) Identification of individuals in need of services; or

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(3) Information and referral for services necessary to assist the Elder; or

(4) Coordination of services for individuals; or

(5) Tracking and follow-up; or

(6) Case Management.

s. “Retaliation” means taking any action against an individual for reporting Elder abuse,

neglect, self-neglect, or exploitation, such as:

(1) Threatening the person(s); or

(2) Causing bodily harm; or

(3) Causing termination, suspension, or reprimand by the employer; or

(4) Damaging real or personal property; or

(5) Defaming (libel and/or slander) the person(s); or

(6) Harassing the person(s).

t. “Self-neglect” means a significant danger to an Elder’s physical or mental health because

the Elder is responsible for his or her own care but fails to or is unwilling to obtain adequate

care, including, food, shelter, clothing, or medical or dental care.

u. “Sexual Abuse” means abuse that consists of any kind of non-consensual sexual contact,

including unwanted touching, sexual assault, and battery. It also includes unreasonable behavior

toward an Elder of a sexual nature that causes physical, emotional, or mental injury to an Elder.

v. “Verbal Abuse” means abuse that stems from deliberate oral statements made toward an

Elder which are meant to insult, frighten, humiliate, threaten, and/or to demean an Elder.

6. Ho-Chunk Nation Division of Children and Family Services Elder Protection Workers.

a. Elder Protection Workers shall be employed by CFS and shall execute the duties and

powers enumerated in this Act.

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b. CFS may cooperate with such state and community agencies as necessary to achieve the

purposes of this Act. CFS may negotiate working agreements with other jurisdictions.

c. CFS shall maintain Standard Operating Procedures (SOPs) which implement this Act.

These SOPs may be amended from time to time to keep up with changes in best practices and the

laws of the Ho-Chunk Nation.

d. Duties. An Elder Protection Worker:

(1) Will receive a case from an assigning supervisor;

(2) Will initiate an investigation within twenty-four (24) business hours of the case

assignment of all reported cases of the abuse, neglect, self-neglect, or exploitation of an

Elder;

(3) Will offer services to an Elder;

(4) Will prepare with the Elder a plan for the delivery of services which provide the least

restrictive alternatives consistent with the Elder’s needs;

(5) Will inform the Elder the following:

(a) About the investigation;

(b) That before seeking entry into their home, the Elder has the right to refuse to

allow an Elder Protection Worker into their home; the Elder Protection Worker shall also

inform the Elder of the right of the Elder Protection Worker to seek a warrant to gain

access;

(c) That the Elder has the right to refuse services; and

(d) That the Elder or the Elder Protection Worker can contact the local jurisdiction

where the suspected abuse, neglect, self-neglect, or exploitation of an Elder occurred

about a possible criminal offense.

7. Confidentiality and Penalty.

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a. Name of Reporter. The name of the person who reports abuse, neglect, self-neglect, or

exploitation as required by this Act is confidential and shall not be released to any person unless

the reporter consents to the release or unless the release is ordered by the Court. The Court may

release the reporter’s name only after notice to the reporter is given, a closed evidentiary hearing

is held, and the need to protect the Elder is found to be greater than the reporter’s right to

confidentiality. The reporter’s name shall be released only to the extent as determined necessary

to protect the Elder.

b. Department Records. Records of an investigation of Elder abuse are confidential unless

ordered to be released pursuant to a court Order. Such records shall be open only to the Elder,

unless the Elder consents to the release in writing. If the Executive Director of the Ho-Chunk

Nation Department of Social Services, law enforcement officers, Court officials, coroner or

medical examiner, or any other person has reason to believe that an Elder died as the result of

abuse or neglect, the Court shall determine who has reasonable cause to have access to such

records.

c. Court Records. Records of a Court hearing regarding Elder abuse, neglect, self-neglect,

or exploitation are confidential. The Court shall keep court records as may be required by the

Judge. Records in Elder cases shall be withheld from public inspection, but the Court records

shall be open to inspection by the Elder, and either the Elder’s private attorney or CFS if the case

is brought by CFS.

d. Penalty. Any person who violates any provision of this section shall be subject to a civil

penalty of up to $100.00 per occurrence. The Court shall assess the penalty after petition, notice,

opportunity for hearing, and a determination that a violation has occurred. In addition, if the

violation is committed by an employee of the Nation, the person shall be subject to appropriate

disciplinary action as allowed in the Nation’s employment laws.

CHAPTER II - REPORTING

8. Duty to Report Abuse, Neglect, Self-Neglect, and Exploitation of an Elder. Any person

who has reasonable cause to suspect that an Elder has been abused, neglected, self-neglected, or

exploited shall immediately report the abuse, neglect, self-neglect, or exploitation to the CFS

Intake staff unless they have a privileged relationship with their patient or client. An individual

with a privileged relationship must disclose information about their patient or client to

appropriate officials if there is an emergency situation. The following individuals have a special

duty in reporting abuse, neglect, self-neglect, or exploitation:

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a. The Elder’s family or caretaker;

b. Any employee or elected official of the Nation;

c. Physician, surgeon, dentist, podiatrist, chiropractor, nurse, dental hygienist, optometrist,

medical examiner, emergency medical technician, paramedic, or other health care provider;

d. Psychiatrist, psychologist, or psychological assistant;

e. Any licensed or unlicensed social worker, professional counselor, or marriage and family

therapist;

f. Person employed in the mental or behavioral health profession;

g. Person employed as a physical therapist, occupational therapist, or the assistants of such

therapists;

h. Law enforcement officer, probation officer, worker in a detention facility, or person

employed in a public agency who is responsible for enforcing statutes and judicial Orders;

i. Judge, attorney, court counselor, clerk of court, or judicial system official or staff.

j. Any persons or agency, including their employees, with fiduciary responsibilities to an

Elder such as accountants, property managers, financial advisors, or financial institutions.

9. Anonymous Reports. Except for those persons in Section 8 b-i, persons reporting Elder

abuse, neglect, self-neglect, or exploitation may remain anonymous, except in the event of a

court Order pursuant to Chapter I, Section 7(a) of this Act.

10. Immunity from Liability. Any person who in good faith reports suspected abuse, neglect,

self-neglect, or exploitation of an Elder shall be immune from any legal action based on that

person’s report.

11. Civil Violation and Penalty for Failing to Report. Any person who is required by this Act

to report suspected Elder abuse, neglect, self-neglect, or exploitation and fails to do so is subject

to civil penalty not to exceed $2,000. The Court shall assess the penalty only after petition,

notice, an opportunity for hearing, and a determination that the person had a mandated duty to

report, and failed to do so, as required by this Act. Further, the person failing to report is subject

to any civil suit brought by or on behalf of the Elder for damages suffered as a result of the

failure to report, notwithstanding any determination by the Court that the person failing to report

violated this Act.

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12. Civil Violation and Penalty for a Report Made in Bad Faith. Any person who makes a

report of suspected abuse, neglect, self-neglect, or exploitation knowing it to be false is subject to

a civil penalty not to exceed $2,000. The Court shall assess the penalty only after petition, notice,

an opportunity for hearing, and a determination that the person making the report knew the report

to be false. Any person making a false report is subject to any civil suit for damages brought by

or on behalf of the person(s) named as the Accused in the false report.

13. Reports. Reports of suspected Elder abuse, neglect, self-neglect, or exploitation shall be

made to the CFS Intake Staff. The CFS Intake Staff member who takes an oral report shall

immediately complete a written report. Anonymous reports shall be investigated as required by

this Act. The following information should be part of the written report:

a. The Elder’s name, address or location, and telephone number;

b. The name, address or location, and telephone number of the person(s) or agency

suspected of abusing, neglecting, or exploiting the Elder;

c. The nature and degree of the limitations of the Elder;

d. The name, address or location, and telephone number of the Elder’s caretaker;

e. The name, address or location, and telephone number of witness(s);

f. A description of the acts which are reported as abusive, neglectful, or exploitive;

g. Any other information that the reporter believes might be helpful in establishing abuse,

neglect, self-neglect, or exploitation;

h. The written report should contain the name, address, and telephone number of the

reporter for the purpose of CFS follow-up. Rules of anonymity shall be followed pursuant to

Section 9.

CHAPTER III – INVESTIGATION

14. Investigations.

a. The Elder Protection Worker shall initiate an investigation within one (1) business day of

receipt of a report.

b. Written Investigative Report.

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(1) A written investigative report shall be prepared and filed with the CFS Elder

Protection Program. The investigative report will remain on file for a period of five (5) years,

even if it is determined that there is insufficient evidence to pursue any legal action.

(2) When a report of abuse is found to have been made in bad faith, the investigative

report shall be held and maintained as an inactive file for possible use in a civil violation

investigation or proceeding pursuant to this Act.

(3) The investigative report shall contain the pertinent information obtained during the

investigation, including the results of the Elder Protection Worker’s interview, observations

and assessments, and other facts.

(4) If substantiated, CFS may mediate a resolution of the presented situation or may

forward the matter to the Ho-Chunk Nation Department of Justice (DOJ) for legal action.

c. Subpoena of Medical and Financial Records. The Court may issue subpoenas for the

release of medical records and financial records upon motion for expedited consideration by the

DOJ in order to facilitate investigations of reported Elder abuse, neglect, self-neglect, or

exploitation. Upon hearing evidence, the Court must find reasonable grounds to believe that

Elder abuse, neglect, self-neglect, or exploitation is occurring or has occurred in order to issue a

subpoena.

15. Interference with Investigation and Retaliation – Civil Penalty.

a. No person shall interfere intentionally with a lawful investigation of suspected Elder

abuse, neglect, self-neglect, or exploitation.

b. No person shall retaliate by any means against any person who has made a good faith

report of suspected Elder abuse, neglect, self-neglect, or exploitation or who cooperates with an

investigation of suspected Elder abuse, neglect, self-neglect, or exploitation.

c. Any person who violates the provisions of paragraph a or b above shall be stopped from

partaking in such activity and shall be subject to a civil penalty of up to $2,000 per occurrence.

The Court shall assess the penalty only after petition, notice, an opportunity for hearing, and a

determination that either interference or retaliation as set out in this section occurred. Further,

notice of such determination shall be provided to the person’s employer and appropriate

licensing agencies. If the person violating the above provisions is an employee of the Nation,

appropriate disciplinary action shall be imposed consistent with the Nation’s Employment

Relations Act, 6 HCC § 5.

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16. Criminal Investigation. Any investigation and any other procedure allowed under this Act

may continue even if a criminal investigation is undertaken. The CFS Elder Protection Program

shall provide its cooperation with law enforcement to ensure the criminal investigation is not

compromised.

CHAPTER IV – RIGHTS OF PARTIES

17. Rights of Elders.

a. An Elder has the right to be informed about an Elder abuse investigation before it begins

unless an emergency exists, in which case, they shall be informed as soon as possible, but not

later than one (1) business day after the investigation begins.

b. An Elder has the right to refuse to accept elder protective services (even if there is good

cause to believe that the Elder has been or is being abused, neglected, self-neglected, or

exploited) provided that the Elder is able to care for himself or herself and/or has the capacity to

understand the nature of the services offered.

c. An Elder has the right to refuse an Elder Protection Worker entrance into their home and

the Elder Protection Worker shall so inform the Elder of this right before seeking entry. The

Elder Protection Worker shall also inform the Elder of the right of the Elder Protection Worker

to seek a warrant to gain access.

d. The Elder has the right to be represented by counsel at his or her own expense at all

proceedings.

(1) If the Elder seeks to proceed independently, then the Elder may retain private counsel

to represent himself or herself at his or her own cost or proceed without counsel (pro se).

(2) If the Elder seeks to have the assistance of the CFS Elder Protection Program in filing

the Petition, then CFS and the DOJ shall make a determination on whether a legal claim

exists and then make a determination on how to proceed.

18. Rights of the Accused.

a. The accused may refuse for themselves, but not for the Elder, services offered by the CFS

Elder Protection Program to help remedy the alleged abuse, neglect, or exploitation.

b. The accused may refuse to allow an Elder Protection Worker into their home and the

Elder Protection Worker shall so inform the alleged accused of this right before seeking entry.

The Elder Protection Worker shall also inform the accused of the right of the Elder Protection

Worker to seek a warrant to gain access.

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c. The accused has the right to be represented by counsel at his or her own expense at all

proceedings.

CHAPTER V- COURT PROCESS

19. Jurisdiction.

a. The Ho-Chunk Nation Trial Court is vested with the fullest jurisdiction permissible under

applicable law. Personal jurisdiction includes, but is not limited to the following people:

(1) Members of the Ho-Chunk Nation; or

(2) Individuals personally served with a Petition or Summons on the Nation's lands; or

(3) Individuals who consent to the jurisdiction of the Court by entering a general appearance

or filing a responsive document or by participating in the proceeding unless participation is

for the purpose of contesting jurisdiction; or

(4) Any individual who resides on the Nation’s lands with a Ho-Chunk Elder who is the

subject of the proceeding; or

(5) Any individual who enters the Nation’s lands to transact with a Ho-Chunk Elder or

obtains access to a Ho-Chunk Elder’s personal property who is the subject of the proceeding.

b. In every action under this Act, the Court shall retain continuing, exclusive jurisdiction

over the Elder to the fullest extent permitted by law.

20. Petition.

a. An Elder may wish to Petition the matter before the Court under the Elder Protection Act.

The Elder has the option of proceeding in one of two ways:

(1) The Elder may file the Petition on his or her own independently. The Elder shall file

the Petition and present facts on his or her own behalf. The Elder may do this through the use

of private counsel at his or her own expense or without counsel (pro se); or

(2) The Elder may seek to be assisted by and through CFS. If mediation or other nonlegal recourse is not successful or feasible, then the DOJ shall file the Petition and present

facts on behalf of the Nation for legal proceedings authorized or required by this Act,

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provided the case is brought by the CFS Elder Protection Program.

b. CFS may file a Petition on behalf of the Elder on its own initiative.

c. The Petition shall contain the following:

(1) The name of the Elder. A supplemental document shall be filed with the Court

containing the address of where the petitioner would like to receive notices from the court,

the petitioner’s telephone number(s), and e-mail address if available. This information shall

be kept confidential.

(2) An allegation that:

(a) The respondent has abused, neglected, or exploited an Elder;

(b) The respondent has threatened to engage in abuse, neglect, or exploitation of an

Elder;

(c) The Elder is self-neglecting himself or herself and intervention is necessary to

protect the Elder.

(3) The name, mailing address, physical address, age of the accused, and his or her

relationship to the Elder.

(4) A statement of facts that support the allegations presented.

d. Service of Process. Notice of the Elder Protection proceeding shall be made by personal

service of the Petition and Summons at least ten (10) days prior to the Hearing on the Petition.

21. Hearing.

a. Hearing. A hearing on a Petition authorized or required by this Act shall be conducted

with the purpose of protecting the Elder only when necessary and only to the extent shown by

the facts and using the least restrictive alternatives.

(1) All rights, as set out specifically in this Act shall be enforced strictly during all

proceedings.

(2) No hearing shall be held unless notice has been given to the Elder and other interested

parties.

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(3) The Elder and all other interested parties shall have the right and opportunity to be

heard fully and to present evidence.

b. Timing. A Hearing on an Elder Protection Petition shall be held within forty-five (45)

days of the filing of the Petition. If emergency protection is necessary an Elder Protective

Restraining Order may be sought pursuant to the requirements within this Act.

c. Court Proceedings. A proceeding held pursuant to this Act will be closed and

confidential. Persons who may attend are the parties, representatives of CFS, necessary Court

officials, and attorneys for the parties. Other persons may appear only to testify.

d. Burden of Proof. The petitioner must provide one or more of the reasons listed as

justification to bring the matter before the Court. The determination shall be made only after

petition, notice, hearing, and proof by a preponderance of the evidence of abuse, neglect, selfneglect, or exploitation.

CHAPTER VI- COURT ORDERS

22. Orders.

a. Elder Protection Order. The Court may rule from the bench and then issue a written

statement of its findings in support of any Elder Protection Order within thirty (30) days of the

Hearing.

b. No Elder Protection Order shall be issued until ten (10) days after the Petition has been

served on all parties.

23. Elder Protection Order.

a. If the Court determines that an Elder has been abused, neglected, self-neglected, or

exploited, the Court shall issue an Elder Protection Order which provides appropriate protection

for the Elder. Such protection may include, but is not limited to the following:

(1) Removing the individual(s) who abused, neglected, or exploited an Elder from the

Elder’s home immediately; or

(2) Having CFS facilitate a move for the Elder from the place where the abuse, neglect,

self-neglect, or exploitation has taken or is taking place; or

(3) Restraining the individual(s) who abused, neglected, or exploited the Elder from

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having any form of contact with the Elder; or

(4) Restraining the individual(s) who has abused, neglected, or exploited the Elder from

continuing such acts; or

(5) Requiring an Elder’s family or caretaker or any other person with a fiduciary duty to

the Elder to account for the Elder’s funds and property; or

(6) Requiring any individual(s) who has abused, neglected, or exploited an Elder to pay

restitution to the Elder for damages resulting from that individual(s)’s wrongdoing; or

(7) Appointing a representative or a guardian ad litem for the Elder; or

(8) Recommending that a representative payee be named; or

(9) Ordering compensation to be paid to the Elder. Said debt shall be garnished from the

individual(s)’s per capita pursuant to the Nation’s Claims Against Per Capita Ordinance, 2

HCC § 8, or through a general garnishment Order.

24. Modification or Termination.

a. If modification or termination of the Order is needed a Motion shall be filed by a party

seeking the modification or termination.

b. Notice shall then be provided for the Motion Hearing. At the Motion Hearing the burden

of proof will be on the motioning party to prove by clear and convincing evidence that such a

modification or termination is in the best interests of the Elder or necessary for the protection of

the Elder.

25. Violation of Protection Orders. Violation of Court Protection Orders by a respondent may

be punished by a fine of not more than $2,000. Said debt shall be a debt owed to the Nation and

shall be collected as such pursuant to the Claims Against Per Capita Ordinance, 2 HCC § 8, or by

a general garnishment Order.

CHAPTER VII- ELDER PROTECTIVE RESTRAINING ORDERS –

CIVIL PROCESS

26. Purpose of Elder Protective Civil Restraining Orders.

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a. The purpose of authorizing Elder Protective Restraining Orders is to provide Elders with

a process for obtaining restraining orders independent of contacting law enforcement officers to

report a crime. Individuals applying for an Elder Protective Restraining Order should be referred

to law enforcement in the event that an unreported crime has been committed.

b. The purpose of authorizing emergency Elder Protective Restraining Orders to be issued

without prior notice to the respondent is to insure the immediate protection of the Elder.

27. General Procedure.

a. No complaint need be filed and summons served in order to obtain an Elder Protective

Restraining Order. An action under this section may be commenced only by a Petition being

served on the respondent.

b. No filing fees are required for an Elder Protective Restraining Order.

c. The following people may file a Petition for an Elder Protective Restraining Order:

(1) Any person who alleges that he or she is or has been a victim of Elder abuse, neglect,

or exploitation may file a Petition;

(2) Family or household members may file a Petition on behalf of an Elder who has been

a victim of Elder abuse, neglect, or exploitation;

(3) CFS may file a Petition for an Elder Protective Restraining Order on behalf of an

Elder who has been a victim of Elder abuse, neglect, or exploitation.

28. Petition.

a. A Petition for an Elder Protective Restraining Order shall include:

(1) The name of the Elder;

(2) An allegation that:

(a) The respondent has abused, neglected, or exploited an Elder; or

(b) The respondent has threatened to engage in abuse, neglect, or exploitation of an

Elder; or

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(c) The respondent has interfered with an elder protection investigation or the

delivery of elder protective services and, if continued, will make it difficult to determine

whether abuse, neglect, or exploitation occurred or is likely to reoccur; or

(d) The respondent, based upon prior conduct, may interfere with an elder protection

investigation or the delivery of elder protective services and if interference were to occur

it would be difficult to determine whether abuse, neglect, or exploitation occurred or is

likely to reoccur;

(3) The name, mailing address, physical address, age of the respondent, and his or her

relationship to the Elder.

b. A supplemental document shall be filed with the Court containing the address of where

the petitioner would like to receive notices from the court, the petitioner’s telephone number(s),

and e-mail address if available. This information shall be kept confidential.

c. A signed statement, or separate affidavit filed with the Petition, stating:

(1) In the petitioner’s own words, the specific facts and circumstances of the alleged

abuse, neglect, or exploitation of the Elder, including whether the Elder believes himself or

herself to be in immediate danger of further abuse, neglect, or exploitation; or

(2) The specific facts and circumstances that led th

This text is long and has been trimmed here. Open the source document for the complete record.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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