Office of Special Education and Rehabilitative Services; Grants and Cooperative Agreements: Availability, etc.: Children With Disabilities Programs; Notice

Federal RegisterFeb 19, 1998

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What actually matters in this document.

Text

SUMMARY: The Secretary proposes priorities for two programs

administered by the Office of Special Education and Rehabilitative

Services (OSERS) under the Individuals with Disabilities Education Act

(IDEA), as amended. The Secretary may use these priorities in Fiscal

Year 1998 and subsequent years. The Secretary takes this action to

focus Federal assistance on identified needs to improve results for

children with disabilities. The proposed priorities are intended to

ensure wide and effective use of program funds.

DATES: Comments on all proposed priorities must be received on or

before March 23, 1998.

ADDRESSES: All comments concerning proposed priorities should be

addressed to: Debra Sturdivant, U.S. Department of Education, 600

Independence Avenue, SW, Room 3521, Switzer Building, Washington, D.C.

20202-2641.

Comments may also be sent through the Internet: [email protected]

You must include the term ``Technical Assistance and Dissemination

and Research and Innovation'' in the electronic message.

FOR FURTHER INFORMATION CONTACT: For further information on these

proposed priorities contact Debra Sturdivant, U.S. Department of

Education, 600 Independence Avenue, SW, room 3317, Switzer Building,

Washington, D.C. 20202-2641. FAX: (202) 205-8717 (FAX is the preferred

method for requesting information). Telephone: (202) 205-8038.

Internet: Debra__S[email protected]

Individuals who use a telecommunications device for the deaf (TDD)

may call the TDD number: (202) 205-8953. Individuals with disabilities

may obtain a copy of this notice in an alternate format (e.g. Braille,

large print, audiotape, or computer diskette) by calling (202) 205-

8113.

SUPPLEMENTARY INFORMATION: This notice contains three proposed

priorities under two programs authorized by the Individuals with

Disabilities Education Act, as follows: Technical Assistance and

Dissemination to Improve Services and Results for Children with

Disabilities (two proposed priorities); and Research and Innovation to

Improve Services and Results for Children with Disabilities (one

proposed priority). These proposed priorities would support the

National Education Goals by helping to improve results for children

with disabilities.

The Secretary will announce the final priorities in a notice in the

Federal Register. The final priorities will be determined by responses

to this notice, available funds, and other considerations of the

Department. Funding of particular projects depends on the availability

of funds, the content of the final priorities, and the quality of the

applications received. The publication of these proposed priorities

does not preclude the Secretary from proposing additional priorities,

nor does it limit the Secretary to funding only these priorities,

subject to meeting applicable rulemaking requirements.

General Requirements

All projects funded under the proposed priorities must make

positive efforts to employ and advance in employment qualified

individuals with disabilities in project activities (see Section 606 of

IDEA). In addition, all applicants and projects funded under the

proposed priorities must involve individuals with disabilities or

parents of individuals with disabilities in planning, implementing, and

evaluating the projects (see Section 661(f)(1)(A) of IDEA).

Note: This notice of proposed priorities does not solicit

applications. Notices inviting applications under these competitions

will be published in the Federal Register concurrent with or

following publication of the notice of final priorities.

Technical Assistance and Dissemination to Improve Services and

Results for Children With Disabilities

Purpose of Program

The purpose of this program is to provide technical assistance and

information through such mechanisms as institutes, regional resource

centers, clearinghouses, and programs that support States and local

entities in building capacity, to improve early intervention,

educational, and transitional services and results for children with

disabilities and their families, and to address systemic-change goals

and priorities.

Priorities

Under 34 CFR 75.105(c)(3), the Secretary proposes to give an

absolute preference to applications that meet one of the following

priorities. The Secretary proposes to fund under these competitions

only applications that meet one of these absolute priorities:

Proposed Absolute Priority 1--Center for Positive Behavioral

Interventions and Supports

Background

Problem behaviors are one of the most common reasons children with

disabilities are excluded from school, community, and work. Research on

positive behavioral support is rapidly developing and demonstrates how

school-wide approaches to positive behavioral interventions can enable

students with disabilities who exhibit problem behaviors to achieve

independence and become participants and contributing members in

school, community, and work.

Despite this growing body of knowledge, however, awareness of the

value of these approaches and their use in the educational environment

remains limited. There is clearly a need to develop a greater awareness

on the part of educators and others of the important contribution that

positive behavioral interventions can make in achieving successful

results for children with disabilities who exhibit challenging problem

behaviors and for improving the overall climate of schools.

Part B of IDEA includes provisions intended to guide and assist

schools in cases in which the behavior of a child with a disability

impedes learning. For example, the Act specifies that teams developing

individualized education programs (IEPs) consider, when appropriate,

positive behavioral supports and other strategies to address behavior

problems. The following priority is intended to assist schools in

designing and implementing effective school-wide positive behavioral

support programs by creating a greater awareness of these approaches,

including identifying effective State and local policies which support

the approaches, and by building the necessary knowledge base, momentum,

and resource network to encourage their widespread application.

Priority

The Secretary proposes to establish an absolute priority to support

a Center for Positive Behavioral Interventions and Supports that builds

awareness and motivation for schools to design and implement school-

wide support for children with disabilities who exhibit challenging

problem behaviors. The Center must, at a minimum:

(a) Evaluate the state of policy and practice regarding school-wide

behavioral support, including relevant State and local policies and

guidelines, and financing and cross-agency coordination strategies for

supporting

[[Page 8531]]

behavioral intervention services. Develop and apply criteria for

identifying exemplary programs of school-wide positive behavioral

support. Identify and publicize schools implementing such programs.

(b) Establish a coordinated network of researchers, educators,

parents, mental health professionals, and policymakers who will serve

as resources to schools and each other in designing and implementing

school-wide positive behavioral support programs. Conduct outreach

activities with relevant federally supported technical assistance and

information activities and projects (e.g., the National Institute of

Disability and Rehabilitation Research programs, the Federal Resource

Center, regional resource centers, the Office of Educational Research

and Improvement (OERI), the Office of Elementary and Secondary

Education's Safe and Drug Free Schools program, the Department of

Justice's Office of Juvenile Justice and Delinquency Prevention, etc.),

State and local organizations and other relevant organizations and

projects to promote public awareness of positive behavioral support

practices and the availability of information, supports and services.

(c) Provide for information exchanges between researchers and

practitioners who direct exemplary behavioral support programs and

educators who seek to design and implement effective school-wide

programs. The exchanges must include, but are not limited to, two

regional forums during each of the first four years of the project, and

a national forum in the fifth year. The forums must be designed to

expand the coordinated network, develop awareness of research-based

practices, and create a dialogue about school-wide positive behavioral

support programs. The forums must include examples and descriptions of

exemplary school-wide programs and effective State and local policies,

and may include other appropriate activities such as visits to

exemplary sites.

(d) Provide information to the national information center for

children with disabilities. Collaborate with the national information

center for children with disabilities on the development and

dissemination of materials on behavioral intervention and supports.

Establish linkages with the national information center for children

with disabilities to ensure timely and accurate dissemination of

information to customers.

(e) Organize, synthesize, and report information to teachers,

administrators, parents, and other interested parties regarding

research, policy, and practice advances on positive behavioral support.

Develop and disseminate products that are easy to use and accessible

(e.g., print and electronic formats). Respond to written and telephone

inquiries with research-based information.

(f) Develop and implement a blueprint for providing technical

assistance to local educational agencies (LEAs), which includes

alternative designs of effective school wide positive behavioral

support programs and alternative approaches to delivering technical

assistance in their implementation. Identify barriers to assisting

school districts across the country in developing and implementing

school-wide positive behavioral support programs and develop strategies

for overcoming these barriers.

(g) Budget for two trips annually to Washington, D.C., for: (1) A

two-day Research to Practice Division Project Directors' meeting; and

(2) a meeting to collaborate with the Research to Practice Division

project officer and the other related projects, and to share

information and discuss findings and methods of dissemination.

(h) Conduct, every two years, a results-based evaluation of the

technical assistance provided. Such an evaluation must be conducted by

a review team consisting of three experts approved by the Secretary and

must measure elements such as--

(1) The type of technical assistance provided and the perception of

its quality by the target audience;

(2) The changes that occurred as a result of the technical

assistance provided; and

(3) The review team will examine the progress that the Center has

made with respect to the objectives in its application.

The services of the review team, including a two-day site visit to

the Center is to be performed during the last half of the center's

second year and may be included in that year's evaluation required

under 34 CFR 75.590. Costs associated with the services to be performed

by the review team must also be included in the Center's budget for

year two. These costs are estimated to be approximately $4,000.

Under this priority, the Secretary will make one award for

cooperative agreements with a project period of up to 60 months subject

to the requirements of 34 CFR 75.253(a) for continuation awards. In

determining whether to continue the center for the fourth and fifth

years of the project period, the Secretary, in addition to the

requirements of 34 CFR 75.253(a), will consider--

(a) The timeliness and effectiveness with which all requirements of

the negotiated cooperative agreement have been or is being met by the

Center; and

(b) The degree to which the Center's design and methodology

demonstrates the potential for advancing significant new knowledge.

Proposed Absolute Priority 2--National Center on Dispute Resolution

Background

Disputes within the education community affect systemic change and

results for children with disabilities. A dispute resolution process

such as mediation is less costly to schools and families, can help to

minimize adverse effects on a child's progress in school, and is more

apt to foster positive relationships between families and educators

than litigation. Technical assistance that focuses primarily on dispute

resolution procedures would assist State educational agencies (SEAs),

local educational agencies (LEAs), and families to resolve their

differences in a less adversarial and more responsive manner than

through standard due process hearing procedures, while enabling State

and local entities to achieve systemic change and promoting improved

early intervention, educational, and transitional results for children

with disabilities. This priority would support a national center to

provide technical assistance to SEAs, LEAs, and families on resolving

their differences. The center would provide technical assistance on

mediation and other effective dispute resolution procedures that do not

impede parental rights under IDEA or otherwise conflict with the

statute. As such the center would provide technical assistance as

needed in order to facilitate the effective use of due process

procedures. The chief aim of the center however, would be to provide

needed technical assistance to enable parties to effectively resolve

their disputes through more expedient and less confrontational means,

including mediation.

Priority

The Secretary establishes an absolute priority to support a

national technical assistance center on dispute resolution procedures,

including mediation. The center must--

(a) Provide technical assistance on dispute resolution procedures

(with an emphasis on procedures other than due process hearings) to all

States, outlying areas, and the freely associated States (to the extent

such States participate in Parts B or C of IDEA), and the Bureau

[[Page 8532]]

of Indian Affairs. At a minimum, the center must--

(1) Conduct annual needs assessments;

(2) Develop technical assistance agreements with each entity; and

(3) Provide technical assistance, training, and on-going

consultation based on the technical assistance agreements (including

technical assistance, training, and on-going consultation at the local

level, as appropriate).

(b) Coordinate with the existing technical assistance to parent

project to provide technical assistance to all parent training and

information centers and community parent resource centers on dispute

resolution procedures;

(c) Develop informational exchanges about dispute resolution

procedures between the center and other technical assistance and

information dissemination systems;

(d) Establish an advisory group of persons with complementary

expertise on dispute resolution procedures to advise the center on its

technical assistance activities;

(e) Collect information on the use and effectiveness of mediation

and other dispute resolution procedures. The effectiveness of any such

procedure would be based on the degree to which all parties feel

satisfied with the result and agree that an efficient and expeditious

process had been followed;

(f) Identify, and disseminate information on, best practices in

dispute resolution;

(g) Maintain an information data base that includes: (1) State

practices on dispute resolution, including information on mediator

training and the implementation of the mediation requirements in Parts

B and C of IDEA; and (2) research, literature, and products about

dispute resolution procedures.

(h) Examine the effectiveness of State efforts regarding mediation

and other dispute resolution proceedings. Analyze information on the

number of due process hearings, mediation sessions, and other dispute

resolution proceedings conducted and on the outcome of each such

hearing, session, or proceeding;

(i) Collaborate with the national information center on children

with disabilities regarding the dissemination of information to respond

to information needs. Establish linkages with the national information

center on children with disabilities to ensure timely and accurate

dissemination of information to customers;

(j) Serve as a clearinghouse for information on dispute resolution

procedures;

(k) Conduct an annual forum each year of the project that

identifies the unique features of dispute resolution procedures, the

strengths of the procedures, and the potential for adopting the

procedures. At least one forum must address the specific needs of under

represented and underserved populations; another must address dispute

resolution procedures (including mediator training issues) in the

context of general education reform;

(l) Evaluate the impact of the center's technical assistance system

and its components relative to the--

(1) Assessed needs of States and jurisdictions;

(2) Needs of parents; and

(3) Linkages with other technical assistance and information

dissemination systems; and

(m) Budget for two trips annually to Washington, D.C., for: (1) A

two-day Research to Practice Division Project Directors' meeting; and

(2) a meeting to collaborate with the Research to Practice Division

project officer and the other related projects to share information,

and to discuss findings and methods of dissemination.

(n) Conduct, every two years, a results-based evaluation of the

technical assistance provided. Such an evaluation must be conducted by

a review team consisting of three experts approved by the Secretary and

must measure elements such as--

(1) The type of technical assistance provided and the perception of

its quality by the target audience; and

(2) The changes that occurred as a result of the technical

assistance provided; and

(3) The review team will examine the progress that the Center has

made with respect to the objectives in its application.

The services of the review team, including a two-day site visit to

the center is to be performed during the last half of the center's

second year and may be included in that year's evaluation required

under 34 CFR 75.590. Costs associated with the services to be performed

by the review team must also be included in the center's budget for

year two. These costs are estimated to be approximately $4,000.

Under this priority, the Secretary will make one award for a

cooperative agreement with a project period of up to 60 months subject

to the requirements of 34 CFR 75.253(a) for continuation awards. In

determining whether to continue the center for the fourth and fifth

years of the project period, the Secretary, in addition to the

requirements of 34 CFR 75.253(a), will consider--

(a) The timeliness and effectiveness with which all requirements of

the negotiated cooperative agreement have been or is being met by the

center.

(b) The degree to which the center's design and methodology

demonstrates the potential for advancing significant new knowledge.

Program Authority: Section 685 of IDEA.

Research and Innovation to Improve Services and Results for Children

With Disabilities

Purpose of Program

To produce, and advance the use of, knowledge to: (1) Improve

services provided under IDEA, including the practices of professionals

and others involved in providing those services to children with

disabilities; and (2) improve educational and early intervention

results for infants, toddlers, and children with disabilities.

Priority

Under 34 CFR 75.105(c)(3), the Secretary proposes to give an

absolute preference to applications that meet the following priority.

The Secretary proposes to fund under this competition only applications

that meet this absolute priority.

Proposed Absolute Priority--Directed Research Projects

This priority provides support for projects that advance and

improve the knowledge base and improve the practice of professionals,

parents, and others providing early intervention, special education,

and related services, including professionals who work with children

with disabilities in regular education environments and natural

environments, to provide those children effective instruction and

interventions that enable them to learn and develop successfully. Under

this priority, projects must support innovation, development, exchange

of information, and use of advancements in knowledge and practice

designed to contribute to the improvement of early intervention,

instruction, and learning of infants, toddlers, and children with

disabilities.

A research project must address one of the following focus areas

and the Secretary intends to award at least one project in each focus

area:

Focus 1--Beacons of Excellence

Research projects supported under Focus 1 must identify and study

schools or programs achieving exemplary results for students with

disabilities in the

[[Page 8533]]

context of efforts to achieve exemplary results for all students.

Projects must develop and apply procedures and criteria to identify

these schools or programs, and to identify factors contributing to

exemplary learning or developmental results, and examine how those

factors and other factors relate to achieving exemplary learning or

developmental results for children with disabilities. Projects may

focus on early intervention, preschool, elementary, or secondary

levels, or a combination of levels. Following the second year of the

project, the Secretary may fund an optional six-month period for

additional dissemination activities.

Focus 2--The Sustainability of Promising Innovations

A growing body of practice-based research and model demonstration

work in schools, local districts, and early intervention programs,

including projects supported by the Office of Special Education

Programs (OSEP), has focused on meeting the needs of, and improving

results for, children with disabilities in schools, districts, or early

intervention programs involved in reform and restructuring initiatives.

Some of this work is yielding promising positive results for children

with disabilities. However, little is known about the extent to which

the innovations developed and implemented in these efforts are

sustained in project sites beyond the term of time-limited external

support and assistance.

Focus 2 supports projects to study the implementation of practices

that have been found to be effective in meeting the needs of children

with disabilities by reform and restructuring initiatives in local and

district schools, or early intervention programs. The study must

address: (a) The extent to which practices that have been shown to be

effective have been sustained beyond the existence of the projects; and

(b) factors that influence the level of sustainability. Factors to be

studied may include, but are not limited to: (a) The nature of the

innovations and the extent to which the innovations have undergone

adaptation or alteration over time; (b) the type and extent of support

strategies employed during initial implementation stages and over time;

(c) planned and unplanned changes in agency, school organizational or

structural contexts, or both; (d) the level of penetration of the

innovation; (e) the actual or perceived, or both, cost and benefit for

participants; (f) constancy of site leadership, staff, and policy

requirements; (g) the extent of consonance or dissonance between

critical features of the innovations and existing (and emerging) school

and district or agency practices and policies; and (h) resource access

and allocation. Projects must provide comprehensive descriptions of the

targeted effective practices to be studied, and evidence of positive

results for children with disabilities. In addition, projects must

dedicate the bulk of support requested to research on the issues of

sustainability including the ability to sustain the project results

beyond the life of the project. The Secretary particularly encourages

an in-depth case study research design where the site or sites to be

studied is the case (unit of analysis).

Focus 3--Research on Improving Reading Comprehension Results for

Children With Learning Disabilities

In recent years, research has advanced our understanding of how

skilled readers comprehend and instructional strategies that support

children with learning disabilities to comprehend text. Comprehension

is not merely a text-based process where meaning resides in the text

and the role of the reader is to get the meaning. Meaning comes from

both the text and the reader. Many children with learning disabilities

need an instructional program that: (a) Teaches them how to access

prior knowledge (e.g., strategies such as story grammar elements,

semantic mapping, or think aloud sheets); (b) motivates and supports

persistence on a task (e.g., including expressions of a student's own

thoughts when reading and writing, questioning the expert or inquiry,

or using technology or grouping practices); and (c) teaches them

cognitive and metacognitive strategies for reading with understanding,

including how to monitor one's own progress (e.g., summarizing,

generating questions, mnemonics, or imagery). Therefore, becoming a

skilled reader is not automatic. Teachers need to teach reading

comprehension, and, in particular, children with learning disabilities

need effective instructional approaches.

Under Focus 3, a research project must pursue a systematic program

of applied research that focuses on one or more issues related to

improving reading comprehension results of children with learning

disabilities related to reading. These issues include, but are not

limited to:

(a) The extent to which children with learning disabilities need

differential strategies to comprehend narrative and expository text;

(b) The types of effective comprehension instruction for children

with learning disabilities in grades K-2, 3-5, and 6-8 inclusive; the

components of particularly effective programs for children with

learning disabilities; the basal materials, supplemental materials, and

instructional strategies used by teachers; and how families support the

instructional program;

(c) The types of effective questioning strategies used by teachers,

peers, and experts affecting comprehension; and

(d) The kind of contexts that promote critical analysis and

evaluation for comprehension and learning, and the grouping practices,

instructional strategies, and curricula that promote comprehension and

problem solving.

Focus 4--Studying Models That Bridge the Gap Between Research and

Practice

Educational research most often includes the following phases: (1)

Planning and preparation; (2) information gathering; (3) analysis and

interpretation; (4) reporting and dissemination; and (5) use of

findings. In traditional research models, the researcher is solely or

primarily responsible for all phases but the last. Using research

findings is seen as a job for the practitioner. However, it has been

observed that research knowledge rarely translates directly into

practice.

In recent years, a variety of promising models have been developed

to bridge the gap between research and practice by altering the roles

of researchers and practitioners for one or more phases of the

research. In some models (e.g., interactive research and development,

practitioner-researcher, partnership research) researchers and

practitioners collaborate in all phases of the research process. Some

of these models include parents on their site-based research teams. In

other models, practitioners, working individually (e.g., practitioner-

research linkers), in groups (e.g., practitioner study groups), or in

pairs (e.g., peer coaching) interpret extant research to understand how

to integrate research into practice. In some models, teachers conduct

research (e.g., action research, or collegial experimentation). To date

there have been few systematic examinations of the effectiveness of the

various models to improve practice in special education or early

intervention.

Under Focus 4, research projects must implement and examine a model

or models for using research knowledge to improve educational practice

and results for children with disabilities.

In studying a model or models, projects must apply methodologies

with the capacity to determine the effectiveness of the model or models

as implemented in practice settings. The projects must identify the

knowledge

[[Page 8534]]

utilization model or models to be studied, specify the components of

the knowledge utilization model or models selected or created, the

supports and policies necessary to support the model or models, both

alterable and unalterable factors affecting practice improvement, and

the effect of the model or models to improve organizational culture,

practitioner attitudes and practices, and child results. In judging

effectiveness, the projects must address improvements for researchers,

practitioners, and children with disabilities.

The projects must report their findings in a manner which can serve

as a ``blueprint'' so that practitioners in other school districts or

agencies can implement the model using research knowledge to improve

practice in special education or early intervention.

Focus 5--Inclusion of Students With Disabilities in Large-Scale

Assessment Programs

IDEA includes a number of provisions to ensure the participation of

students with disabilities in general State and district-wide

assessment programs. Students with disabilities must participate in

large-scale assessment programs if they are to benefit from the

educational accountability and reforms that are linked to these

assessments. While much information has been gained from prior efforts

to include disabled students in assessments such as the National

Assessment of Educational Progress, applied research is needed to build

on this base of information in order to provide technical and

implementation information to guide the effective inclusion of students

with disabilities in large-scale assessment programs.

Focus 5 supports projects that pursue systematic programs of

applied research to determine how State and local educational programs

can best meet one or more of the following requirements:

(a) Including students with disabilities in either general State or

district-wide assessment programs or both;

(b) Developing and using appropriate accommodations for students

with disabilities on general State or district-wide assessments, or

both;

(c) Developing and using alternate assessments for students with

disabilities who cannot participate in State and district-wide

assessment programs;

(d) Reporting on the participation or performance or both of

students with disabilities in either general assessment programs, or on

alternate assessments, or both; and

(e) Making decisions during the development of individualized

education programs concerning individual modifications in the

administration of State or district-wide assessments, or individual

participation in alternate assessments.

Focus 6--Synthesize and Communicate a Professional Knowledge Base:

Contributions to Research and Practice

Traditionally researchers have communicated their findings from

individual research projects and systematic lines of research through

journal publications and conference presentations. These findings are

communicated to other researchers and engage researchers in dialogues.

These dialogues contribute to innovation and development in special

education and early intervention. In recent years the Office of Special

Education Programs (OSEP) has sought to expand these traditional

approaches. While continuing to support innovation and development,

OSEP has established a goal to foster the use of a professional

knowledge base by professionals who serve children with disabilities

and parents who are involved in the education and development of their

children with disabilities.

Focus 6 supports projects that synthesize and communicate an extant

professional knowledge base on curricular, instructional, early

intervention, or organizational strategies and approaches that would

contribute to professional practice as a means for achieving better

results for children with disabilities. In past years, the Department

has supported syntheses on positive behavioral supports of children who

exhibit challenging behaviors, grouping practices in reading,

differences between children with learning disabilities and low

achieving students, instructional approaches for special education

students who speak English as a second language, generalization

strategies for using augmentative communication devices, interventions

for children with learning disabilities, and effects of setting on

social and academic outcomes. Building upon these previous efforts, the

Secretary intends to support and fund a limited number of new syntheses

in other areas such as--

(a) Effects of self-determination and self-advocacy interventions

on children with disabilities;

(b) Effects of interventions on children with disabilities that

promote generalization of academic or developmental skills;

(c) Effects of teacher or practitioner efficacy on children with

disabilities' achievement or development;

(d) Effects of technology for improving literacy results for

children with disabilities;

(e) Effects of school-wide approaches for improving reading results

of children with disabilities; or

(f) Effects of school-wide approaches for improving math results of

children with disabilities.

Under Focus 6, a synthesis project must--

(a) Identify the topical focus and the relevant and irrelevant

concepts under review, and pose hypotheses around which the synthesis

would be conducted;

(b) Identify and implement rigorous social science methods for

synthesizing the professional knowledge base (e.g., integrative reviews

(Cooper, 1982), best-evidence synthesis (Slavin, 1989), meta-analysis

(Glass, 1977), multi-vocal approach (Ogawa & Malen, 1991), and National

Institute of Mental Health consensus development program (Huberman,

1977));

(c) Develop hypotheses with input from potential consumers of the

synthesis to enhance the usability and validity of project efforts.

Consumers include researchers, technical assistance providers, policy

makers, educators, other relevant practitioners, individuals with

disabilities, and parents;

(d) Develop linkage of synthesis with technical assistance

providers and disseminators and prepare products for use by

practitioners, technical assistance providers, and disseminators;

(e) Implement procedures for locating and organizing the extant

literature and ensure that these procedures address and guard against

potential threats to the integrity, including generalization of

findings;

(f) Establish criteria and procedures for judging the

appropriateness of studies;

(g) Meet with the Office of Special Education Programs to review

the project's topical focus and methodological approach for conducting

the synthesis prior to the start of its synthesis;

(h) Analyze and interpret the professional knowledge base,

including identification of general trends in the literature, points of

consensus and conflict among the findings, and areas of evidence where

the literature base is lacking. The interpretation of the literature

base must address the contributions of the findings for improving the

practice of professionals serving children with disabilities; and

[[Page 8535]]

(i) Submit a draft report in the 21st month of the project and,

based on peer reviews, revise and submit a final report of the

synthesis in the 24th month. During the second year of the project, the

Secretary may fund an optional six-month period for additional

dissemination activities.

Focus 7--Improving the Delivery of Special Education and Related

Services or Early Intervention Services to Children Who Are English

Language Learners

Appropriate instruction and intervention for children with

disabilities who are limited in their English language proficiency can

be achieved in a variety of ways. Ultimately, the responsibility for

assuring that the English language learner is receiving appropriate

access to the curriculum or intervention rests with the school district

or agency in its provision of necessary training and ongoing support to

the teachers or practitioners. Providing native speakers of the child's

language in the classroom or intervention program, including parents,

may not be sufficient to assure delivery of appropriate education or

interventions. Limitations of resources and availability of qualified

bilingual personnel to provide special education, related services, or

early intervention services throughout the Nation suggest that other

approaches should be investigated that will enhance the availability

and assurance of the provision of meaningful education.

Under Focus 7 projects must pursue a systematic program of applied

research that focuses on one or more areas related to improved

approaches to the delivery of special education and related services or

early intervention services to children who are English language

learners. These areas may include, for example--

(a) Examination of early reading practices (K-3) for children with

learning and behavior issues who are limited in their English

proficiency;

(b) Improvement of reading comprehension in content area

instruction in grades 4-8;

(c) Examination of alternatives in the delivery of services to

children with disabilities who are English language learners (e.g., is

placement optimal in regular classes or programs with support from

special education resources or is the child better served in placements

with other children with similar disabilities with support from

bilingual resources?);

(d) The role cultural issues play in the provision of services

(e.g., how do the perceptions of families regarding disabilities and

services affect delivery of services?);

(e) The preferred strategies to support the transition from

bilingual to mainstream English speaking classes or programs (e.g.,

what teaching or intervention strategies are most effective?);

(f) Examination of specific instructional approaches that promote

problem solving and comprehension in reading, science, math, and social

studies;

(g) Examination of instructional or intervention approaches for

growth in English language learning for these children;

(h) Factors that improve the effectiveness of cooperative learning

and classwide peer tutoring for English language learners;

(i) The techniques that improve the transfer of proven practices to

practitioner; and

(j) The qualitative differences that exist in implementation of

proven practices with practitioner and children who are English

language learners who are located in inner-city schools or served

through inner-city agencies (e.g., what is the involvement of

families).

Focus 8--Educating Children With Disabilities in Inclusive Settings

Focus 8 supports research projects to (a) identify new or improved

systems change strategies that provide all children with disabilities,

including children with severe disabilities, effective access to the

general curriculum in regular classrooms as well as to nonsegregated

extracurricular activities, and (b) describe how these school inclusion

efforts as identified in (a) are aligned with systemic reform and

school improvement strategies for all students.

Each project will identify, describe, and examine: (1) The efficacy

and linkages of existing systemic reform and school inclusion

strategies; (2) how school systems provide administrative and other

supports in general education settings to meet the needs of students

with disabilities and other diverse learners; (3) how standards

established for all children and authentic assessment practices are

implemented for students with disabilities, and (4) social support

strategies, including peer mediated strategies, that promote positive

interactions among students with disabilities and their same-aged peers

to foster cohesive school and classroom communities.

To be considered for funding under Focus 8, a research project

must--

(a) Identify specific interventions or strategies to be

investigated;

(b) Design the research activities in a manner that is likely to

improve services for all students in inclusive classrooms, including

students with severe disabilities;

(c) Conduct the research in schools pursuing systemic education

reform and school inclusion; and

(d) Use methodological procedures designed to produce findings

useful to program implementers and policy makers regarding the impact

and interaction effects of systemic reform and school inclusion

strategies in State and local contexts and demonstrate the benefits to

students including the reciprocal benefits of inclusive schooling for

all students.

Requirements for All Directed Research Projects

In addition to addressing one of the above mentioned focus areas,

projects must--

(a) Apply rigorous research methods (qualitative or quantitative,

or both) to identify approaches contributing to improved results for

children with disabilities;

(b) Provide a conceptual framework, based on extant research and

theory to serve as a basis for the issues to be studied, the research

design, and the target population;

(c) Prepare dissemination materials for both researcher and

practitioner audiences and develop linkages with U.S. Department of

Education dissemination and technical assistance providers, in

particular those supported under the Individuals with Disabilities

Education Act, to communicate research findings and distribute

products; and

(d) Budget for two trips annually to Washington, D.C., for: (1) A

two-day Research to Practice Division Project Directors' meeting; and

(2) another meeting to collaborate with the Research to Practice

Division project officer and the other projects funded under this

priority, and to share information and discuss findings and methods of

dissemination.

Executive Order 12866

This notice of proposed priorities has been reviewed in accordance

with Executive Order 12866. Under the terms of the order the Secretary

has assessed the potential costs and benefits of this regulatory

action.

The potential costs associated with the notice of proposed

priorities are those determined by the Secretary as necessary for

administering this program effectively and efficiently.

In assessing the potential costs and benefits--both quantitative

and qualitative--of this notice of proposed

[[Page 8536]]

priorities, the Secretary has determined that the benefits of the

proposed priorities justify the costs.

The Secretary has also determined that this regulatory action does

not unduly interfere with State, local, and tribal governments in the

exercise of their governmental functions.

To assist the Department in complying with the specific

requirements of Executive Order 12866, the Secretary invites comment on

whether there may be further opportunities to reduce any potential

costs or increase potential benefits resulting from these proposed

priorities without impeding the effective and efficient administration

of the program.

Summary of Potential Costs and Benefits

There are no identified costs associated with this notice of

proposed priorities. Announcement of the priorities will not result in

costs to State and local governments, recipients of grant funds, or to

children and youth with disabilities and their families. The benefit

from these priorities will be to focus activities and Federal

assistance on improving results for children and youth with

disabilities.

Intergovernmental Review

All programs in this notice (except for the Research and Innovation

Projects) are subject to the requirements of Executive Order 12372 and

the regulations in 34 CFR Part 79. The objective of the Executive order

is to foster an intergovernmental partnership and a strengthened

federalism by relying on processes developed by State and local

governments for coordination and review of proposed Federal financial

assistance.

In accordance with the order, this document is intended to provide

early notification of the Department's specific plans and actions for

this program.

Invitation to Comment

Interested persons are invited to submit comments and

recommendations regarding these proposed priorities.

All comments submitted in response to this notice will be available

for public inspection, during and after the comment period, in Room

3524, 300 C Street, SW, Washington, D.C., between the hours of 8:30

a.m. and 4:00 p.m., Monday through Friday of each week except Federal

holidays.

On request the Department supplies an appropriate aid, such as a

reader or print magnifier, to an individual with a disability who needs

assistance to review the comments or other documents in the public

rulemaking docket for these proposed priorities. An individual with a

disability who wants to schedule an appointment for this type of aid

may call (202)-205-8113 or (202) 260-9895. An individual who uses a TDD

may call the Federal Information Relay Service at 1-800-877-8339,

between 8 a.m., and 8 p.m., eastern time, Monday through Friday.

Electronic Access to This Document

Anyone may view this document, as well as all other Department of

Education documents published in the Federal Register, in text or

portable document format (pdf) on the World Wide Web at either of the

following sites:

http://ocfo.ed.gov/fedreg.htm

http://www.ed.gov/news.html

To use the pdf you must have the Adobe Acrobat Reader Program with

Search, which is available free at either of the previous sites. If you

have questions about using the pdf, call the U.S. Government Printing

Office toll free at 1-888-293-6498.

Anyone may also view these documents in text copy only on an

electronic bulletin board of the Department. Telephone: (202) 219-1511

or, toll free, 1-800-222-4922. The documents are located under Option

G--Files/Announcements, Bulletins, and Press Releases.

Note: The official version of a document is the document

published in the Federal Register.

(Catalog of Federal Domestic Assistance Numbers: Research and

Innovation to Improve Services and Results for Children with

Disabilities, 84.324; and Technical Assistance and Dissemination to

Improve Services and Results for Children with Disabilities, 84.326)

Dated: January 29, 1998.

Judith E. Heumann,

Assistant Secretary for Special Education and Rehabilitative Services.

[FR Doc. 98-4138 Filed 2-18-98; 8:45 am]

BILLING CODE 4000-01-P

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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